0001085146-16-002686.txt : 20160128 0001085146-16-002686.hdr.sgml : 20160128 20160127202929 ACCESSION NUMBER: 0001085146-16-002686 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160128 DATE AS OF CHANGE: 20160127 EFFECTIVENESS DATE: 20160128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 161366357 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001626379 XXXXXXXX 12-31-2015 12-31-2015 Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831 333-2060 /s/ Kim Adams Monterey CA 01-22-2016 0 202 274254 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1013802522SHSOLE 002522ABBOTT LABSCOM00282410045610164SHSOLE 0010164ABBVIE INCCOM00287Y1095829822SHSOLE 009822ABERDEEN ASIA PACIFIC INCOMCOM00300910750661108518SHSOLE 1820890926429ADAMS DIVERSIFIED EQUITY FDCOM00621210421116476SHSOLE 0016476AETNA INC NEWCOM00817Y1082071919SHSOLE 001919ALCATEL-LUCENTSPONSORED ADR0139043054912751SHSOLE 0012751ALLSTATE CORPCOM0200021013746025SHSOLE 006025ALPHABET INCCAP STK CL A02079K30551046560SHSOLE 500001560ALPHABET INCCAP STK CL C02079K10753387035SHSOLE 501302022ALPS ETF TRALERIAN MLP00162Q86671959646SHSOLE 0059646ALTRIA GROUP INCCOM02209S103162327876SHSOLE 0027876AMAZON COM INCCOM0231351066891020SHSOLE 001020AMERICAN AIRLS GROUP INCCOM02376R10278418508SHSOLE 0018508AMERICAN EXPRESS COCOM0258161092403454SHSOLE 003454APOLLO INVT CORPCOM03761U1066011494SHSOLE 0011494APPLE INCCOM03783310013573128944SHSOLE 92200036744ASA GOLD AND PRECIOUS MTLS LSHSG3156P1037210000SHSOLE 0010000AT&T INCCOM00206R10247513797SHSOLE 0013797BANK AMER CORP7.25%CNV PFD L060505682268245SHSOLE 00245BARCLAYS BK PLCDJUBS CMDT ETN3606738C77823410906SHSOLE 0010906BERKSHIRE HATHAWAY INC DELCL B NEW084670702383429036SHSOLE 900028136BLOUNT INTL INC NEWCOM09518010518118500SHSOLE 0018500BOEING COCOM0970231052671846SHSOLE 001846CALPINE CORPCOM NEW13134730417412008SHSOLE 0012008CAMBRIA ETF TRSHSHLD YIELD ETF13206120153618525SHSOLE 1560002925CAMECO CORPCOM13321L10813611000SHSOLE 0011000CENTRAL FD CDA LTDCL A1535011016963697021SHSOLE 1567660540255CHECKPOINT SYS INCCOM16282510311318000SHSOLE 0018000CHESAPEAKE ENERGY CORPCOM1651671077717000SHSOLE 0017000CHESAPEAKE ENERGY CORPCOM165167107040SHCallSOLE 0040CHEVRON CORP NEWCOM1667641008909893SHSOLE 009893CHUBB CORPCOM1712321012171634SHSOLE 001634CISCO SYS INCCOM17275R1023261120082SHSOLE 4480119634COCA COLA COCOM19121610043310072SHSOLE 0010072COLGATE PALMOLIVE COCOM19416210378611795SHSOLE 0011795COPART INCCOM21720410638310064SHSOLE 0010064CORBUS PHARMACEUTICALS HLDGSCOM21833P1031710000SHSOLE 0010000CREDIT SUISSE NASSAU BRHINVRS VIX STERM22542D79532312500SHSOLE 0012500CURRENCYSHARES AUSTRALIAN DLAUSTRALIAN DOL23129U101236332381SHSOLE 0032381CURRENCYSHARES CDN DLR TRCDN DOLLAR SHS23129X105123517227SHSOLE 5492011735CURRENCYSHARES SWISS FRANC TSWISS FRANC SH23129V109108611263SHSOLE 155309710DOMINION DIAMOND CORPCOM25728710213012750SHSOLE 0012750ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V10077856607SHSOLE 0056607ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R1092898570SHSOLE 008570ENTERPRISE PRODS PARTNERS LCOM2937921072894113154SHSOLE 00113154EXXON MOBIL CORPCOM30231G102298838337SHSOLE 0038337FACEBOOK INCCL A30303M10228335270733SHSOLE 300270703FIRST INDUSTRIAL REALTY TRUSCOM32054K10330813931SHSOLE 0013931GENERAL ELECTRIC COCOM369604103124940089SHSOLE 0040089HALLIBURTON COCOM4062161013319725SHSOLE 009725ILLINOIS TOOL WKS INCCOM4523081092292475SHSOLE 002475INTEL CORPCOM45814010062318074SHSOLE 400017674INTERNATIONAL BUSINESS MACHSCOM4592001017725609SHSOLE 005609ISHARES GOLD TRUSTISHARES4642851051994194900SHSOLE 00194900ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10742229623SHSOLE 6787022836ISHARES SILVER TRUSTISHARES46428Q10943933277SHSOLE 0033277ISHARES TR1-3 YR CR BD ETF4642886465765504SHSOLE 005504ISHARES TR1-3 YR TR BD ETF4642874574114872SHSOLE 004872ISHARES TR3YRTB ETF464288125108913979SHSOLE 0013979ISHARES TRCOHEN&STEER REIT4642875648928984SHSOLE 008984ISHARES TRCORE S&P MCP ETF4642875073462486SHSOLE 002486ISHARES TRCORE S&P500 ETF46428720018048804SHSOLE 008804ISHARES TRCORE US AGGBD ET4642872263393135SHSOLE 003135ISHARES TRDOW JONES US ETF46428784610139935SHSOLE 009935ISHARES TREAFE GRWTH ETF4642888854887275SHSOLE 007275ISHARES TREAFE MIN VOL ETF46429B6893485366SHSOLE 005366ISHARES TREAFE SML CP ETF464288273102520517SHSOLE 0020517ISHARES TREAFE VALUE ETF46428887793019998SHSOLE 0019998ISHARES TRGLOB UTILITS ETF4642887113818664SHSOLE 008664ISHARES TRIBOXX INV CP ETF4642872422432127SHSOLE 002127ISHARES TRINTERM CR BD ETF4642886382602426SHSOLE 002426ISHARES TRINTL SEL DIV ETF46428844841614478SHSOLE 0014478ISHARES TRMICRO-CAP ETF46428886998613670SHSOLE 0013670ISHARES TRMSCI EAFE ETF464287465273946638SHSOLE 0046638ISHARES TRMSCI EMG MKT ETF46428723467520967SHSOLE 0020967ISHARES TRNASDQ BIOTEC ETF4642875565111509SHSOLE 001509ISHARES TRNAT AMT FREE BD4642884146235629SHSOLE 005629ISHARES TRRUS 1000 ETF46428762210379150SHSOLE 009150ISHARES TRRUS 1000 GRW ETF464287614157215800SHSOLE 0015800ISHARES TRRUS 1000 VAL ETF464287598178618249SHSOLE 0018249ISHARES TRRUS 2000 GRW ETF4642876482852045SHSOLE 002045ISHARES TRRUS 2000 VAL ETF46428763099810851SHSOLE 0010851ISHARES TRRUSSELL 2000 ETF464287655205718263SHSOLE 0018263ISHARES TRRUSSELL 3000 ETF4642876895174295SHSOLE 004295ISHARES TRS&P MC 400GR ETF4642876064632873SHSOLE 002873ISHARES TRS&P MC 400VL ETF4642877053753196SHSOLE 003196ISHARES TRSELECT DIVID ETF464287168217628962SHSOLE 0028962ISHARES TRSP SMCP600VL ETF464287879398136807SHSOLE 0036807ISHARES TRTIPS BD ETF464287176137712555SHSOLE 0012555ISHARES TRU.S. PFD STK ETF4642886872335987SHSOLE 005987ISHARES TRU.S. UTILITS ETF464287697159114742SHSOLE 0014742JACOBS ENGR GROUP INC DELCOM4698141073368000SHSOLE 008000JAMES HARDIE INDS PLCSPONSORED ADR47030M10663450000SHSOLE 0050000JOHNSON & JOHNSONCOM478160104348033881SHSOLE 0033881JPMORGAN CHASE & COALERIAN ML ETN46625H36544415315SHSOLE 0015315JPMORGAN CHASE & COCOM46625H1003685573SHSOLE 005573KINDER MORGAN INC DELCOM49456B1011618108442SHSOLE 00108442KINDRED BIOSCIENCES INCCOM4945771095616545SHSOLE 0016545KRAFT HEINZ COCOM5007541062213037SHSOLE 003037LEGG MASON BW GLB INC OPP FDCOM52469B10011610000SHSOLE 0010000LIFEVANTAGE CORPCOM NEW53222K20544346562SHSOLE 0046562LILLY ELI & COCOM5324571084134904SHSOLE 004904MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010668010008SHSOLE 0010008MARKET VECTORS ETF TRAGRIBUS ETF57060U6052194720SHSOLE 004720MARKET VECTORS ETF TRGOLD MINER ETF57060U10018413397SHSOLE 0013397MARRONE BIO INNOVATIONS INCCOM57165B1062422000SHSOLE 0022000MASTERCARD INCCL A57636Q1042212269SHSOLE 002269MCDONALDS CORPCOM5801351014884131SHSOLE 004131MCDONALDS CORPCOM5801351011410SHCallSOLE 0010MCKESSON CORPCOM58155Q1038274192SHSOLE 004192MERCK & CO INC NEWCOM58933Y1052945560SHSOLE 005560MICROSOFT CORPCOM594918104159128679SHSOLE 0028679MONDELEZ INTL INCCL A6092071053417601SHSOLE 007601NORTH ATLANTIC DRILLING LTDCOMG6613P1292510000SHSOLE 0010000NUVEEN CALIF MUNICPAL VALU FCOM6706EB10631118300SHSOLE 0018300NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10211614799SHSOLE 0014799NUVEEN INVT QUALITY MUN FD ICOM67062E10315410000SHSOLE 0010000NUVEEN MUN VALUE FD INCCOM67092810056955900SHSOLE 0055900OLD NATL BANCORP INDCOM68003310716712321SHSOLE 0012321OMEROS CORPCOM68214310216410408SHSOLE 0010408OPOWER INCCOM68375Y10925724378SHSOLE 0024378ORACLE CORPCOM68389X1052587057SHSOLE 007057PFIZER INCCOM71708110343413441SHSOLE 0013441PHILIP MORRIS INTL INCCOM718172109114012967SHSOLE 0012967PIMCO ETF TR1-5 US TIP IDX72201R2052865581SHSOLE 005581PIMCO ETF TRTTL RTN ACTV ETF72201R7756215955SHSOLE 005955POWERSHARES DB G10 CURCY HARCOM UT BEN INT73935Y10225410875SHSOLE 0010875POWERSHARES ETF TRUSTFINL PFD PTFL73935X22922111750SHSOLE 0011750POWERSHARES ETF TRUSTRUSSELL 2000 VAL73935X8642028787SHSOLE 008787POWERSHARES ETF TRUSTS&P 500 HGH QLTY73935X68242218255SHSOLE 0018255POWERSHARES QQQ TRUSTUNIT SER 173935A1043943524SHSOLE 003524POWERSHS DB MULTI SECT COMMDB OIL FUND73936B50725828562SHSOLE 0028562POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40832115553SHSOLE 0015553PROCTER & GAMBLE COCOM7427181096157750SHSOLE 007750QUALCOMM INCCOM7475251032084158SHSOLE 004158RYDEX ETF TRUSTGUG S&P500 PU VA78355W3043527149SHSOLE 007149SCHLUMBERGER LTDCOM80685710882611842SHSOLE 0011842SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470621911250SHSOLE 0011250SCHWAB STRATEGIC TRUS LRG CAP ETF8085242014719701SHSOLE 009701SCHWAB STRATEGIC TRUS REIT ETF80852484748212151SHSOLE 0012151SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5065178565SHSOLE 008565SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88655012697SHSOLE 0012697SOUTHWEST AIRLS COCOM8447411082185065SHSOLE 005065SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7492535413SHSOLE 005413SPDR INDEX SHS FDSEURO STOXX 5078463X20247513799SHSOLE 0013799SPDR INDEX SHS FDSMSCI ACWI EXUS78463X84838312440SHSOLE 0012440SPDR INDEX SHS FDSS&P INTL ETF78463X7723269777SHSOLE 009777SPDR INDEX SHS FDSS&P INTL SMLCP78463X87132811627SHSOLE 0011627SPDR S&P 500 ETF TRTR UNIT78462F103344524896SHSOLE 0024896SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1073901535SHSOLE 001535SPROTT PHYSICAL GOLD TRUSTUNIT85207H104140881613757SHSOLE 2522901588528SPX CORPCOM78463510420521957SHSOLE 0021957SPX FLOW INCCOM78469X10761321957SHSOLE 0021957STARBUCKS CORPCOM8552441093265434SHSOLE 005434STATE STR CORPCOM8574771035318000SHSOLE 008000TEMPLETON GLOBAL INCOME FDCOM88019810673511157756SHSOLE 2511601132640TESLA MTRS INCCOM88160R1013421427SHSOLE 001427TOWERS WATSON & COCL A891894107153911981SHSOLE 0011981TREMOR VIDEO INCCOM89484Q1009947997SHSOLE 0047997TWITTER INCCOM90184L10272231223SHSOLE 1031222UNILIFE CORP NEWCOM90478E103714355SHSOLE 0014355UNION PAC CORPCOM9078181083624632SHSOLE 004632VANGUARD BD INDEX FD INCINTERMED TERM9219378193163801SHSOLE 003801VANGUARD BD INDEX FD INCSHORT TRM BOND921937827308038703SHSOLE 0038703VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835115914355SHSOLE 0014355VANGUARD INDEX FDSGROWTH ETF922908736136312815SHSOLE 0012815VANGUARD INDEX FDSLARGE CAP ETF922908637106111342SHSOLE 0011342VANGUARD INDEX FDSMCAP VL IDXVIP9229085122432830SHSOLE 002830VANGUARD INDEX FDSREIT ETF922908553535167113SHSOLE 0067113VANGUARD INDEX FDSSM CP VAL ETF9229086118919023SHSOLE 009023VANGUARD INDEX FDSSMALL CP ETF922908751171915537SHSOLE 0015537VANGUARD INDEX FDSSML CP GRW ETF9229085952582125SHSOLE 002125VANGUARD INDEX FDSTOTAL STK MKT92290876913737131709SHSOLE 00131709VANGUARD INDEX FDSVALUE ETF922908744184622642SHSOLE 0022642VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277569415981SHSOLE 0015981VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858280885844SHSOLE 0085844VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874212042503SHSOLE 0042503VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF922042866141324929SHSOLE 0024929VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF9220427185185573SHSOLE 005573VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426764027867SHSOLE 007867VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427423375844SHSOLE 005844VANGUARD MALVERN FDSSTRM INFPROIDX92202080553211000SHSOLE 0011000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409174022026SHSOLE 0022026VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088443294228SHSOLE 004228VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385896726326SHSOLE 0026326VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406131019622SHSOLE 1439505227VERIZON COMMUNICATIONS INCCOM92343V1044118893SHSOLE 008893VICAL INCCOM9256021042663040SHSOLE 0063040WELLS FARGO & CO NEWCOM94974610157410558SHSOLE 0010558WELLS FARGO & CO NEWPERP PFD CNV A949746804232200SHSOLE 00200WISDOMTREE TRDIV EX-FINL FD97717W4064015710SHSOLE 005710WISDOMTREE TREMER MKT HIGH FD97717W315263283178SHSOLE 2671080507WISDOMTREE TREMERG CUR STR FD97717W13330918375SHSOLE 0018375WISDOMTREE TREMG MKTS SMCAP97717W281112932209SHSOLE 0032209WISDOMTREE TRGLB HIGH DIV FD97717W8772506363SHSOLE 006363WISDOMTREE TRHIGH DIV FD97717W20810515177948SHSOLE 112350166713WISDOMTREE TRINTL LRGCAP DV97717W794188543675SHSOLE 2102041573WISDOMTREE TRINTL SMCAP DIV97717W760496085365SHSOLE 0085365WISDOMTREE TRITL HIGH DIV FD97717W8029599254332SHSOLE 99590244373WISDOMTREE TRSMALLCAP DIVID97717W604437567373SHSOLE 640066733WMIH CORPCOM92936P100830320453SHSOLE 00320453