0001085146-15-002176.txt : 20151110 0001085146-15-002176.hdr.sgml : 20151110 20151105213507 ACCESSION NUMBER: 0001085146-15-002176 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151105 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 151202309 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001626379 XXXXXXXX 09-30-2015 09-30-2015 Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831 333-2060 /s/ Kim Adams Monterey CA 11-05-2015 0 205 266538 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1013532492SHSOLE 002492ABBOTT LABSCOM0028241004009936SHSOLE 009936ABBVIE INCCOM00287Y1095219580SHSOLE 009580ABERDEEN ASIA PACIFIC INCOMCOM00300910752271161545SHSOLE 1843020977243ADAMS DIVERSIFIED EQUITY FDCOM00621210415712321SHSOLE 0012321AETNA INC NEWCOM00817Y1082482263SHSOLE 002263ALCATEL-LUCENTSPONSORED ADR0139043054712779SHSOLE 0012779ALLSTATE CORPCOM0200021013506008SHSOLE 006008ALPS ETF TRALERIAN MLP00162Q86693574946SHSOLE 0074946ALTRIA GROUP INCCOM02209S103136325061SHSOLE 0025061AMAZON COM INCCOM0231351067441454SHSOLE 001454AMERICAN AIRLS GROUP INCCOM02376R10269417883SHSOLE 0017883AMERICAN EXPRESS COCOM0258161092513386SHSOLE 003386AMPIO PHARMACEUTICALS INCCOM03209T1094816492SHSOLE 0016492APOLLO INVT CORPCOM03761U1066111096SHSOLE 0011096APPLE INCCOM03783310013736124528SHSOLE 92200032328ASA GOLD AND PRECIOUS MTLS LSHSG3156P1037810000SHSOLE 0010000AT&T INCCOM00206R10248114763SHSOLE 0014763BANK AMER CORPCOM06050510417611325SHSOLE 0011325BARCLAYS BK PLCDJUBS CMDT ETN3606738C77828011448SHSOLE 0011448BOEING COCOM0970231052201678SHSOLE 001678CAMBRIA ETF TRSHSHLD YIELD ETF13206120153918525SHSOLE 1560002925CAMECO CORPCOM13321L10812210000SHSOLE 0010000CENTRAL FD CDA LTDCL A1535011017633720832SHSOLE 1567660564066CHECKPOINT SYS INCCOM1628251037310000SHSOLE 0010000CHESAPEAKE ENERGY CORPCOM16516710712517000SHSOLE 0017000CHEVRON CORP NEWCOM1667641007879978SHSOLE 009978CISCO SYS INCCOM17275R1023241123476SHSOLE 4480123028COCA COLA COCOM1912161003939796SHSOLE 009796COLGATE PALMOLIVE COCOM19416210375311872SHSOLE 0011872COMMERCE BANCSHARES INCCOM2005251032014415SHSOLE 004415COPART INCCOM21720410633110064SHSOLE 0010064CORBUS PHARMACEUTICALS HLDGSCOM21833P1031610000SHSOLE 0010000CREDIT SUISSE NASSAU BRHINVRS VIX STERM22542D79530412500SHSOLE 0012500CURRENCYSHARES AUSTRALIAN DLAUSTRALIAN DOL23129U101227432380SHSOLE 190032190CURRENCYSHARES CDN DLR TRCDN DOLLAR SHS23129X105128217227SHSOLE 5492011735CURRENCYSHARES SWISS FRANC TSWISS FRANC SH23129V109111911263SHSOLE 155309710ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V100138366478SHSOLE 0066478ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R1093648859SHSOLE 008859ENTERPRISE PRODS PARTNERS LCOM2937921072996120317SHSOLE 00120317EXXON MOBIL CORPCOM30231G102307741392SHSOLE 0041392FACEBOOK INCCL A30303M10221932243953SHSOLE 300243923FIRST INDUSTRIAL REALTY TRUSCOM32054K10328613650SHSOLE 0013650FIRST REP BK SAN FRANCISCO CCOM33616C1002984747SHSOLE 004747GENERAL DYNAMICS CORPCOM3695501082782018SHSOLE 002018GENERAL ELECTRIC COCOM369604103110943960SHSOLE 0043960GOOGLE INCCL A38259P50839846241SHSOLE 500001241GOOGLE INCCL C38259P70643437138SHSOLE 501302125HALLIBURTON COCOM4062161013449720SHSOLE 009720HONEYWELL INTL INCCOM4385161062682833SHSOLE 002833ILLINOIS TOOL WKS INCCOM4523081092042475SHSOLE 002475INTEL CORPCOM45814010053317670SHSOLE 400017270INTERNATIONAL BUSINESS MACHSCOM4592001019916839SHSOLE 006839ISHARES GOLD TRUSTISHARES4642851052499231813SHSOLE 00231813ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R107138781234SHSOLE 8782072452ISHARES SILVER TRUSTISHARES46428Q10946233277SHSOLE 0033277ISHARES TRSELECT DIVID ETF464287168216929808SHSOLE 0029808ISHARES TRTIPS BD ETF464287176150013553SHSOLE 0013553ISHARES TRCORE S&P500 ETF46428720017779220SHSOLE 009220ISHARES TRCORE US AGGBD ET4642872264714300SHSOLE 004300ISHARES TRMSCI EMG MKT ETF46428723472522121SHSOLE 0022121ISHARES TRIBOXX INV CP ETF4642872422502154SHSOLE 002154ISHARES TR1-3 YR TR BD ETF464287457129415223SHSOLE 0015223ISHARES TRMSCI EAFE ETF464287465280949011SHSOLE 0049011ISHARES TRCORE S&P MCP ETF4642875073402486SHSOLE 002486ISHARES TRNASDQ BIOTEC ETF4642875564581509SHSOLE 001509ISHARES TRCOHEN&STEER REIT4642875648328984SHSOLE 008984ISHARES TRRUS 1000 VAL ETF464287598169218143SHSOLE 0018143ISHARES TRS&P MC 400GR ETF4642876064512873SHSOLE 002873ISHARES TRRUS 1000 GRW ETF464287614143515430SHSOLE 0015430ISHARES TRRUS 1000 ETF4642876229819160SHSOLE 009160ISHARES TRRUS 2000 VAL ETF46428763097810857SHSOLE 0010857ISHARES TRRUS 2000 GRW ETF4642876482742045SHSOLE 002045ISHARES TRRUSSELL 2000 ETF464287655211219345SHSOLE 0019345ISHARES TRRUSSELL 3000 ETF4642876895214579SHSOLE 004579ISHARES TRU.S. UTILITS ETF464287697159014741SHSOLE 0014741ISHARES TRS&P MC 400VL ETF4642877053683195SHSOLE 003195ISHARES TRDOW JONES US ETF4642878469589928SHSOLE 009928ISHARES TRSP SMCP600VL ETF464287879386536885SHSOLE 0036885ISHARES TR3YRTB ETF464288125132216670SHSOLE 0016670ISHARES TREAFE SML CP ETF46428827397920499SHSOLE 0020499ISHARES TRNAT AMT FREE BD4642884146185639SHSOLE 005639ISHARES TRINTL SEL DIV ETF46428844840714478SHSOLE 0014478ISHARES TRIBOXX HI YD ETF4642885132553060SHSOLE 003060ISHARES TRINTERM CR BD ETF4642886382652436SHSOLE 002436ISHARES TR1-3 YR CR BD ETF4642886465785502SHSOLE 005502ISHARES TRU.S. PFD STK ETF4642886872145537SHSOLE 005537ISHARES TRGLOB UTILITS ETF4642887113828619SHSOLE 008619ISHARES TRMICRO-CAP ETF464288869113916336SHSOLE 0016336ISHARES TREAFE VALUE ETF464288877109723702SHSOLE 0023702ISHARES TREAFE GRWTH ETF4642888855368403SHSOLE 008403ISHARES TREAFE MIN VOL ETF46429B6893315312SHSOLE 005312JACOBS ENGR GROUP INC DELCOM4698141072998000SHSOLE 008000JAMES HARDIE INDS PLCSPONSORED ADR47030M10660250000SHSOLE 0050000JOHNSON & JOHNSONCOM478160104314233655SHSOLE 0033655JPMORGAN CHASE & COALERIAN ML ETN46625H36548115843SHSOLE 0015843KINDER MORGAN INC DELCOM49456B1013717134277SHSOLE 00134277KINDRED BIOSCIENCES INCCOM4945771098616545SHSOLE 0016545KRAFT HEINZ COCOM5007541062112995SHSOLE 002995LAZARD LTDSHS AG5405010293621612SHSOLE 0021612LEGG MASON BW GLB INC OPP FDCOM52469B10011610000SHSOLE 0010000LIFEVANTAGE CORPCOM53222K106264325921SHSOLE 00325921LILLY ELI & COCOM5324571084104904SHSOLE 004904MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010662410383SHSOLE 0010383MARKEL CORPCOM570535104361450SHSOLE 00450MARKET VECTORS ETF TRGOLD MINER ETF57060U10020114606SHSOLE 0014606MARKET VECTORS ETF TRAGRIBUS ETF57060U6052134636SHSOLE 004636MASTERCARD INCCL A57636Q1042002222SHSOLE 002222MCDONALDS CORPCOM5801351014114174SHSOLE 004174MCKESSON CORPCOM58155Q1036733635SHSOLE 003635MICROSOFT CORPCOM594918104129429237SHSOLE 0029237MONDELEZ INTL INCCL A6092071053187600SHSOLE 007600NORTH ATLANTIC DRILLING LTDCOMG6613P202810000SHSOLE 0010000NUVEEN CALIF MUNICPAL VALU FCOM6706EB10630018300SHSOLE 0018300NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10211814799SHSOLE 0014799NUVEEN INVT QUALITY MUN FD ICOM67062E10314810000SHSOLE 0010000NUVEEN MUN VALUE FD INCCOM67092810054855900SHSOLE 0055900OAKTREE CAP GROUP LLCUNIT CL A6740012012304644SHSOLE 004644OLD NATL BANCORP INDCOM68003310717112301SHSOLE 0012301OMEROS CORPCOM68214310211410408SHSOLE 0010408ONEOK PARTNERS LPUNIT LTD PARTN68268N103223476365SHSOLE 0076365OPOWER INCCOM68375Y10922925678SHSOLE 0025678ORACLE CORPCOM68389X1052627246SHSOLE 007246PFIZER INCCOM71708110347515114SHSOLE 0015114PHILIP MORRIS INTL INCCOM718172109102012863SHSOLE 0012863PIMCO ETF TR1-5 US TIP IDX72201R2052885581SHSOLE 005581PIMCO ETF TRTTL RTN ACTV ETF72201R7756225899SHSOLE 005899PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031052126968SHSOLE 006968PLUM CREEK TIMBER CO INCCOM72925110895224091SHSOLE 0024091POWERSHARES DB G10 CURCY HARCOM UT BEN INT73935Y10224210875SHSOLE 0010875POWERSHARES ETF TRUSTFINL PFD PTFL73935X22921511750SHSOLE 0011750POWERSHARES ETF TRUSTS&P 500 HGH QLTY73935X68240318255SHSOLE 0018255POWERSHARES ETF TRUSTRUSSELL 2000 VAL73935X8642018787SHSOLE 008787POWERSHARES QQQ TRUSTUNIT SER 173935A1043743680SHSOLE 003680POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40832515553SHSOLE 0015553POWERSHS DB MULTI SECT COMMDB OIL FUND73936B50732428562SHSOLE 0028562PROCTER & GAMBLE COCOM7427181095407513SHSOLE 007513QUALCOMM INCCOM7475251032374414SHSOLE 004414RYDEX ETF TRUSTGUG S&P500 PU VA78355W3043427149SHSOLE 007149SCHLUMBERGER LTDCOM80685710880111614SHSOLE 0011614SCHWAB STRATEGIC TRUS LRG CAP ETF8085242014449698SHSOLE 009698SCHWAB STRATEGIC TRUS REIT ETF80852484745012112SHSOLE 0012112SCHWAB STRATEGIC TRSHT TM US TRES808524862162832037SHSOLE 0032037SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5064417203SHSOLE 007203SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88664014776SHSOLE 0014776SPDR INDEX SHS FDSEURO STOXX 5078463X20246413719SHSOLE 0013719SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7492405320SHSOLE 005320SPDR INDEX SHS FDSS&P INTL ETF78463X7723229494SHSOLE 009494SPDR INDEX SHS FDSMSCI ACWI EXUS78463X84837312277SHSOLE 0012277SPDR INDEX SHS FDSS&P INTL SMLCP78463X87137513616SHSOLE 0013616SPDR S&P 500 ETF TRTR UNIT78462F103446823314SHSOLE 0023314SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1073921575SHSOLE 001575SPROTT PHYSICAL GOLD TRUSTUNIT85207H1045889641474SHSOLE 00641474STARBUCKS CORPCOM8552441093095429SHSOLE 005429STATE STR CORPCOM8574771035388000SHSOLE 008000TEMPLETON GLOBAL INCOME FDCOM88019810673881213157SHSOLE 4938201163775TESLA MTRS INCCOM88160R1013541427SHSOLE 001427TOWERS WATSON & COCL A891894107154713181SHSOLE 0013181TREMOR VIDEO INCCOM89484Q1007641097SHSOLE 0041097TWITTER INCCOM90184L10277928913SHSOLE 1028912UNILIFE CORP NEWCOM90478E1034243355SHSOLE 0043355UNION PAC CORPCOM9078181084104632SHSOLE 004632UTI WORLDWIDE INCORDG872101034810500SHSOLE 0010500VANGUARD BD INDEX FD INCINTERMED TERM9219378195516494SHSOLE 006494VANGUARD BD INDEX FD INCSHORT TRM BOND921937827316039307SHSOLE 0039307VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835117514346SHSOLE 0014346VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4073727023SHSOLE 007023VANGUARD INDEX FDSMCAP VL IDXVIP9229085122352825SHSOLE 002825VANGUARD INDEX FDSREIT ETF922908553511267679SHSOLE 0067679VANGUARD INDEX FDSSML CP GRW ETF9229085952622225SHSOLE 002225VANGUARD INDEX FDSSM CP VAL ETF922908611120612452SHSOLE 0012452VANGUARD INDEX FDSLARGE CAP ETF92290863799011248SHSOLE 0011248VANGUARD INDEX FDSGROWTH ETF922908736128412804SHSOLE 0012804VANGUARD INDEX FDSVALUE ETF922908744203726535SHSOLE 0026535VANGUARD INDEX FDSSMALL CP ETF922908751175416249SHSOLE 0016249VANGUARD INDEX FDSTOTAL STK MKT92290876912981131489SHSOLE 00131489VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426764007852SHSOLE 007852VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427423205784SHSOLE 005784VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277572416973SHSOLE 0016973VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858245274094SHSOLE 0074094VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF922042866140326127SHSOLE 0026127VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874214943693SHSOLE 0043693VANGUARD MALVERN FDSSTRM INFPROIDX92202080553211000SHSOLE 0011000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409178222356SHSOLE 0022356VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088445948057SHSOLE 008057VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858101128360SHSOLE 0028360VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406115318408SHSOLE 1439504013VANGUARD WORLD FDSMATERIALS ETF92204A8012282616SHSOLE 002616VERIZON COMMUNICATIONS INCCOM92343V1043979130SHSOLE 009130VICAL INCCOM9256021042963040SHSOLE 0063040WELLS FARGO & CO NEWCOM94974610154210558SHSOLE 0010558WELLS FARGO & CO NEWPERP PFD CNV A949746804234200SHSOLE 00200WISDOMTREE TREMERG CUR STR FD97717W13333019658SHSOLE 0019658WISDOMTREE TRHIGH DIV FD97717W2089975179469SHSOLE 112150168254WISDOMTREE TREMG MKTS SMCAP97717W281165646514SHSOLE 0046514WISDOMTREE TREMER MKT HIGH FD97717W315296788616SHSOLE 2660085956WISDOMTREE TRDIV EX-FINL FD97717W4063845710SHSOLE 005710WISDOMTREE TRSMALLCAP DIVID97717W604437869502SHSOLE 640068862WISDOMTREE TRINTL SMCAP DIV97717W760539697813SHSOLE 0097813WISDOMTREE TRINTL LRGCAP DV97717W794185243588SHSOLE 2089041499WISDOMTREE TRITL HIGH DIV FD97717W80210254273935SHSOLE 99590263976WISDOMTREE TRJAPN HEDGE EQT97717W85161512641SHSOLE 0012641WISDOMTREE TRGLB HIGH DIV FD97717W8772416313SHSOLE 006313WISDOMTREE TREM LCL DEBT FD97717X8672276539SHSOLE 006539WMIH CORPCOM92936P100809311053SHSOLE 00311053