0001085146-15-001445.txt : 20150713 0001085146-15-001445.hdr.sgml : 20150713 20150713143056 ACCESSION NUMBER: 0001085146-15-001445 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150713 DATE AS OF CHANGE: 20150713 EFFECTIVENESS DATE: 20150713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 15985335 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001626379 XXXXXXXX 06-30-2015 06-30-2015 Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831-333-2060 /s/ Kim Adams Monterey CA 07-08-2015 0 216 286846 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1013852492SHSOLE 002492ABBOTT LABSCOM002824100101420653SHSOLE 0020653ABBVIE INCCOM00287Y109137320432SHSOLE 0020432ABERDEEN ASIA PACIFIC INCOMCOM00300910761691243714SHSOLE 4548500788864ADAMS DIVERSIFIED EQUITY FDCOM00621210417212321SHSOLE 0012321AETNA INC NEWCOM00817Y1082882263SHSOLE 002263ALCATEL-LUCENTSPONSORED ADR0139043054712779SHSOLE 731012048ALLSTATE CORPCOM0200021013895994SHSOLE 005994ALPS ETF TRALERIAN MLP00162Q866116674951SHSOLE 0074951ALTRIA GROUP INCCOM02209S103125725716SHSOLE 2480023236AMAZON COM INCCOM0231351066311454SHSOLE 001454AMERICAN AIRLS GROUP INCCOM02376R10278919767SHSOLE 0019767AMERICAN EXPRESS COCOM0258161092633386SHSOLE 003386AMPIO PHARMACEUTICALS INCCOM03209T1093916492SHSOLE 1539201100APOLLO INVT CORPCOM03761U1067610794SHSOLE 0010794APPLE INCCOM03783310015922126948SHSOLE 92264034684ASA GOLD AND PRECIOUS MTLS LSHSG3156P1039710000SHSOLE 0010000AT&T INCCOM00206R10254415315SHSOLE 0015315BANK AMER CORPCOM06050510419311345SHSOLE 300011045BARCLAYS BK PLCDJUBS CMDT ETN3606738C77833011342SHSOLE 0011342BOEING COCOM0970231052581861SHSOLE 001861CAMBRIA ETF TRSHSHLD YIELD ETF13206120157918525SHSOLE 1560002925CAMECO CORPCOM13321L10814310000SHSOLE 0010000CENTRAL FD CDA LTDCL A1535011019689830923SHSOLE 3077630523160CENTRAL GOLDTRUSTTR UNIT1535461062024922SHSOLE 004922CHECKPOINT SYS INCCOM16282510310210000SHSOLE 0010000CHESAPEAKE ENERGY CORPCOM16516710718116221SHSOLE 0016221CHEVRON CORP NEWCOM166764100109611387SHSOLE 140011247CISCO SYS INCCOM17275R1023374122863SHSOLE 4480122415CIVEO CORPCOM1787871073110000SHSOLE 0010000COCA COLA COCOM1912161003809676SHSOLE 009676COLGATE PALMOLIVE COCOM19416210379712181SHSOLE 0012181COMMERCE BANCSHARES INCCOM2005251032064415SHSOLE 004415COPART INCCOM21720410635710064SHSOLE 0010064CURRENCYSHARES AUSTRALIAN DLAUSTRALIAN DOL23129U101263134080SHSOLE 5619028461CURRENCYSHARES CDN DLR TRCDN DOLLAR SHS23129X105137117227SHSOLE 6045011182CURRENCYSHARES SWISS FRANC TSWISS FRANC SH23129V109129812500SHSOLE 263109869EMERSON ELEC COCOM2910111042183924SHSOLE 003924ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V100288744996SHSOLE 3528809708ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10963212115SHSOLE 357208543ENTERPRISE PRODS PARTNERS LCOM2937921073641121813SHSOLE 142960107517EXXON MOBIL CORPCOM30231G102335640344SHSOLE 1400038944FACEBOOK INCCL A30303M10217409202989SHSOLE 5490202440FIRST INDUSTRIAL REALTY TRUSCOM32054K10325613650SHSOLE 0013650FIRST REP BK SAN FRANCISCO CCOM33616C1002994736SHSOLE 004736GENERAL DYNAMICS CORPCOM3695501082862018SHSOLE 002018GENERAL ELECTRIC COCOM369604103118544601SHSOLE 0044601GILEAD SCIENCES INCCOM3755581032181863SHSOLE 001863GOOGLE INCCL A38259P50833866271SHSOLE 500001271GOOGLE INCCL C38259P70636797068SHSOLE 501302055HALLIBURTON COCOM4062161014189715SHSOLE 009715HANCOCK JOHN PFD INCOME FDSH BEN INT41013W10825513128SHSOLE 0013128HANSEN MEDICAL INCCOM411307101910000SHSOLE 0010000HONEYWELL INTL INCCOM4385161062892832SHSOLE 002832HOSPIRA INCCOM4410601002242530SHSOLE 002530ILLINOIS TOOL WKS INCCOM4523081092272475SHSOLE 002475INTEL CORPCOM45814010054217820SHSOLE 504017316INTERNATIONAL BUSINESS MACHSCOM45920010111116831SHSOLE 006831ISHARES3YRTB ETF464288125133016666SHSOLE 2753013913ISHARESEAFE SML CP ETF464288273104420461SHSOLE 0020461ISHARESNAT AMT FREE BD4642884146065602SHSOLE 005602ISHARESINTL SEL DIV ETF46428844846814478SHSOLE 0014478ISHARESIBOXX HI YD ETF4642885132192468SHSOLE 002468ISHARESINTERM CR BD ETF4642886382652436SHSOLE 002436ISHARES1-3 YR CR BD ETF4642886465975671SHSOLE 005671ISHARESU.S. PFD STK ETF4642886872155481SHSOLE 005481ISHARESGLOB UTILITS ETF4642887113798552SHSOLE 008552ISHARESMICRO-CAP ETF464288869133116328SHSOLE 0016328ISHARESEAFE VALUE ETF464288877127924442SHSOLE 0024442ISHARESEAFE GRWTH ETF4642888855878403SHSOLE 008403ISHARES GOLD TRUSTISHARES4642851052369208892SHSOLE 00208892ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R107150371218SHSOLE 10897060321ISHARES SILVER TRUSTISHARES46428Q10949632977SHSOLE 22355010622ISHARES TRSELECT DIVID ETF464287168224029808SHSOLE 7541022267ISHARES TRTIPS BD ETF464287176151713541SHSOLE 500013041ISHARES TRCHINA LG-CAP ETF4642871842385157SHSOLE 58204575ISHARES TRCORE S&P500 ETF464287200208810074SHSOLE 0010074ISHARES TRCORE US AGGBD ET4642872263863548SHSOLE 003548ISHARES TRMSCI EMG MKT ETF46428723490122731SHSOLE 0022731ISHARES TRIBOXX INV CP ETF4642872422482146SHSOLE 002146ISHARES TRGLOBAL ENERG ETF4642873412426901SHSOLE 261704284ISHARES TR1-3 YR TR BD ETF464287457129115214SHSOLE 0015214ISHARES TRMSCI EAFE ETF464287465309948814SHSOLE 0048814ISHARES TRCORE S&P MCP ETF4642875073732486SHSOLE 002486ISHARES TRNASDQ BIOTEC ETF4642875565571509SHSOLE 001509ISHARES TRCOHEN&STEER REIT4642875648058984SHSOLE 008984ISHARES TRRUS 1000 VAL ETF464287598179417393SHSOLE 0017393ISHARES TRS&P MC 400GR ETF4642876064872872SHSOLE 002872ISHARES TRRUS 1000 GRW ETF464287614147414885SHSOLE 0014885ISHARES TRRUS 1000 ETF46428762210639160SHSOLE 009160ISHARES TRRUS 2000 VAL ETF4642876308057899SHSOLE 007899ISHARES TRRUS 2000 GRW ETF4642876483162045SHSOLE 002045ISHARES TRRUSSELL 2000 ETF464287655242419417SHSOLE 0019417ISHARES TRRUSSELL 3000 ETF4642876895674570SHSOLE 004570ISHARES TRU.S. UTILITS ETF464287697152814741SHSOLE 0014741ISHARES TRS&P MC 400VL ETF4642877054123193SHSOLE 003193ISHARES TRDOW JONES US ETF46428784610349921SHSOLE 009921ISHARES TRSP SMCP600VL ETF464287879434236873SHSOLE 0036873ISHARES TREAFE MIN VOL ETF46429B6893425236SHSOLE 005236ITAU UNIBANCO HLDG SASPON ADR REP PFD46556210612011000SHSOLE 0011000JACOBS ENGR GROUP INC DELCOM4698141073258000SHSOLE 008000JAMES HARDIE INDS PLCSPONSORED ADR47030M10666310000SHSOLE 0010000JOHNSON & JOHNSONCOM478160104328533707SHSOLE 2400031307JPMORGAN CHASE & COCOM46625H1002433585SHSOLE 127202313JPMORGAN CHASE & COALERIAN ML ETN46625H36580820400SHSOLE 0020400KINDER MORGAN INC DELCOM49456B1015407140837SHSOLE 2530140584KINDRED BIOSCIENCES INCCOM49457710911316545SHSOLE 0016545KRAFT FOODS GROUP INCCOM50076Q1062552995SHSOLE 17902816LAZARD LTDSHS AG54050102120821471SHSOLE 0021471LEGG MASON BW GLB INC OPP FDCOM52469B10014210000SHSOLE 0010000LIFEVANTAGE CORPCOM53222K106183345921SHSOLE 00345921LILLY ELI & COCOM5324571084094904SHSOLE 004904MACYS INCCOM55616P1042764096SHSOLE 004096MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106117315991SHSOLE 0015991MARKEL CORPCOM570535104360450SHSOLE 00450MARKET VECTORS ETF TRGOLD MINER ETF57060U10025014053SHSOLE 0014053MARKET VECTORS ETF TRAGRIBUS ETF57060U6052564636SHSOLE 004636MASTERCARD INCCL A57636Q1042082221SHSOLE 002221MCDONALDS CORPCOM5801351014034240SHSOLE 004240MCKESSON CORPCOM58155Q1038173635SHSOLE 003635MICROSOFT CORPCOM594918104127728934SHSOLE 0028934MONDELEZ INTL INCCL A6092071053047393SHSOLE 53906854NCR CORP NEWCOM62886E10830110012SHSOLE 0010012NORTH ATLANTIC DRILLING LTDCOMG6613P2021210000SHSOLE 0010000NUVEEN CALIF MUNICPAL VALU FCOM6706EB10630118300SHSOLE 0018300NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10212714799SHSOLE 0014799NUVEEN INVT QUALITY MUN FD ICOM67062E10314510000SHSOLE 0010000NUVEEN MUN VALUE FD INCCOM67092810053855900SHSOLE 0055900OAKTREE CAP GROUP LLCUNIT CL A6740012012454602SHSOLE 004602OLD NATL BANCORP INDCOM68003310717812281SHSOLE 0012281OMEROS CORPCOM68214310218710408SHSOLE 0010408ONEOK PARTNERS LPUNIT LTD PARTN68268N103267278589SHSOLE 6969071620OPOWER INCCOM68375Y10929625678SHSOLE 0025678ORACLE CORPCOM68389X1053117720SHSOLE 40007320PFIZER INCCOM71708110353215875SHSOLE 0015875PHILIP MORRIS INTL INCCOM718172109105713185SHSOLE 2480010705PIMCO ETF TR1-5 US TIP IDX72201R2052915578SHSOLE 005578PIMCO ETF TRTTL RTN ACTV ETF72201R7758928337SHSOLE 008337PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031052094798SHSOLE 004798PLUM CREEK TIMBER CO INCCOM72925110898324232SHSOLE 0024232POWERSHARES DB G10 CURCY HARCOM UT BEN INT73935Y10225610875SHSOLE 0010875POWERSHARES ETF TRUSTDYNAMIC MKT PT73935X1042052706SHSOLE 002706POWERSHARES ETF TRUSTFINL PFD PTFL73935X22921311750SHSOLE 0011750POWERSHARES ETF TRUSTS&P 500 HGH QLTY73935X68242018255SHSOLE 0018255POWERSHARES ETF TRUSTRUSSELL 2000 VAL73935X8642288787SHSOLE 008787POWERSHARES QQQ TRUSTUNIT SER 173935A1043293076SHSOLE 003076POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40836315553SHSOLE 1327014226POWERSHS DB MULTI SECT COMMDB OIL FUND73936B50741728562SHSOLE 13987014575PROCTER & GAMBLE COCOM7427181096037705SHSOLE 007705QUALCOMM INCCOM7475251032754395SHSOLE 004395RYDEX ETF TRUSTGUG S&P500 PU VA78355W3043837149SHSOLE 007149SCHLUMBERGER LTDCOM806857108105112196SHSOLE 0012196SCHWAB STRATEGIC TRUS LRG CAP ETF8085242014789696SHSOLE 009696SCHWAB STRATEGIC TRUS REIT ETF80852484743912085SHSOLE 0012085SCHWAB STRATEGIC TRSHT TM US TRES80852486258211473SHSOLE 0011473SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5065747633SHSOLE 007633SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88661114728SHSOLE 1389013339SPDR INDEX SHS FDSEURO STOXX 5078463X20252313962SHSOLE 0013962SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7493427455SHSOLE 007455SPDR INDEX SHS FDSS&P INTL ETF78463X7723879330SHSOLE 009330SPDR INDEX SHS FDSMSCI ACWI EXUS78463X84841812138SHSOLE 0012138SPDR INDEX SHS FDSS&P INTL SMLCP78463X87141613616SHSOLE 0013616SPDR S&P 500 ETF TRTR UNIT78462F103469122786SHSOLE 0022786SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1074301574SHSOLE 001574SPROTT PHYSICAL GOLD TRUSTUNIT85207H1041051108743SHSOLE 24500106293STARBUCKS CORPCOM8552441093025627SHSOLE 005627STATE STR CORPCOM8574771036168000SHSOLE 008000TEMPLETON GLOBAL INCOME FDCOM88019810690111281744SHSOLE 23649001045254TESLA MTRS INCCOM88160R1013831427SHSOLE 14901278TOWERS WATSON & COCL A891894107165813181SHSOLE 0013181TREMOR VIDEO INCCOM89484Q1005318266SHSOLE 0018266TWITTER INCCOM90184L102101828109SHSOLE 1028108UNILIFE CORP NEWCOM90478E1034722055SHSOLE 0022055UNION PAC CORPCOM9078181084424632SHSOLE 004632UTI WORLDWIDE INCORDG8721010310510500SHSOLE 0010500VANGUARD BD INDEX FD INCINTERMED TERM9219378195436475SHSOLE 006475VANGUARD BD INDEX FD INCSHORT TRM BOND921937827297737125SHSOLE 6500030625VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835112513843SHSOLE 0013843VANGUARD INDEX FDSMCAP VL IDXVIP9229085122522785SHSOLE 002785VANGUARD INDEX FDSREIT ETF922908553516969201SHSOLE 0069201VANGUARD INDEX FDSSML CP GRW ETF9229085952992225SHSOLE 002225VANGUARD INDEX FDSSM CP VAL ETF922908611124211520SHSOLE 0011520VANGUARD INDEX FDSLARGE CAP ETF922908637106311206SHSOLE 0011206VANGUARD INDEX FDSGROWTH ETF922908736137012794SHSOLE 0012794VANGUARD INDEX FDSVALUE ETF922908744229227497SHSOLE 0027497VANGUARD INDEX FDSSMALL CP ETF922908751191715781SHSOLE 0015781VANGUARD INDEX FDSTOTAL STK MKT92290876912393115797SHSOLE 00115797VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426764357846SHSOLE 007846VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427423535745SHSOLE 005745VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277577315921SHSOLE 0015921VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858265464923SHSOLE 643064280VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF922042866159926200SHSOLE 0026200VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874235043536SHSOLE 0043536VANGUARD MALVERN FDSSTRM INFPROIDX92202080553511000SHSOLE 1100000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409177822349SHSOLE 0022349VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088444595839SHSOLE 005839VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858123631191SHSOLE 765030426VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406125318608SHSOLE 1459504013VANGUARD WORLD FDSMATERIALS ETF92204A8012772575SHSOLE 002575VERIZON COMMUNICATIONS INCCOM92343V10447910267SHSOLE 0010267VICAL INCCOM9256021044463040SHSOLE 0063040WELLS FARGO & CO NEWCOM94974610170812588SHSOLE 0012588WELLS FARGO & CO NEWPERP PFD CNV A949746804235200SHSOLE 00200WISDOMTREE TREMERG CUR STR FD97717W13335719658SHSOLE 3579016079WISDOMTREE TREQTY INC FD97717W20812508210318SHSOLE 283440181974WISDOMTREE TREMG MKTS SMCAP97717W281161737263SHSOLE 2713034550WISDOMTREE TREMERG MKTS ETF97717W315415795726SHSOLE 16861078865WISDOMTREE TRDIV EX-FINL FD97717W4064205710SHSOLE 005710WISDOMTREE TRSMALLCAP DIVID97717W604512072684SHSOLE 5720066964WISDOMTREE TRINTL SMCAP DIV97717W7606051100297SHSOLE 3554096743WISDOMTREE TRINTL LRGCAP DV97717W794257053863SHSOLE 4219049644WISDOMTREE TRDEFA EQT INC ETF97717W80212150287834SHSOLE 319970255837WISDOMTREE TRJAPN HEDGE EQT97717W85172312634SHSOLE 0012634WISDOMTREE TRGLB EQTY INC FD97717W8772716233SHSOLE 006233WISDOMTREE TREM LCL DEBT FD97717X8672536505SHSOLE 006505ZULILY INCCL A98977410413010000SHSOLE 0010000