0001085146-15-001344.txt : 20150519 0001085146-15-001344.hdr.sgml : 20150519 20150519165139 ACCESSION NUMBER: 0001085146-15-001344 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150519 DATE AS OF CHANGE: 20150519 EFFECTIVENESS DATE: 20150519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 15877106 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001626379 XXXXXXXX 03-31-2015 03-31-2015 true 1 RESTATEMENT false Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831-333-2060 /s/ Kim Adams Monterey CA 05-15-2015 0 201 279503 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1014282593SHSOLE 259300ABBOTT LABSCOM00282410094120303SHSOLE 2030300ABBVIE INCCOM00287Y109116719933SHSOLE 1993300ABERDEEN ASIA PACIFIC INCOMCOM00300910764321195617SHSOLE 119561700ADAMS EXPRESS COCOM00621210417212321SHSOLE 1232100AETNA INC NEWCOM00817Y1082412263SHSOLE 226300ALCATEL-LUCENTSPONSORED ADR0139043054010779SHSOLE 1077900ALLSTATE CORPCOM0200021014265980SHSOLE 598000ALPS ETF TRALERIAN MLP00162Q866128077261SHSOLE 7726100ALTRIA GROUP INCCOM02209S103130926164SHSOLE 2616400AMAZON COM INCCOM0231351067301962SHSOLE 196200AMERICAN AIRLS GROUP INCCOM02376R10282615646SHSOLE 1564600AMERICAN EXPRESS COCOM0258161092653386SHSOLE 338600AMPIO PHARMACEUTICALS INCCOM03209T10912416492SHSOLE 1649200APOLLO INVT CORPCOM03761U1068110521SHSOLE 1052100APPLE INCCOM03783310015803127001SHSOLE 12700100ASA GOLD AND PRECIOUS MTLS LSHSG3156P10310110000SHSOLE 1000000AT&T INCCOM00206R10257417593SHSOLE 1759300BARCLAYS BK PLCDJUBS CMDT ETN3606738C77846416718SHSOLE 1671800BOEING COCOM0970231052051366SHSOLE 136600CAMBRIA ETF TRSHSHLD YIELD ETF13206120158918525SHSOLE 1852500CENTRAL FD CDA LTDCL A1535011019562801475SHSOLE 80147500CENTRAL GOLDTRUSTTR UNIT15354610671017621SHSOLE 1762100CHESAPEAKE ENERGY CORPCOM16516710704000SHCallSOLE 400000CHESAPEAKE ENERGY CORPCOM16516710723516565SHSOLE 1656500CHEVRON CORP NEWCOM166764100109010378SHSOLE 1037800CISCO SYS INCCOM17275R1023284119295SHSOLE 11929500CIVEO CORPCOM1787871072510000SHSOLE 1000000COCA COLA COCOM1912161003909624SHSOLE 962400COLGATE PALMOLIVE COCOM19416210382211851SHSOLE 1185100COPART INCCOM21720410637810064SHSOLE 1006400CURRENCYSHARES AUSTRALIAN DLAUSTRALIAN DOL23129U101216528378SHSOLE 2837800CURRENCYSHARES CDN DLR TRCDN DOLLAR SHS23129X105124715879SHSOLE 1587900CURRENCYSHARES SWISS FRANC TSWISS FRANC SH23129V109122912263SHSOLE 1226300DOMINION RES INC VA NEWCOM25746U1092072922SHSOLE 292200ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V100292846216SHSOLE 4621600ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10967812162SHSOLE 1216200ENTERPRISE PRODS PARTNERS LCOM2937921073968120502SHSOLE 12050200EXXON MOBIL CORPCOM30231G102319737617SHSOLE 3761700FACEBOOK INCCL A30303M10215644190281SHSOLE 19028100GENERAL DYNAMICS CORPCOM3695501082742018SHSOLE 201800GENERAL ELECTRIC COCOM36960410395638525SHSOLE 3852500GOOGLE INCCL A38259P50834796271SHSOLE 627100GOOGLE INCCL C38259P70637936922SHSOLE 692200HALLIBURTON COCOM4062161014269711SHSOLE 971100HANSEN MEDICAL INCCOM411307101910000SHSOLE 1000000HEALTH CARE REIT INCCOM42217K1062262919SHSOLE 291900HEWLETT PACKARD COCOM4282361032287328SHSOLE 732800HONEYWELL INTL INCCOM4385161062952832SHSOLE 283200HOSPIRA INCCOM4410601002222530SHSOLE 253000ILLINOIS TOOL WKS INCCOM4523081092402475SHSOLE 247500INTEL CORPCOM45814010058418670SHSOLE 1867000INTERNATIONAL BUSINESS MACHSCOM4592001019726059SHSOLE 605900ISHARES1-3 YR CR BD ETF4642886465855548SHSOLE 554800ISHARES3YRTB ETF464288125116014852SHSOLE 1485200ISHARESEAFE GRWTH ETF4642888855898403SHSOLE 840300ISHARESEAFE SML CP ETF464288273100920403SHSOLE 2040300ISHARESEAFE VALUE ETF464288877128724150SHSOLE 2415000ISHARESGLOB UTILITS ETF4642887113567663SHSOLE 766300ISHARESINTERM CR BD ETF4642886382682426SHSOLE 242600ISHARESINTL SEL DIV ETF46428844848714478SHSOLE 1447800ISHARESMICRO-CAP ETF464288869129016309SHSOLE 1630900ISHARESU.S. PFD STK ETF4642886872315764SHSOLE 576400ISHARES GOLD TRUSTISHARES4642851052338204187SHSOLE 20418700ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R107136569980SHSOLE 6998000ISHARES SILVER TRUSTISHARES46428Q10951332221SHSOLE 3222100ISHARES TR1-3 YR TR BD ETF464287457149117563SHSOLE 1756300ISHARES TRCHINA LG-CAP ETF4642871842425447SHSOLE 544700ISHARES TRCOHEN&STEER REIT4642875649098984SHSOLE 898400ISHARES TRCORE S&P MCP ETF4642875072661753SHSOLE 175300ISHARES TRCORE S&P500 ETF46428720020539877SHSOLE 987700ISHARES TRCORE US AGGBD ET4642872266445778SHSOLE 577800ISHARES TRDOW JONES US ETF46428784610409915SHSOLE 991500ISHARES TREAFE MIN VOL ETF46429B6893455236SHSOLE 523600ISHARES TRHDG MSCI EAFE46434V80327910000SHSOLE 1000000ISHARES TRIBOXX INV CP ETF4642872422371947SHSOLE 194700ISHARES TRMSCI EAFE ETF464287465304447433SHSOLE 4743300ISHARES TRMSCI EMG MKT ETF464287234129832338SHSOLE 3233800ISHARES TRNASDQ BIOTEC ETF4642875565181509SHSOLE 150900ISHARES TRRUS 1000 ETF46428762210609150SHSOLE 915000ISHARES TRRUS 1000 GRW ETF464287614147414901SHSOLE 1490100ISHARES TRRUS 1000 VAL ETF464287598173716850SHSOLE 1685000ISHARES TRRUS 2000 GRW ETF4642876483102045SHSOLE 204500ISHARES TRRUS 2000 VAL ETF4642876308147885SHSOLE 788500ISHARES TRRUSSELL 2000 ETF464287655238619187SHSOLE 1918700ISHARES TRRUSSELL 3000 ETF4642876895654560SHSOLE 456000ISHARES TRS&P MC 400GR ETF4642876064482613SHSOLE 261300ISHARES TRS&P MC 400VL ETF4642877053752861SHSOLE 286100ISHARES TRSELECT DIVID ETF464287168247031685SHSOLE 3168500ISHARES TRSP SMCP600VL ETF464287879525844220SHSOLE 4422000ISHARES TRTIPS BD ETF464287176156613786SHSOLE 1378600ISHARES TRU.S. UTILITS ETF464287697165114770SHSOLE 1477000ITAU UNIBANCO HLDG SASPON ADR REP PFD46556210612211000SHSOLE 1100000JACOBS ENGR GROUP INC DELCOM4698141072716000SHSOLE 600000JAMES HARDIE INDS PLCSPONSORED ADR47030M10657810000SHSOLE 1000000JOHNSON & JOHNSONCOM478160104309530766SHSOLE 3076600JPMORGAN CHASE & COALERIAN ML ETN46625H36582719331SHSOLE 1933100KINDER MORGAN INC DELCOM49456B1015656134474SHSOLE 13447400KINDRED BIOSCIENCES INCCOM49457710911816545SHSOLE 1654500KRAFT FOODS GROUP INCCOM50076Q1062673064SHSOLE 306400LAZARD LTDSHS AG54050102112221338SHSOLE 2133800LIFEVANTAGE CORPCOM53222K106486615732SHSOLE 61573200LILLY ELI & COCOM5324571083564904SHSOLE 490400MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106126816524SHSOLE 1652400MARKET VECTORS ETF TRAGRIBUS ETF57060U6052133969SHSOLE 396900MARKET VECTORS ETF TRGOLD MINER ETF57060U10021811962SHSOLE 1196200MCDONALDS CORPCOM5801351014154254SHSOLE 425400MCDONALDS CORPCOM58013510131000SHCallSOLE 100000MCKESSON CORPCOM58155Q1036843026SHSOLE 302600MICROSOFT CORPCOM594918104104425669SHSOLE 2566900MONDELEZ INTL INCCL A6092071052677393SHSOLE 739300NORTH ATLANTIC DRILLING LTDCOMG6613P2021210000SHSOLE 1000000NUVEEN CALIF MUNICPAL VALU FCOM6706EB10630518300SHSOLE 1830000NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10213414799SHSOLE 1479900NUVEEN INVT QUALITY MUN FD ICOM67062E10315710000SHSOLE 1000000NUVEEN MUN VALUE FD INCCOM67092810055355900SHSOLE 5590000OLD NATL BANCORP INDCOM68003310717412262SHSOLE 1226200OMEROS CORPCOM68214310233915408SHSOLE 1540800ONEOK PARTNERS LPUNIT LTD PARTN68268N103319878309SHSOLE 7830900OPOWER INCCOM68375Y10920820510SHSOLE 2051000ORACLE CORPCOM68389X1053297617SHSOLE 761700PFIZER INCCOM71708110352515090SHSOLE 1509000PHILIP MORRIS INTL INCCOM71817210997612955SHSOLE 1295500PIMCO ETF TR1-5 US TIP IDX72201R2052905578SHSOLE 557800PIMCO ETF TRTTL RTN ACTV ETF72201R7759158305SHSOLE 830500PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031052364837SHSOLE 483700PLUM CREEK TIMBER CO INCCOM729251108105224212SHSOLE 2421200POWERSHARES DB G10 CURCY HARCOM UT BEN INT73935Y10227010875SHSOLE 1087500POWERSHARES ETF TRUSTDYNAMIC MKT PT73935X1042062706SHSOLE 270600POWERSHARES ETF TRUSTFINL PFD PTFL73935X22922512083SHSOLE 1208300POWERSHARES ETF TRUSTFND PUR SMVAL PT73935X8642328787SHSOLE 878700POWERSHARES ETF TRUSTS&P 500 HGH QLTY73935X68242818255SHSOLE 1825500POWERSHARES QQQ TRUSTUNIT SER 173935A1043243072SHSOLE 307200POWERSHS DB MULTI SECT COMMDB OIL FUND73936B50745433632SHSOLE 3363200POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40838317321SHSOLE 1732100PROCTER & GAMBLE COCOM7427181096167514SHSOLE 751400RYDEX ETF TRUSTGUG S&P500 EQ WT78355W1062042520SHSOLE 252000RYDEX ETF TRUSTGUG S&P500 PU VA78355W3043867149SHSOLE 714900SCHLUMBERGER LTDCOM8068571088009590SHSOLE 959000SCHWAB STRATEGIC TRUS LRG CAP ETF8085242014859787SHSOLE 978700SCHWAB STRATEGIC TRUS REIT ETF80852484750012335SHSOLE 1233500SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5065847525SHSOLE 752500SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88671516100SHSOLE 1610000SOUTHWEST AIRLS COCOM8447411082245065SHSOLE 506500SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7493697424SHSOLE 742400SPDR INDEX SHS FDSEURO STOXX 5078463X20254113948SHSOLE 1394800SPDR INDEX SHS FDSMSCI ACWI EXUS78463X84842012138SHSOLE 1213800SPDR INDEX SHS FDSS&P INTL ETF78463X7723899285SHSOLE 928500SPDR INDEX SHS FDSS&P INTL SMLCP78463X87139413616SHSOLE 1361600SPDR S&P 500 ETF TRTR UNIT78462F103416220161SHSOLE 2016100SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1074361573SHSOLE 157300SPROTT PHYSICAL GOLD TRUSTUNIT85207H10444145109SHSOLE 4510900STATE STR CORPCOM8574771034416000SHSOLE 600000TEMPLETON GLOBAL INCOME FDCOM88019810690261255394SHSOLE 125539400TESLA MTRS INCCOM88160R1014162203SHSOLE 220300TOWERS WATSON & COCL A891894107174213181SHSOLE 1318100TREMOR VIDEO INCCOM89484Q1004318266SHSOLE 1826600UNILIFE CORP NEWCOM90478E1035012355SHSOLE 1235500UNION PAC CORPCOM9078181085034645SHSOLE 464500UNITED PARCEL SERVICE INCCL B9113121062622705SHSOLE 270500VANGUARD BD INDEX FD INCINTERMED TERM9219378195566455SHSOLE 645500VANGUARD BD INDEX FD INCSHORT TRM BOND921937827278034530SHSOLE 3453000VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835107812930SHSOLE 1293000VANGUARD INDEX FDSGROWTH ETF922908736128712305SHSOLE 1230500VANGUARD INDEX FDSLARGE CAP ETF922908637101210630SHSOLE 1063000VANGUARD INDEX FDSMCAP VL IDXVIP9229085122642876SHSOLE 287600VANGUARD INDEX FDSREIT ETF922908553625274156SHSOLE 7415600VANGUARD INDEX FDSSM CP VAL ETF922908611112210258SHSOLE 1025800VANGUARD INDEX FDSSMALL CP ETF922908751190215519SHSOLE 1551900VANGUARD INDEX FDSSML CP GRW ETF9229085953322520SHSOLE 252000VANGUARD INDEX FDSTOTAL STK MKT92290876914190132310SHSOLE 13231000VANGUARD INDEX FDSVALUE ETF922908744229127375SHSOLE 2737500VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277575815560SHSOLE 1556000VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858224554935SHSOLE 5493500VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874234443228SHSOLE 4322800VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF922042866158425842SHSOLE 2584200VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426765489739SHSOLE 973900VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427423525718SHSOLE 571800VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409192423981SHSOLE 2398100VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088442833518SHSOLE 351800VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385885121355SHSOLE 2135500VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406127118608SHSOLE 1860800VANGUARD WORLD FDSMATERIALS ETF92204A8013493219SHSOLE 321900VANGUARD WORLD FDSUTILITIES ETF92204A8762172243SHSOLE 224300VERIZON COMMUNICATIONS INCCOM92343V1044429097SHSOLE 909700VICAL INCCOM9256021046063000SHSOLE 6300000WAL-MART STORES INCCOM9311421032693267SHSOLE 326700WELLS FARGO & CO NEWCOM94974610156910466SHSOLE 1046600WELLS FARGO & CO NEWPERP PFD CNV A949746804244200SHSOLE 20000WISDOMTREE TRDEFA EQT INC ETF97717W80211690270418SHSOLE 27041800WISDOMTREE TRDIV EX-FINL FD97717W4065367063SHSOLE 706300WISDOMTREE TREM LCL DEBT FD97717X8672576473SHSOLE 647300WISDOMTREE TREMERG CUR STR FD97717W13325814158SHSOLE 1415800WISDOMTREE TREMERG MKTS ETF97717W315376588579SHSOLE 8857900WISDOMTREE TREMG MKTS SMCAP97717W281144732711SHSOLE 3271100WISDOMTREE TREQTY INC FD97717W20812373203931SHSOLE 20393100WISDOMTREE TRGLB EQTY INC FD97717W8772435473SHSOLE 547300WISDOMTREE TRINTL LRGCAP DV97717W794261553649SHSOLE 5364900WISDOMTREE TRINTL SMCAP DIV97717W760531089611SHSOLE 8961100WISDOMTREE TRJAPN HEDGE EQT97717W8512093786SHSOLE 378600WISDOMTREE TRSMALLCAP DIVID97717W604472165503SHSOLE 6550300