SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MCCARTHY KENT C

(Last) (First) (Middle)
7335 COTTONWOOD DRIVE

(Street)
SHAWNEE KS 66216

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
China Cord Blood Corp [ NYSE: CO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) X Other (specify below)
13 (d) group owning > 10%
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/19/2014 P 4,617(1) A $4.7985 10,018,563 I See footnote(2)
Common Stock 11/20/2014 P 35,383(1) A $4.8922 10,053,946 I See footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
MCCARTHY KENT C

(Last) (First) (Middle)
7335 COTTONWOOD DRIVE

(Street)
SHAWNEE KS 66216

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) X Other (specify below)
13 (d) group owning > 10%
1. Name and Address of Reporting Person*
JAYHAWK CAPITAL MANAGEMENT, L.L.C.

(Last) (First) (Middle)
5410 WEST 61ST PLACE
SUITE 100

(Street)
MISSION KS 66205

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
13(d) group owning > 10%
1. Name and Address of Reporting Person*
JAYHAWK PRIVATE EQUITY, LLC

(Last) (First) (Middle)
930 TAHOE BLVD., 802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
JHAB MANAGEMENT II, LLC

(Last) (First) (Middle)
7335 COTTONWOOD DRIVE

(Street)
SHAWNEE KS 66216

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) X Other (specify below)
Member 13(d) group owning >10%
1. Name and Address of Reporting Person*
JCF CO LF, L.P.

(Last) (First) (Middle)
930 TAHOE BLVD.
802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) X Other (specify below)
Member 13(d) group owning >10%
1. Name and Address of Reporting Person*
JAYHAWK PRIVATE EQUITY GP II, L.P.

(Last) (First) (Middle)
930 TAHOE BLVD., 802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
JAYHAWK PRIVATE EQUITY FUND II LP

(Last) (First) (Middle)
930 TAHOE BLVD., 802-281

(Street)
INCLINE VILLAGE NV 89451

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
JHAB FUND II, LLC

(Last) (First) (Middle)
7335 COTTONWOOD DRIVE

(Street)
SHAWNEE KS 66216

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) X Other (specify below)
Member 13(d) group owning >10%
1. Name and Address of Reporting Person*
McCarthy Family SD, LLC

(Last) (First) (Middle)
7335 COTTONWOOD DRIVE

(Street)
SHAWNEE KS 66216

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) X Other (specify below)
Member 13(d) group owning >10%
1. Name and Address of Reporting Person*
7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010

(Last) (First) (Middle)
7335 COTTONWOOD

(Street)
SHAWNEE KS 66216

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) X Other (specify below)
Member of 13(d) group owning m
Explanation of Responses:
1. Acquired by 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010.
2. See Exhibit 99.1
Remarks:
/s/ Kent C. McCarthy 11/21/2014
/s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, L.L.C. 11/21/2014
/s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC 11/21/2014
/s/ Kent C. McCarthy, Manager of JHAB Management II, LLC 11/21/2014
/s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, L.L.C., which is the general partner of JCF CO LF, L.P 11/21/2014
/s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P 11/21/2014
/s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P., which is the general partner of Jayhawk Private Equity Fund II, L.P. 11/21/2014
/s/ Kent C. McCarthy, Manager of JHAB Management II, LLC, which is the manager of JHAB Fund II, LLC 11/21/2014
/s/ Michael D. Schmitz, Manager of McCarthy Family SD, LLC 11/21/2014
/s/ Michael D. Schmitz, Trustee of 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 11/21/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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