SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Liotine Joseph T.

(Last) (First) (Middle)
2000 M-63N

(Street)
BENTON HARBOR MI 49022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2014
3. Issuer Name and Ticker or Trading Symbol
WHIRLPOOL CORP /DE/ [ WHR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EXEC VICE PRESIDENT & PRES NA
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,076 D
Common Stock 1,398.203 I 401(k) Stock Fund
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) (1) 02/14/2021 Common 363 $85.45 D
Employee Stock Option (Right to Buy) (2) 02/20/2022 Common 1,331 $71.03 D
Employee Stock Option (Right to Buy) (3) 02/18/2023 Common 1,607 $111.33 D
Employee Stock Option (Right to Buy) (4) 02/17/2024 Common 3,267 $138.56 D
Restricted Stock Units (5) (5) Common 120 (5) D
Restricted Stock Units (6) (6) Common 273 (6) D
Restricted Stock Units (7) (7) Common 92 (7) D
Restricted Stock Units (8) (8) Common 5,000 (8) D
Restricted Stock Units (9) (9) Common 326 (9) D
Restricted Stock Units (10) (10) Common 495 (10) D
Restricted Stock Units (11) (11) Common 248 (11) D
Restricted Stock Units (12) (12) Common 744 (12) D
Restricted Stock Units (13) (13) Common 10,000 (13) D
Restricted Stock Units (14) (14) Common 248 (14) D
Restricted Stock Units (15) (15) Common 744 (15) D
Explanation of Responses:
1. The option became exercisable in three substantially equal annual installments beginning on February 14, 2012.
2. The option became exercisable in three substantially equal annual installments beginning on February 20, 2013.
3. The option becomes exercisable in three substantially equal annual installments, beginning on February 18, 2014.
4. The option becomes exercisable in three substantially equal annual installments, beginning on February 17, 2015.
5. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 20, 2015.
6. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 20, 2015.
7. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 20, 2015.
8. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 20, 2016.
9. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 18, 2015 and one-third on February 18, 2016.
10. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 18, 2016.
11. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 17, 2015; one-third on February 17, 2016; and one-third on February 17, 2017.
12. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 17, 2015; one-third on February 17, 2016; and one-third on February 17, 2017.
13. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: 50% on February 17, 2017 and 50% on February 17, 2018.
14. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 17, 2017.
15. Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 17, 2017.
Remarks:
/s/ Bridget K. Quinn, Attorney-in-Fact 11/10/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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