0001622852-17-000003.txt : 20170314 0001622852-17-000003.hdr.sgml : 20170314 20170314164139 ACCESSION NUMBER: 0001622852-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 EFFECTIVENESS DATE: 20170314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC CENTRAL INDEX KEY: 0001622852 IRS NUMBER: 455146130 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17360 FILM NUMBER: 17688591 BUSINESS ADDRESS: STREET 1: 1515 RESPONSE ROAD CITY: SACRAMENTO STATE: CA ZIP: 95815 BUSINESS PHONE: (916) 924-7527 MAIL ADDRESS: STREET 1: 1515 RESPONSE ROAD CITY: SACRAMENTO STATE: CA ZIP: 95815 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001622852 XXXXXXXX 12-31-2016 12-31-2016 true 2 RESTATEMENT Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC

1515 RESPONSE ROAD SACRAMENTO CA 95815

13F HOLDINGS REPORT 028-17360 N Angie Butler (916) 924-7527 Angie Butler Sacramento CO 03-13-2017 0 539 369860 false INFORMATION TABLE 2 genovese13f4q2016v3.xml 22nd Century Group Inc COM 90137F103 4 3412 SH SOLE 3412 0 0 3D Systems Corp COM 88554D205 7 500 SH SOLE 500 0 0 3M Co COM 88579Y101 290 1624 SH SOLE 1624 0 0 Abbott Laboratories COM 002824100 76 1962 SH SOLE 1962 0 0 AbbVie Inc COM 00287Y109 179 2846 SH SOLE 2846 0 0 Abercrombie & Fitch Co CL A 002896207 1 57 SH SOLE 57 0 0 Accenture PLC SHS CLASS A G1151C101 125 1060 SH SOLE 1060 0 0 Adobe Systems Inc COM 00724F101 11 100 SH SOLE 100 0 0 Advansix Inc COM 00773T101 1 17 SH SOLE 17 0 0 Aerie Pharmaceuticals Inc COM 00771V108 214 5644 SH SOLE 5644 0 0 Agilent Technologies Inc COM 00846U101 131 2871 SH SOLE 2871 0 0 Air Products & Chemicals Inc COM 009158106 213 1475 SH SOLE 1475 0 0 Alaska Air Group Inc COM 011659109 72 810 SH SOLE 810 0 0 Alerian MLP ETF ALERIAN MLP 00162Q866 7 500 SH SOLE 500 0 0 Allergan Plc Shs SHS G0177J108 75 357 SH SOLE 357 0 0 ALLETE Inc COM 018522300 40 616 SH SOLE 616 0 0 Alphabet Inc Cap Stk Cl A CL A 02079K305 116 146 SH SOLE 146 0 0 Alphabet Inc Cap Stk Cl C CL C 02079K107 76 98 SH SOLE 98 0 0 Altria Group Inc COM 02209S103 90 1318 SH SOLE 1318 0 0 Amazon.com Inc COM 023135106 176 234 SH SOLE 234 0 0 Ambarella Inc SHS G037AX101 82 1500 SH SOLE 1500 0 0 American Airlines Group Inc COM 02376R102 17 351 SH SOLE 351 0 0 American Electric Power Co Inc COM 025537101 8 125 SH SOLE 125 0 0 American Express Co COM 025816109 195 2631 SH SOLE 2631 0 0 American International Group Inc COM 026874784 1 7 SH SOLE 7 0 0 American Intl Group Inc Wt Exp 011921 *W 026874156 1 13 SH SOLE 13 0 0 American River Bankshares COM 029326105 198 13087 SH SOLE 13087 0 0 American States Water Co COM 029899101 172 3772 SH SOLE 3772 0 0 American Water Works Co Inc COM 030420103 22 300 SH SOLE 300 0 0 AmeriGas Partners LP COM 030975106 10 200 SH SOLE 200 0 0 Ameriprise Financial Inc COM 03076C106 92 824 SH SOLE 824 0 0 AmerisourceBergen Corp COM 03073E105 37 468 SH SOLE 468 0 0 Amgen Inc COM 031162100 40 270 SH SOLE 270 0 0 Amyris Inc COM 03236M101 2 1909 SH SOLE 1909 0 0 Anadarko Petroleum Corp COM 032511107 36 512 SH SOLE 512 0 0 Anheuser-Busch Inbev SA SPONSORED ADR 03524A108 8 72 SH SOLE 72 0 0 Apple Inc COM 037833100 3725 32159 SH SOLE 32159 0 0 Applied Materials Inc COM 038222105 33 1000 SH SOLE 1000 0 0 Artisan Partners Asset Management Inc COM 04316A108 9 280 SH SOLE 280 0 0 At&T Inc COM 00206R102 2036 47856 SH SOLE 47856 0 0 Atlantic Power Corp COM 04878Q863 1 150 SH SOLE 150 0 0 Automatic Data Processing Inc COM 053015103 65 628 SH SOLE 628 0 0 BAKER HUGHES INC. 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COM 126408103 38 1050 SH SOLE 1050 0 0 Cal Maine Foods Inc COM 128030202 9 200 SH SOLE 200 0 0 Calavo Growers Inc COM 128246105 19 300 SH SOLE 300 0 0 California Water Service Group COM 130788102 68 2002 SH SOLE 2002 0 0 Capstead Mortgage Corp COM 14067E506 2 100 SH SOLE 100 0 0 Cardinal Health Inc COM 14149Y108 25 347 SH SOLE 347 0 0 Carlisle Companies Inc COM 142339100 59 532 SH SOLE 532 0 0 Carnival Corp PAIRED CTF 143658300 40 752 SH SOLE 752 0 0 Carter's Inc COM 146229109 18 200 SH SOLE 200 0 0 Caterpillar Inc COM 149123101 485 5220 SH SOLE 5220 0 0 Cathay General Bancorp COM 149150104 553 14522 SH SOLE 14522 0 0 CBRE Group Inc CL A 12504L109 78 2475 SH SOLE 2475 0 0 CBS Corp CL B 124857202 8 119 SH SOLE 119 0 0 CDK Global Inc COM 12508E101 13 207 SH SOLE 207 0 0 Cedar Fair LP DEPOSITRY UNIT 150185106 517 8047 SH SOLE 8047 0 0 CenterPoint Energy Inc COM 15189T107 231 9366 SH SOLE 9366 0 0 CenturyLink Inc COM 156700106 6 217 SH SOLE 217 0 0 Charles Schwab US Reit US REIT ETF 808524847 5 111 SH SOLE 111 0 0 Charter Communicatn COM 16119P108 6 20 SH SOLE 20 0 0 Chevron Corp COM 166764100 1658 14081 SH SOLE 14081 0 0 Cisco Systems Inc COM 17275R102 83 2744 SH SOLE 2744 0 0 Citigroup Inc COM 172967424 19 307 SH SOLE 307 0 0 Citrix Systems Inc COM 177376100 5 55 SH SOLE 55 0 0 Clorox Co COM 189054109 140 1160 SH SOLE 1160 0 0 Coach Inc COM 189754104 1 18 SH SOLE 18 0 0 Coca-Cola Co COM 191216100 150 3599 SH SOLE 3599 0 0 COLGATE PALMOLIVE COM 194162103 17 250 SH SOLE 250 0 0 Colony Cap Inc Cl A COM 19624R106 10 445 SH SOLE 445 0 0 Comcast Corp CL A 20030N101 149 2154 SH SOLE 2154 0 0 Comerica Inc COM 200340107 157 2299 SH SOLE 2299 0 0 ConAgra Foods Inc COM 205887102 44 1095 SH SOLE 1095 0 0 ConocoPhillips COM 20825C104 3 56 SH SOLE 56 0 0 Consolidated Communications Inc COM 209034107 1 10 SH SOLE 10 0 0 Consolidated Edison Inc COM 209115104 381 5166 SH SOLE 5166 0 0 Consumer Staples Select Sector SBI CONS STPLS 81369Y308 42 800 SH SOLE 800 0 0 Continental Building Products Inc COM 211171103 139 6000 SH SOLE 6000 0 0 Corning Inc COM 219350105 33 1350 SH SOLE 1350 0 0 Costco Wholesale Corp COM 22160K105 240 1493 SH SOLE 1493 0 0 CST Brands Inc COM 12646R105 1 6 SH SOLE 6 0 0 Cummins Inc COM 231021106 28 204 SH SOLE 204 0 0 CVS Health Corp COM 126650100 23 281 SH SOLE 281 0 0 Dawson Geophysical COM 239360100 2 132 SH SOLE 132 0 0 Deere & Co COM 244199105 67 641 SH SOLE 641 0 0 Dell Technologies In COM CL V 24703L103 2 28 SH SOLE 28 0 0 Delta Air Lines Inc COM 247361702 5 85 SH SOLE 85 0 0 DexCom Inc COM 252131107 45 750 SH SOLE 750 0 0 Diamonds TRUST Series I COM 78467X109 112 562 SH SOLE 562 0 0 Dolby Laboraties Inc Cl A COM 25659T107 4 72 SH SOLE 72 0 0 Dominion Resources Inc COM 25746U109 8 99 SH SOLE 99 0 0 Domino's Pizza Inc COM 25754A201 22 134 SH SOLE 134 0 0 Donnelley Financial COM 25787G100 13 549 SH SOLE 549 0 0 Dow Chemical Co COM 260543103 887 15487 SH SOLE 15487 0 0 DTE Energy Holding Co COM 233331107 243 2466 SH SOLE 2466 0 0 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Inc COM 438516106 44 377 SH SOLE 377 0 0 Hp Inc COM 40434L105 145 9732 SH SOLE 9732 0 0 Humana Inc COM 444859102 31 150 SH SOLE 150 0 0 Icahn Enterprises Lp Depositary Unit DEPOSITARY UNIT 451100101 24 400 SH SOLE 400 0 0 Illumina Inc COM 452327109 3 20 SH SOLE 20 0 0 Intel Corp COM 458140100 675 18596 SH SOLE 18596 0 0 International Business Machines Corp COM 459200101 406 2445 SH SOLE 2445 0 0 International Game Technology Shs Usd COM G4863A108 1 15 SH SOLE 15 0 0 Intuitive Surgical Inc COM 46120E602 16 25 SH SOLE 25 0 0 InvenSense Inc COM 46123D205 7 500 SH SOLE 500 0 0 Invesco Bond Fund COM 46132L107 22 1137 SH SOLE 1137 0 0 Ionis Pharmaceuticals Inc COM 462222100 15 293 SH SOLE 293 0 0 Ishares Aero & Def Indx ETF 464288760 1 0 SH SOLE 0 0 0 iShares Core Dividend Growth ETF 46434V621 12 413 SH SOLE 413 0 0 iShares Core High Dividend ETF 46429B663 12 140 SH SOLE 140 0 0 iShares Core S&P Total US Stock Mkt ETF 464287150 42 800 SH SOLE 800 0 0 iShares Global Healthcare ETF 464287325 2 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