President and Chief Compliance Officer

0001622757-16-000027.txt : 20161123 0001622757-16-000027.hdr.sgml : 20161123 20161123150933 ACCESSION NUMBER: 0001622757-16-000027 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 EFFECTIVENESS DATE: 20161123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Elite Wealth Management, LLC CENTRAL INDEX KEY: 0001622757 IRS NUMBER: 760760254 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17534 FILM NUMBER: 162016365 BUSINESS ADDRESS: STREET 1: 1014 MARKET STREET STREET 2: SUITE 100 CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258284300 MAIL ADDRESS: STREET 1: 1014 MARKET STREET STREET 2: SUITE 100 CITY: KIRKLAND STATE: WA ZIP: 98033 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001622757 XXXXXXXX 06-30-2014 06-30-2014 true 1 RESTATEMENT Elite Wealth Management, LLC

1014 MARKET STREET SUITE 100 KIRKLAND WA 98033

13F HOLDINGS REPORT 028-17534 N Fariba Ronnasi President and Chief Compliance Officer 425-828-4300 Fariba Ronnasi Kirkland WA 11-23-2016 0 660 100328 false INFORMATION TABLE 2 Elite2014-Q2.xml 3D SYSTEMS CORP OPTION 88554D955 0 3 SH Put SOLE 0 0 3 3D SYSTEMS CORP OPTION 88554D955 0 1 SH Put SOLE 0 0 1 3M CO EQUITY 88579Y101 769 5371 SH SOLE 0 0 5371 AAON Inc OPTION 000360956 5 108 SH Put SOLE 0 0 108 ABBOTT LABORATORIES EQUITY 002824100 2 50 SH SOLE 0 0 50 ABBVIE INC EQUITY 00287Y109 3 50 SH SOLE 0 0 50 ACCENTURE PLC ORD (IRELAND) EQUITY G1151C101 248 3073 SH SOLE 0 0 3073 ACCENTURE PLC-CL A EQUITY G1151C101 294 3642 SH SOLE 0 0 3642 ACCESS MIDSTREAM PARTNERS LP COM OPTION 00434L959 0 2 SH Put SOLE 0 0 2 ADEPT TECHNOLOGY INC OPTION 006854952 25 291 SH Put SOLE 0 0 291 ADOBE SYSTEMS INC EQUITY 00724F101 7 100 SH SOLE 0 0 100 ADVANCED BATTERY TECHNOLOGIE EQUITY 00752H102 0 300 SH SOLE 0 0 300 Aegion Corp OPTION 00770F954 0 4 SH Put SOLE 0 0 4 AES TRUST III CONVERTIBLE 00808N202 41 800 SH SOLE 0 0 800 AFFILIATED MANAGERS GROUP COM OPTION 008252958 2 31 SH Put SOLE 0 0 31 AFLAC INC EQUITY 001055102 147 2354 SH SOLE 0 0 2354 AIRCASTLE LIMITED COM OPTION G0129K954 0 4 SH Put SOLE 0 0 4 AKAMAI TECHNOLOGIES INC EQUITY 00971T101 414 6780 SH SOLE 0 0 6780 ALASKA AIR GROUP INC COM OPTION 011659959 2 337 SH Put SOLE 0 0 337 ALCOA INC COM OPTION 013817951 3 505 SH Put SOLE 0 0 505 ALERIAN MLP ETF OPTION 00162Q956 0 957 SH Put SOLE 0 0 957 ALERIAN MLP ETF EQUITY 00162Q866 15 803 SH SOLE 0 0 803 ALLIANCE DATASYS CORP COM OPTION 018581958 0 2 SH Put SOLE 0 0 2 ALLIANCE FIBER OPTIC PRODS INC EQUITY 018680306 13 700 SH SOLE 0 0 700 ALLIANCE RESOURCE PARTNERS EQUITY 01877R108 93 2000 SH SOLE 0 0 2000 Ally Financ OPTION 02005N950 6 155 SH Put SOLE 0 0 155 Alphabet, Inc. 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OPTION 05566U958 0 4 SH Put SOLE 0 0 4 BOX SHIPS INC OPTION MHY096956 1 12 SH Put SOLE 0 0 12 Boyd Gaming Corporation OPTION 103304101 0 4 SH Put SOLE 0 0 4 BP PLC-SPONS ADR EQUITY 055622104 5 88 SH SOLE 0 0 88 BRF-BRASIL FOODS SA SPONSORED ADR CMN OPTION 10552T957 0 4 SH Put SOLE 0 0 4 BRINK'S COMPANY (THE) OPTION 109696954 0 8 SH Put SOLE 0 0 8 BRISTOL-MYERS SQUIBB CO EQUITY 110122108 920 18973 SH SOLE 0 0 18973 BROOKDALE SENIOR LIVING INC COM OPTION 112463954 0 2 SH Put SOLE 0 0 2 Brookfield Asset Management, Inc. OPTION 112585954 0 2 SH Put SOLE 0 0 2 BROOKFIELD PROPERTY PARTNERS LP OPTION G16249957 6 200 SH Put SOLE 0 0 200 CAESARS ENTERTAINMENT CORPORATION OPTION 127686953 0 8 SH Put SOLE 0 0 8 Cal-Maine Foods Inc OPTION 128030952 0 2 SH Put SOLE 0 0 2 CAMERON INTERNATIONAL CORP COM OPTION 13342B955 0 1 SH Put SOLE 0 0 1 CAMPBELL SOUP CO EQUITY 134429109 14 300 SH SOLE 0 0 300 CARDINAL HEALTH INC EQUITY 14149Y108 19 276 SH SOLE 0 0 276 CARLYLE GROUP/THE OPTION 14309L952 5 282 SH Put SOLE 0 0 282 CARNIVAL CORP COM OPTION 143658950 5 94 SH Put SOLE 0 0 94 CARRIZO OIL & GAS INC COM OPTION 144577953 0 10 SH Put SOLE 0 0 10 CATERPILLAR INC EQUITY 149123101 172 1583 SH SOLE 0 0 1583 CBS CORP CLASS B NON VOTING OPTION 124857952 0 245 SH Put SOLE 0 0 245 CELGENE CORP EQUITY 151020104 172 2000 SH SOLE 0 0 2000 CENTURYLINK INC EQUITY 156700106 4 99 SH SOLE 0 0 99 CHEMED CORP EQUITY 16359R103 57 609 SH SOLE 0 0 609 CHESAPEAKE ENERGY CORP OPTION 165167957 0 33 SH Put SOLE 0 0 33 CHEVRON CORP EQUITY 166764100 222 1702 SH SOLE 0 0 1702 CHICAGO BRIDGE & IRON CO N V ADR CMN OPTION 167250959 4 45 SH Put SOLE 0 0 45 CHICO'S FAS INC COM OPTION 168615952 6 212 SH Put SOLE 0 0 212 CHINA INTEGRATED ENERGYINC EQUITY 16948P105 0 200 SH SOLE 0 0 200 CIA SANEAMENTO BASICO DE ADR OPTION 20441A952 5 407 SH Put SOLE 0 0 407 CIMATRON LTD EQUITY M23798107 4 600 SH SOLE 0 0 600 CIRRUS LOGIC INC OPTION 172755950 6 169 SH Put SOLE 0 0 169 CIRRUS LOGIC INC EQUITY 172755100 5 200 SH SOLE 0 0 200 CISCO SYSTEMS INC EQUITY 17275R102 7 300 SH SOLE 0 0 300 CITIGROUP INC EQUITY 172967424 1 24 SH SOLE 0 0 24 CME GROUP INC OPTION 12572Q955 3 113 SH Put SOLE 0 0 113 CNOOC LTD-SPON ADR EQUITY 126132109 36 200 SH SOLE 0 0 200 COACH INC OPTION 189754954 1 2 SH Put SOLE 0 0 2 COACH INC EQUITY 189754104 110 3210 SH SOLE 0 0 3210 COCA-COLA CO/THE EQUITY 191216100 1187 28022 SH SOLE 0 0 28022 COHEN & STEERS QUAL INC RLTY EQUITY 19247L106 7 655 SH SOLE 0 0 655 COLGATE-PALMOLIVE CO EQUITY 194162103 31 460 SH SOLE 0 0 460 COLUMBIA SPORTSWEAR CO EQUITY 198516106 29 356 SH SOLE 0 0 356 COMCAST CORP-CLASS A OPTION 20030N951 0 1 SH Put SOLE 0 0 1 COMCAST CORP-CLASS A EQUITY 20030N101 0 1 SH SOLE 0 0 1 CommunitySouth Financial Corp. (SC) OPTION 204168958 0 2 SH Put SOLE 0 0 2 COMMVAULT SYSTEMS INC COM OPTION 204166952 0 2 SH Put SOLE 0 0 2 COMPANHIA VALE DO RIO SPONSORED ADR OPTION 204412959 1 146 SH Put SOLE 0 0 146 CONAGRA FOODS INC EQUITY 205887102 695 23427 SH SOLE 0 0 23427 CONN'S INC OPTION 208242957 0 1 SH Put SOLE 0 0 1 CONN'S INC OPTION 208242907 0 4 SH Call SOLE 0 0 4 CONN'S INC EQUITY 208242107 706 14300 SH SOLE 0 0 14300 CONOCOPHILLIPS EQUITY 20825C104 52 609 SH SOLE 0 0 609 CONSTELLATION BRANDS INC-A EQUITY 21036P108 88 1000 SH SOLE 0 0 1000 Control4 Corp. OPTION 21240D957 0 2 SH Put SOLE 0 0 2 CON-WAY INC. COM OPTION 205944951 0 76 SH Put SOLE 0 0 76 COOPER COS INC COM NEW OPTION 216648952 0 7 SH Put SOLE 0 0 7 COSTCO WHOLESALE CORP EQUITY 22160K105 1011 8778 SH SOLE 0 0 8778 COVIDIEN PLC SHS OPTION G2554F953 0 2 SH Put SOLE 0 0 2 CPFL ENERGIA SA-ADR EQUITY 126153105 15 840 SH SOLE 0 0 840 CRAFT BREW ALLIANCE INC EQUITY 224122101 156 14087 SH SOLE 0 0 14087 CRITEO S.A. OPTION 226718954 0 2 SH Put SOLE 0 0 2 CTRIP.COM INTERNATIONAL, LTD. ADR CMN OPTION 22943F950 0 3 SH Put SOLE 0 0 3 CVR Energy, Inc. OPTION 12662P958 8 77 SH Put SOLE 0 0 77 CVR PARTNERS LP EQUITY 126633106 2 100 SH SOLE 0 0 100 CVS HEALTH CORP EQUITY 126650100 6 80 SH SOLE 0 0 80 D R HORTON INC COM OPTION 23331A959 3 151 SH Put SOLE 0 0 151 Delek US Holdings, Inc. OPTION 246647951 11 137 SH Put SOLE 0 0 137 DELTA AIR LINES INC DEL COM OPTION 247361952 1 185 SH Put SOLE 0 0 185 DENTSPLY INTL INC NEW EQUITY 249030107 9 200 SH SOLE 0 0 200 DEVON ENERGY CORP NEW EQUITY 25179M103 24 300 SH SOLE 0 0 300 DIAGEO PLC-SPONSORED ADR EQUITY 25243Q205 25 200 SH SOLE 0 0 200 DIEBOLD INC EQUITY 253651103 14 347 SH SOLE 0 0 347 DIGITAL REALTY TRUST INC. 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OPTION 278715956 23 347 SH Put SOLE 0 0 347 EL PASO ELECTRIC CO EQUITY 283677854 2 50 SH SOLE 0 0 50 EL PASO PIPELINE PARTNERS LP EQUITY 283702108 6 160 SH SOLE 0 0 160 ELI LILLY & CO EQUITY 532457108 49 790 SH SOLE 0 0 790 ELLIE MAE INC OPTION 28849P950 2 126 SH Put SOLE 0 0 126 EME REORGANIZATION TRUST-TRU EQUITY 268684107 1 7271 SH SOLE 0 0 7271 ENBRIDGE ENERGY PARTNERS LP EQUITY 29250R106 15 400 SH SOLE 0 0 400 ENERGY TRANSFER PARTNERS LP EQUITY 29273R109 12 200 SH SOLE 0 0 200 ENI SPA-SPONSORED ADR EQUITY 26874R108 16 300 SH SOLE 0 0 300 EPAM Systems Inc OPTION 29414B954 0 2 SH Put SOLE 0 0 2 EXELON CORP OPTION 30161N951 0 2 SH Put SOLE 0 0 2 EXELON CORP EQUITY 30161N101 956 26194 SH SOLE 0 0 26194 EXPRESS INC OPTION 30219E953 0 8 SH Put SOLE 0 0 8 EXPRESS INC OPTION 30219E903 0 1 SH Call SOLE 0 0 1 EXPRESS INC EQUITY 30219E103 2 100 SH SOLE 0 0 100 EXXON MOBIL CORP OPTION 30231G952 5 300 SH Put SOLE 0 0 300 EXXON MOBIL CORP EQUITY 30231G102 2146 21319 SH SOLE 0 0 21319 F 5 NETWORKS OPTION 315616952 1 18 SH Put SOLE 0 0 18 FACEBOOK INC CL A OPTION 30303M952 13 278 SH Put SOLE 0 0 278 FACEBOOK INC CL A EQUITY 30303M102 1009 14995 SH SOLE 0 0 14995 FAIRPOINT COMMUNICATIONS INC EQUITY 305560104 0 3 SH SOLE 0 0 3 FAMILY DOLLAR STORES INC COM OPTION 307000959 8 107 SH Put SOLE 0 0 107 FAMOUS DAVE'S OF AMERICA INC OPTION 307068956 0 4 SH Put SOLE 0 0 4 FERRELLGAS PARTNERS-LP EQUITY 315293100 3 100 SH SOLE 0 0 100 FINANCIAL SELECT SECTOR SPDR OPTION 81369Y955 0 20 SH Put SOLE 0 0 20 FINISAR CORPORATION COM OPTION 31787A957 0 4 SH Put SOLE 0 0 4 FIRST TR EXCHANGE TRADED FD I OPTION 33734X192 5 200 SH SOLE 0 0 200 FIRST TRUST MLP AND ENERGY I EQUITY 33739B104 22 1000 SH SOLE 0 0 1000 FIRST TRUST US IPO INDEX FUN EQUITY 336920103 63 1300 SH SOLE 0 0 1300 FIRSTENERGY CORP EQUITY 337932107 5 149 SH SOLE 0 0 149 Five Below, Inc. OPTION 33829M951 0 218 SH Put SOLE 0 0 218 FLAH & CRUM PFD INCM OP INC EQUITY 33848E106 23 2000 SH SOLE 0 0 2000 FLIR SYSTEMS INC EQUITY 302445101 28 800 SH SOLE 0 0 800 FORD MTR CO OPTION 345370950 4 584 SH Put SOLE 0 0 584 FORD MTR CO EQUITY 345370860 88 5100 SH SOLE 0 0 5100 FRANCESCAS HOLDINGS CORPORATION OPTION 351793954 10 243 SH Put SOLE 0 0 243 FREEPORT-MCMORAN INC EQUITY 35671D857 18 500 SH SOLE 0 0 500 FRONTIER COMMUNICATIONS CORP EQUITY 35906A108 11 1923 SH SOLE 0 0 1923 FTI CONSULTING INC EQUITY 302941109 11 300 SH SOLE 0 0 300 FUELCELL ENERGY INC EQUITY 35952H106 1 600 SH SOLE 0 0 600 Fusion-io, Inc. OPTION 36112J957 0 6 SH Put SOLE 0 0 6 GABELLI DIVIDEND & INCOME TR EQUITY 36242H104 18 840 SH SOLE 0 0 840 GABELLI DVD & INC TR 5.875% SERIES A PREFE EQUITY 36242H203 40 1600 SH SOLE 0 0 1600 GABELLI EQUITY TRUST EQUITY 362397101 23 3000 SH SOLE 0 0 3000 GABELLI GLOBAL SMALL & M EQUITY 36249W104 1 84 SH SOLE 0 0 84 GAMCO GLOBAL GOLD NATURAL RE EQUITY 36465A109 384 35000 SH SOLE 0 0 35000 GASLOG LTD (ORD) (BERMUDA) OPTION G37585959 4 143 SH Put SOLE 0 0 143 GASLOG LTD (ORD) (BERMUDA) EQUITY G37585109 3 100 SH SOLE 0 0 100 GENERAL CABLE CORP OPTION 369300958 2 138 SH Put SOLE 0 0 138 GENERAL DYNAMICS CORP EQUITY 369550108 8 70 SH SOLE 0 0 70 GENERAL ELECTRIC CO OPTION 369604953 5 317 SH Put SOLE 0 0 317 GENERAL ELECTRIC CO EQUITY 369604103 1464 55698 SH SOLE 0 0 55698 GENERAL MILLS INC EQUITY 370334104 18 350 SH SOLE 0 0 350 GENERAL MOTORS CO OPTION 37045V950 4 206 SH Put SOLE 0 0 206 GENESCO INC OPTION 371532952 0 95 SH Put SOLE 0 0 95 GENWORTH FINL OPTION 37247D956 5 203 SH Put SOLE 0 0 203 GEOSPACE TECHNOLOGIES CORP OPTION 37364X959 0 4 SH Put SOLE 0 0 4 G-III APPAREL GROUP LTD OPTION 36237H951 0 94 SH Put SOLE 0 0 94 GILEAD SCIENCES INC OPTION 375558953 1 37 SH Put SOLE 0 0 37 GLAXOSMITHKLINE PLC-SPON ADR EQUITY 37733W105 669 12511 SH SOLE 0 0 12511 GLOBAL X FDS SOCIAL MED ETF EQUITY 37950E416 7 350 SH SOLE 0 0 350 GLOBALSTAR INC OPTION 378973958 0 2 SH Put SOLE 0 0 2 GM 10JUL16 10.0 C WARRANTS 37045V118 3 94 SH SOLE 0 0 94 GM 10JUL19 18.33 C WARRANTS 37045V126 2 94 SH SOLE 0 0 94 GOGO INC COM OPTION 38046C959 0 6 SH Put SOLE 0 0 6 GOLDMAN SACHS GROUP INC OPTION 38141G954 0 1 SH Put SOLE 0 0 1 GOLDMAN SACHS GROUP INC EQUITY 38141G104 1636 9771 SH SOLE 0 0 9771 GOOGLE INC CL C EQUITY 38259P706 778 1352 SH SOLE 0 0 1352 GOPRO INC-CLASS A EQUITY 38268T103 10 250 SH SOLE 0 0 250 GRAY TELEVISION INC COM OPTION 389375956 0 12 SH Put SOLE 0 0 12 GROEN BROTHERS AVIATION EQUITY 398743104 0 26800 SH SOLE 0 0 26800 GrubHub, Inc. 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OPTION 44970B959 0 2 SH Put SOLE 0 0 2 ING GROEP N.V., 7.20% ING PERPETUAL DEBT S OPTION 456837301 21 800 SH SOLE 0 0 800 INTEGRYS ENERGY GROUP INC COM OPTION 45822P955 0 2 SH Put SOLE 0 0 2 INTEL CORPORATION OPTION 458140950 5 456 SH Put SOLE 0 0 456 INTEL CORPORATION OPTION 458140900 418 1484 SH Call SOLE 0 0 1484 INTEL CORPORATION EQUITY 458140100 5058 163693 SH SOLE 0 0 163693 INTERACTIVE BROKERS GROUP INC. 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OPTION 67020Q957 0 4 SH Put SOLE 0 0 4 NU SKIN ENTERPRISES INC - A EQUITY 67018T105 7 100 SH SOLE 0 0 100 NUANCE COMMUNICATIONS INC COM OPTION 67020Y950 0 4 SH Put SOLE 0 0 4 NuVasive, Inc. OPTION 670704955 0 4 SH Put SOLE 0 0 4 NVIDIA CORP OPTION 67066G954 3 202 SH Put SOLE 0 0 202 NXP SEMICONDUCTOR NV COM OPTION N6596X959 0 4 SH Put SOLE 0 0 4 OCCIDENTAL PETROLEUM CORP OPTION 674599955 1 10 SH Put SOLE 0 0 10 OCEANEERING INTL INC COM OPTION 675232952 0 4 SH Put SOLE 0 0 4 OCH-ZIFF CAPITAL MGMT GROUP COM OPTION 67551U955 9 324 SH Put SOLE 0 0 324 OLD REPUBLIC INTL CORP EQUITY 680223104 5 300 SH SOLE 0 0 300 ONE GAS INC EQUITY 68235P108 9 250 SH SOLE 0 0 250 ONEOK INC EQUITY 682680103 68 1000 SH SOLE 0 0 1000 ORACLE CORP EQUITY 68389X105 243 6000 SH SOLE 0 0 6000 ORBITAL SCIENCES CORP COM OPTION 685564956 0 2 SH Put SOLE 0 0 2 ORBITZ WORLDWIDE INC EQUITY 68557K109 4 400 SH SOLE 0 0 400 Outerwall, Inc. OPTION 690070957 9 201 SH Put SOLE 0 0 201 Overstock.com, Inc. 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OPTION 768573957 0 3 SH Put SOLE 0 0 3 Rosetta Resources, Inc. OPTION 777779957 2 62 SH Put SOLE 0 0 62 ROYAL BANK SCOTLAND GROUP PLC - PFD L EQUITY 780097788 23 1000 SH SOLE 0 0 1000 ROYAL BK SCOTLAND PFD: RBS PRF EQUITY 780097804 29 1121 SH SOLE 0 0 1121 ROYAL DUTCH SHELL-SPON ADR-A EQUITY 780259206 2 28 SH SOLE 0 0 28 RPX Corp. 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OPTION 87265H959 0 4 SH Put SOLE 0 0 4 TRINITY INDUSTRIES INC OPTION 896522959 0 4 SH Put SOLE 0 0 4 TRIQUINT SEMICONDUCTOR INC OPTION 89674K953 0 385 SH Put SOLE 0 0 385 TRIQUINT SEMICONDUCTOR INC EQUITY 89674K103 3 200 SH SOLE 0 0 200 TUMI HOLDINGS INC OPTION 89969Q954 0 2 SH Put SOLE 0 0 2 TUPPERWARE BRANDS CORP EQUITY 899896104 3 30 SH SOLE 0 0 30 TW TELECOM INC COM OPTION 87311L954 0 2 SH Put SOLE 0 0 2 TWENTY FIRST CENTY FOX INC OPTION 90130A951 10 227 SH Put SOLE 0 0 227 TWITTER INC OPTION 90184L952 0 2 SH Put SOLE 0 0 2 TWITTER INC EQUITY 90184L102 4 100 SH SOLE 0 0 100 TWO HARBORS INVESTMENT CORP EQUITY 90187B101 2 200 SH SOLE 0 0 200 Ubiquiti Networks, Inc. OPTION 90347A950 1 38 SH Put SOLE 0 0 38 UBS AG (SWITZERLAND) OPTION H89231958 9 227 SH Put SOLE 0 0 227 UBS AG (SWITZERLAND) OPTION H89231908 0 110 SH Call SOLE 0 0 110 UBS AG (SWITZERLAND) EQUITY H89231338 207 11323 SH SOLE 0 0 11323 Ultimate Software Group, Inc. 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