0001144204-15-006950.txt : 20150209 0001144204-15-006950.hdr.sgml : 20150209 20150209113346 ACCESSION NUMBER: 0001144204-15-006950 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JOINT Corp CENTRAL INDEX KEY: 0001612630 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 900544160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88412 FILM NUMBER: 15587263 BUSINESS ADDRESS: STREET 1: 16767 N PERIMETER DRIVE STREET 2: SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 480 245 5960 MAIL ADDRESS: STREET 1: 16767 N PERIMETER DRIVE STREET 2: SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Leonesio John CENTRAL INDEX KEY: 0001622398 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 16767 N PERIMETER DRIVE STREET 2: SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 SC 13G 1 v400428_sc13g.htm FORM SC 13G

 

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

 

The Joint Corp.

(Name of Issuer)

 

Common Stock, par value $.001 per share

(Title of Class of Securities)

 

47973J102

(CUSIP Number)

 

November 11, 2014

(Date of Event Which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

1

Name of reporting person

I.R.S. identification number (entity only)

John Leonesio

 

2 Check the appropriate box if a member of a group

(a) [ ]

(b) [ ]

3 SEC use only  
4 Citizenship or place of organization United States
  Number of shares beneficially owned by each reporting person with:  
5 Sole voting power 775,610
6 Shared voting power  
7 Sole dispositive power 775,610
8 Shared dispositive power  
9 Aggregate amount beneficially owned by each reporting person

 

775,610

10 Check if the aggregate amount in Row (9) excludes certain shares

 

[ ]

11 Percent of class represented by amount in Row (9) 8.0%
12 Type of reporting person IN

 

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Item 1(a). Name of Issuer:

 

The name of the issuer is The Joint Corp.

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

 

The issuer’s principal executive offices are located at 16767 N. Perimeter Drive, Suite 240, Scottsdale, Arizona 85260.

 

Item 2(a). Name of Person Filing:

 

The person filing this schedule is John Leonesio.

 

Item 2(b). Address of Principal Business Office or, if None, Residence

 

The address of the person filing this schedule is:

 

John Leonesio

9383 E. Bahia, Suite 115

Scottsdale, Arizona 85260

 

Item 2(c). Citizenship

 

Mr. Leonesio is a citizen of the United States.

 

Item 2(d). Title of Class of Securities

 

Common Stock, par value $.001 per share

 

Item 2(e). CUSIP Number

 

47973J102

 

Item 3. If this statement is filed pursuant to §§ 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a)¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
  
(b)¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).;
  
(c)¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
  
(d)¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
  
(e)¨ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

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(f)¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  
(g)¨ A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
  
(h)¨ A savings associations as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  
(i)¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  
(j)¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
  
(k)¨ Group, in accordance with §240.13d-1(b)(1)(ii)(K).

 

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the time of institution: not applicable.

 

Item 4. Ownership

 

(a) Amount beneficially owned:

 

The 775,610 shares of the common stock of The Joint Corp. for which this schedule is filed consist only of shares owned by LTLx2, LLC, a limited liability company of which Mr. Leonesio is the sole member.

 

(b) Percent of class:

 

8.0%

 

The percentages in this schedule were calculated on the basis of 9,723,933 shares outstanding, which is the number of shares outstanding as of December 10, 2014 as reported by the issuer in its quarterly report on Form 10-Q filed on December 22, 2014.

 

(c) Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote: 775,610
(ii) Shared power to vote or direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 775,610
(iv) Shared power to dispose of to direct the disposition of: 0

  

Item 5. Ownership of Five Percent or Less of a Class

 

Not applicable.

 

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Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9. Notice of Dissolution of Group

 

Not applicable.

 

Item 10. Certification

 

Not applicable.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

 

Dated: February 9, 2015.      
     
     
  /s/ John Leonesio  
  John Leonesio  

 

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