0000950142-21-004094.txt : 20211217 0000950142-21-004094.hdr.sgml : 20211217 20211217163542 ACCESSION NUMBER: 0000950142-21-004094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sundheim Daniel S. CENTRAL INDEX KEY: 0001621588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40308 FILM NUMBER: 211502083 MAIL ADDRESS: STREET 1: C/O D1 CAPITAL PARTNERS L.P. STREET 2: 9 WEST 57TH STREET, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D1 Capital Partners L.P. CENTRAL INDEX KEY: 0001747057 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40308 FILM NUMBER: 211502084 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 390-9100 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Finance of America Companies Inc. CENTRAL INDEX KEY: 0001828937 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 853474065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 909 LAKE CAROLYN PARKWAY STREET 2: SUITE 1550 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 972-865-8114 MAIL ADDRESS: STREET 1: 909 LAKE CAROLYN PARKWAY STREET 2: SUITE 1550 CITY: IRVING STATE: TX ZIP: 75039 4 1 es210211344_4-fcoa.xml OWNERSHIP DOCUMENT X0306 4 2021-12-15 1 0001828937 Finance of America Companies Inc. FOA 0001747057 D1 Capital Partners L.P. 9 WEST 57TH STREET 36TH FLOOR NEW YORK NY 10019 0 0 1 0 0001621588 Sundheim Daniel S. C/O D1 CAPITAL PARTNERS, L.P. 9 WEST 57TH STREET, 36TH FLOOR NEW YORK NY 10019 0 0 1 0 Class A Common Stock 2021-12-15 4 S 0 1494201 4.1502 D 5000000 I See footnote Warrants 11.5 2021-12-15 4 S 0 485649 0.5002 D 2021-04-30 2026-04-01 Class A Common Stock 485649 0 I See footnote The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1500 to $4.4500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50000 to $0.5500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. D1 Capital Partners, L.P., by: /s/ Amanda Hector 2021-12-17 /s/ Daniel S. Sundheim 2021-12-17