0000950142-21-004094.txt : 20211217
0000950142-21-004094.hdr.sgml : 20211217
20211217163542
ACCESSION NUMBER: 0000950142-21-004094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211215
FILED AS OF DATE: 20211217
DATE AS OF CHANGE: 20211217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sundheim Daniel S.
CENTRAL INDEX KEY: 0001621588
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40308
FILM NUMBER: 211502083
MAIL ADDRESS:
STREET 1: C/O D1 CAPITAL PARTNERS L.P.
STREET 2: 9 WEST 57TH STREET, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D1 Capital Partners L.P.
CENTRAL INDEX KEY: 0001747057
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40308
FILM NUMBER: 211502084
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 390-9100
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Finance of America Companies Inc.
CENTRAL INDEX KEY: 0001828937
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 853474065
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 909 LAKE CAROLYN PARKWAY
STREET 2: SUITE 1550
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 972-865-8114
MAIL ADDRESS:
STREET 1: 909 LAKE CAROLYN PARKWAY
STREET 2: SUITE 1550
CITY: IRVING
STATE: TX
ZIP: 75039
4
1
es210211344_4-fcoa.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-15
1
0001828937
Finance of America Companies Inc.
FOA
0001747057
D1 Capital Partners L.P.
9 WEST 57TH STREET
36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001621588
Sundheim Daniel S.
C/O D1 CAPITAL PARTNERS, L.P.
9 WEST 57TH STREET, 36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Class A Common Stock
2021-12-15
4
S
0
1494201
4.1502
D
5000000
I
See footnote
Warrants
11.5
2021-12-15
4
S
0
485649
0.5002
D
2021-04-30
2026-04-01
Class A Common Stock
485649
0
I
See footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1500 to $4.4500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50000 to $0.5500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
D1 Capital Partners, L.P., by: /s/ Amanda Hector
2021-12-17
/s/ Daniel S. Sundheim
2021-12-17