0001140361-14-039125.txt : 20141027 0001140361-14-039125.hdr.sgml : 20141027 20141027170516 ACCESSION NUMBER: 0001140361-14-039125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141024 FILED AS OF DATE: 20141027 DATE AS OF CHANGE: 20141027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AGCO CORP /DE CENTRAL INDEX KEY: 0000880266 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 581960019 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4205 RIVER GREEN PKWAY CITY: DULUTH STATE: GA ZIP: 30096 BUSINESS PHONE: 7708139200 MAIL ADDRESS: STREET 1: 4205 RIVER GREEN PARKWAY CITY: DULUTH STATE: GA ZIP: 30096 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAFE Motors & Tractors Ltd CENTRAL INDEX KEY: 0001621526 STATE OF INCORPORATION: K7 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12930 FILM NUMBER: 141175062 BUSINESS ADDRESS: STREET 1: OLD NO. 35, NEW NO. 77 STREET 2: NUNGAMBAKKAM HIGH ROAD, POTTIPATTI PLAZA CITY: CHENNAI STATE: K7 ZIP: 600034 BUSINESS PHONE: 00914428230207 MAIL ADDRESS: STREET 1: OLD NO. 35, NEW NO. 77 STREET 2: NUNGAMBAKKAM HIGH ROAD, POTTIPATTI PLAZA CITY: CHENNAI STATE: K7 ZIP: 600034 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tractors & Farm Equipment Ltd CENTRAL INDEX KEY: 0001621553 STATE OF INCORPORATION: K7 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12930 FILM NUMBER: 141175063 BUSINESS ADDRESS: STREET 1: OLD NO. 35, NEW NO. 77 STREET 2: NUNGAMBAKKAM HIGH ROAD, POTTIPATTI PLAZA CITY: CHENNAI STATE: K7 ZIP: 600034 BUSINESS PHONE: 00914428230207 MAIL ADDRESS: STREET 1: OLD NO. 35, NEW NO. 77 STREET 2: NUNGAMBAKKAM HIGH ROAD, POTTIPATTI PLAZA CITY: CHENNAI STATE: K7 ZIP: 600034 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SRINIVASAN MALLIKA CENTRAL INDEX KEY: 0001525527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12930 FILM NUMBER: 141175064 MAIL ADDRESS: STREET 1: TRACTORS AND FARM EQUIPMENT LIMITED STREET 2: NO 35 NUNGAMBAKKAM HIGH ROAD CITY: CHENNAI STATE: K7 ZIP: 600 034 4 1 doc1.xml FORM 4 X0306 4 2014-10-24 0 0000880266 AGCO CORP /DE AGCO 0001525527 SRINIVASAN MALLIKA TRACTORS & FARM EQUIPMENT LTD OLD NO. 35 NEW NO. 77, NUNGAMBAKKAM HIGH ROAD CHENNAI K7 600 034 INDIA 1 0 1 0 0001621553 Tractors & Farm Equipment Ltd OLD NO. 35, NEW NO. 77 NUNGAMBAKKAM HIGH ROAD CHENNAI K7 600 034 INDIA 0 0 1 0 0001621526 TAFE Motors & Tractors Ltd OLD NO. 35, NEW NO. 77 NUNGAMBAKKAM HIGH ROAD CHENNAI K7 600 034 INDIA 0 0 1 0 Common Stock 2014-10-24 4 P 0 45000 45.21 A 3063321 I By TAFE Motors and Tractors Limited Common Stock 8132950 I By Tractors and Farm Equipment Limited Common Stock 6579 D Shares were purchased pursuant to a Rule 10b5-1 trading plan entered into by Tractors and Farm Equipment Limited ("TAFE") and TAFE Motors and Tractors Limited ("TMTL") on August 29, 2014. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.70 to $45.52. The reporting persons undertake to provide to AGCO Corporation, any security holder of AGCO Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2). These shares are owned directly by TMTL, which is a wholly owned subsidiary of TAFE. TAFE is an indirect beneficial owner of these shares. Mallika Srinivasan is an officer of TMTL and is a beneficial owner of certain equity securities of TMTL. Ms. Srinivasan disclaims beneficial ownership of the shares reported in Column 5 of this row except to the extent of Ms. Srinivasan's beneficial ownership of equity securities of TMTL, and this report shall not be deemed an admission that Ms. Srinivasan is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. These shares are owned directly by TAFE. Mallika Srinivasan is an officer of TAFE and is a beneficial owner of certain equity securities of TAFE. Ms. Srinivasan disclaims beneficial ownership of the shares reported in Column 5 of the row except to the extent of Ms. Srinivasan's beneficial ownership of equity securities of TAFE, and this report shall not be deemed an admission that Ms. Srinivasan is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. TMTL also disclaims beneficial ownership of the shares reported in Column 5 of the row, and this report shall not be deemed an admission that TMTL is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. These shares reflect awards to Mallika Srinivasan for her services as a director of AGCO Corporation under the AGCO Corporation 2006 Long-Term Stock Incentive Plan. TAFE and TMTL disclaim beneficial ownership of the shares reported in Column 5 of this row, and this report shall not be deemed an admission that either TAFE or TMTL is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. /s/ Margaret R. Markman, Attorney-in-Fact for Tractors and Farm Equipment Limited 2014-10-27 /s/ Margaret R. Markman, Attorney-in-Fact for Mallika Srinivasan 2014-10-27 /s/ Margaret R. Markman, Attorney-in-Fact for TAFE Motors and Tractors Limited 2014-10-27