0001209191-15-040832.txt : 20150508 0001209191-15-040832.hdr.sgml : 20150508 20150508203414 ACCESSION NUMBER: 0001209191-15-040832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150506 FILED AS OF DATE: 20150508 DATE AS OF CHANGE: 20150508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Black Stone Minerals, L.P. CENTRAL INDEX KEY: 0001621434 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 471846692 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STREET, SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77022 BUSINESS PHONE: (713)658-0647 MAIL ADDRESS: STREET 1: 1001 FANNIN STREET, SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sinclair Robert E. W. CENTRAL INDEX KEY: 0001636955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37362 FILM NUMBER: 15848586 MAIL ADDRESS: STREET 1: C/O BLACK STONE MINERALS, L.P. STREET 2: 1001 FANNIN STREET, SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-06 0 0001621434 Black Stone Minerals, L.P. BSM 0001636955 Sinclair Robert E. W. 1001 FANNIN STREET, SUITE 2020 HOUSTON TX 77002 1 0 0 0 Common units representing limited partner interests 2015-05-06 4 A 0 5263 0.00 A 5263 D Common units representing limited partner interests 2015-05-06 4 J 0 23907 A 29170 D Common units representing limited partner interests 2015-05-06 4 J 0 1127929 A 1157099 I By Caddis Minerals, Ltd. Common units representing limited partner interests 2015-05-06 4 J 0 111054 A 1268153 I By Castleton Energy Fund I, Ltd. Common units representing limited partner interests 2015-05-06 4 J 0 160728 A 1428881 I By Leone, Ltd. Common units representing limited partner interests 2015-05-06 4 J 0 106739 A 1535620 I By San Miguel River Partners Common units representing limited partner interests 2015-05-06 4 J 0 97742 A 1633362 I By Shiprock Minerals, Ltd. Common units representing limited partner interests 2015-05-06 4 P 0 23000 19.00 A 1656362 I By Caddis Minerals, Ltd. Common units representing limited partner interests 2015-05-06 4 P 0 8500 19.00 A 1664862 I By Castleton Energy Fund I, Ltd. Common units representing limited partner interests 2015-05-06 4 P 0 42000 19.00 A 1706862 I By Leone, Ltd. Common units representing limited partner interests 2015-05-06 4 P 0 177000 19.00 A 1883862 I By Shiprock Minerals, Ltd. Subordinated units representing limited partner interests 2015-05-06 4 J 0 31314 A Common units representing limited partner interests 31314 31314 D Subordinated units representing limited partner interests 2015-05-06 4 J 0 1477334 A Common units representing limited partner interests 1477334 1508648 I By Caddis Minerals, Ltd. Subordinated units representing limited partner interests 2015-05-06 4 J 0 145456 A Common units representing limited partner interests 145456 1654104 I By Castleton Energy Fund I, Ltd. Subordinated units representing limited partner interests 2015-05-06 4 J 0 210519 A Common units representing limited partner interests 210519 1864623 I By Leone, Ltd. Subordinated units representing limited partner interests 2015-05-06 4 J 0 139805 A Common units representing limited partner interests 139805 2004428 I By San Miguel River Partners Subordinated units representing limited partner interests 2015-05-06 4 J 0 128021 A Common units representing limited partner interests 128021 2132449 I By Shiprock Minerals, Ltd. Preferred units representing limited partner interests 2015-05-06 4 J 0 1860 A Common and subordinated units representing LP interests 2134309 I By Caddis Minerals, Ltd. Preferred units representing limited partner interests 2015-05-06 4 J 0 563 A Common and subordinated units representing LP interests 2134872 I By Leone, Ltd. Acquired pursuant to the Merger and Contribution Agreement, dated May 6, 2015, by and among Black Stone Minerals Merger Sub LLC, Black Stone Minerals Company, L.P., and Black Stone Minerals, L.P. Each subordinated unit will convert into one common unit representing a limited partner interest in the Issuer at the end of the subordination period described in the Issuer's Registration Statement on Form S-1 (File No. 333-202875). The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The reporting person purchased the securities through the Directed Unit Program conducted in connection with the initial public offering of Black Stone Minerals, L.P. Each preferred unit may be converted at any time at the option of the holder thereof into common units at the then-effective conversion rate. In addition, on January 1 of each year from 2016 to 2018 a number of preferred units will automatically convert into common units and subordinated units at the then-effective conversion rate, as described in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-202875). /s/ Steve Putman, Attorney-in-Fact for Robert E.W. Sinclair 2015-05-08