Chief Compliance Officer

0001621225-20-000007.txt : 20200813 0001621225-20-000007.hdr.sgml : 20200813 20200813115949 ACCESSION NUMBER: 0001621225-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Merit Financial Group, LLC CENTRAL INDEX KEY: 0001621225 IRS NUMBER: 453686413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18446 FILM NUMBER: 201098112 BUSINESS ADDRESS: STREET 1: 2400 LAKEVIEW PARKWAY STREET 2: SUITE 550 CITY: ALPHARETTA STATE: GA ZIP: 30009 BUSINESS PHONE: 678-867-7050 MAIL ADDRESS: STREET 1: 2400 LAKEVIEW PARKWAY STREET 2: SUITE 550 CITY: ALPHARETTA STATE: GA ZIP: 30009 FORMER COMPANY: FORMER CONFORMED NAME: Merit Financial Advisors, LLC DATE OF NAME CHANGE: 20141001 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001621225 XXXXXXXX 06-30-2020 06-30-2020 Merit Financial Group, LLC

2400 LAKEVIEW PARKWAY SUITE 550 ALPHARETTA GA 30009

13F HOLDINGS REPORT 028-18446 N Amelia B. Wood Chief Compliance Officer 678-867-7050 Amelia B. Wood Alpharetta GA 08-13-2020 0 220 1004985 false INFORMATION TABLE 2 MeritFinancialGroup_13f.xml ISHARES TR CORE S&P MCP ETF 464287507 1601 9005 SH SOLE 0 0 0 9005 ISHARES TR S&P MC 400GR ETF 464287606 270 1207 SH SOLE 0 0 0 1207 ISHARES TR CORE S&P SCP ETF 464287804 2857 41839 SH SOLE 0 0 0 41839 ISHARES TR CORE S&P500 ETF 464287200 3668 11843 SH SOLE 0 0 0 11843 ISHARES TR S&P 500 GRWT ETF 464287309 4090 19712 SH SOLE 0 0 0 19712 ISHARES TR RUSSELL 2000 ETF 464287655 696 4859 SH SOLE 0 0 0 4859 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1274 3927 SH SOLE 0 0 0 3927 SPDR S&P 500 ETF TR TR UNIT 78462F103 3785 12273 SH SOLE 0 0 0 12273 ADOBE INC COM 00724F101 1477 3394 SH SOLE 0 0 0 3394 AMAZON COM INC COM 023135106 5366 1945 SH SOLE 0 0 0 1945 BRISTOL-MYERS SQUIBB CO COM 110122108 390 6633 SH SOLE 0 0 0 6633 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1638 9175 SH SOLE 0 0 0 9175 BOEING CO COM 097023105 588 3206 SH SOLE 0 0 0 3206 INVESCO QQQ TR UNIT SER 1 46090E103 2036 8222 SH SOLE 0 0 0 8222 AMGEN INC COM 031162100 428 1817 SH SOLE 0 0 0 1817 ABBOTT LABS COM 002824100 690 7548 SH SOLE 0 0 0 7548 BP PLC SPONSORED ADR 055622104 213 9150 SH SOLE 0 0 0 9150 ALTRIA GROUP INC COM 02209S103 2268 57795 SH SOLE 0 0 0 57795 HORMEL FOODS CORP COM 440452100 290 6010 SH SOLE 0 0 0 6010 INTEL CORP COM 458140100 418 6990 SH SOLE 0 0 0 6990 DISNEY WALT CO COM DISNEY 254687106 729 6533 SH SOLE 0 0 0 6533 HONEYWELL INTL INC COM 438516106 469 3244 SH SOLE 0 0 0 3244 JOHNSON & JOHNSON COM 478160104 4245 30186 SH SOLE 0 0 0 30186 MEDTRONIC PLC SHS G5960L103 578 6305 SH SOLE 0 0 0 6305 PFIZER INC COM 717081103 512 15671 SH SOLE 0 0 0 15671 LOWES COS INC COM 548661107 394 2919 SH SOLE 0 0 0 2919 CHEVRON CORP NEW COM 166764100 857 9608 SH SOLE 0 0 0 9608 MICROSOFT CORP COM 594918104 4170 20490 SH SOLE 0 0 0 20490 UNITED PARCEL SERVICE INC CL B 911312106 839 7549 SH SOLE 0 0 0 7549 AT&T INC COM 00206R102 3850 127369 SH SOLE 0 0 0 127369 CISCO SYS INC COM 17275R102 529 11343 SH SOLE 0 0 0 11343 INTERNATIONAL BUSINESS MACHS COM 459200101 994 8232 SH SOLE 0 0 0 8232 COCA COLA CO COM 191216100 471 10551 SH SOLE 0 0 0 10551 LOCKHEED MARTIN CORP COM 539830109 1076 2949 SH SOLE 0 0 0 2949 PEPSICO INC COM 713448108 2596 19629 SH SOLE 0 0 0 19629 STRYKER CORPORATION COM 863667101 297 1649 SH SOLE 0 0 0 1649 VERIZON COMMUNICATIONS INC COM 92343V104 1661 30132 SH SOLE 0 0 0 30132 SPDR SER TR PRTFLO S&P500 GW 78464A409 2371 52776 SH SOLE 0 0 0 52776 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4120 39429 SH SOLE 0 0 0 39429 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 842 14354 SH SOLE 0 0 0 14354 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 279 2381 SH SOLE 0 0 0 2381 BK OF AMERICA CORP COM 060505104 402 16939 SH SOLE 0 0 0 16939 STARBUCKS CORP COM 855244109 244 3319 SH SOLE 0 0 0 3319 AUTOMATIC DATA PROCESSING IN COM 053015103 534 3587 SH SOLE 0 0 0 3587 EXXON MOBIL CORP COM 30231G102 1261 28200 SH SOLE 0 0 0 28200 WALMART INC COM 931142103 437 3648 SH SOLE 0 0 0 3648 UNION PAC CORP COM 907818108 918 5432 SH SOLE 0 0 0 5432 TEXAS INSTRS INC COM 882508104 889 6999 SH SOLE 0 0 0 6999 COLGATE PALMOLIVE CO COM 194162103 957 13057 SH SOLE 0 0 0 13057 COSTCO WHSL CORP NEW COM 22160K105 313 1034 SH SOLE 0 0 0 1034 CVS HEALTH CORP COM 126650100 561 8632 SH SOLE 0 0 0 8632 DIAGEO P L C SPON ADR NEW 25243Q205 212 1581 SH SOLE 0 0 0 1581 MERCK & CO. INC COM 58933Y105 681 8811 SH SOLE 0 0 0 8811 PROCTER AND GAMBLE CO COM 742718109 1377 11513 SH SOLE 0 0 0 11513 GENERAL ELECTRIC CO COM 369604103 95 13965 SH SOLE 0 0 0 13965 KIMBERLY CLARK CORP COM 494368103 546 3866 SH SOLE 0 0 0 3866 HOME DEPOT INC COM 437076102 2495 9960 SH SOLE 0 0 0 9960 TRANE TECHNOLOGIES PLC SHS G8994E103 211 2370 SH SOLE 0 0 0 2370 MCDONALDS CORP COM 580135101 1552 8415 SH SOLE 0 0 0 8415 JPMORGAN CHASE & CO COM 46625H100 1671 17763 SH SOLE 0 0 0 17763 TJX COS INC NEW COM 872540109 539 10666 SH SOLE 0 0 0 10666 MONDELEZ INTL INC CL A 609207105 2036 39817 SH SOLE 0 0 0 39817 GLOBAL PMTS INC COM 37940X102 378 2231 SH SOLE 0 0 0 2231 UNITEDHEALTH GROUP INC COM 91324P102 301 1020 SH SOLE 0 0 0 1020 SOUTHWEST AIRLS CO COM 844741108 214 6249 SH SOLE 0 0 0 6249 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 271 1260 SH SOLE 0 0 0 1260 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1787 28996 SH SOLE 0 0 0 28996 MARRIOTT INTL INC NEW CL A 571903202 368 4293 SH SOLE 0 0 0 4293 3M CO COM 88579Y101 270 1728 SH SOLE 0 0 0 1728 COMCAST CORP NEW CL A 20030N101 629 16147 SH SOLE 0 0 0 16147 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5425 34660 SH SOLE 0 0 0 34660 NORFOLK SOUTHERN CORP COM 655844108 942 5364 SH SOLE 0 0 0 5364 NEXTERA ENERGY INC COM 65339F101 533 2218 SH SOLE 0 0 0 2218 DUKE ENERGY CORP NEW COM NEW 26441C204 1624 20329 SH SOLE 0 0 0 20329 APPLE INC COM 037833100 8058 22089 SH SOLE 0 0 0 22089 OMEGA HEALTHCARE INVS INC COM 681936100 1313 44167 SH SOLE 0 0 0 44167 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 72710 486129 SH SOLE 0 0 0 486129 ISHARES TR MSCI EMG MKT ETF 464287234 461 11533 SH SOLE 0 0 0 11533 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1581 13362 SH SOLE 0 0 0 13362 ECOLAB INC COM 278865100 262 1318 SH SOLE 0 0 0 1318 ISHARES TR EXPANDED TECH 464287515 1934 6805 SH SOLE 0 0 0 6805 PUBLIC STORAGE COM 74460D109 607 3161 SH SOLE 0 0 0 3161 AMERICAN EXPRESS CO COM 025816109 218 2292 SH SOLE 0 0 0 2292 EATON VANCE LTD DURATION INC COM 27828H105 1228 108994 SH SOLE 0 0 0 108994 GENERAL DYNAMICS CORP COM 369550108 721 4826 SH SOLE 0 0 0 4826 SOUTHERN CO COM 842587107 753 14520 SH SOLE 0 0 0 14520 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 291 7336 SH SOLE 0 0 0 7336 NORTHROP GRUMMAN CORP COM 666807102 1032 3357 SH SOLE 0 0 0 3357 VALERO ENERGY CORP COM 91913Y100 395 6710 SH SOLE 0 0 0 6710 CERNER CORP COM 156782104 202 2952 SH SOLE 0 0 0 2952 ISHARES TR CORE US AGGBD ET 464287226 1098 9285 SH SOLE 0 0 0 9285 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 202 10325 SH SOLE 0 0 0 10325 MFA FINL INC COM 55272X102 37 15000 SH SOLE 0 0 0 15000 CLOROX CO DEL COM 189054109 725 3304 SH SOLE 0 0 0 3304 ILLUMINA INC COM 452327109 210 568 SH SOLE 0 0 0 568 DOLLAR GEN CORP NEW COM 256677105 752 3945 SH SOLE 0 0 0 3945 NVIDIA CORPORATION COM 67066G104 1304 3432 SH SOLE 0 0 0 3432 NVR INC COM 62944T105 280 86 SH SOLE 0 0 0 86 TRAVELERS COMPANIES INC COM 89417E109 522 4581 SH SOLE 0 0 0 4581 L3HARRIS TECHNOLOGIES INC COM 502431109 582 3432 SH SOLE 0 0 0 3432 HUMANA INC COM 444859102 504 1300 SH SOLE 0 0 0 1300 CHURCH & DWIGHT INC COM 171340102 240 3110 SH SOLE 0 0 0 3110 YUM BRANDS INC COM 988498101 430 4945 SH SOLE 0 0 0 4945 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 246 18487 SH SOLE 0 0 0 18487 ALPHABET INC CAP STK CL A 02079K305 364 257 SH SOLE 0 0 0 257 SPDR GOLD TR GOLD SHS 78463V107 249 1490 SH SOLE 0 0 0 1490 VANGUARD INDEX FDS VALUE ETF 922908744 1044 10487 SH SOLE 0 0 0 10487 REGENERON PHARMACEUTICALS COM 75886F107 210 337 SH SOLE 0 0 0 337 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 298 3797 SH SOLE 0 0 0 3797 EATON VANCE MUN BD FD COM 27827X101 2909 228669 SH SOLE 0 0 0 228669 VANGUARD INDEX FDS SMALL CP ETF 922908751 418 2871 SH SOLE 0 0 0 2871 VANGUARD INDEX FDS GROWTH ETF 922908736 193701 958489 SH SOLE 0 0 0 958489 ADAMS DIVERSIFIED EQUITY FD COM 006212104 708 47454 SH SOLE 0 0 0 47454 ABRAXAS PETE CORP COM 003830106 7 30100 SH SOLE 0 0 0 30100 MCCORMICK & CO INC COM NON VTG 579780206 216 1206 SH SOLE 0 0 0 1206 SPDR SER TR S&P DIVID ETF 78464A763 493 5410 SH SOLE 0 0 0 5410 COHEN & STEERS INFRASTRUCTUR COM 19248A109 633 28719 SH SOLE 0 0 0 28719 ROYAL BK CDA COM 780087102 472 6958 SH SOLE 0 0 0 6958 UNITED STS OIL FD LP UNITS 91232N207 205 7320 SH SOLE 0 0 0 7320 VANGUARD WORLD FDS INF TECH ETF 92204A702 660 2368 SH SOLE 0 0 0 2368 SPDR SER TR S&P BIOTECH 78464A870 4066 36322 SH SOLE 0 0 0 36322 MASTERCARD INCORPORATED CL A 57636Q104 1611 5449 SH SOLE 0 0 0 5449 HOME BANCSHARES INC COM 436893200 227 14756 SH SOLE 0 0 0 14756 BANK NOVA SCOTIA B C COM 064149107 394 9552 SH SOLE 0 0 0 9552 BRAINSTORM CELL THERAPEUTICS COM NEW 10501E201 322 28731 SH SOLE 0 0 0 28731 ISHARES TR MSCI USA ESG SLC 464288802 209 1561 SH SOLE 0 0 0 1561 VANGUARD INDEX FDS LARGE CAP ETF 922908637 624 4365 SH SOLE 0 0 0 4365 AMARIN CORP PLC SPONS ADR NEW 023111206 57 8290 SH SOLE 0 0 0 8290 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 276 12000 SH SOLE 0 0 0 12000 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 274 2868 SH SOLE 0 0 0 2868 EXACT SCIENCES CORP COM 30063P105 504 5802 SH SOLE 0 0 0 5802 EATON VANCE TX MGD DIV EQ IN COM 27828N102 1171 108650 SH SOLE 0 0 0 108650 EATON VANCE TAX-MANAGED GLOB COM 27829F108 96 13000 SH SOLE 0 0 0 13000 VIRCO MFG CO COM 927651109 38 14403 SH SOLE 0 0 0 14403 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 258 4500 SH SOLE 0 0 0 4500 FIRST TR NASDAQ-100 TECH IND NY ARCA BIOTECH 33733E203 2024 12065 SH SOLE 0 0 0 12065 WISDOMTREE TR EMER MKT HIGH FD 97717W315 401 11097 SH SOLE 0 0 0 11097 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 271 6986 SH SOLE 0 0 0 6986 ISHARES TR NATIONAL MUN ETF 464288414 461 3994 SH SOLE 0 0 0 3994 SPDR SER TR BLMBRG BRC CNVRT 78464A359 2154 35610 SH SOLE 0 0 0 35610 SPDR SER TR SPDR BLOOMBERG 78468R663 571 6234 SH SOLE 0 0 0 6234 MSCI INC COM 55354G100 512 1533 SH SOLE 0 0 0 1533 VISA INC COM CL A 92826C839 1459 7554 SH SOLE 0 0 0 7554 PHILIP MORRIS INTL INC COM 718172109 3868 55205 SH SOLE 0 0 0 55205 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 265 15693 SH SOLE 0 0 0 15693 ISHARES TR GL CLEAN ENE ETF 464288224 161 12820 SH SOLE 0 0 0 12820 FS KKR CAPITAL CORP COM 302635206 172 12305 SH SOLE 0 0 0 12305 PROSHARES TR LARGE CAP CRE 74347R248 2117 29829 SH SOLE 0 0 0 29829 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 259 3526 SH SOLE 0 0 0 3526 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 257 3935 SH SOLE 0 0 0 3935 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2058 33085 SH SOLE 0 0 0 33085 SORRENTO THERAPEUTICS INC COM NEW 83587F202 88 14000 SH SOLE 0 0 0 14000 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1083 65176 SH SOLE 0 0 0 65176 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 1718 86529 SH SOLE 0 0 0 86529 TESLA INC COM 88160R101 668 619 SH SOLE 0 0 0 619 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1562 5512 SH SOLE 0 0 0 5512 ISHARES TR CORE HIGH DV ETF 46429B663 1474 18165 SH SOLE 0 0 0 18165 DBX ETF TR XTRACK MSCI EAFE 233051200 1006 33277 SH SOLE 0 0 0 33277 ISHARES TR MSCI MIN VOL ETF 46429B697 138295 2280965 SH SOLE 0 0 0 2280965 ISHARES TR MIN VOL EAFE ETF 46429B689 68920 1043286 SH SOLE 0 0 0 1043286 ISHARES INC MIN VOL GBL ETF 464286525 2411 27529 SH SOLE 0 0 0 27529 ISHARES INC MIN VOL EMRG MKT 464286533 348 6700 SH SOLE 0 0 0 6700 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 236 7178 SH SOLE 0 0 0 7178 ISHARES INC EM MKTS DIV ETF 464286319 30258 966079 SH SOLE 0 0 0 966079 SPDR SER TR BLOMBERG BRC INV 78468R200 5825 191118 SH SOLE 0 0 0 191118 SPDR SER TR PORTFOLIO SH TSR 78468R101 1472 47902 SH SOLE 0 0 0 47902 SPDR SER TR BLOOMBERG SRT TR 78468R408 224 8895 SH SOLE 0 0 0 8895 FACEBOOK INC CL A 30303M102 2057 9059 SH SOLE 0 0 0 9059 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 791 28649 SH SOLE 0 0 0 28649 PIMCO DYNAMIC INCOME FD SHS 72201Y101 2308 93367 SH SOLE 0 0 0 93367 SERVICENOW INC COM 81762P102 1284 3170 SH SOLE 0 0 0 3170 WORKDAY INC CL A 98138H101 403 2150 SH SOLE 0 0 0 2150 ISHARES INC CORE MSCI EMKT 46434G103 1163 24422 SH SOLE 0 0 0 24422 ISHARES TR CORE MSCI EAFE 46432F842 1756 30727 SH SOLE 0 0 0 30727 ABBVIE INC COM 00287Y109 808 8234 SH SOLE 0 0 0 8234 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 575 31223 SH SOLE 0 0 0 31223 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 184 10015 SH SOLE 0 0 0 10015 EATON VANCE MUN INCOME 2028 SHS 27829U105 810 39709 SH SOLE 0 0 0 39709 SPDR SER TR SSGA US LRG ETF 78468R804 1620 15872 SH SOLE 0 0 0 15872 ISHARES TR USA MOMENTUM FCT 46432F396 358 2734 SH SOLE 0 0 0 2734 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 556 22852 SH SOLE 0 0 0 22852 WISDOMTREE TR US QTLY DIV GRT 97717X669 1280 28135 SH SOLE 0 0 0 28135 CDW CORP COM 12514G108 479 4126 SH SOLE 0 0 0 4126 ISHARES TR USA QUALITY FCTR 46432F339 2545 26532 SH SOLE 0 0 0 26532 RINGCENTRAL INC CL A 76680R206 448 1571 SH SOLE 0 0 0 1571 PROSHARES TR S&P 500 DV ARIST 74348A467 275 4076 SH SOLE 0 0 0 4076 ISHARES TR ULTR SH TRM BD 46434V878 205 4060 SH SOLE 0 0 0 4060 WISDOMTREE TR FLOATNG RAT TREA 97717X628 127671 5082430 SH SOLE 0 0 0 5082430 ALPHABET INC CAP STK CL C 02079K107 1343 950 SH SOLE 0 0 0 950 ISHARES TR CORE DIV GRWTH 46434V621 1814 48238 SH SOLE 0 0 0 48238 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 344 1596 SH SOLE 0 0 0 1596 ARK ETF TR INNOVATION ETF 00214Q104 125688 1762554 SH SOLE 0 0 0 1762554 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 1102 23599 SH SOLE 0 0 0 23599 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 18963 748656 SH SOLE 0 0 0 748656 INVITAE CORP COM 46185L103 527 17400 SH SOLE 0 0 0 17400 ISHARES TR IBONDS DEC21 ETF 46434VBK5 8560 340341 SH SOLE 0 0 0 340341 TELADOC HEALTH INC COM 87918A105 624 3268 SH SOLE 0 0 0 3268 PAYPAL HLDGS INC COM 70450Y103 1364 7828 SH SOLE 0 0 0 7828 WISDOMTREE TR YIELD ENHANCD US 97717X511 1845 34272 SH SOLE 0 0 0 34272 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 23 36000 PRN SOLE 0 0 0 36000 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 992 14784 SH SOLE 0 0 0 14784 SPDR SER TR MSCI USA STRTGIC 78468R812 459 5198 SH SOLE 0 0 0 5198 AMPLIFY ETF TR ONLIN RETL ETF 032108102 3064 43604 SH SOLE 0 0 0 43604 SSGA ACTIVE TR SPDR DBLELN SHRT 78470P200 327 6591 SH SOLE 0 0 0 6591 YUM CHINA HLDGS INC COM 98850P109 281 5841 SH SOLE 0 0 0 5841 ISHARES TR EDGE MSCI MINM 46435G433 624 21538 SH SOLE 0 0 0 21538 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 7 10000 PRN SOLE 0 0 0 10000 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 1854 33841 SH SOLE 0 0 0 33841 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 223 5729 SH SOLE 0 0 0 5729 GLOBAL X FDS FINTECH ETF 37954Y814 2647 79679 SH SOLE 0 0 0 79679 GRANITESHARES GOLD TR SHS BEN INT 38748G101 1033 58219 SH SOLE 0 0 0 58219 PGIM ETF TR ULTRA SHORT 69344A107 1385 27815 SH SOLE 0 0 0 27815 AMERICAN CENTY ETF TR DIVERSIFIED MU 025072505 323 6118 SH SOLE 0 0 0 6118 BEYOND MEAT INC COM 08862E109 303 2261 SH SOLE 0 0 0 2261 AMARIN CORP PLC SPONS ADR NEW 023111206 2 700 SH Call SOLE 0 0 0 700 INVITAE CORP COM 46185L103 17 1000 SH Call SOLE 0 0 0 1000 CARRIER GLOBAL CORPORATION COM 14448C104 376 16907 SH SOLE 0 0 0 16907 OTIS WORLDWIDE CORP COM 68902V107 473 8327 SH SOLE 0 0 0 8327 AMARIN CORP PLC SPONS ADR NEW 023111206 9 2000 SH Call SOLE 0 0 0 2000 AMARIN CORP PLC SPONS ADR NEW 023111206 8 2000 SH Call SOLE 0 0 0 2000