Chief Compliance Officer

0001621225-20-000002.txt : 20200116 0001621225-20-000002.hdr.sgml : 20200116 20200116122730 ACCESSION NUMBER: 0001621225-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200116 DATE AS OF CHANGE: 20200116 EFFECTIVENESS DATE: 20200116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Merit Financial Group, LLC CENTRAL INDEX KEY: 0001621225 IRS NUMBER: 453686413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18446 FILM NUMBER: 20530091 BUSINESS ADDRESS: STREET 1: 2400 LAKEVIEW PARKWAY STREET 2: SUITE 550 CITY: ALPHARETTA STATE: GA ZIP: 30009 BUSINESS PHONE: 678-867-7050 MAIL ADDRESS: STREET 1: 2400 LAKEVIEW PARKWAY STREET 2: SUITE 550 CITY: ALPHARETTA STATE: GA ZIP: 30009 FORMER COMPANY: FORMER CONFORMED NAME: Merit Financial Advisors, LLC DATE OF NAME CHANGE: 20141001 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001621225 XXXXXXXX 12-31-2019 12-31-2019 Merit Financial Group, LLC

2400 LAKEVIEW PARKWAY SUITE 550 ALPHARETTA GA 30009

13F HOLDINGS REPORT 028-18446 N Amelia B. Wood Chief Compliance Officer 678-867-7050 Amelia B. Wood Alpharetta GA 01-16-2020 0 232 1130072 false INFORMATION TABLE 2 MeritFinancialGroup13f.xml ISHARES TR CORE S&P MCP ETF 464287507 3378 16412 SH SOLE 0 0 0 16412 ISHARES TR S&P MC 400GR ETF 464287606 440 1849 SH SOLE 0 0 0 1849 ISHARES TR CORE S&P SCP ETF 464287804 2265 27018 SH SOLE 0 0 0 27018 ISHARES TR S&P SML 600 GWT 464287887 357 1845 SH SOLE 0 0 0 1845 ISHARES TR CORE S&P500 ETF 464287200 4765 14743 SH SOLE 0 0 0 14743 ISHARES TR S&P 500 GRWT ETF 464287309 239 1236 SH SOLE 0 0 0 1236 ISHARES TR RUSSELL 2000 ETF 464287655 1223 7381 SH SOLE 0 0 0 7381 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1474 3927 SH SOLE 0 0 0 3927 SPDR S&P 500 ETF TR TR UNIT 78462F103 3172 9856 SH SOLE 0 0 0 9856 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 243 3758 SH SOLE 0 0 0 3758 ADOBE INC COM 00724F101 988 2995 SH SOLE 0 0 0 2995 AMAZON COM INC COM 023135106 1754 949 SH SOLE 0 0 0 949 BLACK HILLS CORP COM 092113109 304 3871 SH SOLE 0 0 0 3871 BRISTOL MYERS SQUIBB CO COM 110122108 249 3878 SH SOLE 0 0 0 3878 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1930 8523 SH SOLE 0 0 0 8523 BOEING CO COM 097023105 1178 3617 SH SOLE 0 0 0 3617 INVESCO QQQ TR UNIT SER 1 46090E103 1757 8263 SH SOLE 0 0 0 8263 AMGEN INC COM 031162100 433 1797 SH SOLE 0 0 0 1797 ABBOTT LABS COM 002824100 484 5571 SH SOLE 0 0 0 5571 BP PLC SPONSORED ADR 055622104 336 8895 SH SOLE 0 0 0 8895 ALTRIA GROUP INC COM 02209S103 2837 56850 SH SOLE 0 0 0 56850 INTEL CORP COM 458140100 506 8450 SH SOLE 0 0 0 8450 ORACLE CORP COM 68389X105 204 3847 SH SOLE 0 0 0 3847 QUALCOMM INC COM 747525103 491 5565 SH SOLE 0 0 0 5565 DISNEY WALT CO COM DISNEY 254687106 1209 8357 SH SOLE 0 0 0 8357 HONEYWELL INTL INC COM 438516106 558 3150 SH SOLE 0 0 0 3150 JOHNSON & JOHNSON COM 478160104 4367 29940 SH SOLE 0 0 0 29940 MEDTRONIC PLC SHS G5960L103 690 6084 SH SOLE 0 0 0 6084 PFIZER INC COM 717081103 483 12338 SH SOLE 0 0 0 12338 LOWES COS INC COM 548661107 364 3039 SH SOLE 0 0 0 3039 ISHARES TR MSCI EAFE ETF 464287465 220 3166 SH SOLE 0 0 0 3166 CHEVRON CORP NEW COM 166764100 1104 9157 SH SOLE 0 0 0 9157 MICROSOFT CORP COM 594918104 2603 16505 SH SOLE 0 0 0 16505 UNITED PARCEL SERVICE INC CL B 911312106 848 7244 SH SOLE 0 0 0 7244 AT&T INC COM 00206R102 4525 115795 SH SOLE 0 0 0 115795 TRUIST FINL CORP COM 89832Q109 450 7993 SH SOLE 0 0 0 7993 CISCO SYS INC COM 17275R102 637 13289 SH SOLE 0 0 0 13289 INTERNATIONAL BUSINESS MACHS COM 459200101 1123 8379 SH SOLE 0 0 0 8379 COCA COLA CO COM 191216100 520 9399 SH SOLE 0 0 0 9399 LOCKHEED MARTIN CORP COM 539830109 1126 2893 SH SOLE 0 0 0 2893 PEPSICO INC COM 713448108 2336 17093 SH SOLE 0 0 0 17093 STRYKER CORP COM 863667101 699 3330 SH SOLE 0 0 0 3330 VERIZON COMMUNICATIONS INC COM 92343V104 1684 27429 SH SOLE 0 0 0 27429 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 238 5682 SH SOLE 0 0 0 5682 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3235 35289 SH SOLE 0 0 0 35289 VANGUARD GROUP DIV APP ETF 921908844 299 2396 SH SOLE 0 0 0 2396 BANK AMER CORP COM 060505104 487 13840 SH SOLE 0 0 0 13840 STARBUCKS CORP COM 855244109 245 2789 SH SOLE 0 0 0 2789 AUTOMATIC DATA PROCESSING IN COM 053015103 596 3494 SH SOLE 0 0 0 3494 EXXON MOBIL CORP COM 30231G102 2020 28941 SH SOLE 0 0 0 28941 WALMART INC COM 931142103 411 3461 SH SOLE 0 0 0 3461 UNION PACIFIC CORP COM 907818108 954 5278 SH SOLE 0 0 0 5278 TEXAS INSTRS INC COM 882508104 802 6251 SH SOLE 0 0 0 6251 COLGATE PALMOLIVE CO COM 194162103 893 12975 SH SOLE 0 0 0 12975 COSTCO WHSL CORP NEW COM 22160K105 335 1139 SH SOLE 0 0 0 1139 CVS HEALTH CORP COM 126650100 660 8884 SH SOLE 0 0 0 8884 DIAGEO P L C SPON ADR NEW 25243Q205 264 1569 SH SOLE 0 0 0 1569 MERCK & CO INC COM 58933Y105 659 7249 SH SOLE 0 0 0 7249 RAYTHEON CO COM NEW 755111507 1111 5054 SH SOLE 0 0 0 5054 PROCTER & GAMBLE CO COM 742718109 1318 10548 SH SOLE 0 0 0 10548 GENERAL ELECTRIC CO COM 369604103 242 21720 SH SOLE 0 0 0 21720 KIMBERLY CLARK CORP COM 494368103 509 3701 SH SOLE 0 0 0 3701 GOLDMAN SACHS GROUP INC COM 38141G104 741 3224 SH SOLE 0 0 0 3224 HOME DEPOT INC COM 437076102 1955 8953 SH SOLE 0 0 0 8953 INGERSOLL-RAND PLC SHS G47791101 315 2370 SH SOLE 0 0 0 2370 MCDONALDS CORP COM 580135101 1950 9868 SH SOLE 0 0 0 9868 JPMORGAN CHASE & CO COM 46625H100 2275 16323 SH SOLE 0 0 0 16323 TJX COS INC NEW COM 872540109 671 10989 SH SOLE 0 0 0 10989 MONDELEZ INTL INC CL A 609207105 2168 39353 SH SOLE 0 0 0 39353 WILLIAMS COS INC DEL COM 969457100 462 19472 SH SOLE 0 0 0 19472 GLOBAL PMTS INC COM 37940X102 236 1294 SH SOLE 0 0 0 1294 UNITEDHEALTH GROUP INC COM 91324P102 312 1060 SH SOLE 0 0 0 1060 SOUTHWEST AIRLS CO COM 844741108 531 9834 SH SOLE 0 0 0 9834 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 441 2093 SH SOLE 0 0 0 2093 UNITED TECHNOLOGIES CORP COM 913017109 2736 18267 SH SOLE 0 0 0 18267 MARRIOTT INTL INC NEW CL A 571903202 738 4873 SH SOLE 0 0 0 4873 3M CO COM 88579Y101 318 1802 SH SOLE 0 0 0 1802 COMCAST CORP NEW CL A 20030N101 756 16812 SH SOLE 0 0 0 16812 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5738 35071 SH SOLE 0 0 0 35071 NORFOLK SOUTHERN CORP COM 655844108 424 2184 SH SOLE 0 0 0 2184 NEXTERA ENERGY INC COM 65339F101 828 3418 SH SOLE 0 0 0 3418 DUKE ENERGY CORP NEW COM NEW 26441C204 1825 20007 SH SOLE 0 0 0 20007 CONOCOPHILLIPS COM 20825C104 211 3237 SH SOLE 0 0 0 3237 APPLE INC COM 037833100 5712 19451 SH SOLE 0 0 0 19451 OMEGA HEALTHCARE INVS INC COM 681936100 1786 42169 SH SOLE 0 0 0 42169 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 7782 48276 SH SOLE 0 0 0 48276 ISHARES TR MSCI EMG MKT ETF 464287234 275 6134 SH SOLE 0 0 0 6134 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2111 16754 SH SOLE 0 0 0 16754 ECOLAB INC COM 278865100 270 1398 SH SOLE 0 0 0 1398 ISHARES TR EXPANDED TECH 464287515 1781 7644 SH SOLE 0 0 0 7644 PUBLIC STORAGE COM 74460D109 604 2835 SH SOLE 0 0 0 2835 AMERICAN EXPRESS CO COM 025816109 309 2481 SH SOLE 0 0 0 2481 CRACKER BARREL OLD CTRY STOR COM 22410J106 674 4385 SH SOLE 0 0 0 4385 EATON VANCE LTD DUR INCOME F COM 27828H105 1211 91393 SH SOLE 0 0 0 91393 GENERAL DYNAMICS CORP COM 369550108 1055 5982 SH SOLE 0 0 0 5982 SOUTHERN CO COM 842587107 913 14325 SH SOLE 0 0 0 14325 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 330 7416 SH SOLE 0 0 0 7416 NORTHROP GRUMMAN CORP COM 666807102 551 1601 SH SOLE 0 0 0 1601 VALERO ENERGY CORP NEW COM 91913Y100 545 5824 SH SOLE 0 0 0 5824 PIMCO STRATEGIC INCOME FD IN COM 72200X104 408 44871 SH SOLE 0 0 0 44871 ISHARES TR CORE US AGGBD ET 464287226 1608 14311 SH SOLE 0 0 0 14311 BOSTON SCIENTIFIC CORP COM 101137107 238 5263 SH SOLE 0 0 0 5263 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 236 10325 SH SOLE 0 0 0 10325 MFA FINL INC COM 55272X102 119 15500 SH SOLE 0 0 0 15500 CLOROX CO DEL COM 189054109 330 2147 SH SOLE 0 0 0 2147 DARDEN RESTAURANTS INC COM 237194105 474 4344 SH SOLE 0 0 0 4344 DOLLAR GEN CORP NEW COM 256677105 583 3738 SH SOLE 0 0 0 3738 CONSOLIDATED EDISON INC COM 209115104 226 2497 SH SOLE 0 0 0 2497 NVIDIA CORP COM 67066G104 826 3509 SH SOLE 0 0 0 3509 NVR INC COM 62944T105 320 84 SH SOLE 0 0 0 84 TIFFANY & CO NEW COM 886547108 289 2165 SH SOLE 0 0 0 2165 TRAVELERS COMPANIES INC COM 89417E109 609 4447 SH SOLE 0 0 0 4447 L3HARRIS TECHNOLOGIES INC COM 502431109 663 3350 SH SOLE 0 0 0 3350 HUMANA INC COM 444859102 476 1300 SH SOLE 0 0 0 1300 YUM BRANDS INC COM 988498101 498 4945 SH SOLE 0 0 0 4945 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 327 18171 SH SOLE 0 0 0 18171 POLARIS INC COM 731068102 484 4762 SH SOLE 0 0 0 4762 ALPHABET INC CAP STK CL A 02079K305 387 289 SH SOLE 0 0 0 289 VANGUARD INDEX FDS VALUE ETF 922908744 2418 20177 SH SOLE 0 0 0 20177 VANGUARD INDEX FDS SM CP VAL ETF 922908611 285 2076 SH SOLE 0 0 0 2076 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 787 8477 SH SOLE 0 0 0 8477 INTUITIVE SURGICAL INC COM NEW 46120E602 461 779 SH SOLE 0 0 0 779 EATON VANCE MUN BD FD COM 27827X101 1977 153508 SH SOLE 0 0 0 153508 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 459 7788 SH SOLE 0 0 0 7788 VANGUARD INDEX FDS SMALL CP ETF 922908751 532 3210 SH SOLE 0 0 0 3210 VANGUARD INDEX FDS GROWTH ETF 922908736 219310 1203877 SH SOLE 0 0 0 1203877 ADAMS DIVERSIFIED EQUITY FD COM 006212104 778 49310 SH SOLE 0 0 0 49310 ABRAXAS PETE CORP COM 003830106 11 30100 SH SOLE 0 0 0 30100 MCCORMICK & CO INC COM NON VTG 579780206 205 1206 SH SOLE 0 0 0 1206 ISHARES TR MICRO-CAP ETF 464288869 1140 11460 SH SOLE 0 0 0 11460 SPDR SERIES TRUST S&P DIVID ETF 78464A763 524 4870 SH SOLE 0 0 0 4870 COHEN & STEERS INFRASTRUCTUR COM 19248A109 752 28719 SH SOLE 0 0 0 28719 ROYAL BK CDA MONTREAL QUE COM 780087102 529 6676 SH SOLE 0 0 0 6676 VANGUARD WORLD FDS INF TECH ETF 92204A702 618 2522 SH SOLE 0 0 0 2522 SPDR SERIES TRUST S&P BIOTECH 78464A870 1230 12934 SH SOLE 0 0 0 12934 MASTERCARD INC CL A 57636Q104 1354 4533 SH SOLE 0 0 0 4533 BANK N S HALIFAX COM 064149107 522 9245 SH SOLE 0 0 0 9245 VANGUARD INDEX FDS LARGE CAP ETF 922908637 786 5314 SH SOLE 0 0 0 5314 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 289 12000 SH SOLE 0 0 0 12000 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 350 2936 SH SOLE 0 0 0 2936 EATON VANCE TX MGD DIV EQ IN COM 27828N102 1365 109050 SH SOLE 0 0 0 109050 EATON VANCE TAX MNGD GBL DV COM 27829F108 114 13000 SH SOLE 0 0 0 13000 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 310 4500 SH SOLE 0 0 0 4500 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 210 2603 SH SOLE 0 0 0 2603 DELTA AIR LINES INC DEL COM NEW 247361702 565 9657 SH SOLE 0 0 0 9657 ISHARES TR MBS ETF 464288588 395 3656 SH SOLE 0 0 0 3656 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 375 8504 SH SOLE 0 0 0 8504 ISHARES TR NATIONAL MUN ETF 464288414 430 3775 SH SOLE 0 0 0 3775 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1651 29742 SH SOLE 0 0 0 29742 WISDOMTREE TR EMG MKTS SMCAP 97717W281 323 6750 SH SOLE 0 0 0 6750 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 1637 36262 SH SOLE 0 0 0 36262 ISHARES TR EAFE SML CP ETF 464288273 1520 24405 SH SOLE 0 0 0 24405 MSCI INC COM 55354G100 393 1521 SH SOLE 0 0 0 1521 VISA INC COM CL A 92826C839 1304 6939 SH SOLE 0 0 0 6939 PHILIP MORRIS INTL INC COM 718172109 4774 56103 SH SOLE 0 0 0 56103 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 1651 22784 SH SOLE 0 0 0 22784 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 287 7141 SH SOLE 0 0 0 7141 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 276 15230 SH SOLE 0 0 0 15230 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 200 6386 SH SOLE 0 0 0 6386 ISHARES TR GL CLEAN ENE ETF 464288224 151 12820 SH SOLE 0 0 0 12820 FS KKR CAPITAL CORP COM 302635107 301 49093 SH SOLE 0 0 0 49093 PROSHARES TR LARGE CAP CRE 74347R248 213866 2771006 SH SOLE 0 0 0 2771006 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 271 3526 SH SOLE 0 0 0 3526 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 298 3935 SH SOLE 0 0 0 3935 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 385 12495 SH SOLE 0 0 0 12495 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1376 61867 SH SOLE 0 0 0 61867 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 1691 72547 SH SOLE 0 0 0 72547 TESLA INC COM 88160R101 239 572 SH SOLE 0 0 0 572 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1404 4748 SH SOLE 0 0 0 4748 INVESCO EXCHNG TRADED FD TR KBW PREM YIELD 46138E594 287 9204 SH SOLE 0 0 0 9204 ISHARES TR CORE HIGH DV ETF 46429B663 7618 77674 SH SOLE 0 0 0 77674 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 221 3794 SH SOLE 0 0 0 3794 FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD 33737M201 2809 77997 SH SOLE 0 0 0 77997 DBX ETF TR XTRACK MSCI EAFE 233051200 323 9555 SH SOLE 0 0 0 9555 SPDR SERIES TRUST HLTH CARE SVCS 78464A573 1616 22259 SH SOLE 0 0 0 22259 ISHARES TR MSCI MIN VOL ETF 46429B697 18395 280407 SH SOLE 0 0 0 280407 ISHARES TR MIN VOL EAFE ETF 46429B689 75505 1012946 SH SOLE 0 0 0 1012946 ISHARES INC MIN VOL GBL ETF 464286525 2789 29102 SH SOLE 0 0 0 29102 ISHARES INC MIN VOL EMRG MKT 464286533 738 12577 SH SOLE 0 0 0 12577 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 868 19716 SH SOLE 0 0 0 19716 ISHARES INC EM MKTS DIV ETF 464286319 32904 810045 SH SOLE 0 0 0 810045 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 85513 2782711 SH SOLE 0 0 0 2782711 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 1605 53569 SH SOLE 0 0 0 53569 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 2556 120049 SH SOLE 0 0 0 120049 FACEBOOK INC CL A 30303M102 1269 6185 SH SOLE 0 0 0 6185 PIMCO DYNAMIC INCOME FD SHS 72201Y101 2921 90035 SH SOLE 0 0 0 90035 SERVICENOW INC COM 81762P102 291 1029 SH SOLE 0 0 0 1029 ISHARES INC CORE MSCI EMKT 46434G103 3921 72932 SH SOLE 0 0 0 72932 ISHARES TR CORE MSCI EAFE 46432F842 1593 24424 SH SOLE 0 0 0 24424 ABBVIE INC COM 00287Y109 596 6731 SH SOLE 0 0 0 6731 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 899 35669 SH SOLE 0 0 0 35669 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 560 27910 SH SOLE 0 0 0 27910 SPDR SERIES TRUST SSGA US SMAL ETF 78468R887 1175 11736 SH SOLE 0 0 0 11736 EATON VANCE MUN INCOME 2028 SHS 27829U105 865 39493 SH SOLE 0 0 0 39493 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 605 22603 SH SOLE 0 0 0 22603 WISDOMTREE TR US QTLY DIV GRT 97717X669 1177 24281 SH SOLE 0 0 0 24281 CDW CORP COM 12514G108 577 4036 SH SOLE 0 0 0 4036 ISHARES TR EDGE MSCI USA VL 46432F388 2857 31842 SH SOLE 0 0 0 31842 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 413 30132 SH SOLE 0 0 0 30132 ISHARES TR USA QUALITY FCTR 46432F339 2597 25713 SH SOLE 0 0 0 25713 RINGCENTRAL INC CL A 76680R206 507 3006 SH SOLE 0 0 0 3006 INVESCO EXCHNG TRADED FD TR S&P ULTRA DIVIDE 46138G656 259 6556 SH SOLE 0 0 0 6556 ISHARES TR 0-5YR HI YL CP 46434V407 1573 33871 SH SOLE 0 0 0 33871 ISHARES TR ULTR SH TRM BD 46434V878 569 11306 SH SOLE 0 0 0 11306 WISDOMTREE TR FLOATNG RAT TREA 97717X628 125085 4991413 SH SOLE 0 0 0 4991413 ALPHABET INC CAP STK CL C 02079K107 1227 918 SH SOLE 0 0 0 918 ISHARES TR CORE DIV GRWTH 46434V621 1965 46709 SH SOLE 0 0 0 46709 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 208 980 SH SOLE 0 0 0 980 ETFIS SER TR I INFRAC ACT MLP 26923G103 427 94416 SH SOLE 0 0 0 94416 ARK ETF TR INNOVATION ETF 00214Q104 4518 90272 SH SOLE 0 0 0 90272 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1635 31562 SH SOLE 0 0 0 31562 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 14834 586313 SH SOLE 0 0 0 586313 INVITAE CORP COM 46185L103 278 17250 SH SOLE 0 0 0 17250 ISHARES TR IBONDS DEC21 ETF 46434VBK5 6550 262431 SH SOLE 0 0 0 262431 TELADOC HEALTH INC COM 87918A105 447 5334 SH SOLE 0 0 0 5334 KRAFT HEINZ CO COM 500754106 261 8133 SH SOLE 0 0 0 8133 PAYPAL HLDGS INC COM 70450Y103 383 3537 SH SOLE 0 0 0 3537 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 28 36000 PRN SOLE 0 0 0 36000 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 731 10147 SH SOLE 0 0 0 10147 SPDR SERIES TRUST MSCI USA STRTGIC 78468R812 232 2448 SH SOLE 0 0 0 2448 AMPLIFY ETF TR ONLIN RETL ETF 032108102 1392 27113 SH SOLE 0 0 0 27113 YUM CHINA HLDGS INC COM 98850P109 280 5841 SH SOLE 0 0 0 5841 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 1549 54957 SH SOLE 0 0 0 54957 ISHARES TR EDGE MSCI MINM 46435G433 96676 2725577 SH SOLE 0 0 0 2725577 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 10 10000 PRN SOLE 0 0 0 10000 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 202 5729 SH SOLE 0 0 0 5729 GLOBAL X FDS FINTECH ETF 37954Y814 610 20089 SH SOLE 0 0 0 20089 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 1623 80928 SH SOLE 0 0 0 80928 PGIM ETF TR ULTRA SHORT 69344A107 1145 22885 SH SOLE 0 0 0 22885 FIRST TR EXCHANGE TRADED FD LUNT US FACTOR 33733E872 2927 128448 SH SOLE 0 0 0 128448 JP MORGAN EXCHANGE TRADED FD ULTRA SHT MUNCPL 46641Q654 307 6075 SH SOLE 0 0 0 6075 INVITAE CORP COM 46185L103 20 3000 SH Call SOLE 0 0 0 3000