0001620533-16-000295.txt : 20161202
0001620533-16-000295.hdr.sgml : 20161202
20161202185927
ACCESSION NUMBER: 0001620533-16-000295
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161130
FILED AS OF DATE: 20161202
DATE AS OF CHANGE: 20161202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shake Shack Inc.
CENTRAL INDEX KEY: 0001620533
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 471941186
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 24 UNION SQUARE EAST
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: (646) 747-7200
MAIL ADDRESS:
STREET 1: 24 UNION SQUARE EAST
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UNION SQUARE HOSPITALITY GROUP, LLC
CENTRAL INDEX KEY: 0001633990
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36823
FILM NUMBER: 162032388
BUSINESS ADDRESS:
STREET 1: C/O SHAKE SHACK INC.
STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: 646-747-7200
MAIL ADDRESS:
STREET 1: C/O SHAKE SHACK INC.
STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
4
1
wf-form4_148072315403058.xml
FORM 4
X0306
4
2016-11-30
1
0001620533
Shake Shack Inc.
SHAK
0001633990
UNION SQUARE HOSPITALITY GROUP, LLC
C/O SHAKE SHACK INC.
24 UNION SQUARE EAST, 5TH FLOOR
NEW YORK
NY
10003
0
0
1
0
CLASS A COMMON STOCK
2016-11-30
4
C
0
95238
0
A
95238
D
CLASS A COMMON STOCK
2016-12-01
4
S
0
89338
36.56
D
5900
D
CLASS A COMMON STOCK
2016-12-01
4
S
0
5900
37.188
D
0
D
CLASS B COMMON STOCK
2016-11-30
4
J
0
95238
0
D
0
D
Common Membership Interests
2016-11-30
4
C
0
95238
0
D
CLASS A COMMON STOCK
95238.0
0
D
Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares.
Represents shares of Class A Stock of the Issuer held by the Reporting Person.
The transaction was executed in multiple trades at prices ranging from $36.04 to $37.03. The price reported reflects the weighted average sales price.
The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $37.0400 to $37.5100. The price reported above reflects the weighted average sales price.
Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") as cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock.
Represents shares of Class B Stock held by the Reporting Person.
The LLC Interests are redeemable for an equal number of shares of Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
Represents LLC Interests held by the Reporting Person.
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Union Square Hospitality Group, LLC
2016-12-02