0001620533-16-000295.txt : 20161202 0001620533-16-000295.hdr.sgml : 20161202 20161202185927 ACCESSION NUMBER: 0001620533-16-000295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20161202 DATE AS OF CHANGE: 20161202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UNION SQUARE HOSPITALITY GROUP, LLC CENTRAL INDEX KEY: 0001633990 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 162032388 BUSINESS ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 646-747-7200 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 4 1 wf-form4_148072315403058.xml FORM 4 X0306 4 2016-11-30 1 0001620533 Shake Shack Inc. SHAK 0001633990 UNION SQUARE HOSPITALITY GROUP, LLC C/O SHAKE SHACK INC. 24 UNION SQUARE EAST, 5TH FLOOR NEW YORK NY 10003 0 0 1 0 CLASS A COMMON STOCK 2016-11-30 4 C 0 95238 0 A 95238 D CLASS A COMMON STOCK 2016-12-01 4 S 0 89338 36.56 D 5900 D CLASS A COMMON STOCK 2016-12-01 4 S 0 5900 37.188 D 0 D CLASS B COMMON STOCK 2016-11-30 4 J 0 95238 0 D 0 D Common Membership Interests 2016-11-30 4 C 0 95238 0 D CLASS A COMMON STOCK 95238.0 0 D Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. Represents shares of Class A Stock of the Issuer held by the Reporting Person. The transaction was executed in multiple trades at prices ranging from $36.04 to $37.03. The price reported reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was executed in multiple trades at prices ranging from $37.0400 to $37.5100. The price reported above reflects the weighted average sales price. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") as cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock. Represents shares of Class B Stock held by the Reporting Person. The LLC Interests are redeemable for an equal number of shares of Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. Represents LLC Interests held by the Reporting Person. /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Union Square Hospitality Group, LLC 2016-12-02