0000950103-14-007102.txt : 20141015 0000950103-14-007102.hdr.sgml : 20141015 20141010165453 ACCESSION NUMBER: 0000950103-14-007102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141008 FILED AS OF DATE: 20141010 DATE AS OF CHANGE: 20141010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 870 WESTMINSTER ST STREET 2: 1 CITIZENS PLZ THIRD FL CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014567000 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBSG International Holdings Ltd. CENTRAL INDEX KEY: 0001619969 STATE OF INCORPORATION: XX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 141152904 BUSINESS ADDRESS: STREET 1: 24/25 ST. ANDREW SQUARE CITY: EDINBURGH EH2 1AF, SCOTLAND STATE: X0 ZIP: 00000 BUSINESS PHONE: 131-626-3851 MAIL ADDRESS: STREET 1: 24/25 ST. ANDREW SQUARE CITY: EDINBURGH EH2 1AF, SCOTLAND STATE: X0 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND PLC CENTRAL INDEX KEY: 0000729153 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 141152905 BUSINESS ADDRESS: STREET 1: P O BOX 31 STREET 2: 42 ST ANDREW SQUARE CITY: EDINBURGH EH2 2YE SCOTLAND STATE: X0 ZIP: 00000 BUSINESS PHONE: 441315568555 MAIL ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 100 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC CENTRAL INDEX KEY: 0000844150 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 141152906 BUSINESS ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ BUSINESS PHONE: 441315568555 MAIL ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ 4 1 dp50109_4-rbsg.xml FORM 4 X0306 4 2014-10-08 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0000844150 ROYAL BANK OF SCOTLAND GROUP PLC 36 ST ANDREW SQUARE EDINBURGH X0 EH2 2YB UNITED KINGDOM 0 0 1 0 0000729153 ROYAL BANK OF SCOTLAND PLC 36 ST ANDREW SQUARE EDINBURGH X0 EH2 2YB UNITED KINGDOM 0 0 1 0 0001619969 RBSG International Holdings Ltd. 24/25 ST ANDREW SQUARE EDINBURGH X0 EH2 1AF UNITED KINGDOM 0 0 1 0 Common Stock 2014-10-08 4 S 0 14297761 23.36 D 384700563 I See Footnote This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited in connection with the Issuer's capital exchange transaction with the Royal Bank of Scotland Group plc which closed on October 8, 2014. This amount represents the weighted-average price per share of Common Stock over the five days preceding October 6, 2014. Directly owned by RBSG International Holdings Limited, which is a wholly owned subsidiary of The Royal Bank of Scotland plc, which is a wholly owned subsidiary of The Royal Bank of Scotland Group plc. The Royal Bank of Scotland Group plc, By: /s/ Barbara Wallace, Assistant Secretary 2014-10-09 The Royal Bank of Scotland plc, By: /s/ Barbara Wallace, Assistant Secretary 2014-10-09 RBSG International Holdings Limited, By: /s/ Sally Sutherland, Director of Company Secretary 2014-10-09