0000950103-14-007102.txt : 20141015
0000950103-14-007102.hdr.sgml : 20141015
20141010165453
ACCESSION NUMBER: 0000950103-14-007102
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141008
FILED AS OF DATE: 20141010
DATE AS OF CHANGE: 20141010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI
CENTRAL INDEX KEY: 0000759944
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 050412693
STATE OF INCORPORATION: RI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 870 WESTMINSTER ST
STREET 2: 1 CITIZENS PLZ THIRD FL
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
BUSINESS PHONE: 4014567000
MAIL ADDRESS:
STREET 1: 1 CITIZENS PLAZA
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RBSG International Holdings Ltd.
CENTRAL INDEX KEY: 0001619969
STATE OF INCORPORATION: XX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36636
FILM NUMBER: 141152904
BUSINESS ADDRESS:
STREET 1: 24/25 ST. ANDREW SQUARE
CITY: EDINBURGH EH2 1AF, SCOTLAND
STATE: X0
ZIP: 00000
BUSINESS PHONE: 131-626-3851
MAIL ADDRESS:
STREET 1: 24/25 ST. ANDREW SQUARE
CITY: EDINBURGH EH2 1AF, SCOTLAND
STATE: X0
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND PLC
CENTRAL INDEX KEY: 0000729153
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36636
FILM NUMBER: 141152905
BUSINESS ADDRESS:
STREET 1: P O BOX 31
STREET 2: 42 ST ANDREW SQUARE
CITY: EDINBURGH EH2 2YE SCOTLAND
STATE: X0
ZIP: 00000
BUSINESS PHONE: 441315568555
MAIL ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 100
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC
CENTRAL INDEX KEY: 0000844150
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36636
FILM NUMBER: 141152906
BUSINESS ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 1000
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
BUSINESS PHONE: 441315568555
MAIL ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 1000
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
4
1
dp50109_4-rbsg.xml
FORM 4
X0306
4
2014-10-08
0
0000759944
CITIZENS FINANCIAL GROUP INC/RI
CFG
0000844150
ROYAL BANK OF SCOTLAND GROUP PLC
36 ST ANDREW SQUARE
EDINBURGH
X0
EH2 2YB
UNITED KINGDOM
0
0
1
0
0000729153
ROYAL BANK OF SCOTLAND PLC
36 ST ANDREW SQUARE
EDINBURGH
X0
EH2 2YB
UNITED KINGDOM
0
0
1
0
0001619969
RBSG International Holdings Ltd.
24/25 ST ANDREW SQUARE
EDINBURGH
X0
EH2 1AF
UNITED KINGDOM
0
0
1
0
Common Stock
2014-10-08
4
S
0
14297761
23.36
D
384700563
I
See Footnote
This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited in connection with the Issuer's capital exchange transaction with the Royal Bank of Scotland Group plc which closed on October 8, 2014.
This amount represents the weighted-average price per share of Common Stock over the five days preceding October 6, 2014.
Directly owned by RBSG International Holdings Limited, which is a wholly owned subsidiary of The Royal Bank of Scotland plc, which is a wholly owned subsidiary of The Royal Bank of Scotland Group plc.
The Royal Bank of Scotland Group plc, By: /s/ Barbara Wallace, Assistant Secretary
2014-10-09
The Royal Bank of Scotland plc, By: /s/ Barbara Wallace, Assistant Secretary
2014-10-09
RBSG International Holdings Limited, By: /s/ Sally Sutherland, Director of Company Secretary
2014-10-09