Chief Investment Officer

0001214659-18-007201.txt : 20181116 0001214659-18-007201.hdr.sgml : 20181116 20181115212536 ACCESSION NUMBER: 0001214659-18-007201 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181115 EFFECTIVENESS DATE: 20181116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bramshill Investments, LLC CENTRAL INDEX KEY: 0001619899 IRS NUMBER: 900848671 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18128 FILM NUMBER: 181188537 BUSINESS ADDRESS: STREET 1: 411 HACKENSACK AVENUE STREET 2: 9TH FLOOR CITY: HACKENSACK STATE: NJ ZIP: 07601 BUSINESS PHONE: 201-708-8150 MAIL ADDRESS: STREET 1: 411 HACKENSACK AVENUE STREET 2: 9TH FLOOR CITY: HACKENSACK STATE: NJ ZIP: 07601 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001619899 XXXXXXXX 09-30-2018 09-30-2018 false Bramshill Investments, LLC

411 HACKENSACK AVENUE 9TH FLOOR HACKENSACK NJ 07601

13F HOLDINGS REPORT 028-18128 N Arthur DeGaetano Chief Investment Officer 201-708-8150 /s/ Arthur DeGaetano Hackensack NJ 11-15-2018 0 187 385287 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 21 291 SH SOLE 0 0 0 Amazon.com Inc COMMON 023135106 30 15 SH SOLE 0 0 0 Annaly Capital Management Inc COMMON 035710409 2347 227652 SH SOLE 0 0 0 Apollo Global Management LLC COMMON 037612306 1509 43666 SH SOLE 0 0 0 Apple Inc COMMON 037833100 21 92 SH SOLE 0 0 0 AstraZeneca PLC COMMON 046353108 14 356 SH SOLE 0 0 0 BP PLC COMMON 055622104 13 292 SH SOLE 0 0 0 Bank of America Corp COMMON 060505104 549 18626 SH SOLE 0 0 0 Becton Dickinson and Co COMMON 075887109 13 51 SH SOLE 0 0 0 Berkshire Hathaway Inc COMMON 084670702 1222 5706 SH SOLE 0 0 0 BHP Billiton Ltd COMMON 088606108 16 314 SH SOLE 0 0 0 BlackRock Credit Allocation In ETF 092508100 36 2903 SH SOLE 0 0 0 Boeing Co/The COMMON 097023105 12 32 SH SOLE 0 0 0 Brinker International Inc COMMON 109641100 12 257 SH SOLE 0 0 0 Brookfield Asset Management In COMMON 112585104 16 357 SH SOLE 0 0 0 CarMax Inc COMMON 143130102 434 5813 SH SOLE 0 0 0 Caterpillar Inc COMMON 149123101 15 100 SH SOLE 0 0 0 CenturyLink Inc COMMON 156700106 1781 84030 SH SOLE 0 0 0 Citigroup Inc COMMON 172967424 593 8264 SH SOLE 0 0 0 Consolidated Communications Ho COMMON 209034107 1681 128948 SH SOLE 0 0 0 Credit Suisse Group AG COMMON 225401108 10 666 SH SOLE 0 0 0 Crestwood Equity Partners LP COMMON 226344208 2600 70736 SH SOLE 0 0 0 Danaher Corp COMMON 235851102 17 160 SH SOLE 0 0 0 Digital Realty Trust Inc COMMON 253868103 795 7071 SH SOLE 0 0 0 Walt Disney Co/The COMMON 254687106 1132 9677 SH SOLE 0 0 0 Dominion Energy Midstream Part COMMON 257454108 974 54408 SH SOLE 0 0 0 Helmerich & Payne Inc COMMON 423452101 883 12846 SH SOLE 0 0 0 Hercules Capital Inc COMMON 427096508 1702 129347 SH SOLE 0 0 0 Hi-Crush Partners LP COMMON 428337109 751 69497 SH SOLE 0 0 0 Home Depot Inc/The COMMON 437076102 16 76 SH SOLE 0 0 0 Honda Motor Co Ltd COMMON 438128308 11 382 SH SOLE 0 0 0 Humana Inc COMMON 444859102 13 38 SH SOLE 0 0 0 Icahn Enterprises LP COMMON 451100101 2682 37922 SH SOLE 0 0 0 iShares China Large-Cap ETF ETF 464287184 452 10559 SH SOLE 0 0 0 iShares 20 Year Treasury Bond ETF 464287432 35 296 SH SOLE 0 0 0 iShares JP Morgan USD Emerging ETF 464288281 145 1343 SH SOLE 0 0 0 iShares Short-Term Corporate B ETF 464288646 910 17565 SH SOLE 0 0 0 Johnson & Johnson COMMON 478160104 13 94 SH SOLE 0 0 0 Lennar Corp COMMON 526057104 580 12416 SH SOLE 0 0 0 Lululemon Athletica Inc COMMON 550021109 476 2928 SH SOLE 0 0 0 Martin Midstream Partners LP COMMON 573331105 550 47448 SH SOLE 0 0 0 McDonald's Corp COMMON 580135101 11 67 SH SOLE 0 0 0 Microsoft Corp COMMON 594918104 2023 17685 SH SOLE 0 0 0 Morgan Stanley Emerging Market ETF 617477104 1741 252617 SH SOLE 0 0 0 National CineMedia Inc COMMON 635309107 1042 98361 SH SOLE 0 0 0 New Mountain Finance Corp COMMON 647551100 808 59859 SH SOLE 0 0 0 New York Mortgage Trust Inc COMMON 649604501 840 133824 SH SOLE 0 0 0 Newtek Business Services Corp COMMON 652526203 916 43753 SH SOLE 0 0 0 Nice Ltd COMMON 653656108 22 188 SH SOLE 0 0 0 Nordstrom Inc COMMON 655664100 22 361 SH SOLE 0 0 0 Novo Nordisk A/S COMMON 670100205 9 197 SH SOLE 0 0 0 Nucor Corp COMMON 670346105 13 208 SH SOLE 0 0 0 Oaktree Capital Group LLC COMMON 674001201 1641 39632 SH SOLE 0 0 0 PennantPark Investment Corp COMMON 708062104 808 105717 SH SOLE 0 0 0 Prudential Financial Inc COMMON 744320102 14 137 SH SOLE 0 0 0 Raytheon Co COMMON 755111507 231 1120 SH SOLE 0 0 0 RELX PLC COMMON 759530108 12 573 SH SOLE 0 0 0 Royal Dutch Shell PLC COMMON 780259107 13 180 SH SOLE 0 0 0 SAP SE COMMON 803054204 13 103 SH SOLE 0 0 0 Charles Schwab Corp/The COMMON 808513105 11 217 SH SOLE 0 0 0 Simon Property Group Inc COMMON 828806109 778 4400 SH SOLE 0 0 0 Sony Corp COMMON 835699307 20 325 SH SOLE 0 0 0 Southwest Airlines Co COMMON 844741108 12 185 SH SOLE 0 0 0 Southwestern Energy Co COMMON 845467109 0 1 SH SOLE 0 0 0 Starbucks Corp COMMON 855244109 476 8368 SH SOLE 0 0 0 Summit Midstream Partners LP COMMON 866142102 1366 95519 SH SOLE 0 0 0 Taiwan Semiconductor Manufactu COMMON 874039100 10 237 SH SOLE 0 0 0 Thermo Fisher Scientific Inc COMMON 883556102 17 69 SH SOLE 0 0 0 Toll Brothers Inc COMMON 889478103 517 15646 SH SOLE 0 0 0 Unilever PLC COMMON 904767704 14 247 SH SOLE 0 0 0 United Rentals Inc COMMON 911363109 11 68 SH SOLE 0 0 0 United Technologies Corp COMMON 913017109 12 83 SH SOLE 0 0 0 Walmart Inc COMMON 931142103 264 2809 SH SOLE 0 0 0 Wells Fargo & Co COMMON 949746101 577 10984 SH SOLE 0 0 0 Wynn Resorts Ltd COMMON 983134107 958 7539 SH SOLE 0 0 0 Deutsche Multi-Market Income T ETF 25160E102 6886 766794 SH SOLE 0 0 0 BlackRock MuniYield Quality Fu ETF 09254E103 9888 816497 SH SOLE 0 0 0 BlackRock TCP Capital Corp COMMON 09259E108 1506 105812 SH SOLE 0 0 0 TOTAL SA COMMON 89151E109 11 174 SH SOLE 0 0 0 AGNC Investment Corp COMMON 00123Q104 1604 85294 SH SOLE 0 0 0 Alerian MLP ETF ETF 00162Q866 2002 187444 SH SOLE 0 0 0 Alibaba Group Holding Ltd COMMON 01609W102 14 87 SH SOLE 0 0 0 Alliance Resource Partners LP COMMON 01877R108 935 45817 SH SOLE 0 0 0 AllianceBernstein Global High ETF 01879R106 469 40222 SH SOLE 0 0 0 Alphabet Inc COMMON 02079K305 18 15 SH SOLE 0 0 0 Apollo Investment Corp COMMON 03761U106 1689 302219 SH SOLE 0 0 0 Apollo Commercial Real Estate COMMON 03762U105 1744 90229 SH SOLE 0 0 0 ArcelorMittal COMMON 03938L203 15 488 SH SOLE 0 0 0 Ares Capital Corp COMMON 04010L103 2039 118600 SH SOLE 0 0 0 Ares Management LP COMMON 04014Y101 882 38025 SH SOLE 0 0 0 AutoNation Inc COMMON 05329W102 383 9222 SH SOLE 0 0 0 BlackRock Inc COMMON 09247X101 16 33 SH SOLE 0 0 0 BlackRock Municipal Income Tru ETF 09248F109 3516 281890 SH SOLE 0 0 0 BlackRock Taxable Municipal Bo ETF 09248X100 19 875 SH SOLE 0 0 0 BlackRock MuniVest Fund Inc ETF 09253R105 8635 984028 SH SOLE 0 0 0 Blackstone Group LP/The COMMON 09253U108 2452 64381 SH SOLE 0 0 0 BlackRock MuniHoldings New Yor ETF 09255C106 4960 414771 SH SOLE 0 0 0 BlackRock Corporate High Yield ETF 09255P107 6644 632167 SH SOLE 0 0 0 BlackRock Debt Strategies Fund ETF 09255R202 26 2369 SH SOLE 0 0 0 Broadcom Inc COMMON 11135F101 13 54 SH SOLE 0 0 0 CVR Energy Inc COMMON 12662P108 944 23462 SH SOLE 0 0 0 Capitala Finance Corp COMMON 14054R106 474 54407 SH SOLE 0 0 0 Carlyle Group LP/The COMMON 14309L102 4278 189694 SH SOLE 0 0 0 Chimera Investment Corp COMMON 16934Q208 921 49410 SH SOLE 0 0 0 ConocoPhillips COMMON 20825C104 21 277 SH SOLE 0 0 0 CoreSite Realty Corp COMMON 21870Q105 817 7287 SH SOLE 0 0 0 Costco Wholesale Corp COMMON 22160K105 16 67 SH SOLE 0 0 0 CyrusOne Inc COMMON 23283R100 844 13220 SH SOLE 0 0 0 DR Horton Inc COMMON 23331A109 598 14189 SH SOLE 0 0 0 Delek Logistics Partners LP COMMON 24664T103 973 28609 SH SOLE 0 0 0 Deutsche Strategic Income Trus ETF 25160F109 1867 148168 SH SOLE 0 0 0 EOG Resources Inc COMMON 26875P101 16 125 SH SOLE 0 0 0 Eaton Vance Municipal Bond Fun ETF 27827X101 4620 400678 SH SOLE 0 0 0 Eaton Vance Limited Duration I ETF 27828H105 34 2700 SH SOLE 0 0 0 Energy Transfer Operating LP COMMON 29278N103 1483 66639 SH SOLE 0 0 0 EnLink Midstream Partners LP COMMON 29336U107 847 45450 SH SOLE 0 0 0 Facebook Inc COMMON 30303M102 11 64 SH SOLE 0 0 0 First Trust Intermediate Durat ETF 33718W103 0 4 SH SOLE 0 0 0 First Trust Senior Floating Ra ETF 33740K101 71 7668 SH SOLE 0 0 0 Fortress Transportation & Infr COMMON 34960P101 835 45906 SH SOLE 0 0 0 Freeport-McMoRan Inc COMMON 35671D857 105 7573 SH SOLE 0 0 0 GAMCO Global Gold Natural Reso ETF 36465A109 1663 354215 SH SOLE 0 0 0 Gaming and Leisure Properties COMMON 36467J108 813 23069 SH SOLE 0 0 0 Global Partners LP/MA COMMON 37946R109 1698 93311 SH SOLE 0 0 0 Goldman Sachs Group Inc/The COMMON 38141G104 498 2221 SH SOLE 0 0 0 CGI Group Inc COMMON 39945C109 16 250 SH SOLE 0 0 0 Hess Corp COMMON 42809H107 15 210 SH SOLE 0 0 0 Invesco Mortgage Capital Inc COMMON 46131B100 844 51967 SH SOLE 0 0 0 Invesco Senior Income Trust ETF 46131H107 29575 6877942 SH SOLE 0 0 0 Invesco Municipal Trust ETF 46131J103 7214 625129 SH SOLE 0 0 0 Invesco Municipal Opportunity ETF 46132C107 7684 671681 SH SOLE 0 0 0 Invesco Dynamic Credit Opportu ETF 46132R104 247 21542 SH SOLE 0 0 0 Iron Mountain Inc COMMON 46284V101 857 24409 SH SOLE 0 0 0 iShares Short Maturity Bond ET ETF 46431W507 288 5739 SH SOLE 0 0 0 iShares 0-5 Year Investment Gr ETF 46434V100 216 4357 SH SOLE 0 0 0 iShares 0-5 Year High Yield Co ETF 46434V407 20301 431208 SH SOLE 0 0 0 JPMorgan Chase & Co COMMON 46625H100 13 118 SH SOLE 0 0 0 Kinder Morgan Inc/DE COMMON 49456B101 1397 78783 SH SOLE 0 0 0 KMI 9 3/4 COMMON 49456B200 19649 589273 SH SOLE 0 0 0 MPLX LP COMMON 55336V100 1605 46278 SH SOLE 0 0 0 Macquarie Infrastructure Corp COMMON 55608B105 957 20752 SH SOLE 0 0 0 Macy's Inc COMMON 55616P104 12 335 SH SOLE 0 0 0 NGL Energy Partners LP COMMON 62913M107 959 82630 SH SOLE 0 0 0 New Residential Investment Cor COMMON 64828T201 955 52132 SH SOLE 0 0 0 Novartis AG COMMON 66987V109 8 89 SH SOLE 0 0 0 NVIDIA Corp COMMON 67066G104 20 72 SH SOLE 0 0 0 Nuveen Quality Municipal Incom ETF 67066V101 24881 1940618 SH SOLE 0 0 0 Nuveen Credit Strategies Incom ETF 67073D102 54362 6801141 SH SOLE 0 0 0 Nuveen Global High Income Fund ETF 67075G103 51 3280 SH SOLE 0 0 0 Oxford Square Capital Corp COMMON 69181V107 804 112920 SH SOLE 0 0 0 Pattern Energy Group Inc COMMON 70338P100 1764 86941 SH SOLE 0 0 0 PayPal Holdings Inc COMMON 70450Y103 277 3150 SH SOLE 0 0 0 PIMCO Dynamic Credit and Mortg ETF 72202D106 824 33923 SH SOLE 0 0 0 T Rowe Price Group Inc COMMON 74144T108 11 100 SH SOLE 0 0 0 ProShares UltraShort 20 Year ETF 74347B201 50851 1323149 SH SOLE 0 0 0 Regeneron Pharmaceuticals Inc COMMON 75886F107 11 27 SH SOLE 0 0 0 Retail Value Inc COMMON 76133Q102 0 1 SH SOLE 0 0 0 SPDR S&P 500 ETF Trust ETF 78462F103 346 1185 SH SOLE 0 0 0 Sabra Health Care REIT Inc COMMON 78573L106 947 40941 SH SOLE 0 0 0 salesforce.com Inc COMMON 79466L302 12 73 SH SOLE 0 0 0 Sanofi COMMON 80105N105 11 247 SH SOLE 0 0 0 Financial Select Sector SPDR F ETF 81369Y605 69 2514 SH SOLE 0 0 0 Six Flags Entertainment Corp COMMON 83001A102 12 166 SH SOLE 0 0 0 SunCoke Energy Partners LP COMMON 86722Y101 1235 80978 SH SOLE 0 0 0 Sunoco LP COMMON 86765K109 884 29920 SH SOLE 0 0 0 Targa Resources Corp COMMON 87612G101 2025 35969 SH SOLE 0 0 0 Two Harbors Investment Corp COMMON 90187B408 794 52107 SH SOLE 0 0 0 USA Compression Partners LP COMMON 90290N109 806 48837 SH SOLE 0 0 0 Uniti Group Inc COMMON 91325V108 760 36640 SH SOLE 0 0 0 Vertex Pharmaceuticals Inc COMMON 92532F100 16 81 SH SOLE 0 0 0 Visa Inc COMMON 92826C839 18 118 SH SOLE 0 0 0 Washington Prime Group Inc COMMON 93964W108 2353 322376 SH SOLE 0 0 0 Wells Fargo Multi-Sector Incom ETF 94987D101 17 1400 SH SOLE 0 0 0 Western Asset High Income Oppo ETF 95766K109 22017 4609172 SH SOLE 0 0 0 Allegion PLC COMMON G0176J109 16 180 SH SOLE 0 0 0 Amdocs Ltd COMMON G02602103 15 230 SH SOLE 0 0 0 Aon PLC COMMON G0408V102 15 98 SH SOLE 0 0 0 Accenture PLC COMMON G1151C101 15 91 SH SOLE 0 0 0 ICON PLC COMMON G4705A100 18 115 SH SOLE 0 0 0 Seagate Technology PLC COMMON G7945M107 824 17166 SH SOLE 0 0 0 Sensata Technologies Holding P COMMON G8060N102 11 224 SH SOLE 0 0 0 Ship Finance International Ltd COMMON G81075106 752 54127 SH SOLE 0 0 0 TE Connectivity Ltd COMMON H84989104 11 128 SH SOLE 0 0 0 GasLog Partners LP COMMON Y2687W108 1380 55210 SH SOLE 0 0 0 Golar LNG Partners LP COMMON Y2745C102 915 63883 SH SOLE 0 0 0 Hoegh LNG Partners LP COMMON Y3262R100 1173 63903 SH SOLE 0 0 0 DEUTSCHE STRATEGIC INCOME TR ETF 25160F109 35 2800 SH SOLE 0 0 0