0001628619-15-000003.txt : 20151103
0001628619-15-000003.hdr.sgml : 20151103
20151103074110
ACCESSION NUMBER: 0001628619-15-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151030
FILED AS OF DATE: 20151103
DATE AS OF CHANGE: 20151103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc.
CENTRAL INDEX KEY: 0001618921
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912]
IRS NUMBER: 471758322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 108 WILMOT ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: (847) 315-2500
MAIL ADDRESS:
STREET 1: 108 WILMOT ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pessina Stefano
CENTRAL INDEX KEY: 0001554687
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36759
FILM NUMBER: 151192187
MAIL ADDRESS:
STREET 1: 24 BOULEVARD DE TENAO
CITY: MONTE CARLO
STATE: O9
ZIP: 98000
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-10-30
0
0001618921
Walgreens Boots Alliance, Inc.
WBA
0001554687
Pessina Stefano
24 BOULEVARD DU TENAO
MONTE CARLO
O9
98000
MONACO
1
1
1
0
Executive Vice Chairman, CEO
Common Stock, par value $0.01 per share
2015-10-30
4
A
0
93608
0
A
94750
D
Common Stock, par value $0.01 per share
74296870
I
By ASP
Common Stock, par value $0.01 per share
139689339
I
By Gibco
On October 30, 2015, the Compensation Committee determined that the performance criteria applicable to this restricted stock unit award granted on January 15, 2015 (not a derivative security within the meaning of Rule 16a-1(c) upon grant) under the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related award agreement, the 'Plan') had been satisfied. The shares underlying these restricted stock units will vest on January 15, 2018, subject to the terms and conditions of the Plan.
Includes shares underlying restricted stock units issued in lieu of dividends (through October 30, 2015) on outstanding restricted stock units, including 1,142 shares with respect to the restricted stock unit award described in note (1) above.
Shares of common stock are held of record by a corporation, Alliance Sante Participations S.A. ('ASP') which is 100% owned by another corporation, NEWCIP S.A., which is 100% controlled by the Reporting Person.
ASP owns directly and of record 50% of the voting power of Sprint Acquisitions Holdings Limited (f/k/a AB Acquisitions Holdings Limited, 'Gibco') and 45.2% of the class of shares with an economic interest in the 139,689,339 WBA shares held by Gibco. Entities affiliated with Kohlberg Kravis & Roberts & Co. L.P. ('KKR') own the other 50% of the voting power of Gibco.
As a result, through his indirect control of ASP, the Reporting Person may be deemed to control Gibco jointly with KKR and to share with KKR beneficial ownership of the 139,689,339 shares held directly and of record by Gibco. The Reporting Person expressly disclaims beneficial ownership over such shares, except to the extent of the pecuniary interest of ASP therein.
Based on its ownership of 45.2% of the class of Gibco shares with an economic interest in the 139,689,339 shares held by Gibco, ASP (and indirectly the Reporting Person) has a pecuniary interest in 63,162,110 of the 139,689,339 shares held directly and of record by Gibco.
Benjamin S.J. Burman, attorney-in-fact
2015-11-03