0001140361-23-019970.txt : 20230424
0001140361-23-019970.hdr.sgml : 20230424
20230424210538
ACCESSION NUMBER: 0001140361-23-019970
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230420
FILED AS OF DATE: 20230424
DATE AS OF CHANGE: 20230424
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pellegrino Thierry
CENTRAL INDEX KEY: 0001855572
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 23841397
MAIL ADDRESS:
STREET 1: C/O SMART MODULAR TECHNOLOGIES, INC.
STREET 2: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0826
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
form4.xml
X0407
4
2023-04-20
0001616533
SMART Global Holdings, Inc.
SGH
0001855572
Pellegrino Thierry
C/O SMART GLOBAL HOLDINGS, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
true
SVP, Pres, IPS
false
Ordinary Shares
2023-04-20
4
F
0
2452
16.35
D
77715
D
Ordinary Shares
2023-04-20
4
S
0
2764
15.9787
D
74951
D
Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 11, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $16.11, inclusive. The reporting persons undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Anne Kuykendall as attorney-in-fact for Thierry Pellegrino
2023-04-24