0001616525-18-000002.txt : 20180508 0001616525-18-000002.hdr.sgml : 20180508 20180508094052 ACCESSION NUMBER: 0001616525-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180508 DATE AS OF CHANGE: 20180508 EFFECTIVENESS DATE: 20180508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTWELL INVESTMENT PARTNERS, LLC CENTRAL INDEX KEY: 0001616525 IRS NUMBER: 364776242 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16224 FILM NUMBER: 18813230 BUSINESS ADDRESS: STREET 1: 1205 WESTLAKES DRIVE, SUITE 100 CITY: BERYWN STATE: PA ZIP: 19312 BUSINESS PHONE: 610-296-1400 MAIL ADDRESS: STREET 1: 1205 WESTLAKES DRIVE, SUITE 100 CITY: BERYWN STATE: PA ZIP: 19312 FORMER COMPANY: FORMER CONFORMED NAME: CHARTWELL INVESTMENT PARTNERS, INC. DATE OF NAME CHANGE: 20140812 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001616525 XXXXXXXX 03-31-2018 03-31-2018 CHARTWELL INVESTMENT PARTNERS, LLC

1205 WESTLAKES DRIVE, SUITE 100 BERYWN PA 19312

13F HOLDINGS REPORT 028-16224 N Greg Hagar 610-296-1400 G. Greg Hagar Berwyn PA 05-08-2018 1 459 2923012 false 28 028-06487 First Trust Advisors INFORMATION TABLE 2 cip13fq118.xml.xml 3-D SYS CORP DEL COM NEW cs 88554D205 217 25080 SH SOLE 8510 0 16570 3M CO cs 88579Y101 5345 22708 SH SOLE 22708 0 0 ABBOTT LABORATORIES cs 002824100 8525 149375 SH SOLE 149375 0 0 ABBVIE INC COM cs 00287Y109 3314 34265 SH SOLE 34265 0 0 ACCO BRANDS CORP cs 00081T108 4204 344581 SH SOLE 276400 0 68181 ACTIVISION BLIZZARD INC COM cs 00507V109 152 2400 SH SOLE 2400 0 0 ACTIVISION BLIZZARD INC COM cs 00507V109 2533 40000 SH DFND 01 40000 0 0 ACXIOM CORP COM cs 005125109 11271 408945 SH SOLE 305575 0 103370 ADOBE SYS INC COM cs 00724F101 2979 17000 SH DFND 01 17000 0 0 ADTRAN INC COM cs 00738A106 3933 203242 SH SOLE 164112 0 39130 ADVANCED ENERGY INDS COM cs 007973100 1760 26089 SH SOLE 26089 0 0 ADVANCED MICRO DEVICES INC COM cs 007903107 280 27225 SH SOLE 27225 0 0 AERIE PHARMACEUTICALS INC COM cs 00771V108 1443 24158 SH SOLE 24158 0 0 AGILENT TECHNOLOGIES INC COM cs 00846U101 1407 21007 SH SOLE 21007 0 0 ALBEMARLE CORP COM cs 012653101 2302 17996 SH SOLE 17996 0 0 ALCOA CORP COM cs 013872106 911 16915 SH SOLE 9230 0 7685 ALIGN TECHNOLOGY cs 016255101 597 2687 SH SOLE 2687 0 0 ALLISON TRANSMISSION HLDGS INC cs 01973R101 2776 64450 SH SOLE 52800 0 11650 ALLSTATE CORP COM cs 020002101 2424 23145 SH SOLE 23145 0 0 ALMOST FAMILY INC COM cs 020409108 12977 234461 SH SOLE 170034 0 64427 ALTRA INDL MOTION CORP COM cs 02208R106 15875 314985 SH SOLE 228010 0 86975 ALTRIA GROUP INC cs 02209S103 5695 79750 SH SOLE 79750 0 0 ALTRIA GROUP INC cs 02209S103 4285 60000 SH DFND 01 60000 0 0 AMEREN CORPORATION cs 023608102 1655 28055 SH SOLE 28055 0 0 AMERICAN CAMPUS CMNTYS INC COM cs 024835100 1264 30795 SH SOLE 30795 0 0 AMERICAN EAGLE OUTFITTERS cs 02553E106 12067 641854 SH SOLE 641854 0 0 AMERICAN EQUITY INVT LIFE HLDG cs 025676206 16511 537303 SH SOLE 410003 0 127300 AMPHENOL CORP NEW CL A cs 032095101 1607 18298 SH SOLE 18298 0 0 ANHEUSER BUSCH INBEV SA/NV SPO cs 03524A108 4183 37500 SH DFND 01 37500 0 0 APPLE INC COM cs 037833100 7344 43394 SH SOLE 43394 0 0 APPLE INC COM cs 037833100 17769 105000 SH DFND 01 105000 0 0 APPLIED MATLS INC COM cs 038222105 82 1600 SH SOLE 1600 0 0 APPLIED MATLS INC COM cs 038222105 4856 95000 SH DFND 01 95000 0 0 APTIV PLC SHS cs G6095L109 1223 14420 SH SOLE 14420 0 0 ARBOR RLTY TR INC COM cs 038923108 4026 465964 SH SOLE 365799 0 100165 ARES CAPITAL CORP cs 04010L103 5068 322389 SH SOLE 322389 0 0 ARES CAPITAL CORP cs 04010L103 2830 180000 SH DFND 01 180000 0 0 ARGO GROUP INTL HLDGS LTD COM cs G0464B107 21516 349002 SH SOLE 254160 0 94842 ARTHUR J GALLAGHER & CO cs 363576109 8784 138807 SH SOLE 138807 0 0 ARTHUR J GALLAGHER & CO cs 363576109 2848 45000 SH DFND 01 45000 0 0 ASHFORD HOSPITALITY TR INC COM cs 044103109 4877 724616 SH SOLE 597520 0 127096 ASSURED GUARANTY LTD COM cs G0585R106 2045 60392 SH SOLE 32909 0 27483 AT&T INC COM cs 00206R102 13429 345406 SH SOLE 345406 0 0 AT&T INC COM cs 00206R102 4666 120000 SH DFND 01 120000 0 0 AUTOZONE INC COM cs 053332102 2127 2990 SH SOLE 2990 0 0 AVISTA CORP COM cs 05379B107 9509 184675 SH SOLE 137915 0 46760 BANK OF AMERICA CORP cs 060505104 17296 585923 SH SOLE 585923 0 0 BANK OF AMERICA CORP cs 060505104 8118 275000 SH DFND 01 275000 0 0 BARNES GROUP INC COM cs 067806109 16541 261439 SH SOLE 188944 0 72495 BB&T CORPORATION cs 054937107 8605 173062 SH SOLE 173062 0 0 BELDEN INC COM cs 077454106 4854 62905 SH SOLE 62905 0 0 BLACK HILLS CORP COM cs 092113109 10171 169206 SH SOLE 126531 0 42675 BLACKBERRY LTD COM cs 09228F103 2204 197276 SH SOLE 105000 0 92276 BLACKROCK INC cs 09247X101 10007 19480 SH SOLE 19480 0 0 BLACKSTONE MORTGAGE TRUST INC cs 09257W100 5128 159340 SH SOLE 159340 0 0 BLACKSTONE MORTGAGE TRUST INC cs 09257W100 2896 90000 SH DFND 01 90000 0 0 BLUEBIRD BIO INC COM cs 09609G100 1725 9686 SH SOLE 9686 0 0 BOYD GAMING CORP cs 103304101 5346 152519 SH SOLE 152519 0 0 BROADCOM LTD SHS cs Y09827109 5236 20383 SH SOLE 20383 0 0 BROADCOM LTD SHS cs Y09827109 5395 21000 SH DFND 01 21000 0 0 BUFFALO WILD WINGS INC COM cs 119848109 9133 58415 SH SOLE 43665 0 14750 BUNGE LIMITED COM cs G16962105 1635 24376 SH SOLE 13155 0 11221 BURLINGTON STORES INC COM cs 122017106 4395 35724 SH SOLE 35724 0 0 BWX TECHNOLOGIES INC cs 05605H100 2754 45524 SH SOLE 45524 0 0 CA INC cs 12673P105 2340 70310 SH SOLE 48250 0 22060 CALGON CARBON CORP COM cs 129603106 9248 434201 SH SOLE 314451 0 119750 CALLAWAY GOLF CO COM cs 131193104 1575 113053 SH SOLE 113053 0 0 CALLIDUS SOFTWARE INC COM cs 13123E500 5130 179054 SH SOLE 179054 0 0 CAMPING WORLD HOLDINGS cs 13462K109 3573 79888 SH SOLE 79888 0 0 CARLSBERG AS SPONSORED ADR cs 142795202 13026 542056 SH SOLE 542056 0 0 CARNIVAL CORP cs 143658300 7988 120355 SH SOLE 120355 0 0 CARNIVAL CORP cs 143658300 6637 100000 SH DFND 01 100000 0 0 CARPENTER TECHNOLOGY CORP COM cs 144285103 6018 118025 SH SOLE 98170 0 19855 CATERPILLAR INC DEL COM cs 149123101 8062 51160 SH SOLE 51160 0 0 CAVIUM INC COM cs 14964U108 1259 15014 SH SOLE 15014 0 0 CBS CORP NEW CL B cs 124857202 5192 88000 SH DFND 01 88000 0 0 CDW CORP/DE cs 12514G108 1581 22754 SH SOLE 22754 0 0 CELGENE CORP COM cs 151020104 2404 23031 SH SOLE 23031 0 0 CELGENE CORP COM cs 151020104 4435 42500 SH DFND 01 42500 0 0 CENTENE CORP DEL COM cs 15135B101 217 2148 SH SOLE 2148 0 0 CENTERSTATE BANK CORP cs 15201P109 2757 107169 SH SOLE 107169 0 0 CHARLES RIV LABS INTL INC COM cs 159864107 5998 54805 SH SOLE 54805 0 0 CHECK POINT SOFTWARE TECH LTD cs M22465104 2147 20717 SH SOLE 20717 0 0 CHEMOURS CO COM cs 163851108 911 18204 SH SOLE 18204 0 0 CHEVRON CORP NEW COM cs 166764100 10905 87110 SH SOLE 86735 0 375 CHEVRON CORP NEW COM cs 166764100 6259 50000 SH DFND 01 50000 0 0 CHILDRENS PL INC COM cs 168905107 3196 21990 SH SOLE 21990 0 0 CHINA AUTOMOTIVE SYS cs 16936R105 2736 569963 SH SOLE 477331 0 92632 CHUBB LIMITED COM cs H1467J104 5699 39000 SH DFND 01 39000 0 0 CINEMARK HOLDINGS INC COM cs 17243V102 111 3200 SH SOLE 3200 0 0 CINEMARK HOLDINGS INC COM cs 17243V102 4004 115000 SH DFND 01 115000 0 0 CISCO SYSTEMS INC cs 17275R102 11581 302370 SH SOLE 302370 0 0 CISCO SYSTEMS INC cs 17275R102 6511 170000 SH DFND 01 170000 0 0 CLOVIS ONCOLOGY INC COM cs 189464100 3494 51377 SH SOLE 51377 0 0 CME GROUP INC cs 12572Q105 7644 52340 SH SOLE 52340 0 0 CMS ENERGY CORP COM cs 125896100 3013 63695 SH SOLE 43720 0 19975 COHERENT INC COM cs 192479103 8738 30960 SH SOLE 30960 0 0 COLLEGIUM PHARMACEUTICAL INC cs 19459J104 3403 184337 SH SOLE 184337 0 0 COLUMBIA BKG SYS INC COM cs 197236102 19437 447455 SH SOLE 325530 0 121925 COMCAST CORP NEW CL A cs 20030N101 4205 105000 SH DFND 01 105000 0 0 CONCHO RES INC COM cs 20605P101 812 5404 SH SOLE 5404 0 0 CONOCOPHILLIPS cs 20825C104 1777 32371 SH SOLE 32371 0 0 CONSTELLATION BRANDS INC CL A cs 21036P108 37 161 SH SOLE 161 0 0 CONSTELLATION BRANDS INC CL A cs 21036P108 4571 20000 SH DFND 01 20000 0 0 COPA HOLDINGS SA CL A cs P31076105 5833 43510 SH SOLE 43510 0 0 CORNING INC cs 219350105 17093 534315 SH SOLE 533915 0 400 COSTCO WHSL CORP NEW COM cs 22160K105 1573 8452 SH SOLE 8452 0 0 COSTCO WHSL CORP NEW COM cs 22160K105 5956 32000 SH DFND 01 32000 0 0 CROWN CASTLE INTL CORP REIT cs 22822V101 5753 51822 SH SOLE 51822 0 0 CROWN CASTLE INTL CORP REIT cs 22822V101 4995 45000 SH DFND 01 45000 0 0 CTS CORP COM cs 126501105 6409 248898 SH SOLE 248898 0 0 CVB FINL CORP COM cs 126600105 12385 525675 SH SOLE 393025 0 132650 CYRUSONE INC COM cs 23283R100 1762 29595 SH SOLE 29595 0 0 DCT INDUSTRIAL TRUST INC COM N cs 233153204 3458 58830 SH SOLE 40505 0 18325 DELPHI TECHNOLOGIES PLC cs G2709G107 478 9101 SH SOLE 9101 0 0 DENNYS CORP COM cs 24869P104 16443 1241895 SH SOLE 928445 0 313450 DEVON ENERGY CORP NEW COM cs 25179M103 16253 392575 SH SOLE 366835 0 25740 DIAMONDBACK ENERGY INC COM cs 25278X109 778 6159 SH SOLE 6159 0 0 DIANA SHIPPING INC COM cs Y2066G104 2077 510270 SH SOLE 438246 0 72024 DIME CMNTY BANCSHARES COM cs 253922108 4087 195074 SH SOLE 150147 0 44927 DIODES INC COM cs 254543101 9780 341127 SH SOLE 248752 0 92375 DMC GLOBAL INC cs 23291C103 217 8649 SH SOLE 8649 0 0 DOLLAR TREE STORES COM cs 256746108 1425 13275 SH SOLE 13275 0 0 DOWDUPONT cs 26078J100 10763 151130 SH SOLE 151130 0 0 DOWDUPONT cs 26078J100 5341 75000 SH DFND 01 75000 0 0 DUN & BRADSTREET CORP DEL NEW cs 26483E100 2867 24215 SH SOLE 17740 0 6475 EAGLE MATERIALS INC COM cs 26969P108 16470 145364 SH SOLE 106020 0 39344 EASTERLY GOVT PPTYS INC COM cs 27616P103 2686 125880 SH SOLE 125880 0 0 EDUCATION RLTY TR INC COM NEW cs 28140H203 14419 412904 SH SOLE 297338 0 115566 EDWARDS LIFESCIENCES CORP COM cs 28176E108 549 4874 SH SOLE 4874 0 0 EL PASO ELEC CO COM NEW cs 283677854 15269 275865 SH SOLE 199790 0 76075 ELDORADO RESORTS INC COM cs 28470R102 11320 341493 SH SOLE 341493 0 0 ELECTRONIC ARTS INC COM cs 285512109 28 266 SH SOLE 266 0 0 ELECTRONIC ARTS INC COM cs 285512109 2101 20000 SH DFND 01 20000 0 0 EMPIRE ST RLTY TR INC CL A cs 292104106 9368 456300 SH SOLE 341175 0 115125 ENCORE WIRE CORP COM cs 292562105 2159 44369 SH SOLE 40755 0 3614 ENPRO INDUSTRIES INC COM cs 29355X107 18124 193823 SH SOLE 141448 0 52375 ENTERPRISE PRODS PARTNERS L P cs 293792107 2651 100000 SH DFND 01 100000 0 0 ENVISION HEALTHCARE CORP COM cs 29414D100 3007 87016 SH SOLE 87016 0 0 EQT CORP COM cs 26884L109 2680 47090 SH SOLE 34130 0 12960 ERICSSON ADR B SEK 10 cs 294821608 11437 1712165 SH SOLE 1712165 0 0 ESCO TECHNOLOGIES INC COM cs 296315104 26447 438955 SH SOLE 319205 0 119750 ESSENT GROUP LTD cs G3198U102 4128 95081 SH SOLE 95081 0 0 EVERBRIDGE INC cs 29978A104 1435 48271 SH SOLE 48271 0 0 EVERCORE INC cs 29977A105 5371 59683 SH SOLE 59683 0 0 EXACT SCIENCES CORP COM cs 30063P105 1660 31594 SH SOLE 31594 0 0 EXELON CORP cs 30161N101 8102 205585 SH SOLE 205585 0 0 EXELON CORP cs 30161N101 3941 100000 SH DFND 01 100000 0 0 EXPRESS INC COM cs 30219E103 3020 297501 SH SOLE 246257 0 51244 EXXON MOBIL CORP cs 30231G102 11220 134151 SH SOLE 134151 0 0 F N B CORP PA COM cs 302520101 9753 705711 SH SOLE 527661 0 178050 FCB FINANCIAL HOLDINGS- CL A cs 30255G103 11243 221315 SH SOLE 165390 0 55925 FEDEX CORP COM cs 31428X106 6114 24500 SH DFND 01 24500 0 0 FIDELITY NATL INFORMATION SVCS cs 31620M106 1699 18058 SH SOLE 18058 0 0 FIRST FINL BANCORP OHIO COM cs 320209109 15330 581790 SH SOLE 425565 0 156225 FIRST INDUSTRIAL REALTY TRUST cs 32054K103 14198 451145 SH SOLE 328910 0 122235 FIRST MIDWEST BANCORP INC DEL cs 320867104 13860 577255 SH SOLE 431605 0 145650 FIRST REP BK SAN FRANCISCO CAL cs 33616C100 1010 11660 SH SOLE 11660 0 0 FIRST REP BK SAN FRANCISCO CAL cs 33616C100 4549 52500 SH DFND 01 52500 0 0 FIRSTENERGY CORP cs 337932107 7405 241820 SH SOLE 241820 0 0 FIVE BELOW INC COM cs 33829M101 3100 46748 SH SOLE 46748 0 0 FLAGSTAR BANCORP INC cs 337930705 5763 154015 SH SOLE 124110 0 29905 FLIR SYS INC COM cs 302445101 15137 324685 SH SOLE 324685 0 0 FMC CORP cs 302491303 882 9320 SH SOLE 9320 0 0 FORTIVE CORP COM cs 34959J108 1428 19735 SH SOLE 19735 0 0 FRANKLIN ELEC INC COM cs 353514102 11406 248505 SH SOLE 180380 0 68125 G1 THERAPEUTICS INC COM cs 3621LQ109 1714 86405 SH SOLE 86405 0 0 GAMESTOP CORP NEW CL A cs 36467W109 7317 407611 SH SOLE 374808 0 32803 GENERAL DYNAMICS CORP COM cs 369550108 1952 9596 SH SOLE 9596 0 0 GENERAL ELECTRIC CO cs 369604103 17 1000 SH SOLE 1000 0 0 GENERAL ELECTRIC CO cs 369604103 2356 135000 SH DFND 01 135000 0 0 GENERAL MTRS CO COM cs 37045V100 2133 52032 SH SOLE 28920 0 23112 GILEAD SCIENCES INC COM cs 375558103 21 300 SH SOLE 300 0 0 GILEAD SCIENCES INC COM cs 375558103 4155 58000 SH DFND 01 58000 0 0 GLAXOSMITHKLINE PLC-ADR cs 37733W105 12860 362555 SH SOLE 362555 0 0 GLOBAL BLOOD THERAPEUTICS INC. cs 37890U108 1606 40824 SH SOLE 40824 0 0 GLOBUS MED INC CL A cs 379577208 1883 45818 SH SOLE 45818 0 0 GOLD RESOURCE CORP COM cs 38068T105 12771 2902450 SH SOLE 2902450 0 0 GRAHAM CORP COM cs 384556106 3969 189626 SH SOLE 151821 0 37805 GRAND CANYON ED INC COM cs 38526M106 4754 53100 SH SOLE 53100 0 0 GRAY TELEVISION INC COM cs 389375106 1818 108531 SH SOLE 108531 0 0 HAEMONETICS CORP MASS COM cs 405024100 18883 325118 SH SOLE 238269 0 86849 HALLADOR ENERGY COMPANY COM cs 40609P105 1782 292583 SH SOLE 216091 0 76492 HALLMARK FINL SVCS INC EC C cs 40624Q203 5263 504596 SH SOLE 432170 0 72426 HALYARD HEALTH INC COM cs 40650V100 2286 49495 SH SOLE 49495 0 0 HANOVER INS GROUP INC COM cs 410867105 2429 22470 SH SOLE 14770 0 7700 HARSCO CORP COM cs 415864107 9880 529745 SH SOLE 390070 0 139675 HEALTHCARE RLTY TR INC COM cs 421946104 17196 535373 SH SOLE 385578 0 149795 HEALTHSOUTH CORP COM NEW cs 421924309 2740 55452 SH SOLE 55452 0 0 HEICO CORP NEW COM cs 422806109 4616 48925 SH SOLE 48925 0 0 HEIDRICK & STRUGGLES INTL INC cs 422819102 4366 177826 SH SOLE 140144 0 37682 HELMERICH & PAYNE cs 423452101 3489 53970 SH SOLE 53970 0 0 HELMERICH & PAYNE cs 423452101 3555 55000 SH DFND 01 55000 0 0 HERON THERAPEUTICS INC cs 427746102 3656 201977 SH SOLE 201977 0 0 HESS CORP COM cs 42809H107 3920 82580 SH SOLE 82580 0 0 HESS CORP COM cs 42809H107 2373 50000 SH DFND 01 50000 0 0 HOME DEPOT INC cs 437076102 6299 33234 SH SOLE 33234 0 0 HOME DEPOT INC cs 437076102 5686 30000 SH DFND 01 30000 0 0 HONEYWELL INTL INC COM cs 438516106 2678 17459 SH SOLE 17459 0 0 HONEYWELL INTL INC COM cs 438516106 6134 40000 SH DFND 01 40000 0 0 HOOKER FURNITURE CORP COM cs 439038100 5438 128114 SH SOLE 103892 0 24222 HOPE BANCORP INC COM cs 43940T109 13698 750579 SH SOLE 561200 0 189379 HOST HOTELS & RESORTS INC cs 44107P104 1507 75925 SH SOLE 75925 0 0 HUB GROUP INC CL A cs 443320106 11964 249760 SH SOLE 186685 0 63075 HUGO BOSS AG SPONSORED ADR cs 444560106 3651 214310 SH SOLE 214310 0 0 HUNT J B TRANS SVCS INC COM cs 445658107 2235 19440 SH SOLE 19440 0 0 HUNT J B TRANS SVCS INC COM cs 445658107 3219 28000 SH DFND 01 28000 0 0 ICON PLC cs G4705A100 4547 40548 SH SOLE 40548 0 0 IGNYTA INC cs 451731103 4531 169689 SH SOLE 169689 0 0 II-VI INC cs 902104108 6529 139071 SH SOLE 139071 0 0 ILG INC COM cs 44967H101 4486 157513 SH SOLE 157513 0 0 ILLINOIS TOOL WKS INC COM cs 452308109 2344 14049 SH SOLE 14049 0 0 INDEPENDENT BK GROUP INC COM cs 45384B106 19613 290135 SH SOLE 210265 0 79870 INGREDION INC COM cs 457187102 2234 15980 SH SOLE 12230 0 3750 INNOPHOS HLDGS INC COM cs 45774N108 9873 211286 SH SOLE 154196 0 57090 INSMED INC cs 457669307 3279 105163 SH SOLE 105163 0 0 INTEGRA LIFESCIENCES HLDGS CP cs 457985208 2448 51147 SH SOLE 51147 0 0 INTEGRATED DEVICE TECHNOLOGY I cs 458118106 23597 793725 SH SOLE 575700 0 218025 INTEL CORP cs 458140100 21953 475578 SH SOLE 475578 0 0 INTEL CORP cs 458140100 6924 150000 SH DFND 01 150000 0 0 INTERCONTINENTAL EXCHANGE INC cs 45866F104 1886 26730 SH SOLE 26730 0 0 INTERFACE INC cs 458665304 15119 601155 SH SOLE 435555 0 165600 INTERNATIONAL BUS MACH COM cs 459200101 12225 79680 SH SOLE 79680 0 0 INTERPUBLIC GROUP OF COS INC cs 460690100 4682 232260 SH SOLE 232260 0 0 INTERXION HOLDING NV cs N47279109 6202 105237 SH SOLE 105237 0 0 INTUITIVE SURGICAL INC COM NEW cs 46120E602 868 2378 SH SOLE 2378 0 0 INVESCO LTD SHS cs G491BT108 1853 50725 SH SOLE 50725 0 0 IPG PHOTONICS CORP cs 44980X109 790 3691 SH SOLE 3691 0 0 ITT INC COM cs 45073V108 27279 511125 SH SOLE 373125 0 138000 JACOBS ENGR GROUP INC DEL COM cs 469814107 1452 22020 SH SOLE 22020 0 0 JPMORGAN CHASE & CO cs 46625H100 18346 171553 SH SOLE 171553 0 0 JPMORGAN CHASE & CO cs 46625H100 10052 94000 SH DFND 01 94000 0 0 KADANT INC cs 48282T104 3983 39672 SH SOLE 39672 0 0 KEMET CORP cs 488360207 1844 122427 SH SOLE 122427 0 0 KENNAMETAL INC COM cs 489170100 5621 116107 SH SOLE 116107 0 0 KEYCORP NEW COM cs 493267108 2538 125834 SH SOLE 82016 0 43818 KEYCORP NEW COM cs 493267108 4034 200000 SH DFND 01 200000 0 0 KEYSIGHT TECHNOLOGIES INC COM cs 49338L103 3661 87996 SH SOLE 87996 0 0 KITE RLTY GROUP TR COM NEW cs 49803T300 7490 382158 SH SOLE 281396 0 100762 KLA-TENCOR CORP COM cs 482480100 4387 41754 SH SOLE 41754 0 0 KMG CHEMICALS INC COM cs 482564101 11236 170032 SH SOLE 139998 0 30034 KNOLL INC cs 498904200 16170 701808 SH SOLE 519961 0 181847 KONINKLIJKE PHILIPS cs 500472303 3356 88780 SH SOLE 88780 0 0 KORN / FERRY INTL COM NEW cs 500643200 14170 342435 SH SOLE 248385 0 94050 KRAFT HEINZ CO COM cs 500754106 3499 45000 SH DFND 01 45000 0 0 KRONOS WORLDWIDE INC COM cs 50105F105 3792 147167 SH SOLE 147167 0 0 LAM RESEARCH CORP COM cs 512807108 1279 6947 SH SOLE 6947 0 0 LAMAR ADVERTISING CO NEW CL A cs 512816109 2970 40000 SH DFND 01 40000 0 0 LANCASTER COLONY CORP COM cs 513847103 9279 71811 SH SOLE 52110 0 19701 LANDEC CORP COM cs 514766104 3277 260113 SH SOLE 211619 0 48494 LANTHEUS HLDGS INC COM cs 516544103 1598 78123 SH SOLE 78123 0 0 LINCOLN NATL CORP IND COM cs 534187109 2357 30660 SH SOLE 30660 0 0 LOCKHEED MARTIN CORP cs 539830109 7253 22590 SH SOLE 22590 0 0 LOGMEIN INC COM cs 54142L109 4774 41690 SH SOLE 41690 0 0 LOWES COS INC COM cs 548661107 3559 38298 SH SOLE 38298 0 0 LSI INDS INC COM cs 50216C108 11398 1656710 SH SOLE 1656710 0 0 LUMBER LIQUIDATORS HOLDINGS cs 55003T107 7520 239554 SH SOLE 218639 0 20915 LYDALL INC COM cs 550819106 10224 201453 SH SOLE 148272 0 53181 LYONDELLBASELL INDUSTRIES N V cs N53745100 1231 11161 SH SOLE 11161 0 0 M & T BK CORP COM cs 55261F104 996 5825 SH SOLE 5825 0 0 M D C HLDGS INC COM cs 552676108 5451 170990 SH SOLE 139741 0 31249 MACYS INC COM cs 55616P104 8303 329610 SH SOLE 329610 0 0 MANTECH INTL CORP CL A cs 564563104 22828 454840 SH SOLE 329490 0 125350 MARKETAXESS HLDGS INC COM cs 57060D108 473 2343 SH SOLE 2343 0 0 MASTEC INC COM cs 576323109 7457 152339 SH SOLE 152339 0 0 MATADOR RES CO COM cs 576485205 3860 124011 SH SOLE 124011 0 0 MATRIX SVC CO COM cs 576853105 3440 193263 SH SOLE 143666 0 49597 MATTEL INC COM cs 577081102 13377 869765 SH SOLE 869765 0 0 MATTHEWS INTL CORP CL A cs 577128101 8824 167129 SH SOLE 123029 0 44100 MAXIM INTEGRATED PRODS INC COM cs 57772K101 2334 44641 SH SOLE 44641 0 0 MCCORMICK & CO INC COM NON VTG cs 579780206 2352 23083 SH SOLE 23083 0 0 MCDERMOTT INTL INC COM cs 580037109 4995 759153 SH SOLE 609625 0 149528 MCGRATH RENTCORP COM cs 580589109 9802 208650 SH SOLE 155887 0 52763 MERCK & CO INC/NJ cs 58933Y105 9001 159965 SH SOLE 159965 0 0 MERCK & CO INC/NJ cs 58933Y105 6190 110000 SH DFND 01 110000 0 0 MERCURY SYS INC COM cs 589378108 5261 102449 SH SOLE 102449 0 0 METHODE ELECTRS INC COM cs 591520200 3358 83742 SH SOLE 66752 0 16990 METLIFE INC cs 59156R108 5653 111805 SH SOLE 111805 0 0 METTLER TOLEDO INTERNATIONAL C cs 592688105 1303 2104 SH SOLE 2104 0 0 MGM GROWTH PPTYS LLC CL A COM cs 55303A105 7741 265551 SH SOLE 265551 0 0 MICRON TECHNOLOGY INC COM cs 595112103 37 900 SH SOLE 900 0 0 MICRON TECHNOLOGY INC COM cs 595112103 5757 140000 SH DFND 01 140000 0 0 MICROSOFT CORP cs 594918104 10431 121938 SH SOLE 121938 0 0 MICROSOFT CORP cs 594918104 14542 170000 SH DFND 01 170000 0 0 MID AMER APT CMNTYS INC COM cs 59522J103 2041 20297 SH SOLE 14090 0 6207 MINERAL TECHNOLOGIES INC COM cs 603158106 14714 213704 SH SOLE 155602 0 58102 MKS INSTRUMENTS INC cs 55306N104 3477 36792 SH SOLE 36792 0 0 MOELIS & CO CL A cs 60786M105 3813 78611 SH SOLE 78611 0 0 MOLINA HEALTHCARE INC COM cs 60855R100 8429 109926 SH SOLE 109926 0 0 MONOLITHIC PWR SYS INC COM cs 609839105 4339 38615 SH SOLE 38615 0 0 MOSAIC CO cs 61945C103 8908 347163 SH SOLE 346913 0 250 MYOKARDIA INC cs 62857M105 1280 30408 SH SOLE 30408 0 0 MYRIAD GENETICS INC COM cs 62855J104 4140 120546 SH SOLE 100115 0 20431 NATIONAL BEVERAGE CORP cs 635017106 2439 25031 SH SOLE 25031 0 0 NATIONAL FUEL GAS CO N J COM cs 636180101 1632 29725 SH SOLE 22025 0 7700 NAVIGANT CONSULTING INC cs 63935N107 4400 226693 SH SOLE 187935 0 38758 NEUROCRINE BIOSCIENCES INC COM cs 64125C109 4832 62282 SH SOLE 62282 0 0 NEWELL BRANDS INC COM cs 651229106 19 600 SH SOLE 600 0 0 NEWELL BRANDS INC COM cs 651229106 3708 120000 SH DFND 01 120000 0 0 NEWPARK RES INC COM PAR cs 651718504 2986 347225 SH SOLE 304008 0 43217 NIGHTSTAR THERAPEUTICS PLC cs 65413A101 1464 111571 SH SOLE 111571 0 0 NINTENDO LTD ADR cs 654445303 23375 511435 SH SOLE 511435 0 0 NOKIA CORP SPONSORED ADR cs 654902204 7657 1643188 SH SOLE 1643188 0 0 NOMAD FOODS LTD cs G6564A105 3725 220264 SH SOLE 220264 0 0 NORTHWESTERN CORP COM NEW cs 668074305 18101 303207 SH SOLE 226682 0 76525 NVIDIA CORP COM cs 67066G104 2209 11415 SH SOLE 11415 0 0 OCCIDENTAL PETROLEUM CORP cs 674599105 4067 55210 SH SOLE 55210 0 0 OCCIDENTAL PETROLEUM CORP cs 674599105 4641 63000 SH DFND 01 63000 0 0 ODONATE THERAPEUTICS INC cs 676079106 755 30218 SH SOLE 30218 0 0 OLIN CORP cs 680665205 6225 174955 SH SOLE 174955 0 0 ON ASSIGNMENT INC COM cs 682159108 7275 113197 SH SOLE 113197 0 0 ORACLE CORP COM cs 68389X105 128 2700 SH SOLE 2700 0 0 ORACLE CORP COM cs 68389X105 5910 125000 SH DFND 01 125000 0 0 OSHKOSH CORP COM cs 688239201 6902 75936 SH SOLE 75936 0 0 OXFORD INDS INC COM cs 691497309 8359 111175 SH SOLE 80725 0 30450 PACIFIC PREMIER BANCORP COM cs 69478X105 5444 136092 SH SOLE 136092 0 0 PACKAGING CORP OF AMERICA cs 695156109 1257 10425 SH SOLE 10425 0 0 PACWEST BANCORP cs 695263103 2527 50142 SH SOLE 43073 0 7069 PALO ALTO NETWORKS INC COM cs 697435105 16 108 SH SOLE 108 0 0 PALO ALTO NETWORKS INC COM cs 697435105 3261 22500 SH DFND 01 22500 0 0 PAYCOM SOFTWARE INC COM cs 70432V102 2326 28951 SH SOLE 28951 0 0 PC-TEL INC COM cs 69325Q105 12905 1751082 SH SOLE 1751082 0 0 PEBBLEBROOK HOTEL TRUST cs 70509V100 13556 364701 SH SOLE 264196 0 100505 PEPSICO INC cs 713448108 5591 46625 SH SOLE 46625 0 0 PEPSICO INC cs 713448108 7795 65000 SH DFND 01 65000 0 0 PFIZER INC cs 717081103 11145 307690 SH SOLE 307690 0 0 PFIZER INC cs 717081103 8512 235000 SH DFND 01 235000 0 0 PHILIP MORRIS INTERNATIONAL cs 718172109 7225 68390 SH SOLE 68390 0 0 PHILIP MORRIS INTERNATIONAL cs 718172109 6973 66000 SH DFND 01 66000 0 0 PINNACLE FINANCIAL PARTNERS CO cs 72346Q104 10004 150895 SH SOLE 112695 0 38200 PIONEER NAT RES CO COM cs 723787107 1436 8310 SH SOLE 8310 0 0 PITNEY BOWES INC cs 724479100 20493 1833036 SH SOLE 1788746 0 44290 PLEXUS CORP COM cs 729132100 21832 359550 SH SOLE 262233 0 97317 PNC FINANCIAL SERVICES GROUP cs 693475105 9687 67135 SH SOLE 67135 0 0 PPG INDS INC COM cs 693506107 2336 20000 SH DFND 01 20000 0 0 PPL CORPORATION cs 69351T106 2845 91936 SH SOLE 91936 0 0 PPL CORPORATION cs 69351T106 3404 110000 SH DFND 01 110000 0 0 PRA GROUP INC COM cs 69354N106 18085 544730 SH SOLE 396255 0 148475 PRA HEALTH SCIENCES INC COM cs 69354M108 2985 32782 SH SOLE 32782 0 0 PROGRESS SOFTWARE CORP COM cs 743312100 15334 360206 SH SOLE 260474 0 99732 PROOFPOINT INC COM cs 743424103 3085 34742 SH SOLE 34742 0 0 PRUDENTIAL FINL INC COM cs 744320102 3449 30000 SH DFND 01 30000 0 0 PS BUSINESS PKS INC CALIF COM cs 69360J107 16776 134115 SH SOLE 100240 0 33875 PTC INC COM cs 69370C100 519 8543 SH SOLE 8543 0 0 PUBLIC SVC ENTERPRISE GROUP CO cs 744573106 1692 32860 SH SOLE 32860 0 0 PULTE GROUP INC COM cs 745867101 4131 124252 SH SOLE 85043 0 39209 PUMA BIOTECHNOLOGY INC cs 74587V107 3865 39098 SH SOLE 39098 0 0 QUAKER CHEMICAL CORP cs 747316107 3308 21937 SH SOLE 21937 0 0 QUALITY SYS INC COM cs 747582104 3609 265756 SH SOLE 213201 0 52555 QUEST DIAGNOSTICS INC cs 74834L100 1327 13475 SH SOLE 13475 0 0 RALPH LAUREN CORP CL A cs 751212101 3852 37145 SH SOLE 25820 0 11325 RAYTHEON CO COM NEW cs 755111507 6199 33000 SH DFND 01 33000 0 0 RED ROBIN GOURMET BURGERS cs 75689M101 3900 69148 SH SOLE 69148 0 0 RENASANT CORP COM cs 75970E107 14254 348605 SH SOLE 260430 0 88175 RETAIL PPTYS AMER INC CL A cs 76131V202 1741 129505 SH SOLE 88080 0 41425 REVG GROUP INC cs 749527107 3762 115653 SH SOLE 115653 0 0 RINGCENTRAL INC CL A cs 76680R206 4409 91086 SH SOLE 91086 0 0 ROCKWELL AUTOMATION INC COM cs 773903109 1048 5339 SH SOLE 5339 0 0 ROCKWELL COLLINS INC COM cs 774341101 911 6720 SH SOLE 6720 0 0 ROGERS CORP COM cs 775133101 18137 112015 SH SOLE 81345 0 30670 ROYAL DUTCH SHELL PLC-ADR A cs 780259206 4426 66347 SH SOLE 66347 0 0 RSP PERMIAN INC COM cs 74978Q105 20184 496155 SH SOLE 361205 0 134950 RUDOLPH TECHNOLOGIES INC COM cs 781270103 3166 132470 SH SOLE 103705 0 28765 RUSH ENTERPISES INC CL A cs 781846209 20643 406286 SH SOLE 294611 0 111675 SAGE THERAPEUTICS INC COM cs 78667J108 4744 28803 SH SOLE 28803 0 0 SAIA INC COM cs 78709Y105 20486 289550 SH SOLE 209900 0 79650 SAREPTA THERAPEUTICS INC cs 803607100 6401 115042 SH SOLE 115042 0 0 SCANSOURCE INC COM cs 806037107 3718 103844 SH SOLE 86385 0 17459 SCHEIN HENRY INC COM cs 806407102 700 10016 SH SOLE 10016 0 0 SCHLUMBERGER LTD cs 806857108 7337 108869 SH SOLE 108869 0 0 SCHLUMBERGER LTD cs 806857108 3369 50000 SH DFND 01 50000 0 0 SCHOLASTIC CORP COM cs 807066105 16149 402610 SH SOLE 293500 0 109110 SCHWAB CHARLES CORP NEW COM cs 808513105 144 2800 SH SOLE 2800 0 0 SCHWAB CHARLES CORP NEW COM cs 808513105 5651 110000 SH DFND 01 110000 0 0 SCIENTIFIC GAMES CORP cs 80874P109 4493 87582 SH SOLE 87582 0 0 SEAGATE TECHNOLOGY PLC SHS cs G7945M107 1970 47095 SH SOLE 26110 0 20985 SELECTIVE INS GROUP INC COM cs 816300107 25650 436960 SH SOLE 326041 0 110919 SERVICENOW INC COM cs 81762P102 438 3359 SH SOLE 3359 0 0 SHERWIN-WILLIAMS CO cs 824348106 1623 3959 SH SOLE 3959 0 0 SIX FLAGS ENTMT CORP NEW COM cs 83001A102 3386 50859 SH SOLE 50859 0 0 SIX FLAGS ENTMT CORP NEW COM cs 83001A102 3328 50000 SH DFND 01 50000 0 0 SNAP ON INC COM cs 833034101 2317 13295 SH SOLE 13295 0 0 SONIC CORP COM cs 835451105 1222 44458 SH SOLE 44458 0 0 SONY CORP ADR NEW cs 835699307 4235 94209 SH SOLE 94209 0 0 SOUTH ST CORP COM cs 840441109 18216 209018 SH SOLE 152410 0 56608 SOUTHWEST GAS HOLDINGS INC cs 844895102 16169 200905 SH SOLE 145555 0 55350 SPARK THERAPEUTICS INC cs 84652J103 1019 19822 SH SOLE 19822 0 0 SPARTAN MTRS INC COM cs 846819100 5531 351184 SH SOLE 279475 0 71709 SPDR S&P 500 ETF TR TR UNIT cs 78462F103 2935 11000 SH DFND 01 11000 0 0 SRC ENERGY INC COM cs 78470V108 13045 1529335 SH SOLE 1100235 0 429100 STAMPS COM INC COM NEW cs 852857200 1050 5585 SH SOLE 5585 0 0 STRAYER EDUCATION INC cs 863236105 5134 57310 SH SOLE 41593 0 15717 SUNTRUST BKS INC COM cs 867914103 7641 118306 SH SOLE 118306 0 0 SUPERIOR INDS INTL INC cs 868168105 12304 828520 SH SOLE 828520 0 0 SVB FINL GROUP COM cs 78486Q101 6546 28000 SH DFND 01 28000 0 0 SYNCHRONY FINL COM cs 87165B103 1235 31985 SH SOLE 31985 0 0 TAILORED BRANDS INC cs 87403A107 2097 96045 SH SOLE 96045 0 0 TAKE-TWO INTERACTIVE SOFTWARE cs 874054109 7257 66101 SH SOLE 66101 0 0 TE CONNECTIVITY LTD REG SHS cs H84989104 2347 24695 SH SOLE 24695 0 0 TELEFLEX INC COM cs 879369106 1801 7237 SH SOLE 7237 0 0 TEXAS ROADHOUSE INC COM cs 882681109 4456 84580 SH SOLE 84580 0 0 THERMO FISHER SCIENTIFICINC cs 883556102 6646 35000 SH DFND 01 35000 0 0 THOR INDUSTRIES INC cs 885160101 6113 40561 SH SOLE 40561 0 0 TOLL BROTHERS INC COM cs 889478103 1873 38995 SH SOLE 24220 0 14775 TOPBUILD CORP cs 89055F103 4184 55240 SH SOLE 55240 0 0 TOWNE BANK cs 89214P109 14404 468424 SH SOLE 342660 0 125764 TRI POINTE GROUP INC. cs 87265H109 14053 784210 SH SOLE 586335 0 197875 TRIMBLE INC COM cs 896239100 860 21160 SH SOLE 21160 0 0 TRUEBLUE INC COM cs 89785X101 17390 632365 SH SOLE 460820 0 171545 ULTIMATE SOFTWARE GROUP INC CO cs 90385D107 4217 19324 SH SOLE 19324 0 0 UMB FINL CORP COM cs 902788108 13349 185611 SH SOLE 134036 0 51575 UMPQUA HOLDINGS CORP COM cs 904214103 17015 818052 SH SOLE 661327 0 156725 UNISYS CORP COM NEW cs 909214306 490 60082 SH SOLE 31460 0 28622 UNITED BANKSHARES INC W VA COM cs 909907107 9334 268600 SH SOLE 200850 0 67750 UNITED CMNTY BKS BLAIRSVLE GA cs 90984P303 16446 584420 SH SOLE 422720 0 161700 UNITEDHEALTH GROUP INC COM cs 91324P102 6967 31600 SH DFND 01 31600 0 0 UNIVERSAL DISPLAY CORP COM cs 91347P105 3722 21560 SH SOLE 21560 0 0 UNUM GROUP COM cs 91529Y106 2375 43260 SH SOLE 22735 0 20525 VAIL RESORTS INC COM cs 91879Q109 2062 9705 SH SOLE 9705 0 0 VALVOLINE INC COM cs 92047W101 1838 73340 SH SOLE 73340 0 0 VARONIS SYSTEMS INC cs 922280102 5279 108726 SH SOLE 108726 0 0 VECTREN CORP COM cs 92240G101 2561 39390 SH SOLE 28990 0 10400 VERTEX PHARMACEUTICALS INC COM cs 92532F100 996 6644 SH SOLE 6644 0 0 VIACOM INC NEW CL B cs 92553P201 12951 420365 SH SOLE 420365 0 0 VONAGE HLDGS CORP COM cs 92886T201 7069 695057 SH SOLE 548836 0 146221 VULCAN MATLS CO COM cs 929160109 2832 22065 SH SOLE 17290 0 4775 WAGEWORKS INC COM cs 930427109 3199 51589 SH SOLE 51589 0 0 WEBSTER FINL CORP WATERBURYCON cs 947890109 1825 32505 SH SOLE 32505 0 0 WELLCARE HEALTH PLANS INC COM cs 94946T106 1204 5985 SH SOLE 3335 0 2650 WELLS FARGO & COMPANY cs 949746101 7471 123145 SH SOLE 123145 0 0 WESCO AIRCRAFT HOLDINGS INC cs 950814103 2024 273542 SH SOLE 221656 0 51886 WESTERN ALLIANCE BANCORP COM cs 957638109 6789 119902 SH SOLE 119902 0 0 WESTROCK CO cs 96145D105 3413 53996 SH SOLE 53996 0 0 WESTROCK CO cs 96145D105 2528 40000 SH DFND 01 40000 0 0 WEX INC COM cs 96208T104 1055 7469 SH SOLE 7469 0 0 WINNEBAGO INDS INC cs 974637100 4491 80772 SH SOLE 68227 0 12545 WOLVERINE WORLD WIDE INC COM cs 978097103 12396 388840 SH SOLE 290715 0 98125 XCEL ENERGY INC cs 98389B100 5434 112945 SH SOLE 112945 0 0 XPERI CORP COM cs 98421B100 20728 849505 SH SOLE 849505 0 0 ZOETIS INC CL A cs 98978V103 1577 21888 SH SOLE 21888 0 0 ZOETIS INC CL A cs 98978V103 2521 35000 SH DFND 01 35000 0 0 ATLAS AIR WORLDWIDE HLDGS INC cv 049164BH8 12272 10700000 PRN SOLE 10700000 0 0 CALAMP CORP cv 128126AB5 8489 8027000 PRN SOLE 8027000 0 0 CHART INDS INC cv 16115QAC4 8320 8341000 PRN SOLE 8341000 0 0 HURON CONSULTING GROUP INC cv 447462AB8 19277 20714000 PRN SOLE 20714000 0 0 NUANCE COMMUNICATIONS cv 67020YAF7 35087 35712000 PRN SOLE 35712000 0 0 SUCAMPO PHARMACEUTICALS cv 864909AB2 11943 9835000 PRN SOLE 9835000 0 0 TWITTER INC cv 90184LAB8 18095 18948000 PRN SOLE 18948000 0 0 TWITTER INC cv 90184LAD4 20263 21744000 PRN SOLE 21744000 0 0 BECTON DICKINSON & CO PFD SHS cp 075887208 5150 88529 SH SOLE 88529 0 0 BECTON DICKINSON & CO PFD SHS cp 075887208 2036 35000 SH DFND 01 35000 0 0 CHESAPEAKE ENERGY CORP PFD CON cp 165167826 19991 351104 SH SOLE 351104 0 0 HESS CORP DEP PDF SR A cp 42809H404 2315 40000 SH DFND 01 40000 0 0 NEW YORK CMNTY CAP TR V BONUSE cp 64944P307 5708 112510 SH SOLE 112510 0 0 RLJ LODGING TRUST PFD CV A $1. cp 74965L200 17179 636006 SH SOLE 624304 0 11702 STERICYCLE INC DEP PFD A 1/10 cp 858912207 21629 407710 SH SOLE 407710 0 0