Managing Principal

0001616026-20-000003.txt : 20200511 0001616026-20-000003.hdr.sgml : 20200511 20200511154953 ACCESSION NUMBER: 0001616026-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200511 DATE AS OF CHANGE: 20200511 EFFECTIVENESS DATE: 20200511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Capital Management, LLC CENTRAL INDEX KEY: 0001616026 IRS NUMBER: 352429157 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16264 FILM NUMBER: 20864577 BUSINESS ADDRESS: STREET 1: 2211 RIMLAND DRIVE STREET 2: SUITE 401 CITY: BELLINGHAM STATE: WA ZIP: 98226 BUSINESS PHONE: 360-715-9000 MAIL ADDRESS: STREET 1: 2211 RIMLAND DRIVE STREET 2: SUITE 401 CITY: BELLINGHAM STATE: WA ZIP: 98226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001616026 XXXXXXXX 03-31-2020 03-31-2020 Tradewinds Capital Management, LLC

2211 RIMLAND DRIVE SUITE 401 BELLINGHAM WA 98226

13F HOLDINGS REPORT 028-16264 N Bryant J. Engebretson Managing Principal 360-715-9000 Bryant J. 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DIVID ETF 464287168 46 620 SH SOLE 0 0 620 ISHARES TR TIPS BD ETF 464287176 26 222 SH SOLE 0 0 222 ISHARES TR CORE S&P500 ETF 464287200 22 86 SH SOLE 0 0 86 ISHARES TR CORE US AGGBD ET 464287226 2269 19665 SH SOLE 0 0 19665 ISHARES TR MSCI EMG MKT ETF 464287234 17 496 SH SOLE 0 0 496 ISHARES TR IBOXX INV CP ETF 464287242 5 40 SH SOLE 0 0 40 ISHARES TR 20 YR TR BD ETF 464287432 7 40 SH SOLE 0 0 40 ISHARES TR 1 3 YR TREAS BD 464287457 285 3286 SH SOLE 0 0 3286 ISHARES TR MSCI EAFE ETF 464287465 125 2329 SH SOLE 0 0 2329 ISHARES TR RUS MD CP GR ETF 464287481 11 90 SH SOLE 0 0 90 ISHARES TR CORE S&P MCP ETF 464287507 10 71 SH SOLE 0 0 71 ISHARES TR COHEN STEER REIT 464287564 2 25 SH SOLE 0 0 25 ISHARES TR RUS 1000 VAL ETF 464287598 2 24 SH SOLE 0 0 24 ISHARES TR S&P MC 400GR ETF 464287606 2 13 SH SOLE 0 0 13 ISHARES TR RUS 1000 GRW ETF 464287614 103 683 SH SOLE 0 0 683 ISHARES TR RUSSELL 2000 ETF 464287655 9 80 SH SOLE 0 0 80 ISHARES TR U.S. REAL ES ETF 464287739 10 142 SH SOLE 0 0 142 ISHARES TR U.S. ENERGY ETF 464287796 3 200 SH SOLE 0 0 200 ISHARES TR CORE S&P SCP ETF 464287804 18 320 SH SOLE 0 0 320 ISHARES TR U.S. BAS MTL ETF 464287838 5 67 SH SOLE 0 0 67 ISHARES TR EUROPE ETF 464287861 7 187 SH SOLE 0 0 187 ISHARES TR GL TIMB FORE ETF 464288174 20 420 SH SOLE 0 0 420 ISHARES TR IBOXX HI YD ETF 464288513 2 30 SH SOLE 0 0 30 ISHARES TR US AER DEF ETF 464288760 2 14 SH SOLE 0 0 14 ISHARES TR EAFE VALUE ETF 464288877 5 129 SH SOLE 0 0 129 ISHARES TR NEW ZEALAND ETF 464289123 11 250 SH SOLE 0 0 250 ISHARES SILVER TRUST ISHARES 46428Q109 102 7812 SH SOLE 0 0 7812 ISHARES TR MIN VOL EAFE ETF 46429B689 8 132 SH SOLE 0 0 132 ISHARES TR CORE MSCI EAFE 46432F842 16 312 SH SOLE 0 0 312 ISHARES TR CORE TOTAL USD 46434V613 6 105 SH SOLE 0 0 105 JPMORGAN CHASE & CO COM 46625H100 181 2007 SH SOLE 0 0 2007 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 238 4782 SH SOLE 0 0 4782 JACOBS ENGR GROUP INC COM 469814107 14 175 SH SOLE 0 0 175 JEFFERIES FINL GROUP INC COM 47233W109 7 542 SH SOLE 0 0 542 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1 12 SH SOLE 0 0 12 JOHNSON & JOHNSON COM 478160104 997 7602 SH SOLE 0 0 7602 KKR & CO INC CL A 48251W104 12 500 SH SOLE 0 0 500 KANDI TECHNOLOGIES GROUP INC COM 483709101 5 2000 SH SOLE 0 0 2000 KANSAS CITY SOUTHERN COM NEW 485170302 6 48 SH SOLE 0 0 48 KELLOGG CO COM 487836108 0 3 SH SOLE 0 0 3 KEYCORP COM 493267108 40 3877 SH SOLE 0 0 3877 KEYSIGHT TECHNOLOGIES INC COM 49338L103 0 1 SH SOLE 0 0 1 KIMBERLY CLARK CORP COM 494368103 2 19 SH SOLE 0 0 19 KINDER MORGAN INC DEL COM 49456B101 9 643 SH SOLE 0 0 643 KINROSS GOLD CORP COM 496902404 2 545 SH SOLE 0 0 545 KIRKLAND LAKE GOLD LTD COM 49741E100 8 280 SH SOLE 0 0 280 KOHLS CORP COM 500255104 4 268 SH SOLE 0 0 268 KONTOOR BRANDS INC COM 50050N103 0 9 SH SOLE 0 0 9 KROGER CO COM 501044101 101 3359 SH SOLE 0 0 3359 LKQ CORP COM 501889208 5 251 SH SOLE 0 0 251 L3HARRIS TECHNOLOGIES INC COM 502431109 10 56 SH SOLE 0 0 56 LABORATORY CORP AMER HLDGS COM NEW 50540R409 6 50 SH SOLE 0 0 50 LAM RESEARCH CORP COM 512807108 12 50 SH SOLE 0 0 50 LAMB WESTON HLDGS INC COM 513272104 19 333 SH SOLE 0 0 333 LAUDER ESTEE COS INC CL A 518439104 35 220 SH SOLE 0 0 220 LEGG MASON ETF INVT TR L VOL H DIV ETF 52468L406 37 1428 SH SOLE 0 0 1428 LENNAR CORP CL A 526057104 8 200 SH SOLE 0 0 200 LILLY ELI & CO COM 532457108 231 1665 SH SOLE 0 0 1665 LIVE OAK BANCSHARES INC COM 53803X105 0 1 SH SOLE 0 0 1 LOCKHEED MARTIN CORP COM 539830109 64 189 SH SOLE 0 0 189 LOGMEIN INC COM 54142L109 35 421 SH SOLE 0 0 421 LOWES COS INC COM 548661107 187 2170 SH SOLE 0 0 2170 LULULEMON ATHLETICA INC COM 550021109 36 192 SH SOLE 0 0 192 LUMENTUM HLDGS INC COM 55024U109 10 140 SH SOLE 0 0 140 LYFT INC CL A COM 55087P104 4 135 SH SOLE 0 0 135 MPLX LP COM UNIT REP LTD 55336V100 3 226 SH SOLE 0 0 226 MSCI INC COM 55354G100 29 102 SH SOLE 0 0 102 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 0 18 SH SOLE 0 0 18 MACYS INC COM 55616P104 0 36 SH SOLE 0 0 36 MARATHON PETE CORP COM 56585A102 12 487 SH SOLE 0 0 487 MCCORMICK & CO INC COM NON VTG 579780206 63 449 SH SOLE 0 0 449 MCDONALDS CORP COM 580135101 246 1490 SH SOLE 0 0 1490 MCEWEN MNG INC COM 58039P107 0 520 SH SOLE 0 0 520 MCKESSON CORP COM 58155Q103 44 322 SH SOLE 0 0 322 MERCK & CO. INC COM 58933Y105 292 3797 SH SOLE 0 0 3797 METLIFE INC COM 59156R108 16 513 SH SOLE 0 0 513 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 1 227 SH SOLE 0 0 227 MICROSOFT CORP COM 594918104 42550 269799 SH SOLE 0 0 269799 MICROVISION INC DEL COM NEW 594960304 2 14063 SH SOLE 0 0 14063 MICROCHIP TECHNOLOGY INC COM 595017104 4 60 SH SOLE 0 0 60 MICROBOT MED INC COM NEW 59503A204 3 591 SH SOLE 0 0 591 MICRON TECHNOLOGY INC COM 595112103 82 1950 SH SOLE 0 0 1950 MID AMER APT CMNTYS INC COM 59522J103 9 84 SH SOLE 0 0 84 MONDELEZ INTL INC CL A 609207105 3 69 SH SOLE 0 0 69 MORGAN STANLEY COM NEW 617446448 5 150 SH SOLE 0 0 150 NETFLIX INC COM 64110L106 5 12 SH SOLE 0 0 12 NEW GERMANY FD INC COM 644465106 21 1782 SH SOLE 0 0 1782 NEW GOLD INC CDA COM 644535106 0 126 SH SOLE 0 0 126 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 2 15 SH SOLE 0 0 15 NEWMONT CORP COM 651639106 2 49 SH SOLE 0 0 49 NEXTERA ENERGY INC COM 65339F101 78 324 SH SOLE 0 0 324 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 13 300 SH SOLE 0 0 300 NIKE INC CL B 654106103 68 819 SH SOLE 0 0 819 NOKIA CORP SPONSORED ADR 654902204 8 2598 SH SOLE 0 0 2598 NOBLE ENERGY INC COM 655044105 4 600 SH SOLE 0 0 600 NORDSTROM INC COM 655664100 147 9599 SH SOLE 0 0 9599 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 0 600 SH SOLE 0 0 600 NOVARTIS A G SPONSORED ADR 66987V109 24 294 SH SOLE 0 0 294 NOVO-NORDISK A S ADR 670100205 29 485 SH SOLE 0 0 485 NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 36 2515 SH SOLE 0 0 2515 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 19 1375 SH SOLE 0 0 1375 NUVEEN AMT FREE QLTY MUN INC COM 670657105 67 4928 SH SOLE 0 0 4928 NVIDIA CORP COM 67066G104 159 604 SH SOLE 0 0 604 NUVEEN QUALITY MUNCP INCOME COM 67066V101 69 5018 SH SOLE 0 0 5018 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 65 4590 SH SOLE 0 0 4590 NUVEEN AMT FREE MUN CR INC F COM 67071L106 46 3117 SH SOLE 0 0 3117 NUTRIEN LTD COM 67077M108 2 56 SH SOLE 0 0 56 NUVEEN MUN VALUE FD INC COM 670928100 135 13863 SH SOLE 0 0 13863 O REILLY AUTOMOTIVE INC NEW COM 67103H107 11 35 SH SOLE 0 0 35 OBSIDIAN ENERGY LTD COM 674482203 0 14 SH SOLE 0 0 14 OCCIDENTAL PETE CORP COM 674599105 6 481 SH SOLE 0 0 481 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 1 53 SH SOLE 0 0 53 OMNICELL INC COM 68213N109 20 307 SH SOLE 0 0 307 ONE GAS INC COM 68235P108 52 618 SH SOLE 0 0 618 ONEOK INC NEW COM 682680103 91 4194 SH SOLE 0 0 4194 ORACLE CORP COM 68389X105 1152 23843 SH SOLE 0 0 23843 ORBCOMM INC COM 68555P100 7 2716 SH SOLE 0 0 2716 ORGANIGRAM HLDGS INC COM 68620P101 1 307 SH SOLE 0 0 307 OSISKO GOLD ROYALTIES LTD COM 68827L101 1 90 SH SOLE 0 0 90 OTELCO INC CL A NEW 688823301 108 22950 SH SOLE 0 0 22950 OVINTIV INC COM 69047Q102 5 2034 SH SOLE 0 0 2034 PG&E CORP COM 69331C108 3 380 SH SOLE 0 0 380 PNC FINL SVCS GROUP INC COM 693475105 7 72 SH SOLE 0 0 72 PACCAR INC COM 693718108 964 15768 SH SOLE 0 0 15768 PACIFIC PREMIER BANCORP COM 69478X105 0 17 SH SOLE 0 0 17 PACWEST BANCORP DEL COM 695263103 1 30 SH SOLE 0 0 30 PALO ALTO NETWORKS INC COM 697435105 379 2310 SH SOLE 0 0 2310 PAPA JOHNS INTL INC COM 698813102 3 50 SH SOLE 0 0 50 PAYCHEX INC COM 704326107 28 450 SH SOLE 0 0 450 PAYPAL HLDGS INC COM 70450Y103 90 944 SH SOLE 0 0 944 PEMBINA PIPELINE CORP COM 706327103 4 233 SH SOLE 0 0 233 PEPSICO INC COM 713448108 271 2254 SH SOLE 0 0 2254 PERSPECTA INC COM 715347100 2 85 SH SOLE 0 0 85 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 51 2634 SH SOLE 0 0 2634 PFIZER INC COM 717081103 220 6755 SH SOLE 0 0 6755 PHILIP MORRIS INTL INC COM 718172109 103 1408 SH SOLE 0 0 1408 PHILLIPS 66 COM 718546104 76 1418 SH SOLE 0 0 1418 PIMCO ETF TR INV GRD CRP BD 72201R817 32414 306200 SH SOLE 0 0 306200 PIMCO DYNAMIC INCOME FD SHS 72201Y101 2 100 SH SOLE 0 0 100 PIONEER NAT RES CO COM 723787107 14 200 SH SOLE 0 0 200 PIPER SANDLER COMPANIES COM 724078100 1 28 SH SOLE 0 0 28 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 3 500 SH SOLE 0 0 500 PLUG POWER INC COM NEW 72919P202 0 80 SH SOLE 0 0 80 POOL CORPORATION COM 73278L105 23 118 SH SOLE 0 0 118 POST HLDGS INC COM 737446104 2 30 SH SOLE 0 0 30 PRINCIPAL FINL GROUP INC COM 74251V102 9 300 SH SOLE 0 0 300 PROCTER & GAMBLE CO COM 742718109 552 5021 SH SOLE 0 0 5021 PROGRESSIVE CORP OHIO COM 743315103 567 7680 SH SOLE 0 0 7680 PROSHARES TR PSHS SHORT DOW30 74347B235 1 14 SH SOLE 0 0 14 PROSHARES TR ULTSHRT QQQ 74347B243 1 31 SH SOLE 0 0 31 PROSHARES TR ULTRAPRO SHORT S 74347B268 17 700 SH SOLE 0 0 700 PROSHARES TR PSHS ULT SEMICDT 74347R669 0 10 SH SOLE 0 0 10 PROSHARES TR PSHS ULTRA TECH 74347R693 1 10 SH SOLE 0 0 10 PROSHARES TR PSHS ULT HLTHCRE 74347R735 1 12 SH SOLE 0 0 12 PROSHARES TR S&P 500 DV ARIST 74348A467 26 450 SH SOLE 0 0 450 PRUDENTIAL FINL INC COM 744320102 86 1653 SH SOLE 0 0 1653 PULTE GROUP INC COM 745867101 3 121 SH SOLE 0 0 121 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 14 3150 SH SOLE 0 0 3150 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 69 5796 SH SOLE 0 0 5796 QORVO INC COM 74736K101 60 739 SH SOLE 0 0 739 QUALCOMM INC COM 747525103 91 1339 SH SOLE 0 0 1339 QUANTA SVCS INC COM 74762E102 13 415 SH SOLE 0 0 415 RADIAN GROUP INC COM 750236101 3 235 SH SOLE 0 0 235 RAMBUS INC DEL COM 750917106 3 296 SH SOLE 0 0 296 RALPH LAUREN CORP CL A 751212101 4 55 SH SOLE 0 0 55 RAYTHEON CO COM NEW 755111507 93 708 SH SOLE 0 0 708 REALNETWORKS INC COM NEW 75605L708 0 50 SH SOLE 0 0 50 REALTY INCOME CORP COM 756109104 66 1317 SH SOLE 0 0 1317 REDFIN CORP COM 75737F108 4 233 SH SOLE 0 0 233 REDWOOD TR INC COM 758075402 1 270 SH SOLE 0 0 270 REGENERON PHARMACEUTICALS COM 75886F107 122 250 SH SOLE 0 0 250 REPUBLIC SVCS INC COM 760759100 7 99 SH SOLE 0 0 99 RESMED INC COM 761152107 6 43 SH SOLE 0 0 43 RESIDEO TECHNOLOGIES INC COM 76118Y104 9 1919 SH SOLE 0 0 1919 RESTAURANT BRANDS INTL INC COM 76131D103 1 30 SH SOLE 0 0 30 RIO TINTO PLC SPONSORED ADR 767204100 27 600 SH SOLE 0 0 600 RITE AID CORP COM 767754872 0 25 SH SOLE 0 0 25 ROKU INC COM CL A 77543R102 3 40 SH SOLE 0 0 40 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3 85 SH SOLE 0 0 85 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 39 1125 SH SOLE 0 0 1125 SPDR S&P 500 ETF TR TR UNIT 78462F103 41 160 SH SOLE 0 0 160 SPDR GOLD TRUST GOLD SHS 78463V107 256 1729 SH SOLE 0 0 1729 SPDR INDEX SHS FDS PORTFLO EURP ETF 78463X103 13113 486760 SH SOLE 0 0 486760 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 142 1552 SH SOLE 0 0 1552 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 5 212 SH SOLE 0 0 212 SPDR SER TR PORTFOLIO CRPORT 78464A144 5 161 SH SOLE 0 0 161 SPDR SER TR S&P 600 SMCP GRW 78464A201 12356 267551 SH SOLE 0 0 267551 SPDR SER TR NUVEEN BBG BRCLY 78464A284 18239 333312 SH SOLE 0 0 333312 SPDR SER TR S&P 600 SMCP VAL 78464A300 9 226 SH SOLE 0 0 226 SPDR SER TR BLMBRG BRC CNVRT 78464A359 13456 281160 SH SOLE 0 0 281160 SPDR SER TR PORTFOLIO INTRMD 78464A375 5 146 SH SOLE 0 0 146 SPDR SER TR PRTFLO S&P500 GW 78464A409 13955 390445 SH SOLE 0 0 390445 SPDR SER TR BLOMBERG INTL TR 78464A516 6 227 SH SOLE 0 0 227 SPDR SER TR PORTFOLIO LN TSR 78464A664 2160 45729 SH SOLE 0 0 45729 SPDR SER TR S&P DIVID ETF 78464A763 45 558 SH SOLE 0 0 558 SPDR SER TR S&P 400 MDCP GRW 78464A821 1702 39758 SH SOLE 0 0 39758 SPDR SER TR S&P 400 MDCP VAL 78464A839 3226 91482 SH SOLE 0 0 91482 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 5 24 SH SOLE 0 0 24 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3 11 SH SOLE 0 0 11 SSR MNG INC COM 784730103 1 91 SH SOLE 0 0 91 SABRA HEALTH CARE REIT INC COM 78573L106 4 350 SH SOLE 0 0 350 SALESFORCE COM INC COM 79466L302 375 2603 SH SOLE 0 0 2603 SANDSTORM GOLD LTD COM NEW 80013R206 5 985 SH SOLE 0 0 985 SAP SE SPON ADR 803054204 63 569 SH SOLE 0 0 569 SCHLUMBERGER LTD COM 806857108 12 875 SH SOLE 0 0 875 SCHWAB CHARLES CORP COM 808513105 7 221 SH SOLE 0 0 221 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 15 250 SH SOLE 0 0 250 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 235 3836 SH SOLE 0 0 3836 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 108 1355 SH SOLE 0 0 1355 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 33 741 SH SOLE 0 0 741 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 8612 204267 SH SOLE 0 0 204267 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 5621 109109 SH SOLE 0 0 109109 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 17 821 SH SOLE 0 0 821 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 13727 531248 SH SOLE 0 0 531248 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 20 376 SH SOLE 0 0 376 SCHWAB STRATEGIC TR US REIT ETF 808524847 184 5618 SH SOLE 0 0 5618 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 9964 169519 SH SOLE 0 0 169519 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 34031 657851 SH SOLE 0 0 657851 SEA LTD SPONSORED ADS 81141R100 5 120 SH SOLE 0 0 120 SEABRIDGE GOLD INC COM 811916105 4 400 SH SOLE 0 0 400 SEATTLE GENETICS INC COM 812578102 104 905 SH SOLE 0 0 905 SELECT SECTOR SPDR TR ENERGY 81369Y506 2 86 SH SOLE 0 0 86 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11053 530902 SH SOLE 0 0 530902 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3 50 SH SOLE 0 0 50 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 86 1066 SH SOLE 0 0 1066 SEMPRA ENERGY COM 816851109 162 1432 SH SOLE 0 0 1432 SERVICE CORP INTL COM 817565104 126 3218 SH SOLE 0 0 3218 SHOPIFY INC CL A 82509L107 8 20 SH SOLE 0 0 20 SILICON LABORATORIES INC COM 826919102 13 156 SH SOLE 0 0 156 SILVERCREST METALS INC COM 828363101 3 670 SH SOLE 0 0 670 SIMON PPTY GROUP INC NEW COM 828806109 1 17 SH SOLE 0 0 17 SIRIUS XM HLDGS INC COM 82968B103 2 500 SH SOLE 0 0 500 SLACK TECHNOLOGIES INC COM CL A 83088V102 3 112 SH SOLE 0 0 112 SMITH A O CORP COM 831865209 10 266 SH SOLE 0 0 266 SMUCKER J M CO COM NEW 832696405 3 29 SH SOLE 0 0 29 SNAP INC CL A 83304A106 1 70 SH SOLE 0 0 70 SOLAREDGE TECHNOLOGIES INC COM 83417M104 25 310 SH SOLE 0 0 310 SONY CORP SPONSORED ADR 835699307 1 25 SH SOLE 0 0 25 SOUND FINL BANCORP INC COM 83607A100 115 5371 SH SOLE 0 0 5371 SOUTHERN CO COM 842587107 18 338 SH SOLE 0 0 338 SOUTHWEST AIRLS CO COM 844741108 41 1163 SH SOLE 0 0 1163 SPECTRUM PHARMACEUTICALS INC COM 84763A108 2 700 SH SOLE 0 0 700 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 0 13 SH SOLE 0 0 13 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 874 66591 SH SOLE 0 0 66591 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 93 17835 SH SOLE 0 0 17835 SPRINT CORPORATION COM 85207U105 128 14828 SH SOLE 0 0 14828 SPROTT ETF TR GOLD MINERS ETF 85210B102 2 95 SH SOLE 0 0 95 STANLEY BLACK & DECKER INC COM 854502101 133 1325 SH SOLE 0 0 1325 STARBUCKS CORP COM 855244109 2990 45487 SH SOLE 0 0 45487 STORE CAP CORP COM 862121100 8 430 SH SOLE 0 0 430 STRYKER CORP COM 863667101 14 85 SH SOLE 0 0 85 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 4 300 SH SOLE 0 0 300 SUNCOR ENERGY INC NEW COM 867224107 4 268 SH SOLE 0 0 268 SUNPOWER CORP COM 867652406 6 1100 SH SOLE 0 0 1100 SUPERIOR ENERGY SVCS INC COM NEW 868157306 0 56 SH SOLE 0 0 56 SYNOPSYS INC COM 871607107 10 75 SH SOLE 0 0 75 SYNCHRONY FINL COM 87165B103 5 280 SH SOLE 0 0 280 SYSCO CORP COM 871829107 35 766 SH SOLE 0 0 766 TCF FINANCIAL CORPORATION NE COM 872307103 25 1111 SH SOLE 0 0 1111 TD AMERITRADE HLDG CORP COM 87236Y108 5 151 SH SOLE 0 0 151 TJX COS INC NEW COM 872540109 38 800 SH SOLE 0 0 800 T MOBILE US INC COM 872590104 7 87 SH SOLE 0 0 87 TABULA RASA HEALTHCARE INC COM 873379101 2 30 SH SOLE 0 0 30 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 12 100 SH SOLE 0 0 100 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 3 190 SH SOLE 0 0 190 TANGER FACTORY OUTLET CTRS I COM 875465106 2 400 SH SOLE 0 0 400 TAPESTRY INC COM 876030107 0 30 SH SOLE 0 0 30 TARGET CORP COM 87612E106 483 5196 SH SOLE 0 0 5196 TC ENERGY CORP COM 87807B107 240 5418 SH SOLE 0 0 5418 TELADOC HEALTH INC COM 87918A105 8 50 SH SOLE 0 0 50 TELEFONICA S A SPONSORED ADR 879382208 1 154 SH SOLE 0 0 154 TEMPLETON GLOBAL INCOME FD COM 880198106 18 3350 SH SOLE 0 0 3350 TERRAFORM PWR INC COM CL A 88104R209 4 256 SH SOLE 0 0 256 TESLA INC COM 88160R101 24 45 SH SOLE 0 0 45 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 4 465 SH SOLE 0 0 465 TEXAS INSTRS INC COM 882508104 80 800 SH SOLE 0 0 800 THE TRADE DESK INC COM CL A 88339J105 10 50 SH SOLE 0 0 50 THERMO FISHER SCIENTIFIC INC COM 883556102 294 1038 SH SOLE 0 0 1038 THOMSON REUTERS CORP COM NEW 884903709 10 150 SH SOLE 0 0 150 3M CO COM 88579Y101 232 1699 SH SOLE 0 0 1699 TIZIANA LIFE SCIENCES PLC SPONSORED ADS 88875G101 0 40 SH SOLE 0 0 40 TORONTO DOMINION BK ONT COM NEW 891160509 4 88 SH SOLE 0 0 88 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1 10 SH SOLE 0 0 10 TRANSENTERIX INC COM 89366M300 10 27231 SH SOLE 0 0 27231 TRAVELERS COMPANIES INC COM 89417E109 25 256 SH SOLE 0 0 256 TRINITY INDS INC COM 896522109 2 100 SH SOLE 0 0 100 TRIP COM GROUP LTD ADS 89677Q107 4 150 SH SOLE 0 0 150 TRUEBLUE INC COM 89785X101 2 150 SH SOLE 0 0 150 TWILIO INC CL A 90138F102 3 33 SH SOLE 0 0 33 TWIST BIOSCIENCE CORP COM 90184D100 5 156 SH SOLE 0 0 156 TWITTER INC COM 90184L102 0 15 SH SOLE 0 0 15 II VI INC COM 902104108 0 2 SH SOLE 0 0 2 TYSON FOODS INC CL A 902494103 89 1545 SH SOLE 0 0 1545 UDR INC COM 902653104 99 2700 SH SOLE 0 0 2700 US BANCORP DEL COM NEW 902973304 168 4891 SH SOLE 0 0 4891 UBER TECHNOLOGIES INC COM 90353T100 5 178 SH SOLE 0 0 178 ULTA BEAUTY INC COM 90384S303 1 6 SH SOLE 0 0 6 UNDER ARMOUR INC CL C 904311206 2 212 SH SOLE 0 0 212 UNILEVER N V N Y SHS NEW 904784709 9 179 SH SOLE 0 0 179 UNION PAC CORP COM 907818108 219 1555 SH SOLE 0 0 1555 UNITED AIRLS HLDGS INC COM 910047109 103 3250 SH SOLE 0 0 3250 UNITED PARCEL SERVICE INC CL B 911312106 1111 11893 SH SOLE 0 0 11893 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1 50 SH SOLE 0 0 50 UNITED TECHNOLOGIES CORP COM 913017109 16 168 SH SOLE 0 0 168 UNITED THERAPEUTICS CORP DEL COM 91307C102 3 32 SH SOLE 0 0 32 UNITEDHEALTH GROUP INC COM 91324P102 71 283 SH SOLE 0 0 283 UNIVERSAL INS HLDGS INC COM 91359V107 1 53 SH SOLE 0 0 53 UNIVERSAL HLTH SVCS INC CL B 913903100 11 106 SH SOLE 0 0 106 URANIUM ENERGY CORP COM 916896103 0 440 SH SOLE 0 0 440 V F CORP COM 918204108 4 65 SH SOLE 0 0 65 VALERO ENERGY CORP COM 91913Y100 11 234 SH SOLE 0 0 234 VALMONT INDS INC COM 920253101 424 4000 SH SOLE 0 0 4000 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 8 350 SH SOLE 0 0 350 VANECK VECTORS ETF TR PHARMACEUTICAL 92189F692 54 1000 SH SOLE 0 0 1000 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 6 230 SH SOLE 0 0 230 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 1 49 SH SOLE 0 0 49 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 11 104 SH SOLE 0 0 104 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 31 359 SH SOLE 0 0 359 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 32 949 SH SOLE 0 0 949 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1 21 SH SOLE 0 0 21 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 382 6786 SH SOLE 0 0 6786 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12 359 SH SOLE 0 0 359 VANGUARD WORLD FDS ENERGY ETF 92204A306 6 167 SH SOLE 0 0 167 VECTRUS INC COM 92242T101 0 1 SH SOLE 0 0 1 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 165 698 SH SOLE 0 0 698 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 4 33 SH SOLE 0 0 33 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 20 291 SH SOLE 0 0 291 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3 18 SH SOLE 0 0 18 VANGUARD INDEX FDS MID CAP ETF 922908629 335 2544 SH SOLE 0 0 2544 VANGUARD INDEX FDS LARGE CAP ETF 922908637 39 327 SH SOLE 0 0 327 VANGUARD INDEX FDS GROWTH ETF 922908736 24 150 SH SOLE 0 0 150 VANGUARD INDEX FDS VALUE ETF 922908744 21 232 SH SOLE 0 0 232 VANGUARD INDEX FDS SMALL CP ETF 922908751 46 401 SH SOLE 0 0 401 VANGUARD INDEX FDS TOTAL STK MKT 922908769 26 201 SH SOLE 0 0 201 VERISIGN INC COM 92343E102 17 93 SH SOLE 0 0 93 VERIZON COMMUNICATIONS INC COM 92343V104 414 7707 SH SOLE 0 0 7707 VIAVI SOLUTIONS INC COM 925550105 0 1 SH SOLE 0 0 1 VIRNETX HLDG CORP COM 92823T108 1 100 SH SOLE 0 0 100 VISA INC COM CL A 92826C839 933 5790 SH SOLE 0 0 5790 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1 54 SH SOLE 0 0 54 WEC ENERGY GROUP INC COM 92939U106 15 170 SH SOLE 0 0 170 WABTEC COM 929740108 3 61 SH SOLE 0 0 61 WALMART INC COM 931142103 477 4202 SH SOLE 0 0 4202 WALGREENS BOOTS ALLIANCE INC COM 931427108 19 414 SH SOLE 0 0 414 WASHINGTON FED INC COM 938824109 534 20562 SH SOLE 0 0 20562 WASTE CONNECTIONS INC COM 94106B101 26 334 SH SOLE 0 0 334 WELLS FARGO CO NEW COM 949746101 66 2295 SH SOLE 0 0 2295 WELLS FARGO CO NEW PERP PFD CNV A 949746804 57 45 SH SOLE 0 0 45 WELLTOWER INC COM 95040Q104 19 422 SH SOLE 0 0 422 WESTERN ASSET MUN HIGH INCOM COM 95766N103 7 967 SH SOLE 0 0 967 WESTERN DIGITAL CORP. COM 958102105 8 193 SH SOLE 0 0 193 WEX INC COM 96208T104 5 48 SH SOLE 0 0 48 WEYERHAEUSER CO COM 962166104 52 3047 SH SOLE 0 0 3047 WHEATON PRECIOUS METALS CORP COM 962879102 19 680 SH SOLE 0 0 680 WHIRLPOOL CORP COM 963320106 0 1 SH SOLE 0 0 1 WILLIAMS COS INC COM 969457100 8 583 SH SOLE 0 0 583 WORLD GOLD TR SPDR GLD MINIS 98149E204 23 1465 SH SOLE 0 0 1465 WYNN RESORTS LTD COM 983134107 3 50 SH SOLE 0 0 50 XCEL ENERGY INC COM 98389B100 103 1711 SH SOLE 0 0 1711 XYLEM INC COM 98419M100 2 32 SH SOLE 0 0 32 YAMANA GOLD INC COM 98462Y100 3 1030 SH SOLE 0 0 1030 YUM BRANDS INC COM 988498101 18 266 SH SOLE 0 0 266 YUM CHINA HLDGS INC COM 98850P109 11 266 SH SOLE 0 0 266 ZIMMER BIOMET HOLDINGS INC COM 98956P102 43 430 SH SOLE 0 0 430 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 91 620 SH SOLE 0 0 620 ZUMIEZ INC COM 989817101 5 300 SH SOLE 0 0 300 EURONAV NV ANTWERPEN SHS B38564108 1 98 SH SOLE 0 0 98 ADIENT PLC ORD SHS G0084W101 0 8 SH SOLE 0 0 8 ALLEGION PLC ORD SHS G0176J109 46 503 SH SOLE 0 0 503 ALLERGAN PLC SHS G0177J108 21 120 SH SOLE 0 0 120 AMCOR PLC ORD G0250X107 86 10609 SH SOLE 0 0 10609 AMBARELLA INC SHS G037AX101 0 10 SH SOLE 0 0 10 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 11 67 SH SOLE 0 0 67 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 11 300 SH SOLE 0 0 300 BUNGE LIMITED COM G16962105 4 102 SH SOLE 0 0 102 EATON CORP PLC SHS G29183103 17 221 SH SOLE 0 0 221 JOHNSON CTLS INTL PLC SHS G51502105 2 83 SH SOLE 0 0 83 MALLINCKRODT PUB LTD CO SHS G5785G107 0 3 SH SOLE 0 0 3 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 15 672 SH SOLE 0 0 672 MEDTRONIC PLC SHS G5960L103 26 286 SH SOLE 0 0 286 SEAGATE TECHNOLOGY PLC SHS G7945M107 5 100 SH SOLE 0 0 100 SINA CORP ORD G81477104 11 360 SH SOLE 0 0 360 STERIS PLC SHS USD G8473T100 0 3 SH SOLE 0 0 3 TRANE TECHNOLOGIES PLC SHS G8994E103 118 1430 SH SOLE 0 0 1430 PERRIGO CO PLC SHS G97822103 1 18 SH SOLE 0 0 18 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 3 60 SH SOLE 0 0 60 TE CONNECTIVITY LTD REG SHS H84989104 5 78 SH SOLE 0 0 78 TRANSOCEAN LTD REG SHS H8817H100 1 1144 SH SOLE 0 0 1144 SPOTIFY TECHNOLOGY S A SHS L8681T102 8 65 SH SOLE 0 0 65 MELLANOX TECHNOLOGIES LTD SHS M51363113 12 100 SH SOLE 0 0 100 FERRARI N V COM N3167Y103 1 6 SH SOLE 0 0 6 MYLAN NV SHS EURO N59465109 0 33 SH SOLE 0 0 33 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 4 113 SH SOLE 0 0 113