0001616026-20-000003.txt : 20200511
0001616026-20-000003.hdr.sgml : 20200511
20200511154953
ACCESSION NUMBER: 0001616026-20-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200511
DATE AS OF CHANGE: 20200511
EFFECTIVENESS DATE: 20200511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradewinds Capital Management, LLC
CENTRAL INDEX KEY: 0001616026
IRS NUMBER: 352429157
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16264
FILM NUMBER: 20864577
BUSINESS ADDRESS:
STREET 1: 2211 RIMLAND DRIVE
STREET 2: SUITE 401
CITY: BELLINGHAM
STATE: WA
ZIP: 98226
BUSINESS PHONE: 360-715-9000
MAIL ADDRESS:
STREET 1: 2211 RIMLAND DRIVE
STREET 2: SUITE 401
CITY: BELLINGHAM
STATE: WA
ZIP: 98226
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001616026
XXXXXXXX
03-31-2020
03-31-2020
Tradewinds Capital Management, LLC
2211 RIMLAND DRIVE
SUITE 401
BELLINGHAM
WA
98226
13F HOLDINGS REPORT
028-16264
N
Bryant J. Engebretson
Managing Principal
360-715-9000
Bryant J. Engebretson
Bellingham
WA
05-11-2020
0
695
319417
false
INFORMATION TABLE
2
tradewinds1q20.xml
AFLAC INC
COM
001055102
11
310
SH
SOLE
0
0
310
AT&T INC
COM
00206R102
264
9054
SH
SOLE
0
0
9054
ABBOTT LABS
COM
002824100
320
4059
SH
SOLE
0
0
4059
ABBVIE INC
COM
00287Y109
90
1184
SH
SOLE
0
0
1184
ABERDEEN STD SILVER ETF TR
PHYSCL SILVR SHS
003264108
17
1285
SH
SOLE
0
0
1285
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
289
19094
SH
SOLE
0
0
19094
ABSOLUTE SHS TR
WBI PWR FCTR ETF
00400R858
7
462
SH
SOLE
0
0
462
ACTIVISION BLIZZARD INC
COM
00507V109
15
260
SH
SOLE
0
0
260
ADOBE INC
COM
00724F101
3089
9707
SH
SOLE
0
0
9707
ADVISORSHARES TR
RANGER EQUITY BE
00768Y883
1
200
SH
SOLE
0
0
200
ADVANSIX INC
COM
00773T101
4
419
SH
SOLE
0
0
419
ADVANCED MICRO DEVICES INC
COM
007903107
8
174
SH
SOLE
0
0
174
AEROVIRONMENT INC
COM
008073108
6
100
SH
SOLE
0
0
100
AGILENT TECHNOLOGIES INC
COM
00846U101
14
202
SH
SOLE
0
0
202
AIR PRODS & CHEMS INC
COM
009158106
3
17
SH
SOLE
0
0
17
AKAMAI TECHNOLOGIES INC
COM
00971T101
12
135
SH
SOLE
0
0
135
ALASKA AIR GROUP INC
COM
011659109
47
1647
SH
SOLE
0
0
1647
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
20
11458
SH
SOLE
0
0
11458
ALBEMARLE CORP
COM
012653101
23
415
SH
SOLE
0
0
415
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
136
700
SH
SOLE
0
0
700
ALLIANCE DATA SYSTEMS CORP
COM
018581108
1
26
SH
SOLE
0
0
26
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
19
1500
SH
SOLE
0
0
1500
ALLIANZGI CONV INCOME FD
COM
018828103
0
19
SH
SOLE
0
0
19
ALLSTATE CORP
COM
020002101
96
1045
SH
SOLE
0
0
1045
ALPHABET INC
CAP STK CL C
02079K107
591
508
SH
SOLE
0
0
508
ALPHABET INC
CAP STK CL A
02079K305
514
442
SH
SOLE
0
0
442
ALTRIA GROUP INC
COM
02209S103
62
1594
SH
SOLE
0
0
1594
AMAZON COM INC
COM
023135106
5767
2958
SH
SOLE
0
0
2958
AMBEV SA
SPONSORED ADR
02319V103
2
1044
SH
SOLE
0
0
1044
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
42
3600
SH
SOLE
0
0
3600
AMERICAN AIRLS GROUP INC
COM
02376R102
22
1785
SH
SOLE
0
0
1785
AMERICAN ELEC PWR CO INC
COM
025537101
12
155
SH
SOLE
0
0
155
AMERICAN EXPRESS CO
COM
025816109
80
930
SH
SOLE
0
0
930
AMERICAN FIN TR INC
COM CLASS A
02607T109
8
1200
SH
SOLE
0
0
1200
AMERICAN TOWER CORP NEW
COM
03027X100
22
101
SH
SOLE
0
0
101
AMERICAN WTR WKS CO INC NEW
COM
030420103
51
426
SH
SOLE
0
0
426
AMERIPRISE FINL INC
COM
03076C106
6
60
SH
SOLE
0
0
60
AMGEN INC
COM
031162100
1368
6749
SH
SOLE
0
0
6749
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
18
3484
SH
SOLE
0
0
3484
APOGEE ENTERPRISES INC
COM
037598109
1
71
SH
SOLE
0
0
71
APHRIA INC
COM
03765K104
1
355
SH
SOLE
0
0
355
APPIAN CORP
CL A
03782L101
8
200
SH
SOLE
0
0
200
APPLE INC
COM
037833100
3602
14166
SH
SOLE
0
0
14166
APPLIED INDL TECHNOLOGIES IN
COM
03820C105
22
472
SH
SOLE
0
0
472
APPLIED MATLS INC
COM
038222105
500
10917
SH
SOLE
0
0
10917
ARCHER DANIELS MIDLAND CO
COM
039483102
17
475
SH
SOLE
0
0
475
ARCOSA INC
COM
039653100
1
33
SH
SOLE
0
0
33
ATMOS ENERGY CORP
COM
049560105
18
185
SH
SOLE
0
0
185
AURORA CANNABIS INC
COM
05156X108
1
1648
SH
SOLE
0
0
1648
AUTOMATIC DATA PROCESSING IN
COM
053015103
109
800
SH
SOLE
0
0
800
AXON ENTERPRISE INC
COM
05464C101
10
146
SH
SOLE
0
0
146
BCE INC
COM NEW
05534B760
6
155
SH
SOLE
0
0
155
BP PLC
SPONSORED ADR
055622104
981
40225
SH
SOLE
0
0
40225
BAIDU INC
SPON ADR REP A
056752108
4
40
SH
SOLE
0
0
40
BALLARD PWR SYS INC NEW
COM
058586108
2
270
SH
SOLE
0
0
270
BK OF AMERICA CORP
COM
060505104
261
12317
SH
SOLE
0
0
12317
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
70
55
SH
SOLE
0
0
55
BANK MONTREAL
COM
063671101
8
157
SH
SOLE
0
0
157
BANK NEW YORK MELLON CORP
COM
064058100
6
188
SH
SOLE
0
0
188
BANK NOVA SCOTIA B C
COM
064149107
2
55
SH
SOLE
0
0
55
BANNER CORP
COM NEW
06652V208
391
11830
SH
SOLE
0
0
11830
BARRICK GOLD CORPORATION
COM
067901108
13
722
SH
SOLE
0
0
722
BAXTER INTL INC
COM
071813109
81
1000
SH
SOLE
0
0
1000
BECTON DICKINSON & CO
COM
075887109
8
34
SH
SOLE
0
0
34
BED BATH & BEYOND INC
COM
075896100
0
100
SH
SOLE
0
0
100
BERKLEY W R CORP
COM
084423102
1
25
SH
SOLE
0
0
25
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
564
3083
SH
SOLE
0
0
3083
BHP GROUP LTD
SPONSORED ADS
088606108
6
161
SH
SOLE
0
0
161
BEYOND MEAT INC
COM
08862E109
5
74
SH
SOLE
0
0
74
BIOTELEMETRY INC
COM
090672106
1
34
SH
SOLE
0
0
34
BLACK HILLS CORP
COM
092113109
30
467
SH
SOLE
0
0
467
BLACKROCK CAP INVT CORP
COM
092533108
1
500
SH
SOLE
0
0
500
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
24
2035
SH
SOLE
0
0
2035
BLACKROCK MUNIYLD INVST QLTY
COM
09254T100
4
300
SH
SOLE
0
0
300
BLACKSTONE GROUP INC
COM CL A
09260D107
16
350
SH
SOLE
0
0
350
BOEING CO
COM
097023105
1831
12278
SH
SOLE
0
0
12278
BOOKING HLDGS INC
COM
09857L108
8
6
SH
SOLE
0
0
6
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
9
130
SH
SOLE
0
0
130
BRIGGS & STRATTON CORP
COM
109043109
1
800
SH
SOLE
0
0
800
BRIGHTHOUSE FINL INC
COM
10922N103
1
24
SH
SOLE
0
0
24
BRISTOL-MYERS SQUIBB CO
COM
110122108
187
3362
SH
SOLE
0
0
3362
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
13
378
SH
SOLE
0
0
378
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
19
200
SH
SOLE
0
0
200
BROADCOM INC
COM
11135F101
15
61
SH
SOLE
0
0
61
BROOKDALE SR LIVING INC
COM
112463104
0
95
SH
SOLE
0
0
95
BROOKFIELD INFRASTRUCTURE CO
COM SB VTG SHS A
11275Q107
1
33
SH
SOLE
0
0
33
B2GOLD CORP
COM
11777Q209
4
1426
SH
SOLE
0
0
1426
CDK GLOBAL INC
COM
12508E101
9
266
SH
SOLE
0
0
266
CDW CORP
COM
12514G108
9
95
SH
SOLE
0
0
95
CIGNA CORP NEW
COM
125523100
499
2818
SH
SOLE
0
0
2818
CME GROUP INC
COM
12572Q105
10
57
SH
SOLE
0
0
57
CSX CORP
COM
126408103
75
1309
SH
SOLE
0
0
1309
CVS HEALTH CORP
COM
126650100
215
3623
SH
SOLE
0
0
3623
CALLAWAY GOLF CO
COM
131193104
20
2000
SH
SOLE
0
0
2000
CANADIAN PAC RY LTD
COM
13645T100
23
106
SH
SOLE
0
0
106
CANOPY GROWTH CORP
COM
138035100
20
1382
SH
SOLE
0
0
1382
CAPITAL ONE FINL CORP
COM
14040H105
1
20
SH
SOLE
0
0
20
CARDINAL HEALTH INC
COM
14149Y108
16
323
SH
SOLE
0
0
323
CARETRUST REIT INC
COM
14174T107
0
2
SH
SOLE
0
0
2
CARLISLE COS INC
COM
142339100
6
50
SH
SOLE
0
0
50
CARNIVAL CORP
UNIT 99/99/9999
143658300
9
703
SH
SOLE
0
0
703
CATERPILLAR INC DEL
COM
149123101
46
398
SH
SOLE
0
0
398
CENTENE CORP DEL
COM
15135B101
1
14
SH
SOLE
0
0
14
CENTURYLINK INC
COM
156700106
26
2766
SH
SOLE
0
0
2766
CHARTER COMMUNICATIONS INC N
CL A
16119P108
72
164
SH
SOLE
0
0
164
CHEGG INC
COM
163092109
11
295
SH
SOLE
0
0
295
CHESAPEAKE ENERGY CORP
COM
165167107
0
1475
SH
SOLE
0
0
1475
CHESAPEAKE UTILS CORP
COM
165303108
60
700
SH
SOLE
0
0
700
CHEVRON CORP NEW
COM
166764100
501
6915
SH
SOLE
0
0
6915
CISCO SYS INC
COM
17275R102
1109
28209
SH
SOLE
0
0
28209
CINTAS CORP
COM
172908105
1
4
SH
SOLE
0
0
4
CITIGROUP INC
COM NEW
172967424
4
92
SH
SOLE
0
0
92
CITRIX SYS INC
COM
177376100
350
2474
SH
SOLE
0
0
2474
CLOROX CO DEL
COM
189054109
29
165
SH
SOLE
0
0
165
COASTAL FINL CORP WA
COM NEW
19046P209
42
4005
SH
SOLE
0
0
4005
COCA COLA CO
COM
191216100
158
3577
SH
SOLE
0
0
3577
COLUMBIA BKG SYS INC
COM
197236102
15
553
SH
SOLE
0
0
553
COMCAST CORP NEW
CL A
20030N101
363
10556
SH
SOLE
0
0
10556
COMMUNITY HEALTHCARE TR INC
COM
20369C106
4
100
SH
SOLE
0
0
100
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
2
1095
SH
SOLE
0
0
1095
CONAGRA BRANDS INC
COM
205887102
29
1000
SH
SOLE
0
0
1000
CONOCOPHILLIPS
COM
20825C104
65
2119
SH
SOLE
0
0
2119
CORNING INC
COM
219350105
34
1679
SH
SOLE
0
0
1679
CORTEVA INC
COM
22052L104
9
404
SH
SOLE
0
0
404
COSTCO WHSL CORP NEW
COM
22160K105
2799
9815
SH
SOLE
0
0
9815
CROCS INC
COM
227046109
0
25
SH
SOLE
0
0
25
CRONOS GROUP INC
COM
22717L101
1
177
SH
SOLE
0
0
177
CROWN CASTLE INTL CORP NEW
COM
22822V101
33
231
SH
SOLE
0
0
231
DXC TECHNOLOGY CO
COM
23355L106
2
171
SH
SOLE
0
0
171
DANAHER CORPORATION
COM
235851102
226
1633
SH
SOLE
0
0
1633
DARDEN RESTAURANTS INC
COM
237194105
5
100
SH
SOLE
0
0
100
DEERE & CO
COM
244199105
607
4395
SH
SOLE
0
0
4395
DELL TECHNOLOGIES INC
CL C
24703L202
51
1299
SH
SOLE
0
0
1299
DELTA AIR LINES INC DEL
COM NEW
247361702
81
2853
SH
SOLE
0
0
2853
DENBURY RES INC
COM NEW
247916208
3
17235
SH
SOLE
0
0
17235
DEUTSCHE BANK AG
DB GOLD DBL LNG
25154H749
3
100
SH
SOLE
0
0
100
DEVON ENERGY CORP NEW
COM
25179M103
1
100
SH
SOLE
0
0
100
DIAGEO P L C
SPON ADR NEW
25243Q205
167
1312
SH
SOLE
0
0
1312
DIEBOLD NXDF INC
COM
253651103
0
129
SH
SOLE
0
0
129
DIGITAL RLTY TR INC
COM
253868103
3
21
SH
SOLE
0
0
21
DIREXION SHS ETF TR
DAILY JR GLD MIN
25460E166
9
2282
SH
SOLE
0
0
2282
DIREXION SHS ETF TR
DLY S&P OIL GAS
25460E174
2
100
SH
SOLE
0
0
100
DIREXION SHS ETF TR
DAILY TECHNOLOGY
25460E562
2
300
SH
SOLE
0
0
300
DIREXION SHS ETF TR
DLY GOLD INDX 3X
25460E844
2
305
SH
SOLE
0
0
305
DIREXION SHS ETF TR
DLY S&P500 BR 3X
25460E885
18
1120
SH
SOLE
0
0
1120
DIREXION SHS ETF TR
OIL GAS BL 3X SH
25460G500
2
143
SH
SOLE
0
0
143
DISNEY WALT CO
COM DISNEY
254687106
554
5732
SH
SOLE
0
0
5732
DISH NETWORK CORPORATION
CL A
25470M109
17
837
SH
SOLE
0
0
837
DOCUSIGN INC
COM
256163106
2
27
SH
SOLE
0
0
27
DOLLAR GEN CORP NEW
COM
256677105
45
300
SH
SOLE
0
0
300
DOMINION ENERGY INC
COM
25746U109
110
1528
SH
SOLE
0
0
1528
DOUYU INTERNATIONAL HLDNGS L
SPONSORED ADS
25985W105
0
7
SH
SOLE
0
0
7
DOW INC
COM
260557103
12
404
SH
SOLE
0
0
404
DUKE REALTY CORP
COM NEW
264411505
1
33
SH
SOLE
0
0
33
DUKE ENERGY CORP NEW
COM NEW
26441C204
164
2031
SH
SOLE
0
0
2031
DUPONT DE NEMOURS INC
COM
26614N102
14
411
SH
SOLE
0
0
411
EOG RES INC
COM
26875P101
8
225
SH
SOLE
0
0
225
ETF MANAGERS TR
PRIME JUNIR SLVR
26924G102
6
869
SH
SOLE
0
0
869
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
0
23
SH
SOLE
0
0
23
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
9
919
SH
SOLE
0
0
919
EBAY INC
COM
278642103
26
856
SH
SOLE
0
0
856
ECHOSTAR CORP
CL A
278768106
5
160
SH
SOLE
0
0
160
ECOLAB INC
COM
278865100
176
1127
SH
SOLE
0
0
1127
EDGEWELL PERS CARE CO
COM
28035Q102
10
407
SH
SOLE
0
0
407
EDISON INTL
COM
281020107
55
1000
SH
SOLE
0
0
1000
EDITAS MEDICINE INC
COM
28106W103
2
100
SH
SOLE
0
0
100
EKSO BIONICS HLDGS INC
COM
282644301
0
60
SH
SOLE
0
0
60
8X8 INC NEW
COM
282914100
1
65
SH
SOLE
0
0
65
EL PASO ENERGY CAP TR I
PFD CV TR SECS
283678209
9
200
SH
SOLE
0
0
200
ELECTRAMECCANICA VEHS CORP
COM NEW
284849205
9
8925
SH
SOLE
0
0
8925
ELECTRONIC ARTS INC
COM
285512109
16
159
SH
SOLE
0
0
159
EMCOR GROUP INC
COM
29084Q100
31
500
SH
SOLE
0
0
500
EMERSON ELEC CO
COM
291011104
50
1055
SH
SOLE
0
0
1055
EMPIRE ST RLTY TR INC
CL A
292104106
2
229
SH
SOLE
0
0
229
ENBRIDGE INC
COM
29250N105
265
9126
SH
SOLE
0
0
9126
ENERGY FUELS INC
COM NEW
292671708
2
1550
SH
SOLE
0
0
1550
ENERGIZER HLDGS INC NEW
COM
29272W109
12
407
SH
SOLE
0
0
407
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
2
500
SH
SOLE
0
0
500
ENPRO INDS INC
COM
29355X107
7
188
SH
SOLE
0
0
188
ENTERPRISE FINL SVCS CORP
COM
293712105
6
220
SH
SOLE
0
0
220
ENTERPRISE PRODS PARTNERS L
COM
293792107
6
385
SH
SOLE
0
0
385
EPAM SYS INC
COM
29414B104
35
190
SH
SOLE
0
0
190
ENVIVA PARTNERS LP
COM UNIT
29414J107
8
300
SH
SOLE
0
0
300
EQUINOX GOLD CORP
COM
29446Y502
0
70
SH
SOLE
0
0
70
EQUITY RESIDENTIAL
SH BEN INT
29476L107
53
860
SH
SOLE
0
0
860
ERICSSON
ADR B SEK 10
294821608
1
160
SH
SOLE
0
0
160
ESSENTIAL UTILS INC
COM
29670G102
3
67
SH
SOLE
0
0
67
EVERCORE INC
CLASS A
29977A105
3
55
SH
SOLE
0
0
55
EXELON CORP
COM
30161N101
2
58
SH
SOLE
0
0
58
EXPEDIA GROUP INC
COM NEW
30212P303
0
1
SH
SOLE
0
0
1
EXP WORLD HLDGS INC
COM
30212W100
1
120
SH
SOLE
0
0
120
EXPEDITORS INTL WASH INC
COM
302130109
43
642
SH
SOLE
0
0
642
EXXON MOBIL CORP
COM
30231G102
199
5251
SH
SOLE
0
0
5251
F M C CORP
COM NEW
302491303
20
250
SH
SOLE
0
0
250
FS BANCORP INC
COM
30263Y104
13
362
SH
SOLE
0
0
362
FACEBOOK INC
CL A
30303M102
784
4701
SH
SOLE
0
0
4701
FEDEX CORP
COM
31428X106
116
960
SH
SOLE
0
0
960
F5 NETWORKS INC
COM
315616102
459
4304
SH
SOLE
0
0
4304
FIDELITY COVINGTON TR
MSCI ENERGY IDX
316092402
4
535
SH
SOLE
0
0
535
FIDELITY COVINGTON TR
MSCI FINLS IDX
316092501
8
263
SH
SOLE
0
0
263
FIDELITY COVINGTON TR
MSCI HLTH CARE I
316092600
19
431
SH
SOLE
0
0
431
FIDELITY NATL INFORMATION SV
COM
31620M106
5
42
SH
SOLE
0
0
42
FIDUCIARY CLAYMORE ENGRY INF
COM
31647Q106
1
475
SH
SOLE
0
0
475
FIESTA RESTAURANT GROUP INC
COM
31660B101
1
200
SH
SOLE
0
0
200
FIRST MAJESTIC SILVER CORP
COM
32076V103
7
1110
SH
SOLE
0
0
1110
FIRST TR EXCHANGE-TRADED FD
NAS CLNEDG GREEN
33733E500
0
15
SH
SOLE
0
0
15
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
9
340
SH
SOLE
0
0
340
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
0
8
SH
SOLE
0
0
8
FLUOR CORP NEW
COM
343412102
0
28
SH
SOLE
0
0
28
FORD MTR CO DEL
COM
345370860
13
2765
SH
SOLE
0
0
2765
FORTINET INC
COM
34959E109
20
200
SH
SOLE
0
0
200
FORTIVE CORP
COM
34959J108
110
1991
SH
SOLE
0
0
1991
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
26
600
SH
SOLE
0
0
600
FORTUNA SILVER MINES INC
COM
349915108
2
750
SH
SOLE
0
0
750
FOX CORP
CL A COM
35137L105
0
18
SH
SOLE
0
0
18
FRANCO NEVADA CORP
COM
351858105
2
17
SH
SOLE
0
0
17
FREEPORT-MCMORAN INC
CL B
35671D857
8
1233
SH
SOLE
0
0
1233
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
0
36
SH
SOLE
0
0
36
FUNKO INC
COM CL A
361008105
7
1765
SH
SOLE
0
0
1765
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
10
3738
SH
SOLE
0
0
3738
GARRETT MOTION INC
COM
366505105
3
1057
SH
SOLE
0
0
1057
GENERAL DYNAMICS CORP
COM
369550108
21
161
SH
SOLE
0
0
161
GENERAL ELECTRIC CO
COM
369604103
105
13252
SH
SOLE
0
0
13252
GENERAL MLS INC
COM
370334104
36
676
SH
SOLE
0
0
676
GENERAL MTRS CO
COM
37045V100
1
37
SH
SOLE
0
0
37
GENUINE PARTS CO
COM
372460105
5
80
SH
SOLE
0
0
80
GILEAD SCIENCES INC
COM
375558103
14
190
SH
SOLE
0
0
190
GLOBAL X FDS
GLBL X MLP ETF
37950E473
3
830
SH
SOLE
0
0
830
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
1
27
SH
SOLE
0
0
27
GLOBAL X FDS
S&P 500 CATHOLIC
37954Y889
0
14
SH
SOLE
0
0
14
GLOBUS MED INC
CL A
379577208
15
345
SH
SOLE
0
0
345
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
1
125
SH
SOLE
0
0
125
GOLDMAN SACHS GROUP INC
COM
38141G104
2
13
SH
SOLE
0
0
13
GOLDMAN SACHS MLP ENERGY REN
COM
38148G107
1
1406
SH
SOLE
0
0
1406
GOODYEAR TIRE & RUBR CO
COM
382550101
1
120
SH
SOLE
0
0
120
GOPRO INC
CL A
38268T103
1
200
SH
SOLE
0
0
200
GRAINGER W W INC
COM
384802104
31
123
SH
SOLE
0
0
123
GRAPHIC PACKAGING HLDG CO
COM
388689101
1
50
SH
SOLE
0
0
50
GREAT PANTHER MINING LIMITED
COM
39115V101
0
660
SH
SOLE
0
0
660
GREENBRIER COS INC
COM
393657101
2
100
SH
SOLE
0
0
100
GROUPON INC
COM
399473107
0
200
SH
SOLE
0
0
200
GUARDANT HEALTH INC
COM
40131M109
5
66
SH
SOLE
0
0
66
H & E EQUIPMENT SERVICES INC
COM
404030108
1
51
SH
SOLE
0
0
51
HDFC BANK LTD
SPONSORED ADS
40415F101
130
3368
SH
SOLE
0
0
3368
HP INC
COM
40434L105
35
2000
SH
SOLE
0
0
2000
HALLIBURTON CO
COM
406216101
14
2113
SH
SOLE
0
0
2113
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
2
1071
SH
SOLE
0
0
1071
HARTFORD FINL SVCS GROUP INC
COM
416515104
16
446
SH
SOLE
0
0
446
HASBRO INC
COM
418056107
4
50
SH
SOLE
0
0
50
HAWAIIAN ELEC INDUSTRIES
COM
419870100
69
1600
SH
SOLE
0
0
1600
HEALTHPEAK PROPERTIES INC
COM
42250P103
1
23
SH
SOLE
0
0
23
HECLA MNG CO
COM
422704106
1
580
SH
SOLE
0
0
580
HERCULES CAPITAL INC
COM
427096508
18
2308
SH
SOLE
0
0
2308
HERSHEY CO
COM
427866108
9
66
SH
SOLE
0
0
66
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
19
2000
SH
SOLE
0
0
2000
HEXCEL CORP NEW
COM
428291108
4
115
SH
SOLE
0
0
115
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
5
578
SH
SOLE
0
0
578
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
4
300
SH
SOLE
0
0
300
HOME DEPOT INC
COM
437076102
1197
6413
SH
SOLE
0
0
6413
HONDA MOTOR LTD
AMERN SHS
438128308
4
158
SH
SOLE
0
0
158
HONEYWELL INTL INC
COM
438516106
1717
12837
SH
SOLE
0
0
12837
ITT INC
COM
45073V108
1
16
SH
SOLE
0
0
16
IAMGOLD CORP
COM
450913108
2
705
SH
SOLE
0
0
705
ILLINOIS TOOL WKS INC
COM
452308109
92
645
SH
SOLE
0
0
645
IMPINJ INC
COM
453204109
11
659
SH
SOLE
0
0
659
INCYTE CORP
COM
45337C102
15
208
SH
SOLE
0
0
208
INFOSYS LTD
SPONSORED ADR
456788108
13
1600
SH
SOLE
0
0
1600
INGERSOLL RAND INC
COM
45687V106
28
1137
SH
SOLE
0
0
1137
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
3
338
SH
SOLE
0
0
338
INSEEGO CORP
COM
45782B104
0
62
SH
SOLE
0
0
62
INTEL CORP
COM
458140100
1087
20086
SH
SOLE
0
0
20086
INTELLIA THERAPEUTICS INC
COM
45826J105
1
100
SH
SOLE
0
0
100
INTERDIGITAL INC
COM
45867G101
13
300
SH
SOLE
0
0
300
INTERNATIONAL BUSINESS MACHS
COM
459200101
188
1698
SH
SOLE
0
0
1698
INTL PAPER CO
COM
460146103
9
300
SH
SOLE
0
0
300
INVESCO QQQ TR
UNIT SER 1
46090E103
171
896
SH
SOLE
0
0
896
INTUITIVE SURGICAL INC
COM NEW
46120E602
9
18
SH
SOLE
0
0
18
INVESCO MUN TR
COM
46131J103
70
5988
SH
SOLE
0
0
5988
INVESCO MUN OPPORTUNITY TR
COM
46132C107
22
1932
SH
SOLE
0
0
1932
INVESCO ADVANTAGE MUN INCOME
SH BEN INT
46132E103
48
4677
SH
SOLE
0
0
4677
INVESCO VALUE MUN INCOME TR
COM
46132P108
7
486
SH
SOLE
0
0
486
INVESCO QUALITY MUNI INC TRS
COM
46133G107
10
812
SH
SOLE
0
0
812
INVESCO INDIA EXCHG TRED FD
INDIA ETF
46137R109
5
327
SH
SOLE
0
0
327
INVESCO EXCHANGE TRADED FD T
S&P500 EQL UTL
46137V274
13441
151940
SH
SOLE
0
0
151940
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
2
11
SH
SOLE
0
0
11
INVESCO EXCHANGE TRADED FD T
S&P500 EQL IND
46137V324
69
700
SH
SOLE
0
0
700
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
46137V373
62
501
SH
SOLE
0
0
501
INVESCO EXCHANGE TRADED FD T
S&P500 EQL DIS
46137V381
58
862
SH
SOLE
0
0
862
INVESCO EXCHANGE TRADED FD T
DYNMC SOFTWARE
46137V639
0
5
SH
SOLE
0
0
5
INVESCO EXCHANGE TRADED FD T
DYNMC PHRMCTLS
46137V662
6
107
SH
SOLE
0
0
107
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
6
104
SH
SOLE
0
0
104
INVESCO EXCHANGE-TRADED FD T
S&P500 LOW VOL
46138E354
2
35
SH
SOLE
0
0
35
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
20
950
SH
SOLE
0
0
950
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 CB
46138J825
3
140
SH
SOLE
0
0
140
INVESCO CURRENCYSHARES JAPAN
JAPANESE YEN
46138W107
310
3515
SH
SOLE
0
0
3515
INVITAE CORP
COM
46185L103
6
430
SH
SOLE
0
0
430
IQIYI INC
SPONSORED ADS
46267X108
9
508
SH
SOLE
0
0
508
ISHARES GOLD TRUST
ISHARES
464285105
2127
141156
SH
SOLE
0
0
141156
ISHARES INC
MSCI AUST ETF
464286103
104
6719
SH
SOLE
0
0
6719
ISHARES INC
MSCI SPAIN ETF
464286764
1
62
SH
SOLE
0
0
62
ISHARES INC
MSCI GERMANY ETF
464286806
29
1355
SH
SOLE
0
0
1355
ISHARES TR
CORE S&P TTL STK
464287150
203
3547
SH
SOLE
0
0
3547
ISHARES TR
SELECT DIVID ETF
464287168
46
620
SH
SOLE
0
0
620
ISHARES TR
TIPS BD ETF
464287176
26
222
SH
SOLE
0
0
222
ISHARES TR
CORE S&P500 ETF
464287200
22
86
SH
SOLE
0
0
86
ISHARES TR
CORE US AGGBD ET
464287226
2269
19665
SH
SOLE
0
0
19665
ISHARES TR
MSCI EMG MKT ETF
464287234
17
496
SH
SOLE
0
0
496
ISHARES TR
IBOXX INV CP ETF
464287242
5
40
SH
SOLE
0
0
40
ISHARES TR
20 YR TR BD ETF
464287432
7
40
SH
SOLE
0
0
40
ISHARES TR
1 3 YR TREAS BD
464287457
285
3286
SH
SOLE
0
0
3286
ISHARES TR
MSCI EAFE ETF
464287465
125
2329
SH
SOLE
0
0
2329
ISHARES TR
RUS MD CP GR ETF
464287481
11
90
SH
SOLE
0
0
90
ISHARES TR
CORE S&P MCP ETF
464287507
10
71
SH
SOLE
0
0
71
ISHARES TR
COHEN STEER REIT
464287564
2
25
SH
SOLE
0
0
25
ISHARES TR
RUS 1000 VAL ETF
464287598
2
24
SH
SOLE
0
0
24
ISHARES TR
S&P MC 400GR ETF
464287606
2
13
SH
SOLE
0
0
13
ISHARES TR
RUS 1000 GRW ETF
464287614
103
683
SH
SOLE
0
0
683
ISHARES TR
RUSSELL 2000 ETF
464287655
9
80
SH
SOLE
0
0
80
ISHARES TR
U.S. REAL ES ETF
464287739
10
142
SH
SOLE
0
0
142
ISHARES TR
U.S. ENERGY ETF
464287796
3
200
SH
SOLE
0
0
200
ISHARES TR
CORE S&P SCP ETF
464287804
18
320
SH
SOLE
0
0
320
ISHARES TR
U.S. BAS MTL ETF
464287838
5
67
SH
SOLE
0
0
67
ISHARES TR
EUROPE ETF
464287861
7
187
SH
SOLE
0
0
187
ISHARES TR
GL TIMB FORE ETF
464288174
20
420
SH
SOLE
0
0
420
ISHARES TR
IBOXX HI YD ETF
464288513
2
30
SH
SOLE
0
0
30
ISHARES TR
US AER DEF ETF
464288760
2
14
SH
SOLE
0
0
14
ISHARES TR
EAFE VALUE ETF
464288877
5
129
SH
SOLE
0
0
129
ISHARES TR
NEW ZEALAND ETF
464289123
11
250
SH
SOLE
0
0
250
ISHARES SILVER TRUST
ISHARES
46428Q109
102
7812
SH
SOLE
0
0
7812
ISHARES TR
MIN VOL EAFE ETF
46429B689
8
132
SH
SOLE
0
0
132
ISHARES TR
CORE MSCI EAFE
46432F842
16
312
SH
SOLE
0
0
312
ISHARES TR
CORE TOTAL USD
46434V613
6
105
SH
SOLE
0
0
105
JPMORGAN CHASE & CO
COM
46625H100
181
2007
SH
SOLE
0
0
2007
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
238
4782
SH
SOLE
0
0
4782
JACOBS ENGR GROUP INC
COM
469814107
14
175
SH
SOLE
0
0
175
JEFFERIES FINL GROUP INC
COM
47233W109
7
542
SH
SOLE
0
0
542
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
1
12
SH
SOLE
0
0
12
JOHNSON & JOHNSON
COM
478160104
997
7602
SH
SOLE
0
0
7602
KKR & CO INC
CL A
48251W104
12
500
SH
SOLE
0
0
500
KANDI TECHNOLOGIES GROUP INC
COM
483709101
5
2000
SH
SOLE
0
0
2000
KANSAS CITY SOUTHERN
COM NEW
485170302
6
48
SH
SOLE
0
0
48
KELLOGG CO
COM
487836108
0
3
SH
SOLE
0
0
3
KEYCORP
COM
493267108
40
3877
SH
SOLE
0
0
3877
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
0
1
SH
SOLE
0
0
1
KIMBERLY CLARK CORP
COM
494368103
2
19
SH
SOLE
0
0
19
KINDER MORGAN INC DEL
COM
49456B101
9
643
SH
SOLE
0
0
643
KINROSS GOLD CORP
COM
496902404
2
545
SH
SOLE
0
0
545
KIRKLAND LAKE GOLD LTD
COM
49741E100
8
280
SH
SOLE
0
0
280
KOHLS CORP
COM
500255104
4
268
SH
SOLE
0
0
268
KONTOOR BRANDS INC
COM
50050N103
0
9
SH
SOLE
0
0
9
KROGER CO
COM
501044101
101
3359
SH
SOLE
0
0
3359
LKQ CORP
COM
501889208
5
251
SH
SOLE
0
0
251
L3HARRIS TECHNOLOGIES INC
COM
502431109
10
56
SH
SOLE
0
0
56
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
6
50
SH
SOLE
0
0
50
LAM RESEARCH CORP
COM
512807108
12
50
SH
SOLE
0
0
50
LAMB WESTON HLDGS INC
COM
513272104
19
333
SH
SOLE
0
0
333
LAUDER ESTEE COS INC
CL A
518439104
35
220
SH
SOLE
0
0
220
LEGG MASON ETF INVT TR
L VOL H DIV ETF
52468L406
37
1428
SH
SOLE
0
0
1428
LENNAR CORP
CL A
526057104
8
200
SH
SOLE
0
0
200
LILLY ELI & CO
COM
532457108
231
1665
SH
SOLE
0
0
1665
LIVE OAK BANCSHARES INC
COM
53803X105
0
1
SH
SOLE
0
0
1
LOCKHEED MARTIN CORP
COM
539830109
64
189
SH
SOLE
0
0
189
LOGMEIN INC
COM
54142L109
35
421
SH
SOLE
0
0
421
LOWES COS INC
COM
548661107
187
2170
SH
SOLE
0
0
2170
LULULEMON ATHLETICA INC
COM
550021109
36
192
SH
SOLE
0
0
192
LUMENTUM HLDGS INC
COM
55024U109
10
140
SH
SOLE
0
0
140
LYFT INC
CL A COM
55087P104
4
135
SH
SOLE
0
0
135
MPLX LP
COM UNIT REP LTD
55336V100
3
226
SH
SOLE
0
0
226
MSCI INC
COM
55354G100
29
102
SH
SOLE
0
0
102
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
0
18
SH
SOLE
0
0
18
MACYS INC
COM
55616P104
0
36
SH
SOLE
0
0
36
MARATHON PETE CORP
COM
56585A102
12
487
SH
SOLE
0
0
487
MCCORMICK & CO INC
COM NON VTG
579780206
63
449
SH
SOLE
0
0
449
MCDONALDS CORP
COM
580135101
246
1490
SH
SOLE
0
0
1490
MCEWEN MNG INC
COM
58039P107
0
520
SH
SOLE
0
0
520
MCKESSON CORP
COM
58155Q103
44
322
SH
SOLE
0
0
322
MERCK & CO. INC
COM
58933Y105
292
3797
SH
SOLE
0
0
3797
METLIFE INC
COM
59156R108
16
513
SH
SOLE
0
0
513
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
1
227
SH
SOLE
0
0
227
MICROSOFT CORP
COM
594918104
42550
269799
SH
SOLE
0
0
269799
MICROVISION INC DEL
COM NEW
594960304
2
14063
SH
SOLE
0
0
14063
MICROCHIP TECHNOLOGY INC
COM
595017104
4
60
SH
SOLE
0
0
60
MICROBOT MED INC
COM NEW
59503A204
3
591
SH
SOLE
0
0
591
MICRON TECHNOLOGY INC
COM
595112103
82
1950
SH
SOLE
0
0
1950
MID AMER APT CMNTYS INC
COM
59522J103
9
84
SH
SOLE
0
0
84
MONDELEZ INTL INC
CL A
609207105
3
69
SH
SOLE
0
0
69
MORGAN STANLEY
COM NEW
617446448
5
150
SH
SOLE
0
0
150
NETFLIX INC
COM
64110L106
5
12
SH
SOLE
0
0
12
NEW GERMANY FD INC
COM
644465106
21
1782
SH
SOLE
0
0
1782
NEW GOLD INC CDA
COM
644535106
0
126
SH
SOLE
0
0
126
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
2
15
SH
SOLE
0
0
15
NEWMONT CORP
COM
651639106
2
49
SH
SOLE
0
0
49
NEXTERA ENERGY INC
COM
65339F101
78
324
SH
SOLE
0
0
324
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
13
300
SH
SOLE
0
0
300
NIKE INC
CL B
654106103
68
819
SH
SOLE
0
0
819
NOKIA CORP
SPONSORED ADR
654902204
8
2598
SH
SOLE
0
0
2598
NOBLE ENERGY INC
COM
655044105
4
600
SH
SOLE
0
0
600
NORDSTROM INC
COM
655664100
147
9599
SH
SOLE
0
0
9599
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
0
600
SH
SOLE
0
0
600
NOVARTIS A G
SPONSORED ADR
66987V109
24
294
SH
SOLE
0
0
294
NOVO-NORDISK A S
ADR
670100205
29
485
SH
SOLE
0
0
485
NUVEEN SELECT TAX FREE INCOM
SH BEN INT
67063C106
36
2515
SH
SOLE
0
0
2515
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
19
1375
SH
SOLE
0
0
1375
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
67
4928
SH
SOLE
0
0
4928
NVIDIA CORP
COM
67066G104
159
604
SH
SOLE
0
0
604
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
69
5018
SH
SOLE
0
0
5018
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
65
4590
SH
SOLE
0
0
4590
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
46
3117
SH
SOLE
0
0
3117
NUTRIEN LTD
COM
67077M108
2
56
SH
SOLE
0
0
56
NUVEEN MUN VALUE FD INC
COM
670928100
135
13863
SH
SOLE
0
0
13863
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
11
35
SH
SOLE
0
0
35
OBSIDIAN ENERGY LTD
COM
674482203
0
14
SH
SOLE
0
0
14
OCCIDENTAL PETE CORP
COM
674599105
6
481
SH
SOLE
0
0
481
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
1
53
SH
SOLE
0
0
53
OMNICELL INC
COM
68213N109
20
307
SH
SOLE
0
0
307
ONE GAS INC
COM
68235P108
52
618
SH
SOLE
0
0
618
ONEOK INC NEW
COM
682680103
91
4194
SH
SOLE
0
0
4194
ORACLE CORP
COM
68389X105
1152
23843
SH
SOLE
0
0
23843
ORBCOMM INC
COM
68555P100
7
2716
SH
SOLE
0
0
2716
ORGANIGRAM HLDGS INC
COM
68620P101
1
307
SH
SOLE
0
0
307
OSISKO GOLD ROYALTIES LTD
COM
68827L101
1
90
SH
SOLE
0
0
90
OTELCO INC
CL A NEW
688823301
108
22950
SH
SOLE
0
0
22950
OVINTIV INC
COM
69047Q102
5
2034
SH
SOLE
0
0
2034
PG&E CORP
COM
69331C108
3
380
SH
SOLE
0
0
380
PNC FINL SVCS GROUP INC
COM
693475105
7
72
SH
SOLE
0
0
72
PACCAR INC
COM
693718108
964
15768
SH
SOLE
0
0
15768
PACIFIC PREMIER BANCORP
COM
69478X105
0
17
SH
SOLE
0
0
17
PACWEST BANCORP DEL
COM
695263103
1
30
SH
SOLE
0
0
30
PALO ALTO NETWORKS INC
COM
697435105
379
2310
SH
SOLE
0
0
2310
PAPA JOHNS INTL INC
COM
698813102
3
50
SH
SOLE
0
0
50
PAYCHEX INC
COM
704326107
28
450
SH
SOLE
0
0
450
PAYPAL HLDGS INC
COM
70450Y103
90
944
SH
SOLE
0
0
944
PEMBINA PIPELINE CORP
COM
706327103
4
233
SH
SOLE
0
0
233
PEPSICO INC
COM
713448108
271
2254
SH
SOLE
0
0
2254
PERSPECTA INC
COM
715347100
2
85
SH
SOLE
0
0
85
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
51
2634
SH
SOLE
0
0
2634
PFIZER INC
COM
717081103
220
6755
SH
SOLE
0
0
6755
PHILIP MORRIS INTL INC
COM
718172109
103
1408
SH
SOLE
0
0
1408
PHILLIPS 66
COM
718546104
76
1418
SH
SOLE
0
0
1418
PIMCO ETF TR
INV GRD CRP BD
72201R817
32414
306200
SH
SOLE
0
0
306200
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
2
100
SH
SOLE
0
0
100
PIONEER NAT RES CO
COM
723787107
14
200
SH
SOLE
0
0
200
PIPER SANDLER COMPANIES
COM
724078100
1
28
SH
SOLE
0
0
28
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
3
500
SH
SOLE
0
0
500
PLUG POWER INC
COM NEW
72919P202
0
80
SH
SOLE
0
0
80
POOL CORPORATION
COM
73278L105
23
118
SH
SOLE
0
0
118
POST HLDGS INC
COM
737446104
2
30
SH
SOLE
0
0
30
PRINCIPAL FINL GROUP INC
COM
74251V102
9
300
SH
SOLE
0
0
300
PROCTER & GAMBLE CO
COM
742718109
552
5021
SH
SOLE
0
0
5021
PROGRESSIVE CORP OHIO
COM
743315103
567
7680
SH
SOLE
0
0
7680
PROSHARES TR
PSHS SHORT DOW30
74347B235
1
14
SH
SOLE
0
0
14
PROSHARES TR
ULTSHRT QQQ
74347B243
1
31
SH
SOLE
0
0
31
PROSHARES TR
ULTRAPRO SHORT S
74347B268
17
700
SH
SOLE
0
0
700
PROSHARES TR
PSHS ULT SEMICDT
74347R669
0
10
SH
SOLE
0
0
10
PROSHARES TR
PSHS ULTRA TECH
74347R693
1
10
SH
SOLE
0
0
10
PROSHARES TR
PSHS ULT HLTHCRE
74347R735
1
12
SH
SOLE
0
0
12
PROSHARES TR
S&P 500 DV ARIST
74348A467
26
450
SH
SOLE
0
0
450
PRUDENTIAL FINL INC
COM
744320102
86
1653
SH
SOLE
0
0
1653
PULTE GROUP INC
COM
745867101
3
121
SH
SOLE
0
0
121
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
14
3150
SH
SOLE
0
0
3150
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
69
5796
SH
SOLE
0
0
5796
QORVO INC
COM
74736K101
60
739
SH
SOLE
0
0
739
QUALCOMM INC
COM
747525103
91
1339
SH
SOLE
0
0
1339
QUANTA SVCS INC
COM
74762E102
13
415
SH
SOLE
0
0
415
RADIAN GROUP INC
COM
750236101
3
235
SH
SOLE
0
0
235
RAMBUS INC DEL
COM
750917106
3
296
SH
SOLE
0
0
296
RALPH LAUREN CORP
CL A
751212101
4
55
SH
SOLE
0
0
55
RAYTHEON CO
COM NEW
755111507
93
708
SH
SOLE
0
0
708
REALNETWORKS INC
COM NEW
75605L708
0
50
SH
SOLE
0
0
50
REALTY INCOME CORP
COM
756109104
66
1317
SH
SOLE
0
0
1317
REDFIN CORP
COM
75737F108
4
233
SH
SOLE
0
0
233
REDWOOD TR INC
COM
758075402
1
270
SH
SOLE
0
0
270
REGENERON PHARMACEUTICALS
COM
75886F107
122
250
SH
SOLE
0
0
250
REPUBLIC SVCS INC
COM
760759100
7
99
SH
SOLE
0
0
99
RESMED INC
COM
761152107
6
43
SH
SOLE
0
0
43
RESIDEO TECHNOLOGIES INC
COM
76118Y104
9
1919
SH
SOLE
0
0
1919
RESTAURANT BRANDS INTL INC
COM
76131D103
1
30
SH
SOLE
0
0
30
RIO TINTO PLC
SPONSORED ADR
767204100
27
600
SH
SOLE
0
0
600
RITE AID CORP
COM
767754872
0
25
SH
SOLE
0
0
25
ROKU INC
COM CL A
77543R102
3
40
SH
SOLE
0
0
40
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
3
85
SH
SOLE
0
0
85
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
39
1125
SH
SOLE
0
0
1125
SPDR S&P 500 ETF TR
TR UNIT
78462F103
41
160
SH
SOLE
0
0
160
SPDR GOLD TRUST
GOLD SHS
78463V107
256
1729
SH
SOLE
0
0
1729
SPDR INDEX SHS FDS
PORTFLO EURP ETF
78463X103
13113
486760
SH
SOLE
0
0
486760
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
142
1552
SH
SOLE
0
0
1552
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
5
212
SH
SOLE
0
0
212
SPDR SER TR
PORTFOLIO CRPORT
78464A144
5
161
SH
SOLE
0
0
161
SPDR SER TR
S&P 600 SMCP GRW
78464A201
12356
267551
SH
SOLE
0
0
267551
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
18239
333312
SH
SOLE
0
0
333312
SPDR SER TR
S&P 600 SMCP VAL
78464A300
9
226
SH
SOLE
0
0
226
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
13456
281160
SH
SOLE
0
0
281160
SPDR SER TR
PORTFOLIO INTRMD
78464A375
5
146
SH
SOLE
0
0
146
SPDR SER TR
PRTFLO S&P500 GW
78464A409
13955
390445
SH
SOLE
0
0
390445
SPDR SER TR
BLOMBERG INTL TR
78464A516
6
227
SH
SOLE
0
0
227
SPDR SER TR
PORTFOLIO LN TSR
78464A664
2160
45729
SH
SOLE
0
0
45729
SPDR SER TR
S&P DIVID ETF
78464A763
45
558
SH
SOLE
0
0
558
SPDR SER TR
S&P 400 MDCP GRW
78464A821
1702
39758
SH
SOLE
0
0
39758
SPDR SER TR
S&P 400 MDCP VAL
78464A839
3226
91482
SH
SOLE
0
0
91482
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
5
24
SH
SOLE
0
0
24
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
3
11
SH
SOLE
0
0
11
SSR MNG INC
COM
784730103
1
91
SH
SOLE
0
0
91
SABRA HEALTH CARE REIT INC
COM
78573L106
4
350
SH
SOLE
0
0
350
SALESFORCE COM INC
COM
79466L302
375
2603
SH
SOLE
0
0
2603
SANDSTORM GOLD LTD
COM NEW
80013R206
5
985
SH
SOLE
0
0
985
SAP SE
SPON ADR
803054204
63
569
SH
SOLE
0
0
569
SCHLUMBERGER LTD
COM
806857108
12
875
SH
SOLE
0
0
875
SCHWAB CHARLES CORP
COM
808513105
7
221
SH
SOLE
0
0
221
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
15
250
SH
SOLE
0
0
250
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
235
3836
SH
SOLE
0
0
3836
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
108
1355
SH
SOLE
0
0
1355
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
33
741
SH
SOLE
0
0
741
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
8612
204267
SH
SOLE
0
0
204267
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
5621
109109
SH
SOLE
0
0
109109
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
17
821
SH
SOLE
0
0
821
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
13727
531248
SH
SOLE
0
0
531248
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
20
376
SH
SOLE
0
0
376
SCHWAB STRATEGIC TR
US REIT ETF
808524847
184
5618
SH
SOLE
0
0
5618
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
9964
169519
SH
SOLE
0
0
169519
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
34031
657851
SH
SOLE
0
0
657851
SEA LTD
SPONSORED ADS
81141R100
5
120
SH
SOLE
0
0
120
SEABRIDGE GOLD INC
COM
811916105
4
400
SH
SOLE
0
0
400
SEATTLE GENETICS INC
COM
812578102
104
905
SH
SOLE
0
0
905
SELECT SECTOR SPDR TR
ENERGY
81369Y506
2
86
SH
SOLE
0
0
86
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
11053
530902
SH
SOLE
0
0
530902
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
3
50
SH
SOLE
0
0
50
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
86
1066
SH
SOLE
0
0
1066
SEMPRA ENERGY
COM
816851109
162
1432
SH
SOLE
0
0
1432
SERVICE CORP INTL
COM
817565104
126
3218
SH
SOLE
0
0
3218
SHOPIFY INC
CL A
82509L107
8
20
SH
SOLE
0
0
20
SILICON LABORATORIES INC
COM
826919102
13
156
SH
SOLE
0
0
156
SILVERCREST METALS INC
COM
828363101
3
670
SH
SOLE
0
0
670
SIMON PPTY GROUP INC NEW
COM
828806109
1
17
SH
SOLE
0
0
17
SIRIUS XM HLDGS INC
COM
82968B103
2
500
SH
SOLE
0
0
500
SLACK TECHNOLOGIES INC
COM CL A
83088V102
3
112
SH
SOLE
0
0
112
SMITH A O CORP
COM
831865209
10
266
SH
SOLE
0
0
266
SMUCKER J M CO
COM NEW
832696405
3
29
SH
SOLE
0
0
29
SNAP INC
CL A
83304A106
1
70
SH
SOLE
0
0
70
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
25
310
SH
SOLE
0
0
310
SONY CORP
SPONSORED ADR
835699307
1
25
SH
SOLE
0
0
25
SOUND FINL BANCORP INC
COM
83607A100
115
5371
SH
SOLE
0
0
5371
SOUTHERN CO
COM
842587107
18
338
SH
SOLE
0
0
338
SOUTHWEST AIRLS CO
COM
844741108
41
1163
SH
SOLE
0
0
1163
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
2
700
SH
SOLE
0
0
700
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
0
13
SH
SOLE
0
0
13
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
874
66591
SH
SOLE
0
0
66591
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
93
17835
SH
SOLE
0
0
17835
SPRINT CORPORATION
COM
85207U105
128
14828
SH
SOLE
0
0
14828
SPROTT ETF TR
GOLD MINERS ETF
85210B102
2
95
SH
SOLE
0
0
95
STANLEY BLACK & DECKER INC
COM
854502101
133
1325
SH
SOLE
0
0
1325
STARBUCKS CORP
COM
855244109
2990
45487
SH
SOLE
0
0
45487
STORE CAP CORP
COM
862121100
8
430
SH
SOLE
0
0
430
STRYKER CORP
COM
863667101
14
85
SH
SOLE
0
0
85
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
4
300
SH
SOLE
0
0
300
SUNCOR ENERGY INC NEW
COM
867224107
4
268
SH
SOLE
0
0
268
SUNPOWER CORP
COM
867652406
6
1100
SH
SOLE
0
0
1100
SUPERIOR ENERGY SVCS INC
COM NEW
868157306
0
56
SH
SOLE
0
0
56
SYNOPSYS INC
COM
871607107
10
75
SH
SOLE
0
0
75
SYNCHRONY FINL
COM
87165B103
5
280
SH
SOLE
0
0
280
SYSCO CORP
COM
871829107
35
766
SH
SOLE
0
0
766
TCF FINANCIAL CORPORATION NE
COM
872307103
25
1111
SH
SOLE
0
0
1111
TD AMERITRADE HLDG CORP
COM
87236Y108
5
151
SH
SOLE
0
0
151
TJX COS INC NEW
COM
872540109
38
800
SH
SOLE
0
0
800
T MOBILE US INC
COM
872590104
7
87
SH
SOLE
0
0
87
TABULA RASA HEALTHCARE INC
COM
873379101
2
30
SH
SOLE
0
0
30
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
12
100
SH
SOLE
0
0
100
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
3
190
SH
SOLE
0
0
190
TANGER FACTORY OUTLET CTRS I
COM
875465106
2
400
SH
SOLE
0
0
400
TAPESTRY INC
COM
876030107
0
30
SH
SOLE
0
0
30
TARGET CORP
COM
87612E106
483
5196
SH
SOLE
0
0
5196
TC ENERGY CORP
COM
87807B107
240
5418
SH
SOLE
0
0
5418
TELADOC HEALTH INC
COM
87918A105
8
50
SH
SOLE
0
0
50
TELEFONICA S A
SPONSORED ADR
879382208
1
154
SH
SOLE
0
0
154
TEMPLETON GLOBAL INCOME FD
COM
880198106
18
3350
SH
SOLE
0
0
3350
TERRAFORM PWR INC
COM CL A
88104R209
4
256
SH
SOLE
0
0
256
TESLA INC
COM
88160R101
24
45
SH
SOLE
0
0
45
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
4
465
SH
SOLE
0
0
465
TEXAS INSTRS INC
COM
882508104
80
800
SH
SOLE
0
0
800
THE TRADE DESK INC
COM CL A
88339J105
10
50
SH
SOLE
0
0
50
THERMO FISHER SCIENTIFIC INC
COM
883556102
294
1038
SH
SOLE
0
0
1038
THOMSON REUTERS CORP
COM NEW
884903709
10
150
SH
SOLE
0
0
150
3M CO
COM
88579Y101
232
1699
SH
SOLE
0
0
1699
TIZIANA LIFE SCIENCES PLC
SPONSORED ADS
88875G101
0
40
SH
SOLE
0
0
40
TORONTO DOMINION BK ONT
COM NEW
891160509
4
88
SH
SOLE
0
0
88
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1
10
SH
SOLE
0
0
10
TRANSENTERIX INC
COM
89366M300
10
27231
SH
SOLE
0
0
27231
TRAVELERS COMPANIES INC
COM
89417E109
25
256
SH
SOLE
0
0
256
TRINITY INDS INC
COM
896522109
2
100
SH
SOLE
0
0
100
TRIP COM GROUP LTD
ADS
89677Q107
4
150
SH
SOLE
0
0
150
TRUEBLUE INC
COM
89785X101
2
150
SH
SOLE
0
0
150
TWILIO INC
CL A
90138F102
3
33
SH
SOLE
0
0
33
TWIST BIOSCIENCE CORP
COM
90184D100
5
156
SH
SOLE
0
0
156
TWITTER INC
COM
90184L102
0
15
SH
SOLE
0
0
15
II VI INC
COM
902104108
0
2
SH
SOLE
0
0
2
TYSON FOODS INC
CL A
902494103
89
1545
SH
SOLE
0
0
1545
UDR INC
COM
902653104
99
2700
SH
SOLE
0
0
2700
US BANCORP DEL
COM NEW
902973304
168
4891
SH
SOLE
0
0
4891
UBER TECHNOLOGIES INC
COM
90353T100
5
178
SH
SOLE
0
0
178
ULTA BEAUTY INC
COM
90384S303
1
6
SH
SOLE
0
0
6
UNDER ARMOUR INC
CL C
904311206
2
212
SH
SOLE
0
0
212
UNILEVER N V
N Y SHS NEW
904784709
9
179
SH
SOLE
0
0
179
UNION PAC CORP
COM
907818108
219
1555
SH
SOLE
0
0
1555
UNITED AIRLS HLDGS INC
COM
910047109
103
3250
SH
SOLE
0
0
3250
UNITED PARCEL SERVICE INC
CL B
911312106
1111
11893
SH
SOLE
0
0
11893
UNITED STS COMMODITY INDEX F
COMM IDX FND
911717106
1
50
SH
SOLE
0
0
50
UNITED TECHNOLOGIES CORP
COM
913017109
16
168
SH
SOLE
0
0
168
UNITED THERAPEUTICS CORP DEL
COM
91307C102
3
32
SH
SOLE
0
0
32
UNITEDHEALTH GROUP INC
COM
91324P102
71
283
SH
SOLE
0
0
283
UNIVERSAL INS HLDGS INC
COM
91359V107
1
53
SH
SOLE
0
0
53
UNIVERSAL HLTH SVCS INC
CL B
913903100
11
106
SH
SOLE
0
0
106
URANIUM ENERGY CORP
COM
916896103
0
440
SH
SOLE
0
0
440
V F CORP
COM
918204108
4
65
SH
SOLE
0
0
65
VALERO ENERGY CORP
COM
91913Y100
11
234
SH
SOLE
0
0
234
VALMONT INDS INC
COM
920253101
424
4000
SH
SOLE
0
0
4000
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
8
350
SH
SOLE
0
0
350
VANECK VECTORS ETF TR
PHARMACEUTICAL
92189F692
54
1000
SH
SOLE
0
0
1000
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
6
230
SH
SOLE
0
0
230
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189H300
1
49
SH
SOLE
0
0
49
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
11
104
SH
SOLE
0
0
104
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
31
359
SH
SOLE
0
0
359
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
32
949
SH
SOLE
0
0
949
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
1
21
SH
SOLE
0
0
21
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
382
6786
SH
SOLE
0
0
6786
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
12
359
SH
SOLE
0
0
359
VANGUARD WORLD FDS
ENERGY ETF
92204A306
6
167
SH
SOLE
0
0
167
VECTRUS INC
COM
92242T101
0
1
SH
SOLE
0
0
1
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
165
698
SH
SOLE
0
0
698
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
4
33
SH
SOLE
0
0
33
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
20
291
SH
SOLE
0
0
291
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
3
18
SH
SOLE
0
0
18
VANGUARD INDEX FDS
MID CAP ETF
922908629
335
2544
SH
SOLE
0
0
2544
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
39
327
SH
SOLE
0
0
327
VANGUARD INDEX FDS
GROWTH ETF
922908736
24
150
SH
SOLE
0
0
150
VANGUARD INDEX FDS
VALUE ETF
922908744
21
232
SH
SOLE
0
0
232
VANGUARD INDEX FDS
SMALL CP ETF
922908751
46
401
SH
SOLE
0
0
401
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
26
201
SH
SOLE
0
0
201
VERISIGN INC
COM
92343E102
17
93
SH
SOLE
0
0
93
VERIZON COMMUNICATIONS INC
COM
92343V104
414
7707
SH
SOLE
0
0
7707
VIAVI SOLUTIONS INC
COM
925550105
0
1
SH
SOLE
0
0
1
VIRNETX HLDG CORP
COM
92823T108
1
100
SH
SOLE
0
0
100
VISA INC
COM CL A
92826C839
933
5790
SH
SOLE
0
0
5790
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
1
54
SH
SOLE
0
0
54
WEC ENERGY GROUP INC
COM
92939U106
15
170
SH
SOLE
0
0
170
WABTEC
COM
929740108
3
61
SH
SOLE
0
0
61
WALMART INC
COM
931142103
477
4202
SH
SOLE
0
0
4202
WALGREENS BOOTS ALLIANCE INC
COM
931427108
19
414
SH
SOLE
0
0
414
WASHINGTON FED INC
COM
938824109
534
20562
SH
SOLE
0
0
20562
WASTE CONNECTIONS INC
COM
94106B101
26
334
SH
SOLE
0
0
334
WELLS FARGO CO NEW
COM
949746101
66
2295
SH
SOLE
0
0
2295
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
57
45
SH
SOLE
0
0
45
WELLTOWER INC
COM
95040Q104
19
422
SH
SOLE
0
0
422
WESTERN ASSET MUN HIGH INCOM
COM
95766N103
7
967
SH
SOLE
0
0
967
WESTERN DIGITAL CORP.
COM
958102105
8
193
SH
SOLE
0
0
193
WEX INC
COM
96208T104
5
48
SH
SOLE
0
0
48
WEYERHAEUSER CO
COM
962166104
52
3047
SH
SOLE
0
0
3047
WHEATON PRECIOUS METALS CORP
COM
962879102
19
680
SH
SOLE
0
0
680
WHIRLPOOL CORP
COM
963320106
0
1
SH
SOLE
0
0
1
WILLIAMS COS INC
COM
969457100
8
583
SH
SOLE
0
0
583
WORLD GOLD TR
SPDR GLD MINIS
98149E204
23
1465
SH
SOLE
0
0
1465
WYNN RESORTS LTD
COM
983134107
3
50
SH
SOLE
0
0
50
XCEL ENERGY INC
COM
98389B100
103
1711
SH
SOLE
0
0
1711
XYLEM INC
COM
98419M100
2
32
SH
SOLE
0
0
32
YAMANA GOLD INC
COM
98462Y100
3
1030
SH
SOLE
0
0
1030
YUM BRANDS INC
COM
988498101
18
266
SH
SOLE
0
0
266
YUM CHINA HLDGS INC
COM
98850P109
11
266
SH
SOLE
0
0
266
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
43
430
SH
SOLE
0
0
430
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
91
620
SH
SOLE
0
0
620
ZUMIEZ INC
COM
989817101
5
300
SH
SOLE
0
0
300
EURONAV NV ANTWERPEN
SHS
B38564108
1
98
SH
SOLE
0
0
98
ADIENT PLC
ORD SHS
G0084W101
0
8
SH
SOLE
0
0
8
ALLEGION PLC
ORD SHS
G0176J109
46
503
SH
SOLE
0
0
503
ALLERGAN PLC
SHS
G0177J108
21
120
SH
SOLE
0
0
120
AMCOR PLC
ORD
G0250X107
86
10609
SH
SOLE
0
0
10609
AMBARELLA INC
SHS
G037AX101
0
10
SH
SOLE
0
0
10
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
11
67
SH
SOLE
0
0
67
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
11
300
SH
SOLE
0
0
300
BUNGE LIMITED
COM
G16962105
4
102
SH
SOLE
0
0
102
EATON CORP PLC
SHS
G29183103
17
221
SH
SOLE
0
0
221
JOHNSON CTLS INTL PLC
SHS
G51502105
2
83
SH
SOLE
0
0
83
MALLINCKRODT PUB LTD CO
SHS
G5785G107
0
3
SH
SOLE
0
0
3
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
15
672
SH
SOLE
0
0
672
MEDTRONIC PLC
SHS
G5960L103
26
286
SH
SOLE
0
0
286
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
5
100
SH
SOLE
0
0
100
SINA CORP
ORD
G81477104
11
360
SH
SOLE
0
0
360
STERIS PLC
SHS USD
G8473T100
0
3
SH
SOLE
0
0
3
TRANE TECHNOLOGIES PLC
SHS
G8994E103
118
1430
SH
SOLE
0
0
1430
PERRIGO CO PLC
SHS
G97822103
1
18
SH
SOLE
0
0
18
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
3
60
SH
SOLE
0
0
60
TE CONNECTIVITY LTD
REG SHS
H84989104
5
78
SH
SOLE
0
0
78
TRANSOCEAN LTD
REG SHS
H8817H100
1
1144
SH
SOLE
0
0
1144
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
8
65
SH
SOLE
0
0
65
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
12
100
SH
SOLE
0
0
100
FERRARI N V
COM
N3167Y103
1
6
SH
SOLE
0
0
6
MYLAN NV
SHS EURO
N59465109
0
33
SH
SOLE
0
0
33
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
4
113
SH
SOLE
0
0
113