Managing Principal

0001616026-20-000002.txt : 20200204 0001616026-20-000002.hdr.sgml : 20200204 20200204134454 ACCESSION NUMBER: 0001616026-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 EFFECTIVENESS DATE: 20200204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Capital Management, LLC CENTRAL INDEX KEY: 0001616026 IRS NUMBER: 352429157 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16264 FILM NUMBER: 20572640 BUSINESS ADDRESS: STREET 1: 2211 RIMLAND DRIVE STREET 2: SUITE 401 CITY: BELLINGHAM STATE: WA ZIP: 98226 BUSINESS PHONE: 360-715-9000 MAIL ADDRESS: STREET 1: 2211 RIMLAND DRIVE STREET 2: SUITE 401 CITY: BELLINGHAM STATE: WA ZIP: 98226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001616026 XXXXXXXX 12-31-2019 12-31-2019 Tradewinds Capital Management, LLC

2211 RIMLAND DRIVE SUITE 401 BELLINGHAM WA 98226

13F HOLDINGS REPORT 028-16264 N Bryant J. Engebretson Managing Principal 360-715-9000 Bryant J. 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COM 47233W109 12 542 SH SOLE 0 0 542 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1 12 SH SOLE 0 0 12 JOHNSON & JOHNSON COM 478160104 1094 7501 SH SOLE 0 0 7501 KKR & CO INC CL A 48251W104 15 500 SH SOLE 0 0 500 KANDI TECHNOLOGIES GROUP INC COM 483709101 5 1000 SH SOLE 0 0 1000 KANSAS CITY SOUTHERN COM NEW 485170302 7 48 SH SOLE 0 0 48 KEYCORP NEW COM 493267108 76 3752 SH SOLE 0 0 3752 KEYSIGHT TECHNOLOGIES INC COM 49338L103 0 1 SH SOLE 0 0 1 KIMBERLY CLARK CORP COM 494368103 3 19 SH SOLE 0 0 19 KINDER MORGAN INC DEL COM 49456B101 14 638 SH SOLE 0 0 638 KINROSS GOLD CORP COM 496902404 3 545 SH SOLE 0 0 545 KOHLS CORP COM 500255104 14 268 SH SOLE 0 0 268 KONTOOR BRANDS INC COM 50050N103 0 9 SH SOLE 0 0 9 KROGER CO COM 501044101 102 3503 SH SOLE 0 0 3503 LKQ CORP COM 501889208 14 396 SH SOLE 0 0 396 L3HARRIS TECHNOLOGIES INC COM 502431109 11 56 SH SOLE 0 0 56 LABORATORY CORP AMER HLDGS COM NEW 50540R409 8 50 SH SOLE 0 0 50 LAM RESEARCH CORP COM 512807108 15 50 SH SOLE 0 0 50 LAMB WESTON HLDGS INC COM 513272104 29 333 SH SOLE 0 0 333 LAS VEGAS SANDS CORP COM 517834107 4 60 SH SOLE 0 0 60 LEGG MASON ETF INVESTMENT TR L VOL H DIV ETF 52468L406 49 1428 SH SOLE 0 0 1428 LEIDOS HLDGS INC COM 525327102 2 17 SH SOLE 0 0 17 LENNAR CORP CL A 526057104 11 200 SH SOLE 0 0 200 LENNAR CORP CL B 526057302 0 6 SH SOLE 0 0 6 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 12 119 SH SOLE 0 0 119 LILLY ELI & CO COM 532457108 219 1665 SH SOLE 0 0 1665 LOCKHEED MARTIN CORP COM 539830109 71 182 SH SOLE 0 0 182 LOEWS CORP COM 540424108 4 75 SH SOLE 0 0 75 LOGMEIN INC COM 54142L109 36 421 SH SOLE 0 0 421 LOWES COS INC COM 548661107 248 2074 SH SOLE 0 0 2074 LULULEMON ATHLETICA INC COM 550021109 44 192 SH SOLE 0 0 192 LUMENTUM HLDGS INC COM 55024U109 19 240 SH SOLE 0 0 240 MPLX LP COM UNIT REP LTD 55336V100 6 220 SH SOLE 0 0 220 MSCI INC COM 55354G100 26 102 SH SOLE 0 0 102 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 0 18 SH SOLE 0 0 18 MACYS INC COM 55616P104 1 36 SH SOLE 0 0 36 MARATHON PETE CORP COM 56585A102 17 287 SH SOLE 0 0 287 MASTERCARD INC CL A 57636Q104 3 11 SH SOLE 0 0 11 MATTEL INC COM 577081102 2 111 SH SOLE 0 0 111 MAXIMUS INC COM 577933104 15 196 SH SOLE 0 0 196 MCCORMICK & CO INC COM NON VTG 579780206 91 539 SH SOLE 0 0 539 MCDONALDS CORP COM 580135101 304 1536 SH SOLE 0 0 1536 MCEWEN MNG INC COM 58039P107 1 520 SH SOLE 0 0 520 MCKESSON CORP COM 58155Q103 45 322 SH SOLE 0 0 322 MERCADOLIBRE INC COM 58733R102 3 6 SH SOLE 0 0 6 MERCK & CO INC COM 58933Y105 233 2559 SH SOLE 0 0 2559 METLIFE INC COM 59156R108 43 849 SH SOLE 0 0 849 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837403 3 227 SH SOLE 0 0 227 MICROSOFT CORP COM 594918104 43364 274977 SH SOLE 0 0 274977 MICROVISION INC DEL COM NEW 594960304 10 14063 SH SOLE 0 0 14063 MICROCHIP TECHNOLOGY INC COM 595017104 6 60 SH SOLE 0 0 60 MICRON TECHNOLOGY INC COM 595112103 140 2606 SH SOLE 0 0 2606 MONDELEZ INTL INC CL A 609207105 4 69 SH SOLE 0 0 69 MORGAN STANLEY COM NEW 617446448 13 260 SH SOLE 0 0 260 NVR INC COM 62944T105 4 1 SH SOLE 0 0 1 NETFLIX INC COM 64110L106 6 17 SH SOLE 0 0 17 NEW AGE BEVERAGES CORP COM 64157V108 1 300 SH SOLE 0 0 300 NEW GERMANY FD INC COM 644465106 28 1782 SH SOLE 0 0 1782 NEW GOLD INC CDA COM 644535106 0 126 SH SOLE 0 0 126 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 2 15 SH SOLE 0 0 15 NEWMONT GOLDCORP CORPORATION COM 651639106 2 49 SH SOLE 0 0 49 NEXTERA ENERGY INC COM 65339F101 78 324 SH SOLE 0 0 324 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 16 300 SH SOLE 0 0 300 NIKE INC CL B 654106103 94 928 SH SOLE 0 0 928 NOKIA CORP SPONSORED ADR 654902204 11 3046 SH SOLE 0 0 3046 NOBLE ENERGY INC COM 655044105 15 600 SH SOLE 0 0 600 NORDSTROM INC COM 655664100 397 9689 SH SOLE 0 0 9689 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 0 600 SH SOLE 0 0 600 NORTHROP GRUMMAN CORP COM 666807102 9 25 SH SOLE 0 0 25 NORTHWEST BANCSHARES INC MD COM 667340103 3 200 SH SOLE 0 0 200 NORTHWEST NAT HLDG CO COM 66765N105 15 200 SH SOLE 0 0 200 NOVARTIS A G SPONSORED ADR 66987V109 30 321 SH SOLE 0 0 321 NOVO-NORDISK A S ADR 670100205 28 485 SH SOLE 0 0 485 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 38 2515 SH SOLE 0 0 2515 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 21 1375 SH SOLE 0 0 1375 NUVEEN AMT FREE QLTY MUN INC COM 670657105 71 4928 SH SOLE 0 0 4928 NVIDIA CORP COM 67066G104 143 609 SH SOLE 0 0 609 NUVEEN QUALITY MUNCP INCOME COM 67066V101 73 5018 SH SOLE 0 0 5018 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 75 4590 SH SOLE 0 0 4590 NUVEEN AMT FREE MUN CR INC F COM 67071L106 52 3117 SH SOLE 0 0 3117 NUTRIEN LTD COM 67077M108 3 56 SH SOLE 0 0 56 NUVEEN MUN VALUE FD INC COM 670928100 171 16023 SH SOLE 0 0 16023 O REILLY AUTOMOTIVE INC NEW COM 67103H107 15 35 SH SOLE 0 0 35 OCCIDENTAL PETE CORP COM 674599105 7 160 SH SOLE 0 0 160 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 2 53 SH SOLE 0 0 53 OKTA INC CL A 679295105 3 22 SH SOLE 0 0 22 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 19 297 SH SOLE 0 0 297 OMNICELL INC COM 68213N109 25 307 SH SOLE 0 0 307 ONE GAS INC COM 68235P108 58 618 SH SOLE 0 0 618 ONEOK INC NEW COM 682680103 204 2694 SH SOLE 0 0 2694 ORACLE CORP COM 68389X105 1318 24875 SH SOLE 0 0 24875 ORBCOMM INC COM 68555P100 11 2716 SH SOLE 0 0 2716 ORGANIGRAM HLDGS INC COM 68620P101 0 7 SH SOLE 0 0 7 OSISKO GOLD ROYALTIES LTD COM 68827L101 1 90 SH SOLE 0 0 90 OTELCO INC CL A NEW 688823301 230 22950 SH SOLE 0 0 22950 OVERSTOCK COM INC DEL COM 690370101 2 245 SH SOLE 0 0 245 PG&E CORP COM 69331C108 4 380 SH SOLE 0 0 380 PNC FINL SVCS GROUP INC COM 693475105 11 72 SH SOLE 0 0 72 PRA GROUP INC COM 69354N106 8 212 SH SOLE 0 0 212 PACCAR INC COM 693718108 1317 16652 SH SOLE 0 0 16652 PACIFIC PREMIER BANCORP COM 69478X105 1 17 SH SOLE 0 0 17 PACWEST BANCORP DEL COM 695263103 1 30 SH SOLE 0 0 30 PALO ALTO NETWORKS INC COM 697435105 534 2310 SH SOLE 0 0 2310 PAYCHEX INC COM 704326107 57 675 SH SOLE 0 0 675 PAYPAL HLDGS INC COM 70450Y103 102 944 SH SOLE 0 0 944 PEMBINA PIPELINE CORP COM 706327103 9 233 SH SOLE 0 0 233 PEPSICO INC COM 713448108 317 2317 SH SOLE 0 0 2317 PERSPECTA INC COM 715347100 2 85 SH SOLE 0 0 85 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 75 2634 SH SOLE 0 0 2634 PFIZER INC COM 717081103 273 6969 SH SOLE 0 0 6969 PHILIP MORRIS INTL INC COM 718172109 125 1473 SH SOLE 0 0 1473 PHILLIPS 66 COM 718546104 102 918 SH SOLE 0 0 918 PIMCO ETF TR INV GRD CRP BD 72201R817 19372 176180 SH SOLE 0 0 176180 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 13 500 SH SOLE 0 0 500 PIPER JAFFRAY COS COM 724078100 2 28 SH SOLE 0 0 28 PLUG POWER INC COM NEW 72919P202 0 80 SH SOLE 0 0 80 POOL CORPORATION COM 73278L105 25 118 SH SOLE 0 0 118 POST HLDGS INC COM 737446104 3 30 SH SOLE 0 0 30 PRINCIPAL FINL GROUP INC COM 74251V102 17 300 SH SOLE 0 0 300 PROCTER & GAMBLE CO COM 742718109 677 5419 SH SOLE 0 0 5419 PROGRESSIVE CORP OHIO COM 743315103 556 7680 SH SOLE 0 0 7680 PROSHARES TR PSHS ULT SEMICDT 74347R669 3 50 SH SOLE 0 0 50 PROSHARES TR PSHS ULTRA UTIL 74347R685 3 40 SH SOLE 0 0 40 PROSHARES TR PSHS ULTRA TECH 74347R693 3 20 SH SOLE 0 0 20 PROSHARES TR PSHS ULT HLTHCRE 74347R735 3 27 SH SOLE 0 0 27 PROSHARES TR MSCI EMRG ETF 74347X302 4 46 SH SOLE 0 0 46 PROSHARES TR S&P 500 DV ARIST 74348A467 34 450 SH SOLE 0 0 450 PRUDENTIAL FINL INC COM 744320102 155 1652 SH SOLE 0 0 1652 PULTE GROUP INC COM 745867101 12 300 SH SOLE 0 0 300 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 17 3150 SH SOLE 0 0 3150 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 76 5796 SH SOLE 0 0 5796 QORVO INC COM 74736K101 107 921 SH SOLE 0 0 921 QUALCOMM INC COM 747525103 118 1339 SH SOLE 0 0 1339 QUANTA SVCS INC COM 74762E102 17 415 SH SOLE 0 0 415 RADIAN GROUP INC COM 750236101 6 235 SH SOLE 0 0 235 RAMBUS INC DEL COM 750917106 4 296 SH SOLE 0 0 296 RALPH LAUREN CORP CL A 751212101 6 55 SH SOLE 0 0 55 RAYTHEON CO COM NEW 755111507 132 600 SH SOLE 0 0 600 REALTY INCOME CORP COM 756109104 68 917 SH SOLE 0 0 917 REDFIN CORP COM 75737F108 5 233 SH SOLE 0 0 233 REGENERON PHARMACEUTICALS COM 75886F107 100 265 SH SOLE 0 0 265 RELX PLC SPONSORED ADR 759530108 1 50 SH SOLE 0 0 50 REPUBLIC SVCS INC COM 760759100 9 99 SH SOLE 0 0 99 RESMED INC COM 761152107 7 43 SH SOLE 0 0 43 RESIDEO TECHNOLOGIES INC COM 76118Y104 24 1985 SH SOLE 0 0 1985 RETAIL OPPORTUNITY INVTS COR COM 76131N101 7 415 SH SOLE 0 0 415 RIO TINTO PLC SPONSORED ADR 767204100 40 675 SH SOLE 0 0 675 RITE AID CORP COM 767754872 0 25 SH SOLE 0 0 25 ROKU INC COM CL A 77543R102 3 20 SH SOLE 0 0 20 ROSS STORES INC COM 778296103 13 110 SH SOLE 0 0 110 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3 43 SH SOLE 0 0 43 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 66 1125 SH SOLE 0 0 1125 ROYAL GOLD INC COM 780287108 10 83 SH SOLE 0 0 83 SPDR S&P 500 ETF TR TR UNIT 78462F103 51 160 SH SOLE 0 0 160 SPDR GOLD TRUST GOLD SHS 78463V107 247 1729 SH SOLE 0 0 1729 SPDR INDEX SHS FDS PORTFLO EURP ETF 78463X103 73 2013 SH SOLE 0 0 2013 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 3 65 SH SOLE 0 0 65 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 159 1552 SH SOLE 0 0 1552 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 7 212 SH SOLE 0 0 212 SPDR SERIES TRUST NUVEEN BBG BRCLY 78464A284 2647 44872 SH SOLE 0 0 44872 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 15 226 SH SOLE 0 0 226 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 373 6712 SH SOLE 0 0 6712 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 11401 272026 SH SOLE 0 0 272026 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 1466 42006 SH SOLE 0 0 42006 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 7 227 SH SOLE 0 0 227 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 16238 417753 SH SOLE 0 0 417753 SPDR SERIES TRUST S&P DIVID ETF 78464A763 283 2633 SH SOLE 0 0 2633 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 5670 99319 SH SOLE 0 0 99319 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 4129 75379 SH SOLE 0 0 75379 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 7 24 SH SOLE 0 0 24 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4 10 SH SOLE 0 0 10 SSR MNG INC COM 784730103 2 90 SH SOLE 0 0 90 SAGE THERAPEUTICS INC COM 78667J108 10 137 SH SOLE 0 0 137 SALESFORCE COM INC COM 79466L302 75 460 SH SOLE 0 0 460 SANDSTORM GOLD LTD COM NEW 80013R206 5 685 SH SOLE 0 0 685 SAP SE SPON ADR 803054204 76 569 SH SOLE 0 0 569 SCHLUMBERGER LTD COM 806857108 42 1034 SH SOLE 0 0 1034 THE CHARLES SCHWAB CORPORATI COM 808513105 11 221 SH SOLE 0 0 221 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 19 250 SH SOLE 0 0 250 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 24659 321043 SH SOLE 0 0 321043 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 192 2068 SH SOLE 0 0 2068 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 123 2046 SH SOLE 0 0 2046 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 7688 127819 SH SOLE 0 0 127819 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 8325 110056 SH SOLE 0 0 110056 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 22 821 SH SOLE 0 0 821 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 17563 522229 SH SOLE 0 0 522229 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 20 375 SH SOLE 0 0 375 SCHWAB STRATEGIC TR US REIT ETF 808524847 1040 22620 SH SOLE 0 0 22620 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1261 22952 SH SOLE 0 0 22952 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 12 231 SH SOLE 0 0 231 SEABRIDGE GOLD INC COM 811916105 6 400 SH SOLE 0 0 400 SEALED AIR CORP NEW COM 81211K100 11 270 SH SOLE 0 0 270 SEATTLE GENETICS INC COM 812578102 131 1147 SH SOLE 0 0 1147 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 20 200 SH SOLE 0 0 200 SELECT SECTOR SPDR TR ENERGY 81369Y506 18 295 SH SOLE 0 0 295 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9208 299159 SH SOLE 0 0 299159 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 12 150 SH SOLE 0 0 150 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 105 1141 SH SOLE 0 0 1141 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 331 5125 SH SOLE 0 0 5125 SEMPRA ENERGY COM 816851109 217 1432 SH SOLE 0 0 1432 SHOPIFY INC CL A 82509L107 4 9 SH SOLE 0 0 9 SILICON LABORATORIES INC COM 826919102 18 156 SH SOLE 0 0 156 SILVERCREST METALS INC COM 828363101 5 670 SH SOLE 0 0 670 SIRIUS XM HLDGS INC COM 82968B103 18 2500 SH SOLE 0 0 2500 SLACK TECHNOLOGIES INC COM CL A 83088V102 0 12 SH SOLE 0 0 12 SMITH A O CORP COM 831865209 13 266 SH SOLE 0 0 266 SMUCKER J M CO COM NEW 832696405 3 29 SH SOLE 0 0 29 SNAP INC CL A 83304A106 1 70 SH SOLE 0 0 70 SOLAREDGE TECHNOLOGIES INC COM 83417M104 27 286 SH SOLE 0 0 286 SONY CORP SPONSORED ADR 835699307 2 25 SH SOLE 0 0 25 SOUND FINL BANCORP INC COM 83607A100 193 5371 SH SOLE 0 0 5371 SOUTHERN CO COM 842587107 22 338 SH SOLE 0 0 338 SOUTHWEST AIRLS CO COM 844741108 62 1154 SH SOLE 0 0 1154 SPECTRUM PHARMACEUTICALS INC COM 84763A108 3 700 SH SOLE 0 0 700 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 1 13 SH SOLE 0 0 13 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 444 36458 SH SOLE 0 0 36458 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 53 8061 SH SOLE 0 0 8061 SPRINT CORPORATION COM 85207U105 77 14828 SH SOLE 0 0 14828 SPROTT ETF TR GOLD MINERS ETF 85210B102 2 95 SH SOLE 0 0 95 STANLEY BLACK & DECKER INC COM 854502101 220 1325 SH SOLE 0 0 1325 STARBUCKS CORP COM 855244109 4352 49505 SH SOLE 0 0 49505 STITCH FIX INC COM CL A 860897107 3 107 SH SOLE 0 0 107 STMICROELECTRONICS N V NY REGISTRY 861012102 29 1065 SH SOLE 0 0 1065 STRYKER CORP COM 863667101 18 85 SH SOLE 0 0 85 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 7 300 SH SOLE 0 0 300 SUNCOR ENERGY INC NEW COM 867224107 13 403 SH SOLE 0 0 403 SUNPOWER CORP COM 867652406 9 1100 SH SOLE 0 0 1100 SUPERIOR ENERGY SVCS INC COM NEW 868157306 0 56 SH SOLE 0 0 56 SYNCHRONY FINL COM 87165B103 10 280 SH SOLE 0 0 280 SYNTHORX INC COM 87167A103 22 320 SH SOLE 0 0 320 SYSCO CORP COM 871829107 66 766 SH SOLE 0 0 766 TCF FINANCIAL CORPORATION NE COM 872307103 52 1111 SH SOLE 0 0 1111 TD AMERITRADE HLDG CORP COM 87236Y108 7 150 SH SOLE 0 0 150 TJX COS INC NEW COM 872540109 49 800 SH SOLE 0 0 800 T MOBILE US INC COM 872590104 6 75 SH SOLE 0 0 75 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 12 100 SH SOLE 0 0 100 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 4 190 SH SOLE 0 0 190 TANDEM DIABETES CARE INC COM NEW 875372203 0 3 SH SOLE 0 0 3 TAPESTRY INC COM 876030107 1 30 SH SOLE 0 0 30 TARGET CORP COM 87612E106 683 5325 SH SOLE 0 0 5325 TC ENERGY CORP COM 87807B107 289 5418 SH SOLE 0 0 5418 TELADOC HEALTH INC COM 87918A105 1 15 SH SOLE 0 0 15 TELEFONICA S A SPONSORED ADR 879382208 1 154 SH SOLE 0 0 154 TEMPLETON GLOBAL INCOME FD COM 880198106 21 3350 SH SOLE 0 0 3350 TESLA INC COM 88160R101 21 50 SH SOLE 0 0 50 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 5 465 SH SOLE 0 0 465 TEXAS INSTRS INC COM 882508104 102 798 SH SOLE 0 0 798 TEXAS ROADHOUSE INC COM 882681109 7 127 SH SOLE 0 0 127 THE TRADE DESK INC COM CL A 88339J105 3 13 SH SOLE 0 0 13 THERMO FISHER SCIENTIFIC INC COM 883556102 337 1038 SH SOLE 0 0 1038 THOMSON REUTERS CORP COM NEW 884903709 11 150 SH SOLE 0 0 150 3-D SYS CORP DEL COM NEW 88554D205 1 89 SH SOLE 0 0 89 3M CO COM 88579Y101 333 1887 SH SOLE 0 0 1887 TIZIANA LIFE SCIENCES PLC SPONSORED ADS 88875G101 0 40 SH SOLE 0 0 40 TOLL BROTHERS INC COM 889478103 3 66 SH SOLE 0 0 66 TORONTO DOMINION BK ONT COM NEW 891160509 5 88 SH SOLE 0 0 88 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1 10 SH SOLE 0 0 10 TRANSENTERIX INC COM 89366M300 18 12231 SH SOLE 0 0 12231 TRAVELERS COMPANIES INC COM 89417E109 35 256 SH SOLE 0 0 256 TRINITY INDS INC COM 896522109 2 100 SH SOLE 0 0 100 TRIP COM GROUP LTD ADS 89677Q107 5 150 SH SOLE 0 0 150 TRUEBLUE INC COM 89785X101 4 150 SH SOLE 0 0 150 TWILIO INC CL A 90138F102 5 51 SH SOLE 0 0 51 II VI INC COM 902104108 0 2 SH SOLE 0 0 2 TYSON FOODS INC CL A 902494103 141 1545 SH SOLE 0 0 1545 UDR INC COM 902653104 139 2970 SH SOLE 0 0 2970 US BANCORP DEL COM NEW 902973304 338 5699 SH SOLE 0 0 5699 UBER TECHNOLOGIES INC COM 90353T100 6 210 SH SOLE 0 0 210 UNDER ARMOUR INC CL C 904311206 4 212 SH SOLE 0 0 212 UNILEVER PLC SPON ADR NEW 904767704 3 50 SH SOLE 0 0 50 UNILEVER N V N Y SHS NEW 904784709 10 179 SH SOLE 0 0 179 UNION PACIFIC CORP COM 907818108 281 1555 SH SOLE 0 0 1555 UNITED AIRLINES HLDGS INC COM 910047109 269 3050 SH SOLE 0 0 3050 UNITED PARCEL SERVICE INC CL B 911312106 1537 13134 SH SOLE 0 0 13134 UNITED TECHNOLOGIES CORP COM 913017109 25 168 SH SOLE 0 0 168 UNITEDHEALTH GROUP INC COM 91324P102 83 283 SH SOLE 0 0 283 UNIVERSAL DISPLAY CORP COM 91347P105 1 4 SH SOLE 0 0 4 UNIVERSAL INS HLDGS INC COM 91359V107 1 53 SH SOLE 0 0 53 UNIVERSAL HLTH SVCS INC CL B 913903100 15 106 SH SOLE 0 0 106 URANIUM ENERGY CORP COM 916896103 0 440 SH SOLE 0 0 440 V F CORP COM 918204108 6 65 SH SOLE 0 0 65 VALERO ENERGY CORP NEW COM 91913Y100 22 234 SH SOLE 0 0 234 VALMONT INDS INC COM 920253101 599 4000 SH SOLE 0 0 4000 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 10 350 SH SOLE 0 0 350 VANECK VECTORS ETF TRUST PHARMACEUTICAL 92189F692 64 1000 SH SOLE 0 0 1000 VANECK VECTORS ETF TRUST JR GOLD MINERS E 92189F791 10 230 SH SOLE 0 0 230 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 4 122 SH SOLE 0 0 122 VANGUARD GROUP DIV APP ETF 921908844 13 104 SH SOLE 0 0 104 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 30 359 SH SOLE 0 0 359 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 42 949 SH SOLE 0 0 949 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2 20 SH SOLE 0 0 20 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 431 7623 SH SOLE 0 0 7623 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 16 359 SH SOLE 0 0 359 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 156 1930 SH SOLE 0 0 1930 VECTRUS INC COM 92242T101 0 1 SH SOLE 0 0 1 VENTAS INC COM 92276F100 20 340 SH SOLE 0 0 340 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 106 359 SH SOLE 0 0 359 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 5 33 SH SOLE 0 0 33 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 27 291 SH SOLE 0 0 291 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4 18 SH SOLE 0 0 18 VANGUARD INDEX FDS MID CAP ETF 922908629 502 2817 SH SOLE 0 0 2817 VANGUARD INDEX FDS LARGE CAP ETF 922908637 48 327 SH SOLE 0 0 327 VANGUARD INDEX FDS SMALL CP ETF 922908751 66 401 SH SOLE 0 0 401 VANGUARD INDEX FDS TOTAL STK MKT 922908769 30 181 SH SOLE 0 0 181 VERISIGN INC COM 92343E102 56 293 SH SOLE 0 0 293 VERIZON COMMUNICATIONS INC COM 92343V104 432 7036 SH SOLE 0 0 7036 VIAVI SOLUTIONS INC COM 925550105 18 1201 SH SOLE 0 0 1201 VIACOMCBS INC CL B 92556H206 13 300 SH SOLE 0 0 300 VIRNETX HLDG CORP COM 92823T108 0 100 SH SOLE 0 0 100 VISA INC COM CL A 92826C839 970 5163 SH SOLE 0 0 5163 WEC ENERGY GROUP INC COM 92939U106 16 170 SH SOLE 0 0 170 WABTEC CORP COM 929740108 12 159 SH SOLE 0 0 159 WALMART INC COM 931142103 452 3801 SH SOLE 0 0 3801 WALGREENS BOOTS ALLIANCE INC COM 931427108 24 414 SH SOLE 0 0 414 WALKER & DUNLOP INC COM 93148P102 3 47 SH SOLE 0 0 47 WASHINGTON FED INC COM 938824109 754 20562 SH SOLE 0 0 20562 WASTE CONNECTIONS INC COM 94106B101 30 334 SH SOLE 0 0 334 WELLS FARGO CO NEW COM 949746101 143 2652 SH SOLE 0 0 2652 WELLS FARGO CO NEW PERP PFD CNV A 949746804 44 30 SH SOLE 0 0 30 WELLTOWER INC COM 95040Q104 32 388 SH SOLE 0 0 388 WESTERN ASSET MUN HI INCM FD COM 95766N103 7 967 SH SOLE 0 0 967 WESTERN DIGITAL CORP COM 958102105 38 603 SH SOLE 0 0 603 WEX INC COM 96208T104 10 48 SH SOLE 0 0 48 WEYERHAEUSER CO COM 962166104 89 2957 SH SOLE 0 0 2957 WHEATON PRECIOUS METALS CORP COM 962879102 20 680 SH SOLE 0 0 680 WILLIAMS COS INC DEL COM 969457100 11 475 SH SOLE 0 0 475 WORKDAY INC CL A 98138H101 3 17 SH SOLE 0 0 17 WORLD GOLD TR SPDR GLD MINIS 98149E204 22 1465 SH SOLE 0 0 1465 XCEL ENERGY INC COM 98389B100 109 1711 SH SOLE 0 0 1711 XILINX INC COM 983919101 5 50 SH SOLE 0 0 50 XYLEM INC COM 98419M100 3 32 SH SOLE 0 0 32 YAMANA GOLD INC COM 98462Y100 4 1030 SH SOLE 0 0 1030 YUM BRANDS INC COM 988498101 27 266 SH SOLE 0 0 266 YUM CHINA HLDGS INC COM 98850P109 13 266 SH SOLE 0 0 266 ZIMMER BIOMET HLDGS INC COM 98956P102 92 613 SH SOLE 0 0 613 ZOETIS INC CL A 98978V103 32 245 SH SOLE 0 0 245 ZUMIEZ INC COM 989817101 10 300 SH SOLE 0 0 300 ADIENT PLC ORD SHS G0084W101 0 10 SH SOLE 0 0 10 AIRCASTLE LTD COM G0129K104 32 1000 SH SOLE 0 0 1000 ALLEGION PUB LTD CO ORD SHS G0176J109 77 620 SH SOLE 0 0 620 ALLERGAN PLC SHS G0177J108 95 495 SH SOLE 0 0 495 AMCOR PLC ORD G0250X107 80 7370 SH SOLE 0 0 7370 AMBARELLA INC SHS G037AX101 1 10 SH SOLE 0 0 10 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 14 67 SH SOLE 0 0 67 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 15 300 SH SOLE 0 0 300 EATON CORP PLC SHS G29183103 21 221 SH SOLE 0 0 221 INGERSOLL-RAND PLC SHS G47791101 190 1430 SH SOLE 0 0 1430 JOHNSON CTLS INTL PLC SHS G51502105 4 109 SH SOLE 0 0 109 MALLINCKRODT PUB LTD CO SHS G5785G107 0 6 SH SOLE 0 0 6 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 17 630 SH SOLE 0 0 630 MEDTRONIC PLC SHS G5960L103 32 286 SH SOLE 0 0 286 NVENT ELECTRIC PLC SHS G6700G107 0 6 SH SOLE 0 0 6 PENTAIR PLC SHS G7S00T104 0 6 SH SOLE 0 0 6 SINA CORP ORD G81477104 14 360 SH SOLE 0 0 360 STERIS PLC SHS USD G8473T100 0 3 SH SOLE 0 0 3 PERRIGO CO PLC SHS G97822103 1 18 SH SOLE 0 0 18 ALCON INC ORD SHS H01301128 2 38 SH SOLE 0 0 38 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 5 75 SH SOLE 0 0 75 TE CONNECTIVITY LTD REG SHS H84989104 7 78 SH SOLE 0 0 78 TRANSOCEAN LTD REG SHS H8817H100 7 965 SH SOLE 0 0 965 SPOTIFY TECHNOLOGY S A SHS L8681T102 10 65 SH SOLE 0 0 65 MELLANOX TECHNOLOGIES LTD SHS M51363113 12 100 SH SOLE 0 0 100 WIX COM LTD SHS M98068105 2 18 SH SOLE 0 0 18 ASML HOLDING N V N Y REGISTRY SHS N07059210 2 7 SH SOLE 0 0 7 FERRARI N V COM N3167Y103 1 6 SH SOLE 0 0 6 MYLAN N V SHS EURO N59465109 1 33 SH SOLE 0 0 33