Managing Principal

0001616026-19-000002.txt : 20190131 0001616026-19-000002.hdr.sgml : 20190131 20190131144030 ACCESSION NUMBER: 0001616026-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 EFFECTIVENESS DATE: 20190131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Capital Management, LLC CENTRAL INDEX KEY: 0001616026 IRS NUMBER: 352429157 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16264 FILM NUMBER: 19555283 BUSINESS ADDRESS: STREET 1: 2211 RIMLAND DRIVE STREET 2: SUITE 401 CITY: BELLINGHAM STATE: WA ZIP: 98226 BUSINESS PHONE: 360-715-9000 MAIL ADDRESS: STREET 1: 2211 RIMLAND DRIVE STREET 2: SUITE 401 CITY: BELLINGHAM STATE: WA ZIP: 98226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001616026 XXXXXXXX 12-31-2018 12-31-2018 Tradewinds Capital Management, LLC

2211 RIMLAND DRIVE SUITE 401 BELLINGHAM WA 98226

13F HOLDINGS REPORT 028-16264 N Bryant J. Engebretson Managing Principal 360-715-9000 Bryant J. Engebretson Bellingham WA 01-31-2019 0 649 203294 false INFORMATION TABLE 2 tradewinds4q18.xml 3-D SYS CORP DEL COM NEW 88554D205 1 89 SH SOLE 0 0 89 3M CO COM 88579Y101 232 1218 SH SOLE 0 0 1218 ABBOTT LABS COM 002824100 294 4069 SH SOLE 0 0 4069 ABBVIE INC COM 00287Y109 185 2002 SH SOLE 0 0 2002 ABERDEEN STD GOLD ETF TR PHYSCL SWISS GLD 00326A104 47 382 SH SOLE 0 0 382 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 12 197 SH SOLE 0 0 197 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 32 2105 SH SOLE 0 0 2105 ABIOMED INC COM 003654100 29 90 SH SOLE 0 0 90 ABSOLUTE SHS TR WBI PWR FCTR ETF 00400R858 10 462 SH SOLE 0 0 462 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 9 67 SH SOLE 0 0 67 ACTIVISION BLIZZARD INC COM 00507V109 6 130 SH SOLE 0 0 130 ADIENT PLC ORD SHS G0084W101 0 22 SH SOLE 0 0 22 ADOBE INC COM 00724F101 2172 9600 SH SOLE 0 0 9600 ADVANSIX INC COM 00773T101 11 435 SH SOLE 0 0 435 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 2 200 SH SOLE 0 0 200 AEROVIRONMENT 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INVESCO INDIA EXCHG TRED FD INDIA ETF 46137R109 8 324 SH SOLE 0 0 324 INVESCO MUN OPPORTUNITY TR COM 46132C107 20 1815 SH SOLE 0 0 1815 INVESCO MUN TR COM 46131J103 1198 107542 SH SOLE 0 0 107542 INVESCO QQQ TR UNIT SER 1 46090E103 124 806 SH SOLE 0 0 806 INVESCO QUALITY MUNI INC TRS COM 46133G107 904 80579 SH SOLE 0 0 80579 INVESCO TR INVT GRADE MUNS COM 46131M106 1382 120387 SH SOLE 0 0 120387 INVESCO VALUE MUN INCOME TR COM 46132P108 3 259 SH SOLE 0 0 259 IQIYI INC SPONSORED ADS 46267X108 8 508 SH SOLE 0 0 508 ISHARES INC MSCI GERMANY ETF 464286806 10 379 SH SOLE 0 0 379 ISHARES SILVER TRUST ISHARES 46428Q109 97 6712 SH SOLE 0 0 6712 ISHARES TR GL TIMB FORE ETF 464288174 24 412 SH SOLE 0 0 412 ISHARES TR TIPS BD ETF 464287176 24 222 SH SOLE 0 0 222 ISHARES TR U.S. BAS MTL ETF 464287838 6 67 SH SOLE 0 0 67 ISHARES TR U.S. ENERGY ETF 464287796 6 200 SH SOLE 0 0 200 ISHARES TR GLOB HLTHCRE ETF 464287325 1 26 SH SOLE 0 0 26 ISHARES TR RUS MDCP VAL ETF 464287473 9 115 SH SOLE 0 0 115 ISHARES TR RUS MD CP GR ETF 464287481 10 90 SH SOLE 0 0 90 ISHARES TR RUSSELL 2000 ETF 464287655 31 230 SH SOLE 0 0 230 ISHARES TR RUS 1000 GRW ETF 464287614 73 555 SH SOLE 0 0 555 ISHARES TR RUS 1000 VAL ETF 464287598 27 247 SH SOLE 0 0 247 ISHARES TR CORE S&P500 ETF 464287200 14 57 SH SOLE 0 0 57 ISHARES TR CORE S&P TTL STK 464287150 201 3547 SH SOLE 0 0 3547 ISHARES TR CORE S&P SCP ETF 464287804 22 320 SH SOLE 0 0 320 ISHARES TR CORE S&P MCP ETF 464287507 12 71 SH SOLE 0 0 71 ISHARES TR EUROPE ETF 464287861 7 181 SH SOLE 0 0 181 ISHARES TR CORE MSCI EAFE 46432F842 13 239 SH SOLE 0 0 239 ISHARES TR US TREAS BD ETF 46429B267 51 2059 SH SOLE 0 0 2059 ISHARES TR MSCI UK ETF NEW 46435G334 6 198 SH SOLE 0 0 198 ISHARES TR NEW ZEALAND ETF 464289123 12 250 SH SOLE 0 0 250 ISHARES TR JPMORGAN USD EMG 464288281 3 30 SH SOLE 0 0 30 ISHARES TR EAFE VALUE ETF 464288877 13 291 SH SOLE 0 0 291 ISHARES TR MIN VOL EAFE ETF 46429B689 9 132 SH SOLE 0 0 132 ISHARES TR MSCI EAFE ETF 464287465 287 4880 SH SOLE 0 0 4880 ISHARES TR MSCI EMG MKT ETF 464287234 34 863 SH SOLE 0 0 863 ISHARES TR SELECT DIVID ETF 464287168 20 220 SH SOLE 0 0 220 ITT INC COM 45073V108 1 16 SH SOLE 0 0 16 JACOBS ENGR GROUP INC DEL COM 469814107 10 173 SH SOLE 0 0 173 JEFFERIES FINL GROUP INC COM 47233W109 9 542 SH SOLE 0 0 542 JOHN HANCOCK EXCHANGE TRADED MLTFACTR UTILS 47804J867 95 3360 SH SOLE 0 0 3360 JOHNSON & JOHNSON COM 478160104 925 7170 SH SOLE 0 0 7170 JOHNSON CTLS INTL PLC SHS G51502105 2 83 SH SOLE 0 0 83 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 734 14641 SH SOLE 0 0 14641 JPMORGAN CHASE & CO COM 46625H100 241 2473 SH SOLE 0 0 2473 KANDI TECHNOLOGIES GROUP INC COM 483709101 4 1000 SH SOLE 0 0 1000 KCAP FINL INC COM 48668E101 2 560 SH SOLE 0 0 560 KEYCORP NEW COM 493267108 55 3752 SH SOLE 0 0 3752 KEYSIGHT TECHNOLOGIES INC COM 49338L103 0 1 SH SOLE 0 0 1 KIMBERLY CLARK CORP COM 494368103 15 135 SH SOLE 0 0 135 KINDER MORGAN INC DEL COM 49456B101 16 1021 SH SOLE 0 0 1021 KINROSS GOLD CORP COM NO PAR 496902404 2 545 SH SOLE 0 0 545 KNOWLES CORP COM 49926D109 1 100 SH SOLE 0 0 100 KOHLS CORP COM 500255104 1 15 SH SOLE 0 0 15 KROGER CO COM 501044101 103 3754 SH SOLE 0 0 3754 L3 TECHNOLOGIES INC COM 502413107 7 41 SH SOLE 0 0 41 LAMB WESTON HLDGS INC COM 513272104 28 383 SH SOLE 0 0 383 LEGG MASON ETF INVESTMENT TR LOW DIVI ETF 52468L406 41 1428 SH SOLE 0 0 1428 LENNAR CORP CL B 526057302 0 2 SH SOLE 0 0 2 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 16 119 SH SOLE 0 0 119 LILLY ELI & CO COM 532457108 156 1345 SH SOLE 0 0 1345 LKQ CORP COM 501889208 6 251 SH SOLE 0 0 251 LOCKHEED MARTIN CORP COM 539830109 35 133 SH SOLE 0 0 133 LOGMEIN INC COM 54142L109 34 421 SH SOLE 0 0 421 LOWES COS INC COM 548661107 121 1312 SH SOLE 0 0 1312 LULULEMON ATHLETICA INC COM 550021109 23 192 SH SOLE 0 0 192 LUMENTUM HLDGS INC COM 55024U109 10 243 SH SOLE 0 0 243 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 0 18 SH SOLE 0 0 18 MACYS INC COM 55616P104 1 36 SH SOLE 0 0 36 MALLINCKRODT PUB LTD CO SHS G5785G107 0 3 SH SOLE 0 0 3 MAXIMUS INC COM 577933104 13 196 SH SOLE 0 0 196 MAXWELL TECHNOLOGIES INC COM 577767106 1 589 SH SOLE 0 0 589 MCCORMICK & CO INC COM NON VTG 579780206 74 529 SH SOLE 0 0 529 MCDONALDS CORP COM 580135101 215 1210 SH SOLE 0 0 1210 MCEWEN MNG INC COM 58039P107 1 520 SH SOLE 0 0 520 MCKESSON CORP COM 58155Q103 47 421 SH SOLE 0 0 421 MEDTRONIC PLC SHS G5960L103 24 260 SH SOLE 0 0 260 MELLANOX TECHNOLOGIES LTD SHS M51363113 9 100 SH SOLE 0 0 100 MERCADOLIBRE INC COM 58733R102 3 10 SH SOLE 0 0 10 MERCK & CO INC COM 58933Y105 194 2533 SH SOLE 0 0 2533 METLIFE INC COM 59156R108 21 514 SH SOLE 0 0 514 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 22 5321 SH SOLE 0 0 5321 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837304 5 274 SH SOLE 0 0 274 MICROCHIP TECHNOLOGY INC COM 595017104 4 60 SH SOLE 0 0 60 MICRON TECHNOLOGY INC COM 595112103 61 1911 SH SOLE 0 0 1911 MICROSOFT CORP COM 594918104 31540 310521 SH SOLE 0 0 310521 MICROVISION INC DEL COM NEW 594960304 8 14063 SH SOLE 0 0 14063 MONDELEZ INTL INC CL A 609207105 3 69 SH SOLE 0 0 69 MOODYS CORP COM 615369105 11 75 SH SOLE 0 0 75 MORGAN STANLEY COM NEW 617446448 4 110 SH SOLE 0 0 110 MOSAIC CO NEW COM 61945C103 4 150 SH SOLE 0 0 150 MSCI INC COM 55354G100 15 102 SH SOLE 0 0 102 MYLAN N V SHS EURO N59465109 1 33 SH SOLE 0 0 33 NEKTAR THERAPEUTICS COM 640268108 0 7 SH SOLE 0 0 7 NEOVASC INC COM NEW 64065J205 0 3 SH SOLE 0 0 3 NETFLIX INC COM 64110L106 10 39 SH SOLE 0 0 39 NEW GERMANY FD INC COM 644465106 21 1782 SH SOLE 0 0 1782 NEW GOLD INC CDA COM 644535106 0 126 SH SOLE 0 0 126 NEWFIELD EXPL CO COM 651290108 1 64 SH SOLE 0 0 64 NEXTERA ENERGY INC COM 65339F101 49 282 SH SOLE 0 0 282 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 13 300 SH SOLE 0 0 300 NIKE INC CL B 654106103 30 408 SH SOLE 0 0 408 NOBLE ENERGY INC COM 655044105 11 600 SH SOLE 0 0 600 NOKIA CORP SPONSORED ADR 654902204 14 2430 SH SOLE 0 0 2430 NORDSTROM INC COM 655664100 441 9456 SH SOLE 0 0 9456 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 0 600 SH SOLE 0 0 600 NORTHWEST NAT HLDG CO COM 66765N105 12 200 SH SOLE 0 0 200 NOVARTIS A G SPONSORED ADR 66987V109 23 265 SH SOLE 0 0 265 NOVO-NORDISK A S ADR 670100205 22 485 SH SOLE 0 0 485 NUTRIEN LTD COM 67077M108 11 237 SH SOLE 0 0 237 NUVEEN AMT FREE MUN CR INC F COM 67071L106 641 45875 SH SOLE 0 0 45875 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1338 108659 SH SOLE 0 0 108659 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 17 1375 SH SOLE 0 0 1375 NUVEEN MUN VALUE FD INC COM 670928100 149 16023 SH SOLE 0 0 16023 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 626 46681 SH SOLE 0 0 46681 NUVEEN QUALITY MUNCP INCOME COM 67066V101 1869 149082 SH SOLE 0 0 149082 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 34 2515 SH SOLE 0 0 2515 NVIDIA CORP COM 67066G104 44 328 SH SOLE 0 0 328 OCCIDENTAL PETE CORP DEL COM 674599105 10 160 SH SOLE 0 0 160 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 18 272 SH SOLE 0 0 272 OMNICELL INC COM 68213N109 19 307 SH SOLE 0 0 307 ONE GAS INC COM 68235P108 51 640 SH SOLE 0 0 640 ONEOK INC NEW COM 682680103 138 2560 SH SOLE 0 0 2560 ORACLE CORP COM 68389X105 1167 25843 SH SOLE 0 0 25843 ORBCOMM INC COM 68555P100 22 2716 SH SOLE 0 0 2716 OSISKO GOLD ROYALTIES LTD COM 68827L101 1 90 SH SOLE 0 0 90 OTELCO INC CL A NEW 688823301 371 22950 SH SOLE 0 0 22950 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 69 2634 SH SOLE 0 0 2634 PACCAR INC COM 693718108 979 17140 SH SOLE 0 0 17140 PACIFIC PREMIER BANCORP COM 69478X105 1 34 SH SOLE 0 0 34 PACWEST BANCORP DEL COM 695263103 1 30 SH SOLE 0 0 30 PALO ALTO NETWORKS INC COM 697435105 439 2330 SH SOLE 0 0 2330 PARETEUM CORP COM NEW 69946T207 0 150 SH SOLE 0 0 150 PATTERN ENERGY GROUP INC CL A 70338P100 0 22 SH SOLE 0 0 22 PAYCHEX INC COM 704326107 44 675 SH SOLE 0 0 675 PAYPAL HLDGS INC COM 70450Y103 69 819 SH SOLE 0 0 819 PEMBINA PIPELINE CORP COM 706327103 7 233 SH SOLE 0 0 233 PEPSICO INC COM 713448108 252 2281 SH SOLE 0 0 2281 PERRIGO CO PLC SHS G97822103 1 18 SH SOLE 0 0 18 PERSPECTA INC COM 715347100 1 85 SH SOLE 0 0 85 PFIZER INC COM 717081103 287 6583 SH SOLE 0 0 6583 PG&E CORP COM 69331C108 4 173 SH SOLE 0 0 173 PHILIP MORRIS INTL INC COM 718172109 98 1473 SH SOLE 0 0 1473 PHILLIPS 66 COM 718546104 24 284 SH SOLE 0 0 284 PIPER JAFFRAY COS COM 724078100 2 28 SH SOLE 0 0 28 PLUG POWER INC COM NEW 72919P202 0 80 SH SOLE 0 0 80 PNC FINL SVCS GROUP INC COM 693475105 5 45 SH SOLE 0 0 45 POOL CORPORATION COM 73278L105 18 118 SH SOLE 0 0 118 PRA GROUP INC COM 69354N106 5 212 SH SOLE 0 0 212 PRINCIPAL FINL GROUP INC COM 74251V102 27 600 SH SOLE 0 0 600 PROCTER AND GAMBLE CO COM 742718109 551 5992 SH SOLE 0 0 5992 PROGRESSIVE CORP OHIO COM 743315103 456 7565 SH SOLE 0 0 7565 PROSHARES TR ULTRAPRO QQQ 74347X831 2 50 SH SOLE 0 0 50 PROSHARES TR SHORT S&P 500 NE 74347B425 1 34 SH SOLE 0 0 34 PROSHARES TR PSHS ULT HLTHCRE 74347R735 2 27 SH SOLE 0 0 27 PROSHARES TR SHORT QQQ NEW 74347B714 1 30 SH SOLE 0 0 30 PROSHARES TR S&P 500 DV ARIST 74348A467 27 450 SH SOLE 0 0 450 PRUDENTIAL FINL INC COM 744320102 127 1563 SH SOLE 0 0 1563 PUTNAM MANAGED MUN INCOM TR COM 746823103 336 50000 SH SOLE 0 0 50000 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 65 5796 SH SOLE 0 0 5796 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 15 3150 SH SOLE 0 0 3150 QORVO INC COM 74736K101 56 921 SH SOLE 0 0 921 QUALCOMM INC COM 747525103 101 1768 SH SOLE 0 0 1768 QUDIAN INC ADR 747798106 1 219 SH SOLE 0 0 219 RAMBUS INC DEL COM 750917106 2 296 SH SOLE 0 0 296 RAYTHEON CO COM NEW 755111507 92 600 SH SOLE 0 0 600 REALTY INCOME CORP COM 756109104 146 2317 SH SOLE 0 0 2317 REDFIN CORP COM 75737F108 12 838 SH SOLE 0 0 838 REDWOOD TR INC COM 758075402 6 371 SH SOLE 0 0 371 REGENERON PHARMACEUTICALS COM 75886F107 37 100 SH SOLE 0 0 100 REPUBLIC SVCS INC COM 760759100 7 99 SH SOLE 0 0 99 RESIDEO TECHNOLOGIES INC COM 76118Y104 37 1823 SH SOLE 0 0 1823 RESMED INC COM 761152107 5 43 SH SOLE 0 0 43 RETAIL OPPORTUNITY INVTS COR COM 76131N101 7 415 SH SOLE 0 0 415 RINGCENTRAL INC CL A 76680R206 8 100 SH SOLE 0 0 100 RIO TINTO PLC SPONSORED ADR 767204100 33 671 SH SOLE 0 0 671 RITE AID CORP COM 767754104 0 500 SH SOLE 0 0 500 ROKU INC COM CL A 77543R102 2 60 SH SOLE 0 0 60 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3 43 SH SOLE 0 0 43 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 62 1065 SH SOLE 0 0 1065 ROYAL GOLD INC COM 780287108 7 82 SH SOLE 0 0 82 SAGE THERAPEUTICS INC COM 78667J108 13 137 SH SOLE 0 0 137 SALESFORCE COM INC COM 79466L302 2 15 SH SOLE 0 0 15 SANDSTORM GOLD LTD COM NEW 80013R206 2 385 SH SOLE 0 0 385 SAP SE SPON ADR 803054204 56 560 SH SOLE 0 0 560 SCHLUMBERGER LTD COM 806857108 27 752 SH SOLE 0 0 752 SCHWAB CHARLES CORP NEW COM 808513105 14 338 SH SOLE 0 0 338 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 19 371 SH SOLE 0 0 371 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 11852 198527 SH SOLE 0 0 198527 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 102 2060 SH SOLE 0 0 2060 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3 57 SH SOLE 0 0 57 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 12 231 SH SOLE 0 0 231 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 5831 121662 SH SOLE 0 0 121662 SCHWAB STRATEGIC TR US REIT ETF 808524847 884 22960 SH SOLE 0 0 22960 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 305 4418 SH SOLE 0 0 4418 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 13301 469175 SH SOLE 0 0 469175 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 55 2328 SH SOLE 0 0 2328 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 15 250 SH SOLE 0 0 250 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 16327 269059 SH SOLE 0 0 269059 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 4 170 SH SOLE 0 0 170 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 86 2610 SH SOLE 0 0 2610 SEABRIDGE GOLD INC COM 811916105 5 400 SH SOLE 0 0 400 SEALED AIR CORP NEW COM 81211K100 9 270 SH SOLE 0 0 270 SEATTLE GENETICS INC COM 812578102 55 972 SH SOLE 0 0 972 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 66 1066 SH SOLE 0 0 1066 SELECT SECTOR SPDR TR ENERGY 81369Y506 14 237 SH SOLE 0 0 237 SEMPRA ENERGY COM 816851109 114 1055 SH SOLE 0 0 1055 SHIRE PLC SPONSORED ADR 82481R106 9 50 SH SOLE 0 0 50 SILICON LABORATORIES INC COM 826919102 12 156 SH SOLE 0 0 156 SILVERCREST METALS INC COM 828363101 2 670 SH SOLE 0 0 670 SINA CORP ORD G81477104 19 360 SH SOLE 0 0 360 SIRIUS XM HLDGS INC COM 82968B103 11 2000 SH SOLE 0 0 2000 SMITH A O COM 831865209 11 266 SH SOLE 0 0 266 SMUCKER J M CO COM NEW 832696405 3 31 SH SOLE 0 0 31 SNAP INC CL A 83304A106 0 70 SH SOLE 0 0 70 SOUND FINL BANCORP INC COM 83607A100 33 1000 SH SOLE 0 0 1000 SOUTHERN CO COM 842587107 15 338 SH SOLE 0 0 338 SOUTHWEST AIRLS CO COM 844741108 53 1130 SH SOLE 0 0 1130 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 8 36 SH SOLE 0 0 36 SPDR GOLD TRUST GOLD SHS 78463V107 271 2235 SH SOLE 0 0 2235 SPDR INDEX SHS FDS SOLACTIVE UK ETF 78463X335 2 49 SH SOLE 0 0 49 SPDR S&P 500 ETF TR TR UNIT 78462F103 48 191 SH SOLE 0 0 191 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3 10 SH SOLE 0 0 10 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 6 196 SH SOLE 0 0 196 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 18 331 SH SOLE 0 0 331 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 15442 286275 SH SOLE 0 0 286275 SPDR SERIES TRUST S&P DIVID ETF 78464A763 236 2633 SH SOLE 0 0 2633 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 4 98 SH SOLE 0 0 98 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 5 118 SH SOLE 0 0 118 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 10 284 SH SOLE 0 0 284 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 126 2690 SH SOLE 0 0 2690 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 6 227 SH SOLE 0 0 227 SPOTIFY TECHNOLOGY S A SHS L8681T102 7 65 SH SOLE 0 0 65 SPRINT CORP COM SER 1 85207U105 86 14828 SH SOLE 0 0 14828 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 276 26784 SH SOLE 0 0 26784 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 43 7761 SH SOLE 0 0 7761 SQUARE INC CL A 852234103 3 45 SH SOLE 0 0 45 SSR MNG INC COM 784730103 1 90 SH SOLE 0 0 90 STANLEY BLACK & DECKER INC COM 854502101 159 1325 SH SOLE 0 0 1325 STARBUCKS CORP COM 855244109 3302 51278 SH SOLE 0 0 51278 STERIS PLC SHS USD G84720104 0 3 SH SOLE 0 0 3 STMICROELECTRONICS N V NY REGISTRY 861012102 15 1065 SH SOLE 0 0 1065 STRYKER CORP COM 863667101 5 35 SH SOLE 0 0 35 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 6 300 SH SOLE 0 0 300 SUNCOR ENERGY INC NEW COM 867224107 7 268 SH SOLE 0 0 268 SUNPOWER CORP COM 867652406 5 1100 SH SOLE 0 0 1100 SUPERIOR ENERGY SVCS INC COM 868157108 2 566 SH SOLE 0 0 566 SYNCHRONY FINL COM 87165B103 7 280 SH SOLE 0 0 280 SYNTHORX INC COM 87167A103 11 640 SH SOLE 0 0 640 SYSCO CORP COM 871829107 48 766 SH SOLE 0 0 766 T MOBILE US INC COM 872590104 5 75 SH SOLE 0 0 75 TABLEAU SOFTWARE INC CL A 87336U105 70 581 SH SOLE 0 0 581 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 10 100 SH SOLE 0 0 100 TAPESTRY INC COM 876030107 3 93 SH SOLE 0 0 93 TARGET CORP COM 87612E106 35 524 SH SOLE 0 0 524 TE CONNECTIVITY LTD REG SHS H84989104 4 50 SH SOLE 0 0 50 TELADOC HEALTH INC COM 87918A105 11 215 SH SOLE 0 0 215 TELEFONICA S A SPONSORED ADR 879382208 1 154 SH SOLE 0 0 154 TEMPLETON GLOBAL INCOME FD COM 880198106 20 3350 SH SOLE 0 0 3350 TESLA INC COM 88160R101 46 139 SH SOLE 0 0 139 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 7 465 SH SOLE 0 0 465 TEXAS INSTRS INC COM 882508104 107 1132 SH SOLE 0 0 1132 TEXAS PAC LD TR SUB CTF PROP I T 882610108 19 35 SH SOLE 0 0 35 TEXAS ROADHOUSE INC COM 882681109 10 163 SH SOLE 0 0 163 THERMO FISHER SCIENTIFIC INC COM 883556102 217 968 SH SOLE 0 0 968 THOMSON REUTERS CORP COM NEW 884903709 7 150 SH SOLE 0 0 150 TIZIANA LIFE SCIENCES PLC SPONSORED ADS 88875G101 0 18 SH SOLE 0 0 18 TJX COS INC NEW COM 872540109 36 800 SH SOLE 0 0 800 TORONTO DOMINION BK ONT COM NEW 891160509 3 55 SH SOLE 0 0 55 TRANSCANADA CORP COM 89353D107 235 6589 SH SOLE 0 0 6589 TRANSENTERIX INC COM NEW 89366M201 168 74500 SH SOLE 0 0 74500 TRANSOCEAN LTD REG SHS H8817H100 7 965 SH SOLE 0 0 965 TRAVELERS COMPANIES INC COM 89417E109 31 255 SH SOLE 0 0 255 TRINITY INDS INC COM 896522109 2 100 SH SOLE 0 0 100 TRUEBLUE INC COM 89785X101 3 150 SH SOLE 0 0 150 TURTLE BEACH CORP COM NEW 900450206 0 20 SH SOLE 0 0 20 TWILIO INC CL A 90138F102 16 179 SH SOLE 0 0 179 TWITTER INC COM 90184L102 27 945 SH SOLE 0 0 945 TYSON FOODS INC CL A 902494103 83 1550 SH SOLE 0 0 1550 UDR INC COM 902653104 118 2970 SH SOLE 0 0 2970 UNDER ARMOUR INC CL C 904311206 3 212 SH SOLE 0 0 212 UNILEVER N V N Y SHS NEW 904784709 8 150 SH SOLE 0 0 150 UNION PAC CORP COM 907818108 218 1575 SH SOLE 0 0 1575 UNITED CONTL HLDGS INC COM 910047109 255 3050 SH SOLE 0 0 3050 UNITED PARCEL SERVICE INC CL B 911312106 1554 15932 SH SOLE 0 0 15932 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 2 128 SH SOLE 0 0 128 UNITED TECHNOLOGIES CORP COM 913017109 52 491 SH SOLE 0 0 491 UNITEDHEALTH GROUP INC COM 91324P102 70 281 SH SOLE 0 0 281 UNIVERSAL HLTH SVCS INC CL B 913903100 12 106 SH SOLE 0 0 106 UNIVERSAL INS HLDGS INC COM 91359V107 2 52 SH SOLE 0 0 52 URANIUM ENERGY CORP COM 916896103 1 440 SH SOLE 0 0 440 US BANCORP DEL COM NEW 902973304 244 5333 SH SOLE 0 0 5333 V F CORP COM 918204108 5 65 SH SOLE 0 0 65 VALERO ENERGY CORP NEW COM 91913Y100 18 234 SH SOLE 0 0 234 VALMONT INDS INC COM 920253101 444 4000 SH SOLE 0 0 4000 VANECK VECTORS ETF TR PHARMACEUTICAL 92189F692 55 1000 SH SOLE 0 0 1000 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 3 73 SH SOLE 0 0 73 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 10 300 SH SOLE 0 0 300 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 10 121 SH SOLE 0 0 121 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 30 382 SH SOLE 0 0 382 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 400 7371 SH SOLE 0 0 7371 VANGUARD GROUP DIV APP ETF 921908844 10 104 SH SOLE 0 0 104 VANGUARD INDEX FDS VALUE ETF 922908744 4 45 SH SOLE 0 0 45 VANGUARD INDEX FDS TOTAL STK MKT 922908769 23 181 SH SOLE 0 0 181 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 4 33 SH SOLE 0 0 33 VANGUARD INDEX FDS MID CAP ETF 922908629 378 2732 SH SOLE 0 0 2732 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 239 3200 SH SOLE 0 0 3200 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3 24 SH SOLE 0 0 24 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3 18 SH SOLE 0 0 18 VANGUARD INDEX FDS SMALL CP ETF 922908751 37 281 SH SOLE 0 0 281 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 21 559 SH SOLE 0 0 559 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 3 64 SH SOLE 0 0 64 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 20 340 SH SOLE 0 0 340 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 5 79 SH SOLE 0 0 79 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 146 1875 SH SOLE 0 0 1875 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 91 1093 SH SOLE 0 0 1093 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 11 309 SH SOLE 0 0 309 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 3 22 SH SOLE 0 0 22 VECTRUS INC COM 92242T101 0 1 SH SOLE 0 0 1 VERISIGN INC COM 92343E102 43 293 SH SOLE 0 0 293 VERIZON COMMUNICATIONS INC COM 92343V104 387 6884 SH SOLE 0 0 6884 VIAVI SOLUTIONS INC COM 925550105 12 1201 SH SOLE 0 0 1201 VIRNETX HLDG CORP COM 92823T108 0 100 SH SOLE 0 0 100 VISA INC COM CL A 92826C839 704 5338 SH SOLE 0 0 5338 W P CAREY INC COM 92936U109 65 991 SH SOLE 0 0 991 W R BERKLEY CORPORATION COM 084423102 7 98 SH SOLE 0 0 98 WALMART INC COM 931142103 349 3747 SH SOLE 0 0 3747 WASHINGTON FED INC COM 938824109 568 21282 SH SOLE 0 0 21282 WASTE CONNECTIONS INC COM 94106B101 25 334 SH SOLE 0 0 334 WEC ENERGY GROUP INC COM 92939U106 24 340 SH SOLE 0 0 340 WELLS FARGO CO NEW COM 949746101 176 3815 SH SOLE 0 0 3815 WELLTOWER INC COM 95040Q104 32 463 SH SOLE 0 0 463 WESTERN ASSET MUN HI INCM FD COM 95766N103 7 967 SH SOLE 0 0 967 WESTERN ASST MNGD MUN FD INC COM 95766M105 27 2138 SH SOLE 0 0 2138 WESTERN DIGITAL CORP COM 958102105 28 762 SH SOLE 0 0 762 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 1 1000 SH SOLE 0 0 1000 WEX INC COM 96208T104 7 48 SH SOLE 0 0 48 WEYERHAEUSER CO COM 962166104 133 6067 SH SOLE 0 0 6067 WHEATON PRECIOUS METALS CORP COM 962879102 13 680 SH SOLE 0 0 680 WILLIAMS COS INC DEL COM 969457100 6 250 SH SOLE 0 0 250 WORKDAY INC CL A 98138H101 4 27 SH SOLE 0 0 27 WORLD GOLD TR SPDR GLD MINIS 98149E204 28 2200 SH SOLE 0 0 2200 XCEL ENERGY INC COM 98389B100 84 1711 SH SOLE 0 0 1711 XYLEM INC COM 98419M100 2 32 SH SOLE 0 0 32 YAMANA GOLD INC COM 98462Y100 2 1030 SH SOLE 0 0 1030 YUM CHINA HLDGS INC COM 98850P109 1 39 SH SOLE 0 0 39 ZIMMER BIOMET HLDGS INC COM 98956P102 64 612 SH SOLE 0 0 612 ZUMIEZ INC COM 989817101 6 300 SH SOLE 0 0 300