Managing Principal

0001616026-18-000003.txt : 20180502 0001616026-18-000003.hdr.sgml : 20180502 20180502125059 ACCESSION NUMBER: 0001616026-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180502 DATE AS OF CHANGE: 20180502 EFFECTIVENESS DATE: 20180502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Capital Management, LLC CENTRAL INDEX KEY: 0001616026 IRS NUMBER: 352429157 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16264 FILM NUMBER: 18798605 BUSINESS ADDRESS: STREET 1: 2211 RIMLAND DRIVE STREET 2: SUITE 401 CITY: BELLINGHAM STATE: WA ZIP: 98226 BUSINESS PHONE: 360-715-9000 MAIL ADDRESS: STREET 1: 2211 RIMLAND DRIVE STREET 2: SUITE 401 CITY: BELLINGHAM STATE: WA ZIP: 98226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001616026 XXXXXXXX 03-31-2018 03-31-2018 Tradewinds Capital Management, LLC

2211 RIMLAND DRIVE SUITE 401 BELLINGHAM WA 98226

13F HOLDINGS REPORT 028-16264 N Bryant J. Engebretson Managing Principal 360-715-9000 Bryant J. 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SOLE 0 0 320 ISHARES TR CORE S&P MCP ETF 464287507 13 71 SH SOLE 0 0 71 ISHARES TR EUROPE ETF 464287861 8 175 SH SOLE 0 0 175 ISHARES TR NEW ZEALAND ETF 464289123 12 250 SH SOLE 0 0 250 ISHARES TR EAFE VALUE ETF 464288877 7 129 SH SOLE 0 0 129 ISHARES TR MSCI EAFE ETF 464287465 340 4880 SH SOLE 0 0 4880 ISHARES TR MSCI EMG MKT ETF 464287234 10 210 SH SOLE 0 0 210 ISHARES TR SELECT DIVID ETF 464287168 21 222 SH SOLE 0 0 222 ISHARES TR CORE US AGGBD ET 464287226 2 20 SH SOLE 0 0 20 ITT INC COM 45073V108 1 16 SH SOLE 0 0 16 JACOBS ENGR GROUP INC DEL COM 469814107 19 317 SH SOLE 0 0 317 JD COM INC SPON ADR CL A 47215P106 3 78 SH SOLE 0 0 78 JOHNSON & JOHNSON COM 478160104 936 7307 SH SOLE 0 0 7307 JOHNSON CTLS INTL PLC SH G51502105 18 497 SH SOLE 0 0 497 JPMORGAN CHASE & CO COM 46625H100 279 2536 SH SOLE 0 0 2536 KANDI TECHNOLOGIES GROUP INC COM 483709101 2 400 SH SOLE 0 0 400 KCAP FINL INC COM 48668E101 2 560 SH SOLE 0 0 560 KEYCORP NEW COM 493267108 73 3752 SH SOLE 0 0 3752 KEYSIGHT TECHNOLOGIES INC COM 49338L103 5 101 SH SOLE 0 0 101 KIMBERLY CLARK CORP COM 494368103 15 135 SH SOLE 0 0 135 KINDER MORGAN INC DEL COM 49456B101 13 835 SH SOLE 0 0 835 KINROSS GOLD CORP COM NO PAR 496902404 2 545 SH SOLE 0 0 545 KNOWLES CORP COM 49926D109 1 100 SH SOLE 0 0 100 KOHLS CORP COM 500255104 1 15 SH SOLE 0 0 15 KRANESHARES TR BOSERA MSCI CH 500767405 5 150 SH SOLE 0 0 150 KROGER CO COM 501044101 140 5849 SH SOLE 0 0 5849 LAMB WESTON HLDGS INC COM 513272104 22 383 SH SOLE 0 0 383 LENNAR CORP CL B 526057302 0 2 SH SOLE 0 0 2 LEUCADIA NATL CORP COM 527288104 12 542 SH SOLE 0 0 542 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 20 119 SH SOLE 0 0 119 LILLY ELI & CO COM 532457108 104 1345 SH SOLE 0 0 1345 LINCOLN ELEC HLDGS INC COM 533900106 18 200 SH SOLE 0 0 200 LKQ CORP COM 501889208 10 251 SH SOLE 0 0 251 LOCKHEED MARTIN CORP COM 539830109 44 131 SH SOLE 0 0 131 LOGMEIN INC COM 54142L109 49 421 SH SOLE 0 0 421 LOWES COS INC COM 548661107 115 1312 SH SOLE 0 0 1312 LULULEMON ATHLETICA INC COM 550021109 17 192 SH SOLE 0 0 192 LUMENTUM HLDGS INC COM 55024U109 17 260 SH SOLE 0 0 260 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 0 18 SH SOLE 0 0 18 MACYS INC COM 55616P104 1 36 SH SOLE 0 0 36 MALLINCKRODT PUB LTD CO SH G5785G107 1 36 SH SOLE 0 0 36 MANAGED DURATION INVT GRD FU COM 56165R103 394 28946 SH SOLE 0 0 28946 MASCO CORP COM 574599106 20 500 SH SOLE 0 0 500 MASIMO CORP COM 574795100 0 4 SH SOLE 0 0 4 MAXIMUS INC COM 577933104 13 196 SH SOLE 0 0 196 MAXWELL TECHNOLOGIES INC COM 577767106 3 589 SH SOLE 0 0 589 MCCORMICK & CO INC COM NON VTG 579780206 56 529 SH SOLE 0 0 529 MCDONALDS CORP COM 580135101 191 1219 SH SOLE 0 0 1219 MCEWEN MNG INC COM 58039P107 1 520 SH SOLE 0 0 520 MCKESSON CORP COM 58155Q103 80 571 SH SOLE 0 0 571 MEDTRONIC PLC SH G5960L103 21 260 SH SOLE 0 0 260 MELLANOX TECHNOLOGIES LTD SH M51363113 29 400 SH SOLE 0 0 400 MERCADOLIBRE INC COM 58733R102 2 5 SH SOLE 0 0 5 MERCK & CO INC COM 58933Y105 197 3623 SH SOLE 0 0 3623 MERCURY SYS INC COM 589378108 0 10 SH SOLE 0 0 10 MERITAGE HOMES CORP COM 59001A102 0 5 SH SOLE 0 0 5 METLIFE INC COM 59156R108 15 336 SH SOLE 0 0 336 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 24 5321 PRN SOLE 0 0 5321 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837304 4 281 SH SOLE 0 0 281 MICRON TECHNOLOGY INC COM 595112103 20 390 SH SOLE 0 0 390 MICROSOFT CORP COM 594918104 30501 334182 SH SOLE 0 0 334182 MICROVISION INC DEL COM NEW 594960304 16 14063 SH SOLE 0 0 14063 MIDDLEBY CORP COM 596278101 19 153 SH SOLE 0 0 153 MOLECULAR TEMPLATES INC COM 608550109 1 100 SH SOLE 0 0 100 MONDELEZ INTL INC CL A 609207105 3 69 SH SOLE 0 0 69 MONSANTO CO NEW COM 61166W101 169 1452 SH SOLE 0 0 1452 MOODYS CORP COM 615369105 12 75 SH SOLE 0 0 75 MORGAN STANLEY COM NEW 617446448 16 304 SH SOLE 0 0 304 MOSAIC CO NEW COM 61945C103 36 1500 SH SOLE 0 0 1500 MYLAN N V SH EURO N59465109 53 1288 SH SOLE 0 0 1288 NATUS MEDICAL INC DEL COM 639050103 0 12 SH SOLE 0 0 12 NEOVASC INC COM 64065J106 0 375 SH SOLE 0 0 375 NETFLIX INC COM 64110L106 1 5 SH SOLE 0 0 5 NEVRO CORP COM 64157F103 6 69 SH SOLE 0 0 69 NEW GERMANY FD INC COM 644465106 35 1782 SH SOLE 0 0 1782 NEW GOLD INC CDA COM 644535106 1 526 SH SOLE 0 0 526 NEWFIELD EXPL CO COM 651290108 2 100 SH Call SOLE 0 0 100 NEWFIELD EXPL CO COM 651290108 2 64 SH SOLE 0 0 64 NEXTERA ENERGY INC COM 65339F101 46 282 SH SOLE 0 0 282 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 12 300 SH SOLE 0 0 300 NIKE INC CL B 654106103 37 557 SH SOLE 0 0 557 NOBLE ENERGY INC COM 655044105 18 600 SH SOLE 0 0 600 NOKIA CORP SPONSORED ADR 654902204 13 2430 SH SOLE 0 0 2430 NORDSTROM INC COM 655664100 470 9701 SH SOLE 0 0 9701 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 1 600 SH SOLE 0 0 600 NORTHWEST NAT GAS CO COM 667655104 12 200 SH SOLE 0 0 200 NOVARTIS A G SPONSORED ADR 66987V109 21 265 SH SOLE 0 0 265 NOVO-NORDISK A S ADR 670100205 3 55 SH SOLE 0 0 55 NUCOR CORP COM 670346105 38 625 SH SOLE 0 0 625 NUTRIEN LTD COM 67077M108 11 237 SH SOLE 0 0 237 NUVEEN AMT FREE MUN CR INC F COM 67071L106 1792 123505 SH SOLE 0 0 123505 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1917 147477 SH SOLE 0 0 147477 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 19 1375 SH SOLE 0 0 1375 NUVEEN MUN VALUE FD INC COM 670928100 152 16023 SH SOLE 0 0 16023 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 785 55542 PRN SOLE 0 0 55542 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 2 160 PRN SOLE 0 0 160 NUVEEN PFD & INCM SECURTIES COM 67072C105 3 316 SH SOLE 0 0 316 NUVEEN QUALITY MUNCP INCOME COM 67066V101 2087 158808 SH SOLE 0 0 158808 NUVEEN REAL ESTATE INCOME FD COM 67071B108 2 160 PRN SOLE 0 0 160 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 34 2515 SH SOLE 0 0 2515 NVIDIA CORP COM 67066G104 102 439 SH SOLE 0 0 439 OCCIDENTAL PETE CORP DEL COM 674599105 10 160 SH SOLE 0 0 160 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 16 272 SH SOLE 0 0 272 OMNICELL INC COM 68213N109 13 307 SH SOLE 0 0 307 ONE GAS INC COM 68235P108 42 640 SH SOLE 0 0 640 ONEOK INC NEW COM 682680103 146 2560 SH SOLE 0 0 2560 ORACLE CORP COM 68389X105 1259 27520 SH SOLE 0 0 27520 OSISKO GOLD ROYALTIES LTD COM 68827L101 1 90 SH SOLE 0 0 90 OTELCO INC CL A NEW 688823301 342 22950 SH SOLE 0 0 22950 OTTER TAIL CORP COM 689648103 7 160 SH SOLE 0 0 160 OVERSTOCK COM INC DEL COM 690370101 4 100 SH SOLE 0 0 100 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 70 2634 SH SOLE 0 0 2634 PACCAR INC COM 693718108 1195 18063 SH SOLE 0 0 18063 PACIFIC PREMIER BANCORP COM 69478X105 1 34 SH SOLE 0 0 34 PALO ALTO NETWORKS INC COM 697435105 378 2080 SH SOLE 0 0 2080 PATTERN ENERGY GROUP INC CL A 70338P100 0 20 SH SOLE 0 0 20 PAYPAL HLDGS INC COM 70450Y103 206 2716 SH SOLE 0 0 2716 PEMBINA PIPELINE CORP COM 706327103 7 233 SH SOLE 0 0 233 PEPSICO INC COM 713448108 257 2357 SH SOLE 0 0 2357 PERRIGO CO PLC SH G97822103 2 18 SH SOLE 0 0 18 PFIZER INC COM 717081103 306 8619 SH SOLE 0 0 8619 PG&E CORP COM 69331C108 10 227 SH SOLE 0 0 227 PHILIP MORRIS INTL INC COM 718172109 164 1648 SH SOLE 0 0 1648 PHILLIPS 66 COM 718546104 27 284 SH SOLE 0 0 284 PIPER JAFFRAY COS COM 724078100 2 28 SH SOLE 0 0 28 PLUG POWER INC COM NEW 72919P202 0 80 SH SOLE 0 0 80 PNC FINL SVCS GROUP INC COM 693475105 7 45 SH SOLE 0 0 45 POOL CORPORATION COM 73278L105 17 118 SH SOLE 0 0 118 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 39 632 SH SOLE 0 0 632 POWERSHARES ETF TRUST WILDERHILL CN EN 73935X112 1 59 SH SOLE 0 0 59 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 8 324 SH SOLE 0 0 324 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 113 705 SH SOLE 0 0 705 PRA GROUP INC COM 69354N106 8 212 SH SOLE 0 0 212 PRINCIPAL FINL GROUP INC COM 74251V102 47 768 SH SOLE 0 0 768 PROCTER AND GAMBLE CO COM 742718109 504 6355 SH SOLE 0 0 6355 PROGRESSIVE CORP OHIO COM 743315103 461 7565 SH SOLE 0 0 7565 PROSHARES TR SHRT 20+YR TRE 74347X849 2 67 SH SOLE 0 0 67 PROTHENA CORP PLC SH G72800108 0 2 SH SOLE 0 0 2 PRUDENTIAL FINL INC COM 744320102 162 1561 SH SOLE 0 0 1561 PUBLIC STORAGE COM 74460D109 10 51 SH SOLE 0 0 51 PUTNAM MANAGED MUN INCOM TR COM 746823103 357 50000 SH SOLE 0 0 50000 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 68 5796 PRN SOLE 0 0 5796 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 16 3150 SH SOLE 0 0 3150 QORVO INC COM 74736K101 65 921 SH SOLE 0 0 921 QUALCOMM INC COM 747525103 73 1313 SH SOLE 0 0 1313 QUDIAN INC ADR 747798106 2 132 SH SOLE 0 0 132 RAMBUS INC DEL COM 750917106 4 296 SH SOLE 0 0 296 RAYTHEON CO COM NEW 755111507 337 1560 SH SOLE 0 0 1560 REALTY INCOME CORP COM 756109104 203 3932 SH SOLE 0 0 3932 REDFIN CORP COM 75737F108 17 755 SH SOLE 0 0 755 REDWOOD TR INC COM 758075402 5 345 SH SOLE 0 0 345 REGENERON PHARMACEUTICALS COM 75886F107 34 100 SH SOLE 0 0 100 REPUBLIC SVCS INC COM 760759100 7 99 SH SOLE 0 0 99 RETAIL OPPORTUNITY INVTS COR COM 76131N101 13 715 SH SOLE 0 0 715 RINGCENTRAL INC CL A 76680R206 6 100 SH SOLE 0 0 100 RIO TINTO PLC SPONSORED ADR 767204100 34 667 SH SOLE 0 0 667 RITE AID CORP COM 767754104 1 500 SH SOLE 0 0 500 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3 50 SH SOLE 0 0 50 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 68 1065 SH SOLE 0 0 1065 ROYAL GOLD INC COM 780287108 7 81 SH SOLE 0 0 81 RSP PERMIAN INC COM 74978Q105 5 114 SH SOLE 0 0 114 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 99 1200 SH SOLE 0 0 1200 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 4 24 SH SOLE 0 0 24 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 1 5 SH SOLE 0 0 5 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 12126 276409 SH SOLE 0 0 276409 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 10992 202014 SH SOLE 0 0 202014 RYDEX ETF TRUST GUG S&P500EQWTMA 78355W825 22 207 SH SOLE 0 0 207 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 25 200 SH SOLE 0 0 200 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 3911 39745 SH SOLE 0 0 39745 SABINE ROYALTY TR UNIT BEN INT 785688102 4 100 SH SOLE 0 0 100 SAGE THERAPEUTICS INC COM 78667J108 22 137 SH SOLE 0 0 137 SALESFORCE COM INC COM 79466L302 2 15 SH SOLE 0 0 15 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 4 500 SH SOLE 0 0 500 SANDSTORM GOLD LTD COM NEW 80013R206 2 385 SH SOLE 0 0 385 SAP SE SPON ADR 803054204 59 560 SH SOLE 0 0 560 SCHLUMBERGER LTD COM 806857108 97 1493 SH SOLE 0 0 1493 SCHWAB CHARLES CORP NEW COM 808513105 19 371 SH SOLE 0 0 371 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 12225 193807 SH SOLE 0 0 193807 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 107 2032 SH SOLE 0 0 2032 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 6452 122008 SH SOLE 0 0 122008 SCHWAB STRATEGIC TR US REIT ETF 808524847 1169 30562 SH SOLE 0 0 30562 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 261 3640 SH SOLE 0 0 3640 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 119 3523 SH SOLE 0 0 3523 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 4761 165899 SH SOLE 0 0 165899 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 3815 104497 SH SOLE 0 0 104497 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 16 250 SH SOLE 0 0 250 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 6753 97689 SH SOLE 0 0 97689 SEADRILL LIMITED SH G7945E105 0 1564 SH SOLE 0 0 1564 SEAGATE TECHNOLOGY PLC SH G7945M107 3 50 SH SOLE 0 0 50 SEALED AIR CORP NEW COM 81211K100 12 270 SH SOLE 0 0 270 SEATTLE GENETICS INC COM 812578102 112 2137 SH SOLE 0 0 2137 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 16 200 SH SOLE 0 0 200 SELECT SECTOR SPDR TR ENERGY 81369Y506 51 757 SH SOLE 0 0 757 SEMPRA ENERGY COM 816851109 117 1055 SH SOLE 0 0 1055 SEQUENTIAL BRNDS GROUP INC N COM 81734P107 0 101 SH SOLE 0 0 101 SHIRE PLC SPONSORED ADR 82481R106 7 50 SH SOLE 0 0 50 SHOPIFY INC CL A 82509L107 25 200 SH SOLE 0 0 200 SILICON LABORATORIES INC COM 826919102 14 156 SH SOLE 0 0 156 SINA CORP ORD G81477104 38 360 SH SOLE 0 0 360 SIRIUS XM HLDGS INC COM 82968B103 12 2000 SH SOLE 0 0 2000 SMITH A O COM 831865209 17 266 SH SOLE 0 0 266 SMUCKER J M CO COM NEW 832696405 22 181 SH SOLE 0 0 181 SNAP INC CL A 83304A106 4 270 SH SOLE 0 0 270 SOUTHERN CO COM 842587107 15 338 SH SOLE 0 0 338 SOUTHWEST AIRLS CO COM 844741108 65 1130 SH SOLE 0 0 1130 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 9 36 SH SOLE 0 0 36 SPDR GOLD TRUST GOLD SH 78463V107 272 2164 SH SOLE 0 0 2164 SPDR INDEX SH FDS DJ GLB RL ES ETF 78463X749 0 5 SH SOLE 0 0 5 SPDR INDEX SH FDS MSCI JAP STRTGIC 78463X368 12734 157442 SH SOLE 0 0 157442 SPDR INDEX SH FDS MSCI UK STRTGIC 78463X335 12044 225250 SH SOLE 0 0 225250 SPDR INDEX SH FDS MSCI GER STRTGIC 78463X350 56 874 SH SOLE 0 0 874 SPDR INDEX SH FDS STOXX EUR 50 ETF 78463X103 1424 41109 SH SOLE 0 0 41109 SPDR INDEX SH FDS S&P EMKTSC ETF 78463X756 55 1050 SH SOLE 0 0 1050 SPDR S&P 500 ETF TR TR UNIT 78462F103 101 382 SH SOLE 0 0 382 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3 10 SH SOLE 0 0 10 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 33 934 SH SOLE 0 0 934 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 4 36 SH SOLE 0 0 36 SPDR SERIES TRUST S&P DIVID ETF 78464A763 240 2633 SH SOLE 0 0 2633 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 63 629 SH SOLE 0 0 629 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 6 39 SH SOLE 0 0 39 SPDR SERIES TRUST S&P BK ETF 78464A797 6 115 SH SOLE 0 0 115 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 12044 233135 SH SOLE 0 0 233135 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 9530 322956 SH SOLE 0 0 322956 SPRINT CORP COM SER 1 85207U105 72 14828 SH SOLE 0 0 14828 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 162 15106 SH SOLE 0 0 15106 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 37 6126 SH SOLE 0 0 6126 SSR MNG INC COM 784730103 1 90 SH SOLE 0 0 90 STANLEY BLACK & DECKER INC COM 854502101 203 1325 SH SOLE 0 0 1325 STARBUCKS CORP COM 855244109 3218 55587 SH SOLE 0 0 55587 STERIS PLC SH USD G84720104 0 3 SH SOLE 0 0 3 STMICROELECTRONICS N V NY REGISTRY 861012102 24 1065 SH SOLE 0 0 1065 STRYKER CORP COM 863667101 6 35 SH SOLE 0 0 35 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 7 300 PRN SOLE 0 0 300 SUNCOR ENERGY INC NEW COM 867224107 9 268 SH SOLE 0 0 268 SUNPOWER CORP COM 867652406 9 1100 SH SOLE 0 0 1100 SUNTRUST BKS INC COM 867914103 2 33 SH SOLE 0 0 33 SUPERIOR ENERGY SVCS INC COM 868157108 5 566 SH SOLE 0 0 566 SUPERVALU INC COM NEW 868536301 22 1428 SH SOLE 0 0 1428 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 4 664 SH SOLE 0 0 664 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 3 291 SH SOLE 0 0 291 SYSCO CORP COM 871829107 46 766 SH SOLE 0 0 766 T MOBILE US INC COM 872590104 6 95 SH SOLE 0 0 95 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 10 100 SH SOLE 0 0 100 TAPESTRY INC COM 876030107 5 93 SH SOLE 0 0 93 TARGET CORP COM 87612E106 43 624 SH SOLE 0 0 624 TE CONNECTIVITY LTD REG SH H84989104 5 50 SH SOLE 0 0 50 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 5 238 PRN SOLE 0 0 238 TELADOC INC COM 87918A105 1 15 SH SOLE 0 0 15 TELEFONICA S A SPONSORED ADR 879382208 2 154 SH SOLE 0 0 154 TEMPLETON GLOBAL INCOME FD COM 880198106 21 3350 SH SOLE 0 0 3350 TERADYNE INC COM 880770102 16 350 SH SOLE 0 0 350 TESLA INC COM 88160R101 36 137 SH SOLE 0 0 137 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 3 200 SH SOLE 0 0 200 TEXAS INSTRS INC COM 882508104 153 1468 SH SOLE 0 0 1468 TEXAS PAC LD TR SUB CTF PROP I T 882610108 13 25 SH SOLE 0 0 25 TEXAS ROADHOUSE INC COM 882681109 9 163 SH SOLE 0 0 163 TEXTRON INC COM 883203101 47 800 SH SOLE 0 0 800 THE TRADE DESK INC COM CL A 88339J105 1 16 SH SOLE 0 0 16 THERMO FISHER SCIENTIFIC INC COM 883556102 200 968 SH SOLE 0 0 968 THOMSON REUTERS CORP COM 884903105 6 150 SH SOLE 0 0 150 TIME WARNER INC COM NEW 887317303 114 1210 SH SOLE 0 0 1210 TJX COS INC NEW COM 872540109 33 400 SH SOLE 0 0 400 TOOTSIE ROLL INDS INC COM 890516107 0 10 SH SOLE 0 0 10 TRANSCANADA CORP COM 89353D107 288 6964 SH SOLE 0 0 6964 TRANSOCEAN LTD REG SH H8817H100 2 205 SH SOLE 0 0 205 TRAVELERS COMPANIES INC COM 89417E109 43 312 SH SOLE 0 0 312 TRINITY INDS INC COM 896522109 3 100 SH SOLE 0 0 100 TRIPADVISOR INC COM 896945201 2 47 SH SOLE 0 0 47 TRUEBLUE INC COM 89785X101 4 150 SH SOLE 0 0 150 TWILIO INC CL A 90138F102 4 110 SH SOLE 0 0 110 TWITTER INC COM 90184L102 17 600 SH SOLE 0 0 600 TYSON FOODS INC CL A 902494103 110 1500 SH SOLE 0 0 1500 UDR INC COM 902653104 106 2970 SH SOLE 0 0 2970 UNDER ARMOUR INC CL C 904311206 4 246 SH SOLE 0 0 246 UNILEVER N V N Y SH NEW 904784709 17 309 SH SOLE 0 0 309 UNION PAC CORP COM 907818108 179 1330 SH SOLE 0 0 1330 UNITED CONTL HLDGS INC COM 910047109 212 3050 SH SOLE 0 0 3050 UNITED PARCEL SERVICE INC CL B 911312106 1941 18549 SH SOLE 0 0 18549 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 3 128 SH SOLE 0 0 128 UNITED TECHNOLOGIES CORP COM 913017109 21 165 SH SOLE 0 0 165 UNITEDHEALTH GROUP INC COM 91324P102 51 237 SH SOLE 0 0 237 UNITI GROUP INC COM 91325V108 6 364 SH SOLE 0 0 364 UNIVERSAL DISPLAY CORP COM 91347P105 6 62 SH SOLE 0 0 62 UNIVERSAL HLTH SVCS INC CL B 913903100 13 106 SH SOLE 0 0 106 UNIVERSAL INS HLDGS INC COM 91359V107 2 51 SH SOLE 0 0 51 URANIUM ENERGY CORP COM 916896103 1 440 SH SOLE 0 0 440 US BANCORP DEL COM NEW 902973304 268 5310 SH SOLE 0 0 5310 V F CORP COM 918204108 5 65 SH SOLE 0 0 65 VALEANT PHARMACEUTICALS INTL COM 91911K102 32 2000 SH SOLE 0 0 2000 VALERO ENERGY CORP NEW COM 91913Y100 22 234 SH SOLE 0 0 234 VALMONT INDS INC COM 920253101 585 4000 SH SOLE 0 0 4000 VANECK VECTORS ETF TR PHARMACEUTICAL 92189F692 68 1200 SH SOLE 0 0 1200 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 8 250 SH SOLE 0 0 250 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 20 SH SOLE 0 0 20 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 392 7166 SH SOLE 0 0 7166 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 4 33 SH SOLE 0 0 33 VANGUARD INDEX FDS MID CAP ETF 922908629 531 3442 SH SOLE 0 0 3442 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 231 3060 SH SOLE 0 0 3060 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3 18 SH SOLE 0 0 18 VANGUARD INDEX FDS SMALL CP ETF 922908751 41 281 SH SOLE 0 0 281 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 76 1618 SH SOLE 0 0 1618 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 144 1832 SH SOLE 0 0 1832 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7 150 SH SOLE 0 0 150 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 25 304 SH SOLE 0 0 304 VECTRUS INC COM 92242T101 0 1 SH SOLE 0 0 1 VEEVA SYS INC CL A COM 922475108 2 22 SH SOLE 0 0 22 VERISIGN INC COM 92343E102 35 293 SH SOLE 0 0 293 VERITIV CORP COM 923454102 0 3 SH SOLE 0 0 3 VERIZON COMMUNICATIONS INC COM 92343V104 301 6288 SH SOLE 0 0 6288 VIAVI SOLUTIONS INC COM 925550105 12 1219 SH SOLE 0 0 1219 VIRNETX HLDG CORP COM 92823T108 0 100 SH SOLE 0 0 100 VISA INC COM CL A 92826C839 596 4979 SH SOLE 0 0 4979 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 0 16 SH SOLE 0 0 16 W R BERKLEY CORPORATION COM 084423102 4 60 SH SOLE 0 0 60 WALGREENS BOOTS ALLIANCE INC COM 931427108 53 811 SH SOLE 0 0 811 WALMART INC COM 931142103 323 3626 SH SOLE 0 0 3626 WASHINGTON FED INC COM 938824109 714 20623 SH SOLE 0 0 20623 WASTE CONNECTIONS INC COM 94106B101 24 334 SH SOLE 0 0 334 WATSCO INC COM 942622200 18 99 SH SOLE 0 0 99 WEIBO CORP SPONSORED ADR 948596101 4 36 SH SOLE 0 0 36 WELLS FARGO CO NEW COM 949746101 184 3518 SH SOLE 0 0 3518 WELLTOWER INC COM 95040Q104 63 1156 SH SOLE 0 0 1156 WESTERN ASSET MUN HI INCM FD COM 95766N103 7 967 SH SOLE 0 0 967 WESTERN ASST MNGD MUN FD INC COM 95766M105 28 2138 PRN SOLE 0 0 2138 WESTERN DIGITAL CORP COM 958102105 103 1111 SH SOLE 0 0 1111 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 2 1000 SH SOLE 0 0 1000 WEX INC COM 96208T104 8 48 SH SOLE 0 0 48 WEYERHAEUSER CO COM 962166104 229 6547 SH SOLE 0 0 6547 WHEATON PRECIOUS METALS CORP COM 962879102 14 680 SH SOLE 0 0 680 WILLIAMS COS INC DEL COM 969457100 6 250 SH SOLE 0 0 250 WINDSTREAM HLDGS INC COM NEW 97382A200 0 304 SH SOLE 0 0 304 WMIH CORP COM 92936P100 0 4 SH SOLE 0 0 4 WORKDAY INC CL A 98138H101 1 4 SH SOLE 0 0 4 XCEL ENERGY INC COM 98389B100 78 1711 SH SOLE 0 0 1711 XYLEM INC COM 98419M100 2 32 SH SOLE 0 0 32 YAMANA GOLD INC COM 98462Y100 4 1530 SH SOLE 0 0 1530 YUM BRANDS INC COM 988498101 3 39 SH SOLE 0 0 39 YUM CHINA HLDGS INC COM 98850P109 2 39 SH SOLE 0 0 39 ZILLOW GROUP INC CL C CAP STK 98954M200 0 8 SH SOLE 0 0 8 ZIMMER BIOMET HLDGS INC COM 98956P102 67 612 SH SOLE 0 0 612 ZOES KITCHEN INC COM 98979J109 0 23 SH SOLE 0 0 23 ZUMIEZ INC COM 989817101 7 300 SH SOLE 0 0 300 ZYNGA INC CL A 98986T108 2 600 SH Call SOLE 0 0 600