UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-8A
NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a)
OF THE INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information:
Name: Nuveen Global High Income Fund
Address of Principal Office (No. & Street, City, State, Zip Code):
333 West Wacker Drive
Chicago, Illinois 60606
Telephone Number (including area code): (800) 257-8787
Name and address of agent for service of process:
Kevin J. McCarthy, Esq.
Vice President and Secretary
Nuveen Global High Income Fund
333 West Wacker Drive
Chicago, Illinois 60606
With copies of Notices and Communications to:
Deborah Bielicke Eades Vedder Price P.C. 222 N. LaSalle Street Chicago, Illinois 60601 |
Eric F. Fess Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 |
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of Form N-8A:
YES [ ] NO [ X ]
Item 1. | Exact name of registrant. |
Nuveen Global High Income Fund
Item 2. | Name of state under the laws of which registrant was organized or created and the date of such organization or creation. |
Registrant is a Massachusetts business trust, created under the laws of the Commonwealth of Massachusetts on August 5, 2014.
Item 3. | Form of organization of registrant (for example, corporation, partnership, trust, joint stock company, association, fund). |
Massachusetts business trust
Item 4. | Classification of registrant (face amount certificate company, unit investment trust or management company). |
Registrant is a management company.
Item 5. | If registrant is a management company: |
(a) state whether registrant is a closed-end company or an open-end company;
Registrant is a closed-end company.
(b) state whether registrant is registering as a diversified company or a non-diversified company (read Instruction 4(i) carefully before replying).
Registrant is registering as a diversified company.
Item 6. | Name and address of each investment adviser of registrant. |
Adviser
Nuveen Fund Advisors, LLC
333 West Wacker Drive
Chicago, Illinois 60606
Sub-Adviser
Nuveen Asset Management, LLC
333 West Wacker Drive
Chicago, Illinois 60606
Item 7. | If registrant is an investment company having a board of directors, state the name and address of each officer and director of registrant. |
Name and Address |
Position(s) with Registrant |
|||
William Adams IV 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
Robert P. Bremner 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
Jack B. Evans 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
William C. Hunter 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
David J. Kundert 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
John K. Nelson 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
William J. Schneider 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
Thomas S. Schreier, Jr. 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
Judith M. Stockdale 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
Carole E. Stone 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
Virginia L. Stringer 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee | |||
Terence J. Toth 333 West Wacker Drive Chicago, Illinois 60606 |
Trustee |
Name and Address |
Position(s) with Registrant |
|||
Gifford R. Zimmerman 333 West Wacker Drive Chicago, Illinois 60606 |
Chief Administrative Officer | |||
Kevin J. McCarthy 333 West Wacker Drive Chicago, Illinois 60606 |
Vice President and Secretary | |||
Stephen D. Foy 333 West Wacker Drive Chicago, Illinois 60606 |
Vice President and Controller | |||
Walter M. Kelly 333 West Wacker Drive Chicago, Illinois 60606 |
Chief Compliance Officer and Vice President | |||
Scott S. Grace 333 West Wacker Drive Chicago, Illinois 60606 |
Vice President and Treasurer | |||
Kathleen L. Prudhomme 333 West Wacker Drive Chicago, Illinois 60606 |
Vice President and Assistant Secretary | |||
Joel T. Slager 333 West Wacker Drive Chicago, Illinois 60606 |
Vice President and Assistant Secretary | |||
Cedric H. Antosiewicz 333 West Wacker Drive Chicago, Illinois 60606 |
Vice President | |||
Margo L. Cook 333 West Wacker Drive Chicago, Illinois 60606 |
Vice President | |||
Lorna C. Ferguson 333 West Wacker Drive Chicago, Illinois 60606 |
Vice President | |||
Tina M. Lazar 333 West Wacker Drive Chicago, Illinois 60606 |
Vice President |
Item 8. | If registrant is an unincorporated investment company not having a board of directors: |
(a) state the name and address of each sponsor of registrant;
Not applicable
(b) state the name and address of each officer and director of each sponsor of registrant;
Not applicable
(c) state the name and address of each trustee and each custodian of registrant.
Not applicable
Item 9. | (a) State whether registrant is currently issuing and offering its securities directly to the public (yes or no). |
No
(b) If registrant is currently issuing and offering its securities to the public through an underwriter, state the name and address of such underwriter.
Not applicable
(c) If the answer to Item 9(a) is no and the answer to Item 9(b) is not applicable, state whether registrant presently proposes to make a public offering of its securities (yes or no).
Yes. Registrant will file a registration statement on Form N-14 in connection with merger transactions (the Mergers), whereby Nuveen Diversified Currency Opportunities Fund and Nuveen Global Income Opportunities Fund, each a Massachusetts business trust (together, the Target Funds), shall merge with and into a wholly-owned subsidiary of Registrant, with Target Fund shareholders receiving newly issued common shares of Registrant. Registrant currently intends to make a public offering of its securities only in connection with the closing of the Mergers.
(d) State whether registrant has any securities currently issued and outstanding (yes or no).
No
(e) If the answer to Item 9(d) is yes, state as of a date not to exceed ten days prior to the filing of this notification of registration the number of beneficial owners of registrants outstanding securities (other than short-term paper) and the name of any company owning 10 percent or more of registrants outstanding voting securities.
Not applicable
Item 10. | State the current value of registrants total assets. |
The current value of Registrants total assets is $0. Registrant was formed for the purpose of effecting the Mergers and does not intend to commence operations prior to the consummation of the Mergers.
Item 11. | State whether registrant has applied or intends to apply for a license to operate as a small business investment company under the Small Business Investment Company Act of 1958 (yes or no). |
No.
Item 12. | Attach as an exhibit a copy of registrants last regular periodic report to its securityholders, if any. |
Not applicable
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has caused this notification of registration to be duly signed on its behalf in the city of Chicago and the state of Illinois on the 8th day of August, 2014.
Nuveen Global High Income Fund | ||
By: |
/s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman | ||
Chief Administrative Officer |
Attest: |
/s/ Virginia L. ONeal |
Virginia L. ONeal |
Assistant Secretary |