0001085146-19-002573.txt : 20191017 0001085146-19-002573.hdr.sgml : 20191017 20191017144329 ACCESSION NUMBER: 0001085146-19-002573 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191017 DATE AS OF CHANGE: 20191017 EFFECTIVENESS DATE: 20191017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Triad Investment Management CENTRAL INDEX KEY: 0001615717 IRS NUMBER: 262103757 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19045 FILM NUMBER: 191154956 BUSINESS ADDRESS: STREET 1: 1301 DOVE STREET STREET 2: SUITE 1080 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9496793991 MAIL ADDRESS: STREET 1: 1301 DOVE STREET STREET 2: SUITE 1080 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001615717 XXXXXXXX 09-30-2019 09-30-2019 false Triad Investment Management

1301 DOVE STREET SUITE 1080 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-19045 N David Hutchison 949-679-3991 /s/ David Hutchison Newport Beach CA 10-17-2019 0 45 91911 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALLISON TRANSMISSION HLDGS I COM 01973R101 2191 46577 SH SOLE 46577 0 0 AMC NETWORKS INC CL A 00164V103 2980 60609 SH SOLE 60609 0 0 AMERICAN EXPRESS CO COM 025816109 1038 9418 SH SOLE 9418 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 3763 263885 SH SOLE 263885 0 0 ANNALY CAP MGMT INC COM 035710409 1966 545356 SH SOLE 545356 0 0 AXALTA COATING SYS LTD COM G0750C108 2960 98186 SH SOLE 98186 0 0 BORGWARNER INC COM 099724106 2109 57488 SH SOLE 57488 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 555 27341 SH SOLE 27341 0 0 BROOKFIELD PROPERTY REIT INC CL A 11282X103 1250 61294 SH SOLE 61294 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 4637 213482 SH SOLE 213482 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1052 25893 SH SOLE 25893 0 0 CANNAE HLDGS INC COM 13765N107 3213 116963 SH SOLE 116963 0 0 CARMAX INC COM 143130102 2235 25394 SH SOLE 25394 0 0 COLFAX CORP COM 194014106 3997 137533 SH SOLE 137533 0 0 COMCAST CORP NEW CL A 20030N101 310 6884 SH SOLE 6884 0 0 DAVITA INC COM 23918K108 1724 30202 SH SOLE 30202 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 1470 264400 SH SOLE 264400 0 0 DISCOVERY INC COM SER A 25470F104 2811 105557 SH SOLE 105557 0 0 DISCOVERY INC COM SER C 25470F302 1308 53124 SH SOLE 53124 0 0 EATON VANCE CORP COM NON VTG 278265103 3642 81069 SH SOLE 81069 0 0 EATON VANCE FLTING RATE INC COM 278279104 141 10700 SH SOLE 10700 0 0 FOSSIL GROUP INC COM 34988V106 1813 144926 SH SOLE 144926 0 0 FRANKLIN RES INC COM 354613101 3192 110613 SH SOLE 110613 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4178 20161 SH SOLE 20161 0 0 HANESBRANDS INC COM 410345102 356 23253 SH SOLE 23253 0 0 JOHNSON & JOHNSON COM 478160104 668 5575 SH SOLE 5575 0 0 KAR AUCTION SVCS INC COM 48238T109 835 34001 SH SOLE 34001 0 0 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 3403 93747 SH SOLE 93747 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1948 11595 SH SOLE 11595 0 0 MACERICH CO COM 554382101 1834 59469 SH SOLE 59469 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 2055 2050000 SH SOLE 2050000 0 0 MEDNAX INC COM 58502B106 1536 67899 SH SOLE 67899 0 0 MERCK & CO INC COM 58933Y105 242 2986 SH SOLE 2986 0 0 MICROSOFT CORP COM 594918104 306 2200 SH SOLE 2200 0 0 MOHAWK INDS INC COM 608190104 3089 24897 SH SOLE 24897 0 0 MRC GLOBAL INC COM 55345K103 2774 228680 SH SOLE 228680 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 3190 674163 SH SOLE 674163 0 0 SCHLUMBERGER LTD COM 806857108 4126 120756 SH SOLE 120756 0 0 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 546 555000 SH SOLE 555000 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 2544 49338 SH SOLE 49338 0 0 THOR INDS INC COM 885160101 2482 43812 SH SOLE 43812 0 0 WELLS FARGO CO NEW COM 949746101 1270 25278 SH SOLE 25278 0 0 WESTROCK CO COM 96145D105 3864 106017 SH SOLE 106017 0 0 WEYERHAEUSER CO COM 962166104 0 11003 SH SOLE 11003 0 0 WYNDHAM DESTINATIONS INC COM 98310W108 308 6685 SH SOLE 6685 0 0