0001420506-20-000528.txt : 20200513
0001420506-20-000528.hdr.sgml : 20200513
20200513114041
ACCESSION NUMBER: 0001420506-20-000528
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
EFFECTIVENESS DATE: 20200513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA
CENTRAL INDEX KEY: 0001615423
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16235
FILM NUMBER: 20871707
BUSINESS ADDRESS:
STREET 1: RUE DE LA CORRATERIE 18
CITY: 1204 GENEVA
STATE: V8
ZIP: CH1204
BUSINESS PHONE: 44 22 709 2111
MAIL ADDRESS:
STREET 1: RUE DE LA CORRATERIE 18
CITY: 1204 GENEVA
STATE: V8
ZIP: CH1204
FORMER COMPANY:
FORMER CONFORMED NAME: Compagnie Odier SCA
DATE OF NAME CHANGE: 20160205
FORMER COMPANY:
FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA
DATE OF NAME CHANGE: 20140731
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001615423
XXXXXXXX
03-31-2020
03-31-2020
false
Compagnie Lombard Odier SCmA
RUE DE LA CORRATERIE 18
1204 GENEVA
V8
CH1204
13F COMBINATION REPORT
028-16235
0001491719
028-13939
Lombard Odier Asset Management (USA) Corp
0001535660
028-16247
Lombard Odier Asset Management (Switzerland) SA
0001535784
028-16246
Lombard Odier Asset Management (Europe) Ltd
N
Dominic Stearns
Executive Vice President
44 22 709 2111
Dominic Stearns, Executive Vice President
1204 GENEVA
V8
05-13-2020
2
792
2383130
false
1
0001106185
028-16234
Bank Lombard Odier & Co Ltd
2
0001615293
028-16239
Lombard Odier (Europe) S.A.
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA
3M CO
COM
88579Y101
103
754
SH
DFND
754
0
0
ABBOTT LABS
COM
002824100
782
9920
SH
DFND
9920
0
0
ABBVIE INC
COM
00287Y109
1120
14706
SH
DFND
14706
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
87
535
SH
DFND
535
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
35
595
SH
DFND
595
0
0
ALCON INC
ORD SHS
H01301128
164
3226
SH
DFND
3226
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
455
2340
SH
DFND
2340
0
0
ALLERGAN PLC
SHS
G0177J108
178
1003
SH
DFND
1003
0
0
ALPHABET INC
CAP STK CL A
02079K305
3274
2819
SH
DFND
2819
0
0
ALPHABET INC
CAP STK CL C
02079K107
15
13
SH
DFND
13
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
2
500
SH
DFND
500
0
0
ALTRIA GROUP INC
COM
02209S103
15
400
SH
DFND
400
0
0
AMAZON COM INC
COM
023135106
1589
816
SH
DFND
816
0
0
AMETEK INC
COM
031100100
140
1935
SH
DFND
1935
0
0
AMGEN INC
COM
031162100
505
2493
SH
DFND
2493
0
0
APPLE INC
COM
037833100
624
2455
SH
DFND
2455
0
0
APTIV PLC
SHS
G6095L109
36
723
SH
DFND
723
0
0
ARISTA NETWORKS INC
COM
040413106
46
227
SH
DFND
227
0
0
AT&T INC
COM
00206R102
111
3821
SH
DFND
3821
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
57
416
SH
DFND
416
0
0
BALL CORP
COM
058498106
111
1713
SH
DFND
1713
0
0
BANCO SANTANDER SA
ADR
05964H105
36
15326
SH
DFND
15326
0
0
BEST BUY INC
COM
086516101
28
491
SH
DFND
491
0
0
BOEING CO
COM
097023105
60
400
SH
DFND
400
0
0
CHEVRON CORP NEW
COM
166764100
46
637
SH
DFND
637
0
0
CHUBB LIMITED
COM
H1467J104
255
2285
SH
DFND
2285
0
0
CISCO SYS INC
COM
17275R102
106
2691
SH
DFND
2691
0
0
COCA COLA CO
COM
191216100
331
7484
SH
DFND
7484
0
0
COMCAST CORP NEW
CL A
20030N101
39
1131
SH
DFND
1131
0
0
COPA HOLDINGS SA
CL A
P31076105
10
217
SH
DFND
217
0
0
CSX CORP
COM
126408103
1313
22934
SH
DFND
22934
0
0
CUMMINS INC
COM
231021106
59
435
SH
DFND
435
0
0
DARDEN RESTAURANTS INC
COM
237194105
37
686
SH
DFND
686
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
15
558
SH
DFND
558
0
0
DISNEY WALT CO
COM DISNEY
254687106
112
1158
SH
DFND
1158
0
0
EATON CORP PLC
SHS
G29183103
81
1041
SH
DFND
1041
0
0
EMERSON ELEC CO
COM
291011104
60
1261
SH
DFND
1261
0
0
EOG RES INC
COM
26875P101
117
3266
SH
DFND
3266
0
0
EQUINIX INC
COM
29444U700
39
63
SH
DFND
63
0
0
EXELON CORP
COM
30161N101
417
11308
SH
DFND
11308
0
0
FACEBOOK INC
CL A
30303M102
60
360
SH
DFND
360
0
0
FIRST SOLAR INC
COM
336433107
5
150
SH
DFND
150
0
0
GENERAL MTRS CO
COM
37045V100
21
1004
SH
DFND
1004
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
42
1100
SH
DFND
1100
0
0
GSX TECHEDU INC
SPONSORED ADS
36257Y109
237
5610
SH
DFND
5610
0
0
HOME DEPOT INC
COM
437076102
214
1145
SH
DFND
1145
0
0
INTEL CORP
COM
458140100
116
2143
SH
DFND
2143
0
0
ISHARES INC
MSCI THAILND ETF
464286624
29
500
SH
DFND
500
0
0
JOHNSON & JOHNSON
COM
478160104
82
626
SH
DFND
626
0
0
JPMORGAN CHASE & CO
COM
46625H100
1236
13719
SH
DFND
13719
0
0
KOHLS CORP
COM
500255104
9
615
SH
DFND
615
0
0
LINDE PLC
SHS
G5494J103
349
1986
SH
DFND
1986
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
47
1025
SH
DFND
1025
0
0
LOGITECH INTL S A
SHS
H50430232
22
500
SH
DFND
500
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
25
512
SH
DFND
512
0
0
MARATHON PETE CORP
COM
56585A102
23
982
SH
DFND
982
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
80
1649
SH
DFND
1649
0
0
MCDONALDS CORP
COM
580135101
401
2427
SH
DFND
2427
0
0
MERCK & CO. INC
COM
58933Y105
227
2951
SH
DFND
2951
0
0
METLIFE INC
COM
59156R108
116
3794
SH
DFND
3794
0
0
MICROSOFT CORP
COM
594918104
1747
11081
SH
DFND
11081
0
0
MONDELEZ INTL INC
CL A
609207105
796
15888
SH
DFND
15888
0
0
NOBLE ENERGY INC
COM
655044105
8
1350
SH
DFND
1350
0
0
OCCIDENTAL PETE CORP
COM
674599105
18
1521
SH
DFND
1521
0
0
PALO ALTO NETWORKS INC
COM
697435105
509
3107
SH
DFND
3107
0
0
PAYCHEX INC
COM
704326107
81
1292
SH
DFND
1292
0
0
PFIZER INC
COM
717081103
95
2924
SH
DFND
2924
0
0
PHILLIPS 66
COM
718546104
73
1355
SH
DFND
1355
0
0
PPG INDS INC
COM
693506107
162
1929
SH
DFND
1929
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
34
1090
SH
DFND
1090
0
0
PROCTER & GAMBLE CO
COM
742718109
71
642
SH
DFND
642
0
0
PROGRESSIVE CORP OHIO
COM
743315103
491
6650
SH
DFND
6650
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
49
1086
SH
DFND
1086
0
0
QUALCOMM INC
COM
747525103
76
1119
SH
DFND
1119
0
0
RANGE RES CORP
COM
75281A109
1
491
SH
DFND
491
0
0
RAYTHEON CO
COM NEW
755111507
66
500
SH
DFND
500
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
80
2000
SH
DFND
2000
0
0
SEMPRA ENERGY
COM
816851109
559
4944
SH
DFND
4944
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
954
7872
SH
DFND
7872
0
0
SPROUTS FMRS MKT INC
COM
85208M102
138
7449
SH
DFND
7449
0
0
STARBUCKS CORP
COM
855244109
66
1008
SH
DFND
1008
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
59
1238
SH
DFND
1238
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
225
4233
SH
DFND
4233
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
58
928
SH
DFND
928
0
0
TESLA INC
COM
88160R101
27
51
SH
DFND
51
0
0
TEXAS INSTRS INC
COM
882508104
89
893
SH
DFND
893
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
683
2415
SH
DFND
2415
0
0
UBS GROUP AG
SHS
H42097107
104
11110
SH
DFND
11110
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
83
3596
SH
DFND
3596
0
0
VANGUARD SCOTTSDALE FDS
LONG TERM TREAS
92206C847
436
4317
SH
DFND
4317
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
612
11384
SH
DFND
11384
0
0
VISA INC
COM CL A
92826C839
1180
7326
SH
DFND
7326
0
0
WALMART INC
COM
931142103
71
626
SH
DFND
626
0
0
WASTE MGMT INC DEL
COM
94106L109
220
2380
SH
DFND
2380
0
0
YUM CHINA HLDGS INC
COM
98850P109
298
6963
SH
DFND
6963
0
0
CATALYST PHARMACEUTICALS INC
COM
14888U101
38
10000
SH
DFND
1
10000
0
0
CATERPILLAR INC DEL
COM
149123101
3428
29545
SH
DFND
1
29545
0
0
CATERPILLAR INC DEL
PUT
149123951
0
0
SH
Put
DFND
1
0
0
0
CBOE GLOBAL MARKETS INC
COM
12503M108
37
420
SH
DFND
1
420
0
0
CELANESE CORP DEL
COM
150870103
7
99
SH
DFND
1
99
0
0
CELLECTIS S A
SPONSORED ADS
15117K103
1
100
SH
DFND
1
100
0
0
CELSIUS HLDGS INC
COM NEW
15118V207
105
25000
SH
DFND
1
25000
0
0
CENTRAL EUROPEAN MEDIA ENTRP
CL A NEW
G20045202
6
2000
SH
DFND
1
2000
0
0
CERNER CORP
COM
156782104
69
1100
SH
DFND
1
1100
0
0
CHARLES RIV LABS INTL INC
COM
159864107
0
0
SH
DFND
1
0
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
173
1716
SH
DFND
1
1716
0
0
CHEGG INC
NOTE 0.250% 5/1
163092AB5
929
650000
PRN
DFND
1
650000
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
60
1800
SH
DFND
1
1800
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
0
0
SH
DFND
1
0
0
0
CHEVRON CORP NEW
COM
166764100
781
10798
SH
DFND
1
10798
0
0
CHEWY INC
CL A
16679L109
139
3700
SH
DFND
1
3700
0
0
CHUBB LIMITED
COM
H1467J104
10113
90534
SH
DFND
1
90534
0
0
CINEMARK HOLDINGS INC
COM
17243V102
64
6251
SH
DFND
1
6251
0
0
CISCO SYS INC
COM
17275R102
17462
444206
SH
DFND
1
444206
0
0
CITIGROUP INC
COM NEW
172967424
585
13864
SH
DFND
1
13864
0
0
CME GROUP INC
COM
12572Q105
58
336
SH
DFND
1
336
0
0
COCA COLA CO
COM
191216100
82307
1860158
SH
DFND
1
1860158
0
0
COEUR MNG INC
COM NEW
192108504
2
620
SH
DFND
1
620
0
0
COLGATE PALMOLIVE CO
COM
194162103
931
14035
SH
DFND
1
14035
0
0
COMCAST CORP NEW
CL A
20030N101
1138
33125
SH
DFND
1
33125
0
0
CONOCOPHILLIPS
COM
20825C104
676
21901
SH
DFND
1
21901
0
0
CONSOLIDATED EDISON INC
COM
209115104
78
1000
SH
DFND
1
1000
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
8
53
SH
DFND
1
53
0
0
CONTURA ENERGY INC
COM
21241B100
0
27
SH
DFND
1
27
0
0
CORE LABORATORIES N V
COM
N22717107
0
0
SH
DFND
1
0
0
0
CORNING INC
COM
219350105
0
0
SH
DFND
1
0
0
0
COSTCO WHSL CORP NEW
COM
22160K105
458
1607
SH
DFND
1
1607
0
0
COTY INC
COM CL A
222070203
54
10389
SH
DFND
1
10389
0
0
CREDIT ACCEP CORP MICH
COM
225310101
79
310
SH
DFND
1
310
0
0
CREDIT SUISSE NASSAU BRANCH
VLCTYSHS 3X S&P
22539T183
7
280
SH
DFND
1
280
0
0
CROWN HLDGS INC
COM
228368106
486
8362
SH
DFND
1
8362
0
0
CSX CORP
COM
126408103
18959
330897
SH
DFND
1
330897
0
0
CTI BIOPHARMA CORP
COM
12648L601
1
800
SH
DFND
1
800
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
0
0
SH
DFND
1
0
0
0
D R HORTON INC
COM
23331A109
0
0
SH
DFND
1
0
0
0
DANAHER CORPORATION
COM
235851102
361
2615
SH
DFND
1
2615
0
0
DEERE & CO
COM
244199105
1184
8569
SH
DFND
1
8569
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
0
0
SH
DFND
1
0
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
154
5404
SH
DFND
1
5404
0
0
DENTSPLY SIRONA INC
COM
24906P109
361
9300
SH
DFND
1
9300
0
0
DESTINATION XL GROUP INC
COM
25065K104
1
3500
SH
DFND
1
3500
0
0
DEUTSCHE BANK A G
NAMEN AKT
D18190898
10
1500
SH
DFND
1
1500
0
0
DEXCOM INC
COM
252131107
135
500
SH
DFND
1
500
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
49
1900
SH
DFND
1
1900
0
0
DIREXION SHS ETF TR
BRZ BL 3X SH NEW
25490K315
0
0
SH
DFND
1
0
0
0
DISCOVER FINL SVCS
COM
254709108
171
4780
SH
DFND
1
4780
0
0
DISNEY WALT CO
COM DISNEY
254687106
30910
319967
SH
DFND
1
319967
0
0
DOCUSIGN INC
COM
256163106
0
0
SH
DFND
1
0
0
0
DOW INC
COM
260557103
1
43
SH
DFND
1
43
0
0
DTE ENERGY CO
COM
233331107
95
1000
SH
DFND
1
1000
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
101
1250
SH
DFND
1
1250
0
0
DUPONT DE NEMOURS INC
COM
26614N102
98
2877
SH
DFND
1
2877
0
0
DXC TECHNOLOGY CO
COM
23355L106
0
0
SH
DFND
1
0
0
0
EATON CORP PLC
SHS
G29183103
24
302
SH
DFND
1
302
0
0
EBAY INC
COM
278642103
285
9500
SH
DFND
1
9500
0
0
ECOLAB INC
COM
278865100
200
1284
SH
DFND
1
1284
0
0
ECOPETROL S A
SPONSORED ADS
279158109
253
26605
SH
DFND
1
26605
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
1582
8390
SH
DFND
1
8390
0
0
ELASTIC N V
ORD SHS
N14506104
73
1300
SH
DFND
1
1300
0
0
EMBRAER S.A.
SPONSORED ADS
29082A107
158
21299
SH
DFND
1
21299
0
0
EMCORE CORP
COM NEW
290846203
22
10000
SH
DFND
1
10000
0
0
EMERSON ELEC CO
COM
291011104
41
870
SH
DFND
1
870
0
0
ENBRIDGE INC
COM
29250N105
150
5193
SH
DFND
1
5193
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
5
3400
SH
DFND
1
3400
0
0
EOG RES INC
COM
26875P101
530
14783
SH
DFND
1
14783
0
0
EQUINIX INC
COM
29444U700
287
461
SH
DFND
1
461
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
46
4000
SH
DFND
1
4000
0
0
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
125
3500
SH
DFND
1
3500
0
0
ETSY INC
NOTE 3/0
29786AAC0
853
675000
PRN
DFND
1
675000
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
2375
2596000
PRN
DFND
1
2596000
0
0
EVENTBRITE INC
COM CL A
29975E109
76
10433
SH
DFND
1
10433
0
0
EVER GLORY INTL GRP INC
COM NEW
299766204
2
2000
SH
DFND
1
2000
0
0
EXACT SCIENCES CORP
COM
30063P105
142
2450
SH
DFND
1
2450
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
1321
1565000
PRN
DFND
1
1565000
0
0
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
28
850
SH
DFND
1
850
0
0
EXELON CORP
COM
30161N101
5214
141626
SH
DFND
1
141626
0
0
EXPEDIA GROUP INC
CALL
30212P903
0
0
SH
Call
DFND
1
0
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
496
8825
SH
DFND
1
8825
0
0
EXXON MOBIL CORP
COM
30231G102
6298
165865
SH
DFND
1
165865
0
0
FACEBOOK INC
CALL
30303M902
0
0
SH
Call
DFND
1
0
0
0
FACEBOOK INC
CL A
30303M102
34843
208936
SH
DFND
1
208936
0
0
3-D SYS CORP DEL
COM NEW
88554D205
0
0
SH
DFND
1
0
0
0
3M CO
COM
88579Y101
2458
18009
SH
DFND
1
18009
0
0
ABBOTT LABS
COM
002824100
31945
404784
SH
DFND
1
404784
0
0
ABBVIE INC
COM
00287Y109
75802
995014
SH
DFND
1
995014
0
0
ABERDEEN JAPAN EQUITY FD INC
COM
00306J109
12
1938
SH
DFND
1
1938
0
0
AC IMMUNE SA
SHS
H00263105
138
20000
SH
DFND
1
20000
0
0
ACCENTURE PLC IRELAND
CALL
G1151C901
0
0
SH
Call
DFND
1
0
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
6356
38932
SH
DFND
1
38932
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
2787
46816
SH
DFND
1
46816
0
0
ADOBE INC
COM
00724F101
24484
76935
SH
DFND
1
76935
0
0
ADOBE INC
PUT
00724F951
1
1500
SH
Put
DFND
1
1500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
825
18150
SH
DFND
1
18150
0
0
ADVANSIX INC
COM
00773T101
0
39
SH
DFND
1
39
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
915
12776
SH
DFND
1
12776
0
0
AGNICO EAGLE MINES LTD
COM
008474108
1415
35879
SH
DFND
1
35879
0
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
14
1000
SH
DFND
1
1000
0
0
AIR PRODS & CHEMS INC
COM
009158106
603
3023
SH
DFND
1
3023
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
1778
1601000
PRN
DFND
1
1601000
0
0
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
7
1390
SH
DFND
1
1390
0
0
ALAMOS GOLD INC NEW
COM CL A
011532108
19
3809
SH
DFND
1
3809
0
0
ALASKA AIR GROUP INC
COM
011659109
147
5148
SH
DFND
1
5148
0
0
ALBEMARLE CORP
COM
012653101
110
1933
SH
DFND
1
1933
0
0
ALBEMARLE CORP
PUT
012653951
0
0
SH
Put
DFND
1
0
0
0
ALCON INC
ORD SHS
H01301128
52218
1024491
SH
DFND
1
1024491
0
0
ALIBABA GROUP HLDG LTD
PUT
01609W952
1
1000
SH
Put
DFND
1
1000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
91309
469506
SH
DFND
1
469506
0
0
ALIGN TECHNOLOGY INC
COM
016255101
170
980
SH
DFND
1
980
0
0
ALLERGAN PLC
CALL
G0177J908
0
0
SH
Call
DFND
1
0
0
0
ALLERGAN PLC
SHS
G0177J108
27751
156686
SH
DFND
1
156686
0
0
ALPHABET INC
CALL
02079K905
0
0
SH
Call
DFND
1
0
0
0
ALPHABET INC
CAP STK CL A
02079K305
187675
161547
SH
DFND
1
161547
0
0
ALPHABET INC
CAP STK CL C
02079K107
17372
14936
SH
DFND
1
14936
0
0
ALPHABET INC
PUT
02079K955
0
0
SH
Put
DFND
1
0
0
0
ALTICE USA INC
CL A
02156K103
232
10407
SH
DFND
1
10407
0
0
ALTRIA GROUP INC
COM
02209S103
1402
36240
SH
DFND
1
36240
0
0
AMAZON COM INC
CALL
023135906
11
100
SH
Call
DFND
1
100
0
0
AMAZON COM INC
COM
023135106
136189
69874
SH
DFND
1
69874
0
0
AMAZON COM INC
PUT
023135956
1
1500
SH
Put
DFND
1
1500
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
0
0
SH
DFND
1
0
0
0
AMERICAN EXPRESS CO
COM
025816109
3600
42050
SH
DFND
1
42050
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
61
SH
DFND
1
61
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1
25
SH
DFND
1
25
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
27
126
SH
DFND
1
126
0
0
AMETEK INC
COM
031100100
23125
321139
SH
DFND
1
321139
0
0
AMGEN INC
COM
031162100
15820
78045
SH
DFND
1
78045
0
0
AMPHENOL CORP NEW
CL A
032095101
0
0
SH
DFND
1
0
0
0
AMYRIS INC
COM NEW
03236M200
412
160756
SH
DFND
1
160756
0
0
ANALOG DEVICES INC
COM
032654105
26
295
SH
DFND
1
295
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
361
8200
SH
DFND
1
8200
0
0
ANTHEM INC
COM
036752103
477
2100
SH
DFND
1
2100
0
0
APACHE CORP
COM
037411105
5
1100
SH
DFND
1
1100
0
0
APHRIA INC
COM
03765K104
2
800
SH
DFND
1
800
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
10
300
SH
DFND
1
300
0
0
APOLLO INVT CORP
COM NEW
03761U502
5
688
SH
DFND
1
688
0
0
APPLE INC
COM
037833100
93042
365899
SH
DFND
1
365899
0
0
APPLE INC
PUT
037833950
0
0
SH
Put
DFND
1
0
0
0
APPLIED MATLS INC
COM
038222105
0
0
SH
DFND
1
0
0
0
APTIV PLC
SHS
G6095L109
15688
318595
SH
DFND
1
318595
0
0
ARAMARK
COM
03852U106
0
0
SH
DFND
1
0
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
17
480
SH
DFND
1
480
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
973
1109000
PRN
DFND
1
1109000
0
0
ARISTA NETWORKS INC
CALL
040413906
0
0
SH
Call
DFND
1
0
0
0
ARISTA NETWORKS INC
COM
040413106
17969
88698
SH
DFND
1
88698
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
0
0
SH
DFND
1
0
0
0
AT&T INC
COM
00206R102
2251
77205
SH
DFND
1
77205
0
0
ATLASSIAN CORP PLC
CL A
G06242104
21
150
SH
DFND
1
150
0
0
AURORA CANNABIS INC
COM
05156X108
17
19100
SH
DFND
1
19100
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
11
80
SH
DFND
1
80
0
0
AUTOZONE INC
COM
053332102
0
0
SH
DFND
1
0
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
151
19000
SH
DFND
1
19000
0
0
BAIDU INC
CALL
056752908
0
0
SH
Call
DFND
1
0
0
0
BAIDU INC
PUT
056752958
0
0
SH
Put
DFND
1
0
0
0
BAIDU INC
SPON ADR REP A
056752108
1722
17090
SH
DFND
1
17090
0
0
BAKER HUGHES COMPANY
CL A
05722G100
368
35077
SH
DFND
1
35077
0
0
BALL CORP
COM
058498106
15082
233233
SH
DFND
1
233233
0
0
BALLARD PWR SYS INC NEW
COM
058586108
431
57500
SH
DFND
1
57500
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
18
4402
SH
DFND
1
4402
0
0
BANK MONTREAL
COM
063671101
17
340
SH
DFND
1
340
0
0
BANK NEW YORK MELLON CORP
COM
064058100
455
13500
SH
DFND
1
13500
0
0
BANK NOVA SCOTIA B C
COM
064149107
78
1940
SH
DFND
1
1940
0
0
BARRICK GOLD CORPORATION
COM
067901108
640
35234
SH
DFND
1
35234
0
0
BAUSCH HEALTH COS INC
COM
071734107
22
1446
SH
DFND
1
1446
0
0
BAXTER INTL INC
COM
071813109
493
6064
SH
DFND
1
6064
0
0
BCE INC
COM NEW
05534B760
52
1280
SH
DFND
1
1280
0
0
BECTON DICKINSON & CO
COM
075887109
13
55
SH
DFND
1
55
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1088
4
SH
DFND
1
4
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3132
17132
SH
DFND
1
17132
0
0
BEYOND MEAT INC
COM
08862E109
299
4500
SH
DFND
1
4500
0
0
BHP GROUP LTD
SPONSORED ADS
088606108
24
650
SH
DFND
1
650
0
0
BIOGEN INC
COM
09062X103
32
100
SH
DFND
1
100
0
0
BIOLIFE SOLUTIONS INC
COM NEW
09062W204
85
9000
SH
DFND
1
9000
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
2709
2140
SH
DFND
1
2140
0
0
BK OF AMERICA CORP
COM
060505104
1339
63071
SH
DFND
1
63071
0
0
BLACKROCK INC
COM
09247X101
528
1199
SH
DFND
1
1199
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
20945
459648
SH
DFND
1
459648
0
0
BOEING CO
COM
097023105
449
3008
SH
DFND
1
3008
0
0
BOOKING HLDGS INC
COM
09857L108
7858
5842
SH
DFND
1
5842
0
0
BRF SA
SPONSORED ADR
10552T107
159
55000
SH
DFND
1
55000
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
582
10430
SH
DFND
1
10430
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
2
540
SH
DFND
1
540
0
0
BROADCOM INC
COM
11135F101
253
1066
SH
DFND
1
1066
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
447
4717
SH
DFND
1
4717
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
19559
446300
SH
DFND
1
446300
0
0
BUNGE LIMITED
COM
G16962105
1183
28845
SH
DFND
1
28845
0
0
CABOT OIL & GAS CORP
COM
127097103
26
1500
SH
DFND
1
1500
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
231
3500
SH
DFND
1
3500
0
0
CADIZ INC
COM NEW
127537207
83
7100
SH
DFND
1
7100
0
0
CALIFORNIA RES CORP
COM NEW
13057Q206
0
14
SH
DFND
1
14
0
0
CALLAWAY GOLF CO
COM
131193104
15
1500
SH
DFND
1
1500
0
0
CAMECO CORP
COM
13321L108
20
2550
SH
DFND
1
2550
0
0
CANOPY GROWTH CORP
COM
138035100
64
4500
SH
DFND
1
4500
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
80
7400
SH
DFND
1
7400
0
0
CARLISLE COS INC
COM
142339100
0
0
SH
DFND
1
0
0
0
CARLYLE GROUP INC
COM
14316J108
0
0
SH
DFND
1
0
0
0
CARLYLE GROUP INC
PUT
14316J958
0
0
SH
Put
DFND
1
0
0
0
FACEBOOK INC
PUT
30303M952
0
0
SH
Put
DFND
1
0
0
0
FEDEX CORP
COM
31428X106
59
483
SH
DFND
1
483
0
0
FERRARI N V
COM
N3167Y103
22150
142615
SH
DFND
1
142615
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
108
15000
SH
DFND
1
15000
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
892
7329
SH
DFND
1
7329
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
26
4200
SH
DFND
1
4200
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
0
0
SH
DFND
1
0
0
0
FIRST SOLAR INC
COM
336433107
180
5000
SH
DFND
1
5000
0
0
FISERV INC
COM
337738108
85
900
SH
DFND
1
900
0
0
FLUOR CORP NEW
COM
343412102
282
40850
SH
DFND
1
40850
0
0
FORD MTR CO DEL
COM
345370860
0
0
SH
DFND
1
0
0
0
FORTIS INC
COM
349553107
0
0
SH
DFND
1
0
0
0
FORTUNA SILVER MINES INC
COM
349915108
14
6200
SH
DFND
1
6200
0
0
FRANCO NEVADA CORP
COM
351858105
3111
31500
SH
DFND
1
31500
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
144
21400
SH
DFND
1
21400
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
314
9562
SH
DFND
1
9562
0
0
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
0
59
SH
DFND
1
59
0
0
GAMESTOP CORP NEW
CL A
36467W109
0
100
SH
DFND
1
100
0
0
GARMIN LTD
SHS
H2906T109
6776
90400
SH
DFND
1
90400
0
0
GARRETT MOTION INC
COM
366505105
0
99
SH
DFND
1
99
0
0
GARTNER INC
COM
366651107
31
310
SH
DFND
1
310
0
0
GENERAL ELECTRIC CO
COM
369604103
557
70035
SH
DFND
1
70035
0
0
GENERAL MLS INC
COM
370334104
1398
26500
SH
DFND
1
26500
0
0
GENERAL MTRS CO
COM
37045V100
342
16460
SH
DFND
1
16460
0
0
GERDAU SA
SPON ADR REP PFD
373737105
27
14000
SH
DFND
1
14000
0
0
GILEAD SCIENCES INC
CALL
375558903
0
0
SH
Call
DFND
1
0
0
0
GILEAD SCIENCES INC
COM
375558103
2987
40000
SH
DFND
1
40000
0
0
GILEAD SCIENCES INC
PUT
375558953
0
0
SH
Put
DFND
1
0
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
171
4500
SH
DFND
1
4500
0
0
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
63
2900
SH
DFND
1
2900
0
0
GLOBAL X FDS
MSCI GREECE ETF
37950E366
28
5000
SH
DFND
1
5000
0
0
GOLAR LNG LTD
SHS
G9456A100
8
1000
SH
DFND
1
1000
0
0
GOLDEN MINERALS CO
COM
381119106
2
10160
SH
DFND
1
10160
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1596
10325
SH
DFND
1
10325
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
45
7650
SH
DFND
1
7650
0
0
GOPRO INC
CL A
38268T103
6
2500
SH
DFND
1
2500
0
0
GREAT PANTHER MINING LIMITED
COM
39115V101
2
7900
SH
DFND
1
7900
0
0
GSX TECHEDU INC
SPONSORED ADS
36257Y109
9195
217070
SH
DFND
1
217070
0
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
745
755000
PRN
DFND
1
755000
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
114
1300
SH
DFND
1
1300
0
0
GW PHARMACEUTICALS PLC
PUT
36197T953
0
0
SH
Put
DFND
1
0
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
162
6250
SH
DFND
1
6250
0
0
HALLIBURTON CO
COM
406216101
473
69102
SH
DFND
1
69102
0
0
HARLEY DAVIDSON INC
COM
412822108
43
2300
SH
DFND
1
2300
0
0
HCA HEALTHCARE INC
COM
40412C101
68
761
SH
DFND
1
761
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
0
0
SH
DFND
1
0
0
0
HELMERICH & PAYNE INC
COM
423452101
388
24803
SH
DFND
1
24803
0
0
HENRY SCHEIN INC
COM
806407102
0
0
SH
DFND
1
0
0
0
HESS CORP
COM
42809H107
133
4000
SH
DFND
1
4000
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
38
2379
SH
DFND
1
2379
0
0
HOME DEPOT INC
COM
437076102
39927
213869
SH
DFND
1
213869
0
0
HOME DEPOT INC
PUT
437076952
0
0
SH
Put
DFND
1
0
0
0
HONEYWELL INTL INC
COM
438516106
3964
29623
SH
DFND
1
29623
0
0
IDEX CORP
COM
45167R104
40
293
SH
DFND
1
293
0
0
IDEXX LABS INC
COM
45168D104
97
400
SH
DFND
1
400
0
0
IHS MARKIT LTD
SHS
G47567105
12212
203534
SH
DFND
1
203534
0
0
ILLINOIS TOOL WKS INC
COM
452308109
5740
40394
SH
DFND
1
40394
0
0
ILLUMINA INC
COM
452327109
273
1000
SH
DFND
1
1000
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
1293
1050000
PRN
DFND
1
1050000
0
0
INCYTE CORP
COM
45337C102
18
250
SH
DFND
1
250
0
0
INFOSYS LTD
SPONSORED ADR
456788108
10
1250
SH
DFND
1
1250
0
0
INGERSOLL RAND INC
COM
45687V106
2395
96526
SH
DFND
1
96526
0
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
2
25
SH
DFND
1
25
0
0
INTEL CORP
COM
458140100
16840
311162
SH
DFND
1
311162
0
0
INTELLIA THERAPEUTICS INC
COM
45826J105
122
10000
SH
DFND
1
10000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
63
1000
SH
DFND
1
1000
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
135
1670
SH
DFND
1
1670
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
3189
28737
SH
DFND
1
28737
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
8638
84630
SH
DFND
1
84630
0
0
INTUIT
COM
461202103
744
3237
SH
DFND
1
3237
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
437
880
SH
DFND
1
880
0
0
INTUITIVE SURGICAL INC
PUT
46120E952
0
0
SH
Put
DFND
1
0
0
0
INVESCO EXCHANGE TRADED FD T
NASDAQ INTERNT
46137V530
0
0
SH
DFND
1
0
0
0
INVESCO EXCHANGE-TRADED FD T
CHINA TECHNLGY
46138E800
29
600
SH
DFND
1
600
0
0
INVESCO EXCHANGE-TRADED FD T
PFD ETF
46138E511
0
0
SH
DFND
1
0
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
3585
18824
SH
DFND
1
18824
0
0
IQVIA HLDGS INC
COM
46266C105
21827
202338
SH
DFND
1
202338
0
0
IRHYTHM TECHNOLOGIES INC
COM
450056106
8
100
SH
DFND
1
100
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
2842
120620
SH
DFND
1
120620
0
0
ISHARES INC
MSCI EURZONE ETF
464286608
2047
67150
SH
DFND
1
67150
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
37
750
SH
DFND
1
750
0
0
ISHARES INC
MSCI MEXICO ETF
464286822
0
0
SH
DFND
1
0
0
0
ISHARES INC
MSCI PAC JP ETF
464286665
325
9605
SH
DFND
1
9605
0
0
ISHARES INC
MSCI WORLD ETF
464286392
0
0
SH
DFND
1
0
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
204
2350
SH
DFND
1
2350
0
0
ISHARES TR
20 YR TR BD ETF
464287432
223
1350
SH
DFND
1
1350
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
43
325
SH
DFND
1
325
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
106
739
SH
DFND
1
739
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
129
2297
SH
DFND
1
2297
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
0
0
SH
DFND
1
0
0
0
ISHARES TR
INTL TREA BD ETF
464288117
5776
117146
SH
DFND
1
117146
0
0
ISHARES TR
JPX NIKKEI 400
464287382
243
4600
SH
DFND
1
4600
0
0
ISHARES TR
MSCI AC ASIA ETF
464288182
168
2800
SH
DFND
1
2800
0
0
ISHARES TR
MSCI ACWI ETF
464288257
2168
34650
SH
DFND
1
34650
0
0
ISHARES TR
MSCI CHINA ETF
46429B671
0
0
SH
DFND
1
0
0
0
ISHARES TR
MSCI EAFE ETF
464287465
252
4716
SH
DFND
1
4716
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2084
61060
SH
DFND
1
61060
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
0
0
SH
DFND
1
0
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
0
0
SH
DFND
1
0
0
0
ISHARES TR
PFD AND INCM SEC
464288687
0
0
SH
DFND
1
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
0
0
SH
DFND
1
0
0
0
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD
465562106
39
8562
SH
DFND
1
8562
0
0
IZEA WORLDWIDE INC
COM
46604H105
8
40000
SH
DFND
1
40000
0
0
JD COM INC
SPON ADR CL A
47215P106
54
1330
SH
DFND
1
1330
0
0
JETBLUE AWYS CORP
COM
477143101
71
7886
SH
DFND
1
7886
0
0
JOHNSON & JOHNSON
COM
478160104
4184
31897
SH
DFND
1
31897
0
0
JPMORGAN CHASE & CO
COM
46625H100
41143
456908
SH
DFND
1
456908
0
0
KELLOGG CO
COM
487836108
1470
24500
SH
DFND
1
24500
0
0
KIMBERLY CLARK CORP
COM
494368103
511
4000
SH
DFND
1
4000
0
0
KINDER MORGAN INC DEL
COM
49456B101
208
14878
SH
DFND
1
14878
0
0
KINROSS GOLD CORP
COM
496902404
6
1500
SH
DFND
1
1500
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
3087
106000
SH
DFND
1
106000
0
0
KONTOOR BRANDS INC
COM
50050N103
5
235
SH
DFND
1
235
0
0
KRAFT HEINZ CO
COM
500754106
2531
102301
SH
DFND
1
102301
0
0
KRAFT HEINZ CO
PUT
500754956
0
0
SH
Put
DFND
1
0
0
0
LAUDER ESTEE COS INC
CL A
518439104
4018
25213
SH
DFND
1
25213
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
8
4000
SH
DFND
1
4000
0
0
LINDE PLC
PUT
G5494J953
0
0
SH
Put
DFND
1
0
0
0
LINDE PLC
SHS
G5494J103
39786
225891
SH
DFND
1
225891
0
0
LINE CORP
SPONSORED ADR
53567X101
14
300
SH
DFND
1
300
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
11166
245609
SH
DFND
1
245609
0
0
LIVE NATION ENTERTAINMENT IN
PUT
538034959
0
0
SH
Put
DFND
1
0
0
0
LOCKHEED MARTIN CORP
COM
539830109
88
260
SH
DFND
1
260
0
0
LOGITECH INTL S A
PUT
H50430952
0
0
SH
Put
DFND
1
0
0
0
LOGITECH INTL S A
SHS
H50430232
27773
642279
SH
DFND
1
642279
0
0
LOWES COS INC
COM
548661107
430
5000
SH
DFND
1
5000
0
0
LUCKIN COFFEE INC
SPONSORED ADS
54951L109
99
3650
SH
DFND
1
3650
0
0
MACROGENICS INC
COM
556099109
17
3000
SH
DFND
1
3000
0
0
MARATHON OIL CORP
COM
565849106
25
7500
SH
DFND
1
7500
0
0
MARATHON PETE CORP
COM
56585A102
400
16943
SH
DFND
1
16943
0
0
MARCUS CORP
COM
566330106
76
6136
SH
DFND
1
6136
0
0
MARRIOTT INTL INC NEW
CL A
571903202
153
2051
SH
DFND
1
2051
0
0
MARSH & MCLENNAN COS INC
COM
571748102
7430
85925
SH
DFND
1
85925
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
10
430
SH
DFND
1
430
0
0
MASCO CORP
COM
574599106
0
0
SH
DFND
1
0
0
0
MASTERCARD INC
CALL
57636Q904
117
5000
SH
Call
DFND
1
5000
0
0
MASTERCARD INC
CL A
57636Q104
538
2230
SH
DFND
1
2230
0
0
MATCH GROUP INC
COM
57665R106
183
2775
SH
DFND
1
2775
0
0
MCDONALDS CORP
COM
580135101
10181
61575
SH
DFND
1
61575
0
0
MEDLEY CAP CORP
COM
58503F106
29
50000
SH
DFND
1
50000
0
0
MEDTRONIC PLC
SHS
G5960L103
9985
110705
SH
DFND
1
110705
0
0
MERCK & CO. INC
COM
58933Y105
40171
522175
SH
DFND
1
522175
0
0
MERCURY SYS INC
COM
589378108
193
2700
SH
DFND
1
2700
0
0
METHODE ELECTRS INC
COM
591520200
4
150
SH
DFND
1
150
0
0
METLIFE INC
COM
59156R108
6724
219945
SH
DFND
1
219945
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
0
0
SH
DFND
1
0
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
2
180
SH
DFND
1
180
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AF1
868
836000
PRN
DFND
1
836000
0
0
MICRON TECHNOLOGY INC
COM
595112103
273
6500
SH
DFND
1
6500
0
0
MICROSOFT CORP
CALL
594918904
486
17500
SH
Call
DFND
1
17500
0
0
MICROSOFT CORP
COM
594918104
107903
684104
SH
DFND
1
684104
0
0
MICROSOFT CORP
PUT
594918954
0
0
SH
Put
DFND
1
0
0
0
MIDDLEBY CORP
COM
596278101
25
440
SH
DFND
1
440
0
0
MODERNA INC
COM
60770K107
271
9039
SH
DFND
1
9039
0
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
0
0
SH
DFND
1
0
0
0
MONDELEZ INTL INC
CL A
609207105
31990
638779
SH
DFND
1
638779
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
4
71
SH
DFND
1
71
0
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
13
1000
SH
DFND
1
1000
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
665
5000
SH
DFND
1
5000
0
0
MYLAN NV
SHS EURO
N59465109
75
5000
SH
DFND
1
5000
0
0
MYRIAD GENETICS INC
COM
62855J104
7
500
SH
DFND
1
500
0
0
NASDAQ INC
COM
631103108
43
450
SH
DFND
1
450
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
241
24539
SH
DFND
1
24539
0
0
NEOVASC INC
COM
64065J304
0
85
SH
DFND
1
85
0
0
NETFLIX INC
COM
64110L106
11154
29709
SH
DFND
1
29709
0
0
NETFLIX INC
PUT
64110L956
0
0
SH
Put
DFND
1
0
0
0
NEUBASE THERAPEUTICS INC
COM
64132K102
2
285
SH
DFND
1
285
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
114
1050
SH
DFND
1
1050
0
0
NEW RELIC INC
COM
64829B100
144
3120
SH
DFND
1
3120
0
0
NEWELL BRANDS INC
COM
651229106
27
2000
SH
DFND
1
2000
0
0
NEWMONT CORP
COM
651639106
1510
33308
SH
DFND
1
33308
0
0
NEXTERA ENERGY INC
CALL
65339F901
254
10600
SH
Call
DFND
1
10600
0
0
NEXTERA ENERGY INC
COM
65339F101
6131
25485
SH
DFND
1
25485
0
0
NIKE INC
CL B
654106103
6795
82158
SH
DFND
1
82158
0
0
NIO INC
SPON ADS
62914V106
236
85000
SH
DFND
1
85000
0
0
NOBLE ENERGY INC
COM
655044105
78
12880
SH
DFND
1
12880
0
0
NOKIA CORP
SPONSORED ADR
654902204
0
85
SH
DFND
1
85
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
5
1000
SH
DFND
1
1000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
424
1400
SH
DFND
1
1400
0
0
NOVOCURE LTD
ORD SHS
G6674U108
202
3000
SH
DFND
1
3000
0
0
NUTANIX INC
CL A
67059N108
151
9600
SH
DFND
1
9600
0
0
NVIDIA CORP
COM
67066G104
7962
30193
SH
DFND
1
30193
0
0
NVIDIA CORP
PUT
67066G954
0
0
SH
Put
DFND
1
0
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
332
4000
SH
DFND
1
4000
0
0
OBSEVA SA
COM
H5861P103
10
3900
SH
DFND
1
3900
0
0
OCCIDENTAL PETE CORP
COM
674599105
53
4550
SH
DFND
1
4550
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
3
700
SH
DFND
1
700
0
0
OI SA
SPONSORED ADR NE
670851500
0
2
SH
DFND
1
2
0
0
OMNICOM GROUP INC
COM
681919106
0
0
SH
DFND
1
0
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
1535
1522000
PRN
DFND
1
1522000
0
0
ONEOK INC NEW
COM
682680103
35
1614
SH
DFND
1
1614
0
0
ORACLE CORP
COM
68389X105
333
6900
SH
DFND
1
6900
0
0
OVERSTOCK COM INC DEL
COM
690370101
5
1000
SH
DFND
1
1000
0
0
PALO ALTO NETWORKS INC
CALL
697435905
0
0
SH
Call
DFND
1
0
0
0
PALO ALTO NETWORKS INC
COM
697435105
44828
273408
SH
DFND
1
273408
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
1479
1534000
PRN
DFND
1
1534000
0
0
PALO ALTO NETWORKS INC
PUT
697435955
0
0
SH
Put
DFND
1
0
0
0
PAYPAL HLDGS INC
COM
70450Y103
1586
16563
SH
DFND
1
16563
0
0
PEPSICO INC
COM
713448108
761
6329
SH
DFND
1
6329
0
0
PERSPECTA INC
COM
715347100
0
0
SH
DFND
1
0
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
117
21780
SH
DFND
1
21780
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
621
112991
SH
DFND
1
112991
0
0
PFIZER INC
COM
717081103
1230
37688
SH
DFND
1
37688
0
0
PHILIP MORRIS INTL INC
COM
718172109
2167
29710
SH
DFND
1
29710
0
0
PHILLIPS 66
COM
718546104
1966
36673
SH
DFND
1
36673
0
0
PINTEREST INC
CALL
72352L906
0
0
SH
Call
DFND
1
0
0
0
PINTEREST INC
CL A
72352L106
5031
325888
SH
DFND
1
325888
0
0
PINTEREST INC
PUT
72352L956
0
0
SH
Put
DFND
1
0
0
0
PIONEER NAT RES CO
COM
723787107
3
45
SH
DFND
1
45
0
0
PLANET FITNESS INC
CL A
72703H101
0
0
SH
DFND
1
0
0
0
POLARIS INC
COM
731068102
4
90
SH
DFND
1
90
0
0
PPG INDS INC
COM
693506107
1044
12489
SH
DFND
1
12489
0
0
PREMIER INC
CL A
74051N102
170
5200
SH
DFND
1
5200
0
0
PROCTER & GAMBLE CO
COM
742718109
18375
167100
SH
DFND
1
167100
0
0
PROGRESSIVE CORP OHIO
COM
743315103
8767
118704
SH
DFND
1
118704
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
43
2697
SH
DFND
1
2697
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
0
0
PRN
DFND
1
0
0
0
PRUDENTIAL FINL INC
COM
744320102
48
925
SH
DFND
1
925
0
0
PTC INC
COM
69370C100
776
12678
SH
DFND
1
12678
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
6
130
SH
DFND
1
130
0
0
PVH CORPORATION
COM
693656100
76
2012
SH
DFND
1
2012
0
0
QIAGEN NV
DEBT 1.000%11/1
N72482AT4
630
600000
PRN
DFND
1
600000
0
0
QIAGEN NV
SHS NEW
N72482123
2321
57777
SH
DFND
1
57777
0
0
QUALCOMM INC
COM
747525103
51
750
SH
DFND
1
750
0
0
RANGE RES CORP
COM
75281A109
13
5448
SH
DFND
1
5448
0
0
RAYTHEON CO
COM NEW
755111507
262
2000
SH
DFND
1
2000
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
576
1180
SH
DFND
1
1180
0
0
REPUBLIC SVCS INC
COM
760759100
15
200
SH
DFND
1
200
0
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
0
165
SH
DFND
1
165
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
273
6000
SH
DFND
1
6000
0
0
ROKU INC
COM CL A
77543R102
31
350
SH
DFND
1
350
0
0
ROPER TECHNOLOGIES INC
COM
776696106
45
144
SH
DFND
1
144
0
0
ROYAL BK CDA
COM
780087102
214
3500
SH
DFND
1
3500
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
899
27528
SH
DFND
1
27528
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
657
18810
SH
DFND
1
18810
0
0
S&P GLOBAL INC
COM
78409V104
51102
208507
SH
DFND
1
208507
0
0
SALESFORCE COM INC
COM
79466L302
708
4910
SH
DFND
1
4910
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
5
1000
SH
DFND
1
1000
0
0
SANGAMO THERAPEUTICS INC
COM
800677106
64
10000
SH
DFND
1
10000
0
0
SCHLUMBERGER LTD
CALL
806857908
0
1800
SH
Call
DFND
1
1800
0
0
SCHLUMBERGER LTD
PUT
806857958
0
0
SH
Put
DFND
1
0
0
0
SCHWAB CHARLES CORP
COM
808513105
7
210
SH
DFND
1
210
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
20
400
SH
DFND
1
400
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
0
0
SH
DFND
1
0
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
9
100
SH
DFND
1
100
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
10
500
SH
DFND
1
500
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
120
1500
SH
DFND
1
1500
0
0
SELECTA BIOSCIENCES INC
COM
816212104
23
9500
SH
DFND
1
9500
0
0
SEMPRA ENERGY
COM
816851109
350
3097
SH
DFND
1
3097
0
0
SENSEONICS HLDGS INC
COM
81727U105
1
1000
SH
DFND
1
1000
0
0
SERVICE CORP INTL
COM
817565104
29
750
SH
DFND
1
750
0
0
SERVICENOW INC
COM
81762P102
158
550
SH
DFND
1
550
0
0
SHERWIN WILLIAMS CO
COM
824348106
919
2000
SH
DFND
1
2000
0
0
SHOPIFY INC
CL A
82509L107
367
880
SH
DFND
1
880
0
0
SIFY TECHNOLOGIES LIMITED
SPONSORED ADS
82655M107
0
35
SH
DFND
1
35
0
0
SILVERCORP METALS INC
COM
82835P103
9
2790
SH
DFND
1
2790
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
75
1374
SH
DFND
1
1374
0
0
SIMPSON MANUFACTURING CO INC
COM
829073105
322
5200
SH
DFND
1
5200
0
0
SIMULATIONS PLUS INC
COM
829214105
21
600
SH
DFND
1
600
0
0
SNAP INC
CL A
83304A106
95
8000
SH
DFND
1
8000
0
0
SONOS INC
COM
83570H108
1060
125000
SH
DFND
1
125000
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
89
405
SH
DFND
1
405
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
300
2020
SH
DFND
1
2020
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
7799
30248
SH
DFND
1
30248
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
14
175
SH
DFND
1
175
0
0
SPDR SER TR
SSGA GNDER ETF
78468R747
18
310
SH
DFND
1
310
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
152
6341
SH
DFND
1
6341
0
0
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
2023
1880000
PRN
DFND
1
1880000
0
0
SPLUNK INC
NOTE 1.125% 9/1
848637AD6
1321
1195000
PRN
DFND
1
1195000
0
0
SPOTIFY TECHNOLOGY S A
CALL
L8681T902
0
0
SH
Call
DFND
1
0
0
0
SPOTIFY TECHNOLOGY S A
PUT
L8681T952
0
0
SH
Put
DFND
1
0
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
41196
339260
SH
DFND
1
339260
0
0
SPROUTS FMRS MKT INC
COM
85208M102
1733
93252
SH
DFND
1
93252
0
0
SQUARE INC
CALL
852234903
0
0
SH
Call
DFND
1
0
0
0
SQUARE INC
CL A
852234103
263
5040
SH
DFND
1
5040
0
0
SQUARE INC
NOTE 0.500% 5/1
852234AD5
848
820000
PRN
DFND
1
820000
0
0
STARBUCKS CORP
COM
855244109
1085
16500
SH
DFND
1
16500
0
0
STEEL CONNECT INC
COM
858098106
0
800
SH
DFND
1
800
0
0
STERICYCLE INC
COM
858912108
29
600
SH
DFND
1
600
0
0
STERIS PLC
SHS USD
G8473T100
105
750
SH
DFND
1
750
0
0
STRYKER CORP
COM
863667101
23
140
SH
DFND
1
140
0
0
SUNCOR ENERGY INC NEW
COM
867224107
0
0
SH
DFND
1
0
0
0
SYNCHRONY FINL
CALL
87165B903
0
0
SH
Call
DFND
1
0
0
0
SYNCHRONY FINL
COM
87165B103
1530
95250
SH
DFND
1
95250
0
0
T MOBILE US INC
COM
872590104
24
280
SH
DFND
1
280
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
2882
60264
SH
DFND
1
60264
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
0
30
SH
DFND
1
30
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
11217
210600
SH
DFND
1
210600
0
0
TARONIS TECHNOLOGIES INC
COM NEW
876214206
0
20
SH
DFND
1
20
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
0
0
SH
DFND
1
0
0
0
TC ENERGY CORP
COM
87807B107
91
2053
SH
DFND
1
2053
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
1485
23593
SH
DFND
1
23593
0
0
TECHNIPFMC PLC
COM
G87110105
225
32718
SH
DFND
1
32718
0
0
TEEKAY CORPORATION
COM
Y8564W103
61
19400
SH
DFND
1
19400
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
2
212
SH
DFND
1
212
0
0
TENABLE HLDGS INC
CALL
88025T902
0
0
SH
Call
DFND
1
0
0
0
TENABLE HLDGS INC
COM
88025T102
0
0
SH
DFND
1
0
0
0
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
308
30572
SH
DFND
1
30572
0
0
TESLA INC
COM
88160R101
1339
2555
SH
DFND
1
2555
0
0
TESLA INC
PUT
88160R951
0
0
SH
Put
DFND
1
0
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
7
800
SH
DFND
1
800
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
66070
232956
SH
DFND
1
232956
0
0
TIFFANY & CO NEW
COM
886547108
129
1000
SH
DFND
1
1000
0
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
1
45
SH
DFND
1
45
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
146
3472
SH
DFND
1
3472
0
0
TOTAL S.A.
SPONSORED ADS
89151E109
538
14450
SH
DFND
1
14450
0
0
TPG SPECIALTY LENDING INC
COM
87265K102
42
2999
SH
DFND
1
2999
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
12881
155966
SH
DFND
1
155966
0
0
TRANSENTERIX INC
COM
89366M300
0
769
SH
DFND
1
769
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
2
1384
SH
DFND
1
1384
0
0
TRIP COM GROUP LTD
ADS
89677Q107
7239
308714
SH
DFND
1
308714
0
0
TRUIST FINL CORP
COM
89832Q109
105
3360
SH
DFND
1
3360
0
0
TURQUOISE HILL RES LTD
COM
900435108
18
48445
SH
DFND
1
48445
0
0
TUTOR PERINI CORP
COM
901109108
90
13500
SH
DFND
1
13500
0
0
TWILIO INC
CL A
90138F102
116
1300
SH
DFND
1
1300
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
686
718000
PRN
DFND
1
718000
0
0
TYSON FOODS INC
CL A
902494103
438
7580
SH
DFND
1
7580
0
0
UBER TECHNOLOGIES INC
COM
90353T100
573
20500
SH
DFND
1
20500
0
0
UBS GROUP AG
SHS
H42097107
25380
2715604
SH
DFND
1
2715604
0
0
ULTA BEAUTY INC
COM
90384S303
176
1000
SH
DFND
1
1000
0
0
UNILEVER PLC
SPON ADR NEW
904767704
248
4900
SH
DFND
1
4900
0
0
UNION PAC CORP
COM
907818108
310
2200
SH
DFND
1
2200
0
0
UNITED AIRLS HLDGS INC
COM
910047109
148
4683
SH
DFND
1
4683
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
10957
116165
SH
DFND
1
116165
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1062
4254
SH
DFND
1
4254
0
0
URBAN OUTFITTERS INC
COM
917047102
28
2000
SH
DFND
1
2000
0
0
US BANCORP DEL
COM NEW
902973304
0
0
SH
DFND
1
0
0
0
V F CORP
COM
918204108
113
2100
SH
DFND
1
2100
0
0
VALE S A
SPONSORED ADS
91912E105
509
61373
SH
DFND
1
61373
0
0
VALERO ENERGY CORP
COM
91913Y100
40
885
SH
DFND
1
885
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
1
100
SH
DFND
1
100
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
246
10700
SH
DFND
1
10700
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
169
6000
SH
DFND
1
6000
0
0
VANECK VECTORS ETF TR
VIETNAM ETF
92189F817
0
0
SH
DFND
1
0
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
30
700
SH
DFND
1
700
0
0
VANGUARD SCOTTSDALE FDS
LONG TERM TREAS
92206C847
5841
57829
SH
DFND
1
57829
0
0
VARIAN MED SYS INC
COM
92220P105
316
3075
SH
DFND
1
3075
0
0
VEEVA SYS INC
CL A COM
922475108
212
1358
SH
DFND
1
1358
0
0
VERISK ANALYTICS INC
COM
92345Y106
849
6091
SH
DFND
1
6091
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
13275
246944
SH
DFND
1
246944
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
59
250
SH
DFND
1
250
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
0
0
SH
DFND
1
0
0
0
VISA INC
CALL
92826C909
146
8500
SH
Call
DFND
1
8500
0
0
VISA INC
COM CL A
92826C839
117643
730230
SH
DFND
1
730230
0
0
VISA INC
PUT
92826C959
0
0
SH
Put
DFND
1
0
0
0
VORNADO RLTY TR
SH BEN INT
929042109
253
7000
SH
DFND
1
7000
0
0
VOYA FINANCIAL INC
COM
929089100
7
180
SH
DFND
1
180
0
0
WABTEC
COM
929740108
6
158
SH
DFND
1
158
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
705
15390
SH
DFND
1
15390
0
0
WALMART INC
COM
931142103
412
3633
SH
DFND
1
3633
0
0
WASTE MGMT INC DEL
COM
94106L109
8027
86697
SH
DFND
1
86697
0
0
WEIBO CORP
NOTE 1.250%11/1
948596AC5
1324
1540000
PRN
DFND
1
1540000
0
0
WELLS FARGO CO NEW
COM
949746101
1147
39995
SH
DFND
1
39995
0
0
WESTERN UN CO
COM
959802109
956
52700
SH
DFND
1
52700
0
0
WEYERHAEUSER CO
COM
962166104
254
15000
SH
DFND
1
15000
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
84
3100
SH
DFND
1
3100
0
0
WILLIAMS COS INC
COM
969457100
103
7245
SH
DFND
1
7245
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
530
17943
SH
DFND
1
17943
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
485
11500
SH
DFND
1
11500
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
143
3670
SH
DFND
1
3670
0
0
WIX COM LTD
SHS
M98068105
0
0
SH
DFND
1
0
0
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
653
587000
PRN
DFND
1
587000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
886
26100
SH
DFND
1
26100
0
0
WORLD WRESTLING ENTMT INC
PUT
98156Q958
0
0
SH
Put
DFND
1
0
0
0
WYNDHAM DESTINATIONS INC
COM
98310W108
38
1770
SH
DFND
1
1770
0
0
XILINX INC
COM
983919101
0
0
SH
DFND
1
0
0
0
YUM BRANDS INC
COM
988498101
8
120
SH
DFND
1
120
0
0
YUM CHINA HLDGS INC
COM
98850P109
12552
294446
SH
DFND
1
294446
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
229
1250
SH
DFND
1
1250
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
23
230
SH
DFND
1
230
0
0
ZOETIS INC
CL A
98978V103
0
0
SH
DFND
1
0
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
6
40
SH
DFND
1
40
0
0
ZOSANO PHARMA CORP
COM NEW
98979H202
34
60000
SH
DFND
1
60000
0
0
ZSCALER INC
CALL
98980G902
0
0
SH
Call
DFND
1
0
0
0
ZSCALER INC
COM
98980G102
98
1600
SH
DFND
1
1600
0
0
ZUORA INC
COM CL A
98983V106
56
7000
SH
DFND
1
7000
0
0
CATERPILLAR INC DEL
COM
149123101
0
0
SH
DFND
2
0
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
24
720
SH
DFND
2
720
0
0
CHEVRON CORP NEW
COM
166764100
32
442
SH
DFND
2
442
0
0
CHUBB LIMITED
COM
H1467J104
1517
13572
SH
DFND
2
13572
0
0
COCA COLA CO
COM
191216100
2682
60704
SH
DFND
2
60704
0
0
COLGATE PALMOLIVE CO
COM
194162103
53
800
SH
DFND
2
800
0
0
COMCAST CORP NEW
CL A
20030N101
172
5024
SH
DFND
2
5024
0
0
CSX CORP
COM
126408103
2224
38788
SH
DFND
2
38788
0
0
CVS HEALTH CORP
COM
126650100
385
6517
SH
DFND
2
6517
0
0
DEERE & CO
COM
244199105
19
140
SH
DFND
2
140
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
0
0
SH
DFND
2
0
0
0
DISNEY WALT CO
COM DISNEY
254687106
3218
33334
SH
DFND
2
33334
0
0
ELECTRONIC ARTS INC
COM
285512109
0
0
SH
DFND
2
0
0
0
EMERSON ELEC CO
COM
291011104
11
225
SH
DFND
2
225
0
0
EOG RES INC
COM
26875P101
128
3620
SH
DFND
2
3620
0
0
EXELON CORP
COM
30161N101
80
2158
SH
DFND
2
2158
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
84
1450
SH
DFND
2
1450
0
0
EXXON MOBIL CORP
COM
30231G102
11
301
SH
DFND
2
301
0
0
FACEBOOK INC
CL A
30303M102
1682
10081
SH
DFND
2
10081
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
10
1500
SH
DFND
2
1500
0
0
FORD MTR CO DEL
COM
345370860
20
4000
SH
DFND
2
4000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
26
4000
SH
DFND
2
4000
0
0
GENERAL ELECTRIC CO
COM
369604103
228
28680
SH
DFND
2
28680
0
0
GENERAL MTRS CO
COM
37045V100
20
1000
SH
DFND
2
1000
0
0
GILEAD SCIENCES INC
COM
375558103
0
0
SH
DFND
2
0
0
0
HEXCEL CORP NEW
COM
428291108
11
300
SH
DFND
2
300
0
0
HOME DEPOT INC
COM
437076102
533
2857
SH
DFND
2
2857
0
0
IHS MARKIT LTD
SHS
G47567105
114
1899
SH
DFND
2
1899
0
0
INGERSOLL RAND INC
COM
45687V106
26
1031
SH
DFND
2
1031
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
571
3000
SH
DFND
2
3000
0
0
3M CO
COM
88579Y101
773
5680
SH
DFND
2
5680
0
0
ABBOTT LABS
COM
002824100
1113
14067
SH
DFND
2
14067
0
0
ABBVIE INC
COM
00287Y109
8473
111259
SH
DFND
2
111259
0
0
ABRAXAS PETE CORP
COM
003830106
2
19000
SH
DFND
2
19000
0
0
ADOBE INC
COM
00724F101
51
160
SH
DFND
2
160
0
0
ALCON INC
ORD SHS
H01301128
493
9652
SH
DFND
2
9652
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1461
7504
SH
DFND
2
7504
0
0
ALLERGAN PLC
SHS
G0177J108
2038
11502
SH
DFND
2
11502
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
16
500
SH
DFND
2
500
0
0
ALPHABET INC
CAP STK CL A
02079K305
9807
8445
SH
DFND
2
8445
0
0
ALPHABET INC
CAP STK CL C
02079K107
1235
1063
SH
DFND
2
1063
0
0
AMAZON COM INC
COM
023135106
8091
4157
SH
DFND
2
4157
0
0
AMETEK INC
COM
031100100
588
8150
SH
DFND
2
8150
0
0
AMGEN INC
COM
031162100
351
1729
SH
DFND
2
1729
0
0
APPLE INC
COM
037833100
3578
14079
SH
DFND
2
14079
0
0
APTIV PLC
SHS
G6095L109
629
12765
SH
DFND
2
12765
0
0
ARCH COAL INC
CL A
039380407
15
508
SH
DFND
2
508
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
0
0
SH
DFND
2
0
0
0
ARISTA NETWORKS INC
COM
040413106
90
444
SH
DFND
2
444
0
0
AT&T INC
COM
00206R102
91
3150
SH
DFND
2
3150
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
77
2000
SH
DFND
2
2000
0
0
BALL CORP
COM
058498106
1597
24745
SH
DFND
2
24745
0
0
BANK NEW YORK MELLON CORP
COM
064058100
391
11593
SH
DFND
2
11593
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
9
112
SH
DFND
2
112
0
0
BK OF AMERICA CORP
COM
060505104
44
2074
SH
DFND
2
2074
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
46
1000
SH
DFND
2
1000
0
0
BOEING CO
COM
097023105
5
32
SH
DFND
2
32
0
0
BOOKING HLDGS INC
COM
09857L108
146
108
SH
DFND
2
108
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
93
1660
SH
DFND
2
1660
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
6
1660
SH
DFND
2
1660
0
0
IQVIA HLDGS INC
COM
46266C105
874
8109
SH
DFND
2
8109
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
110
3230
SH
DFND
2
3230
0
0
JOHNSON & JOHNSON
COM
478160104
47
360
SH
DFND
2
360
0
0
JPMORGAN CHASE & CO
COM
46625H100
4973
55185
SH
DFND
2
55185
0
0
KEURIG DR PEPPER INC
COM
49271V100
11
451
SH
DFND
2
451
0
0
KRAFT HEINZ CO
COM
500754106
247
10000
SH
DFND
2
10000
0
0
LAUDER ESTEE COS INC
CL A
518439104
58
365
SH
DFND
2
365
0
0
LINDE PLC
SHS
G5494J103
2156
12238
SH
DFND
2
12238
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
6
131
SH
DFND
2
131
0
0
LOGITECH INTL S A
SHS
H50430232
247
5697
SH
DFND
2
5697
0
0
MARRIOTT INTL INC NEW
CL A
571903202
0
0
SH
DFND
2
0
0
0
MARSH & MCLENNAN COS INC
COM
571748102
50
576
SH
DFND
2
576
0
0
MCDONALDS CORP
COM
580135101
723
4376
SH
DFND
2
4376
0
0
MEDTRONIC PLC
SHS
G5960L103
131
1460
SH
DFND
2
1460
0
0
MERCK & CO. INC
COM
58933Y105
3678
47794
SH
DFND
2
47794
0
0
METLIFE INC
COM
59156R108
804
26268
SH
DFND
2
26268
0
0
MICROSOFT CORP
COM
594918104
2340
14825
SH
DFND
2
14825
0
0
MONDELEZ INTL INC
CL A
609207105
1903
37916
SH
DFND
2
37916
0
0
NETFLIX INC
COM
64110L106
901
2400
SH
DFND
2
2400
0
0
NEWMONT CORP
COM
651639106
54
1200
SH
DFND
2
1200
0
0
NIKE INC
CL B
654106103
92
1115
SH
DFND
2
1115
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
0
0
SH
DFND
2
0
0
0
NUCOR CORP
COM
670346105
36
1000
SH
DFND
2
1000
0
0
OCCIDENTAL PETE CORP
COM
674599105
5
440
SH
DFND
2
440
0
0
ORACLE CORP
COM
68389X105
48
1000
SH
DFND
2
1000
0
0
PALO ALTO NETWORKS INC
COM
697435105
2115
12900
SH
DFND
2
12900
0
0
PEPSICO INC
COM
713448108
0
0
SH
DFND
2
0
0
0
PFIZER INC
COM
717081103
96
2933
SH
DFND
2
2933
0
0
PHILLIPS 66
COM
718546104
255
4760
SH
DFND
2
4760
0
0
PINTEREST INC
CL A
72352L106
223
14450
SH
DFND
2
14450
0
0
PROCTER & GAMBLE CO
COM
742718109
2498
22734
SH
DFND
2
22734
0
0
PROGRESSIVE CORP OHIO
COM
743315103
64
869
SH
DFND
2
869
0
0
PVH CORPORATION
COM
693656100
12
310
SH
DFND
2
310
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
26
560
SH
DFND
2
560
0
0
ROYAL BK CDA
COM
780087102
23
375
SH
DFND
2
375
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
18
500
SH
DFND
2
500
0
0
S&P GLOBAL INC
COM
78409V104
750
3062
SH
DFND
2
3062
0
0
SEMPRA ENERGY
COM
816851109
29
260
SH
DFND
2
260
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
5586
45989
SH
DFND
2
45989
0
0
STARWOOD PPTY TR INC
COM
85571B105
40
4000
SH
DFND
2
4000
0
0
STERICYCLE INC
COM
858912108
41
850
SH
DFND
2
850
0
0
SYNCHRONY FINL
COM
87165B103
36
2231
SH
DFND
2
2231
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
587
12290
SH
DFND
2
12290
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
44
701
SH
DFND
2
701
0
0
TELEFONICA S A
SPONSORED ADR
879382208
20
4346
SH
DFND
2
4346
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
3774
13298
SH
DFND
2
13298
0
0
TIFFANY & CO NEW
COM
886547108
996
7710
SH
DFND
2
7710
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
18
418
SH
DFND
2
418
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
488
5910
SH
DFND
2
5910
0
0
UBS GROUP AG
SHS
H42097107
439
47000
SH
DFND
2
47000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
18
190
SH
DFND
2
190
0
0
VERISIGN INC
COM
92343E102
360
2000
SH
DFND
2
2000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3387
63045
SH
DFND
2
63045
0
0
VISA INC
COM CL A
92826C839
4379
27187
SH
DFND
2
27187
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
87
1892
SH
DFND
2
1892
0
0
WASTE MGMT INC DEL
COM
94106L109
1584
17122
SH
DFND
2
17122
0
0
WELLS FARGO CO NEW
COM
949746101
306
10637
SH
DFND
2
10637
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
38
1391
SH
DFND
2
1391
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
0
0
SH
DFND
2
0
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
26
263
SH
DFND
2
263
0
0