Executive Vice President

0001420506-20-000528.txt : 20200513 0001420506-20-000528.hdr.sgml : 20200513 20200513114041 ACCESSION NUMBER: 0001420506-20-000528 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 EFFECTIVENESS DATE: 20200513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 20871707 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001615423 XXXXXXXX 03-31-2020 03-31-2020 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 05-13-2020 2 792 2383130 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001615293 028-16239 Lombard Odier (Europe) S.A. INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA 3M CO COM 88579Y101 103 754 SH DFND 754 0 0 ABBOTT LABS COM 002824100 782 9920 SH DFND 9920 0 0 ABBVIE INC COM 00287Y109 1120 14706 SH DFND 14706 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 87 535 SH DFND 535 0 0 ACTIVISION BLIZZARD INC COM 00507V109 35 595 SH DFND 595 0 0 ALCON INC ORD SHS H01301128 164 3226 SH DFND 3226 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 455 2340 SH DFND 2340 0 0 ALLERGAN PLC SHS G0177J108 178 1003 SH DFND 1003 0 0 ALPHABET INC CAP STK CL A 02079K305 3274 2819 SH DFND 2819 0 0 ALPHABET INC CAP STK CL C 02079K107 15 13 SH DFND 13 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 2 500 SH DFND 500 0 0 ALTRIA GROUP INC COM 02209S103 15 400 SH DFND 400 0 0 AMAZON COM INC COM 023135106 1589 816 SH DFND 816 0 0 AMETEK INC COM 031100100 140 1935 SH DFND 1935 0 0 AMGEN INC COM 031162100 505 2493 SH DFND 2493 0 0 APPLE INC COM 037833100 624 2455 SH DFND 2455 0 0 APTIV PLC SHS G6095L109 36 723 SH DFND 723 0 0 ARISTA NETWORKS INC COM 040413106 46 227 SH DFND 227 0 0 AT&T INC COM 00206R102 111 3821 SH DFND 3821 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 57 416 SH DFND 416 0 0 BALL CORP COM 058498106 111 1713 SH DFND 1713 0 0 BANCO SANTANDER SA ADR 05964H105 36 15326 SH DFND 15326 0 0 BEST BUY INC COM 086516101 28 491 SH DFND 491 0 0 BOEING CO COM 097023105 60 400 SH DFND 400 0 0 CHEVRON CORP NEW COM 166764100 46 637 SH DFND 637 0 0 CHUBB LIMITED COM H1467J104 255 2285 SH DFND 2285 0 0 CISCO SYS INC COM 17275R102 106 2691 SH DFND 2691 0 0 COCA COLA CO COM 191216100 331 7484 SH DFND 7484 0 0 COMCAST CORP NEW CL A 20030N101 39 1131 SH DFND 1131 0 0 COPA HOLDINGS SA CL A P31076105 10 217 SH DFND 217 0 0 CSX CORP COM 126408103 1313 22934 SH DFND 22934 0 0 CUMMINS INC COM 231021106 59 435 SH DFND 435 0 0 DARDEN RESTAURANTS INC COM 237194105 37 686 SH DFND 686 0 0 DIAMONDBACK ENERGY INC COM 25278X109 15 558 SH DFND 558 0 0 DISNEY WALT CO COM DISNEY 254687106 112 1158 SH DFND 1158 0 0 EATON CORP PLC SHS G29183103 81 1041 SH DFND 1041 0 0 EMERSON ELEC CO COM 291011104 60 1261 SH DFND 1261 0 0 EOG RES INC COM 26875P101 117 3266 SH DFND 3266 0 0 EQUINIX INC COM 29444U700 39 63 SH DFND 63 0 0 EXELON CORP COM 30161N101 417 11308 SH DFND 11308 0 0 FACEBOOK INC CL A 30303M102 60 360 SH DFND 360 0 0 FIRST SOLAR INC COM 336433107 5 150 SH DFND 150 0 0 GENERAL MTRS CO COM 37045V100 21 1004 SH DFND 1004 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 42 1100 SH DFND 1100 0 0 GSX TECHEDU INC SPONSORED ADS 36257Y109 237 5610 SH DFND 5610 0 0 HOME DEPOT INC COM 437076102 214 1145 SH DFND 1145 0 0 INTEL CORP COM 458140100 116 2143 SH DFND 2143 0 0 ISHARES INC MSCI THAILND ETF 464286624 29 500 SH DFND 500 0 0 JOHNSON & JOHNSON COM 478160104 82 626 SH DFND 626 0 0 JPMORGAN CHASE & CO COM 46625H100 1236 13719 SH DFND 13719 0 0 KOHLS CORP COM 500255104 9 615 SH DFND 615 0 0 LINDE PLC SHS G5494J103 349 1986 SH DFND 1986 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 47 1025 SH DFND 1025 0 0 LOGITECH INTL S A SHS H50430232 22 500 SH DFND 500 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 25 512 SH DFND 512 0 0 MARATHON PETE CORP COM 56585A102 23 982 SH DFND 982 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 80 1649 SH DFND 1649 0 0 MCDONALDS CORP COM 580135101 401 2427 SH DFND 2427 0 0 MERCK & CO. INC COM 58933Y105 227 2951 SH DFND 2951 0 0 METLIFE INC COM 59156R108 116 3794 SH DFND 3794 0 0 MICROSOFT CORP COM 594918104 1747 11081 SH DFND 11081 0 0 MONDELEZ INTL INC CL A 609207105 796 15888 SH DFND 15888 0 0 NOBLE ENERGY INC COM 655044105 8 1350 SH DFND 1350 0 0 OCCIDENTAL PETE CORP COM 674599105 18 1521 SH DFND 1521 0 0 PALO ALTO NETWORKS INC COM 697435105 509 3107 SH DFND 3107 0 0 PAYCHEX INC COM 704326107 81 1292 SH DFND 1292 0 0 PFIZER INC COM 717081103 95 2924 SH DFND 2924 0 0 PHILLIPS 66 COM 718546104 73 1355 SH DFND 1355 0 0 PPG INDS INC COM 693506107 162 1929 SH DFND 1929 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 34 1090 SH DFND 1090 0 0 PROCTER & GAMBLE CO COM 742718109 71 642 SH DFND 642 0 0 PROGRESSIVE CORP OHIO COM 743315103 491 6650 SH DFND 6650 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 49 1086 SH DFND 1086 0 0 QUALCOMM INC COM 747525103 76 1119 SH DFND 1119 0 0 RANGE RES CORP COM 75281A109 1 491 SH DFND 491 0 0 RAYTHEON CO COM NEW 755111507 66 500 SH DFND 500 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 80 2000 SH DFND 2000 0 0 SEMPRA ENERGY COM 816851109 559 4944 SH DFND 4944 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 954 7872 SH DFND 7872 0 0 SPROUTS FMRS MKT INC COM 85208M102 138 7449 SH DFND 7449 0 0 STARBUCKS CORP COM 855244109 66 1008 SH DFND 1008 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 59 1238 SH DFND 1238 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 225 4233 SH DFND 4233 0 0 TE CONNECTIVITY LTD REG SHS H84989104 58 928 SH DFND 928 0 0 TESLA INC COM 88160R101 27 51 SH DFND 51 0 0 TEXAS INSTRS INC COM 882508104 89 893 SH DFND 893 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 683 2415 SH DFND 2415 0 0 UBS GROUP AG SHS H42097107 104 11110 SH DFND 11110 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 83 3596 SH DFND 3596 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 436 4317 SH DFND 4317 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 612 11384 SH DFND 11384 0 0 VISA INC COM CL A 92826C839 1180 7326 SH DFND 7326 0 0 WALMART INC COM 931142103 71 626 SH DFND 626 0 0 WASTE MGMT INC DEL COM 94106L109 220 2380 SH DFND 2380 0 0 YUM CHINA HLDGS INC COM 98850P109 298 6963 SH DFND 6963 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 38 10000 SH DFND 1 10000 0 0 CATERPILLAR INC DEL COM 149123101 3428 29545 SH DFND 1 29545 0 0 CATERPILLAR INC DEL PUT 149123951 0 0 SH Put DFND 1 0 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 37 420 SH DFND 1 420 0 0 CELANESE CORP DEL COM 150870103 7 99 SH DFND 1 99 0 0 CELLECTIS S A SPONSORED ADS 15117K103 1 100 SH DFND 1 100 0 0 CELSIUS HLDGS INC COM NEW 15118V207 105 25000 SH DFND 1 25000 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 6 2000 SH DFND 1 2000 0 0 CERNER CORP COM 156782104 69 1100 SH DFND 1 1100 0 0 CHARLES RIV LABS INTL INC COM 159864107 0 0 SH DFND 1 0 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 173 1716 SH DFND 1 1716 0 0 CHEGG INC NOTE 0.250% 5/1 163092AB5 929 650000 PRN DFND 1 650000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 60 1800 SH DFND 1 1800 0 0 CHESAPEAKE ENERGY CORP COM 165167107 0 0 SH DFND 1 0 0 0 CHEVRON CORP NEW COM 166764100 781 10798 SH DFND 1 10798 0 0 CHEWY INC CL A 16679L109 139 3700 SH DFND 1 3700 0 0 CHUBB LIMITED COM H1467J104 10113 90534 SH DFND 1 90534 0 0 CINEMARK HOLDINGS INC COM 17243V102 64 6251 SH DFND 1 6251 0 0 CISCO SYS INC COM 17275R102 17462 444206 SH DFND 1 444206 0 0 CITIGROUP INC COM NEW 172967424 585 13864 SH DFND 1 13864 0 0 CME GROUP INC COM 12572Q105 58 336 SH DFND 1 336 0 0 COCA COLA CO COM 191216100 82307 1860158 SH DFND 1 1860158 0 0 COEUR MNG INC COM NEW 192108504 2 620 SH DFND 1 620 0 0 COLGATE PALMOLIVE CO COM 194162103 931 14035 SH DFND 1 14035 0 0 COMCAST CORP NEW CL A 20030N101 1138 33125 SH DFND 1 33125 0 0 CONOCOPHILLIPS COM 20825C104 676 21901 SH DFND 1 21901 0 0 CONSOLIDATED EDISON INC COM 209115104 78 1000 SH DFND 1 1000 0 0 CONSTELLATION BRANDS INC CL A 21036P108 8 53 SH DFND 1 53 0 0 CONTURA ENERGY INC COM 21241B100 0 27 SH DFND 1 27 0 0 CORE LABORATORIES N V COM N22717107 0 0 SH DFND 1 0 0 0 CORNING INC COM 219350105 0 0 SH DFND 1 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 458 1607 SH DFND 1 1607 0 0 COTY INC COM CL A 222070203 54 10389 SH DFND 1 10389 0 0 CREDIT ACCEP CORP MICH COM 225310101 79 310 SH DFND 1 310 0 0 CREDIT SUISSE NASSAU BRANCH VLCTYSHS 3X S&P 22539T183 7 280 SH DFND 1 280 0 0 CROWN HLDGS INC COM 228368106 486 8362 SH DFND 1 8362 0 0 CSX CORP COM 126408103 18959 330897 SH DFND 1 330897 0 0 CTI BIOPHARMA CORP COM 12648L601 1 800 SH DFND 1 800 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 0 0 SH DFND 1 0 0 0 D R HORTON INC COM 23331A109 0 0 SH DFND 1 0 0 0 DANAHER CORPORATION COM 235851102 361 2615 SH DFND 1 2615 0 0 DEERE & CO COM 244199105 1184 8569 SH DFND 1 8569 0 0 DELL TECHNOLOGIES INC CL C 24703L202 0 0 SH DFND 1 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 154 5404 SH DFND 1 5404 0 0 DENTSPLY SIRONA INC COM 24906P109 361 9300 SH DFND 1 9300 0 0 DESTINATION XL GROUP INC COM 25065K104 1 3500 SH DFND 1 3500 0 0 DEUTSCHE BANK A G NAMEN AKT D18190898 10 1500 SH DFND 1 1500 0 0 DEXCOM INC COM 252131107 135 500 SH DFND 1 500 0 0 DIAMONDBACK ENERGY INC COM 25278X109 49 1900 SH DFND 1 1900 0 0 DIREXION SHS ETF TR BRZ BL 3X SH NEW 25490K315 0 0 SH DFND 1 0 0 0 DISCOVER FINL SVCS COM 254709108 171 4780 SH DFND 1 4780 0 0 DISNEY WALT CO COM DISNEY 254687106 30910 319967 SH DFND 1 319967 0 0 DOCUSIGN INC COM 256163106 0 0 SH DFND 1 0 0 0 DOW INC COM 260557103 1 43 SH DFND 1 43 0 0 DTE ENERGY CO COM 233331107 95 1000 SH DFND 1 1000 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 101 1250 SH DFND 1 1250 0 0 DUPONT DE NEMOURS INC COM 26614N102 98 2877 SH DFND 1 2877 0 0 DXC TECHNOLOGY CO COM 23355L106 0 0 SH DFND 1 0 0 0 EATON CORP PLC SHS G29183103 24 302 SH DFND 1 302 0 0 EBAY INC COM 278642103 285 9500 SH DFND 1 9500 0 0 ECOLAB INC COM 278865100 200 1284 SH DFND 1 1284 0 0 ECOPETROL S A SPONSORED ADS 279158109 253 26605 SH DFND 1 26605 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 1582 8390 SH DFND 1 8390 0 0 ELASTIC N V ORD SHS N14506104 73 1300 SH DFND 1 1300 0 0 EMBRAER S.A. SPONSORED ADS 29082A107 158 21299 SH DFND 1 21299 0 0 EMCORE CORP COM NEW 290846203 22 10000 SH DFND 1 10000 0 0 EMERSON ELEC CO COM 291011104 41 870 SH DFND 1 870 0 0 ENBRIDGE INC COM 29250N105 150 5193 SH DFND 1 5193 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 5 3400 SH DFND 1 3400 0 0 EOG RES INC COM 26875P101 530 14783 SH DFND 1 14783 0 0 EQUINIX INC COM 29444U700 287 461 SH DFND 1 461 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 46 4000 SH DFND 1 4000 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 125 3500 SH DFND 1 3500 0 0 ETSY INC NOTE 3/0 29786AAC0 853 675000 PRN DFND 1 675000 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 2375 2596000 PRN DFND 1 2596000 0 0 EVENTBRITE INC COM CL A 29975E109 76 10433 SH DFND 1 10433 0 0 EVER GLORY INTL GRP INC COM NEW 299766204 2 2000 SH DFND 1 2000 0 0 EXACT SCIENCES CORP COM 30063P105 142 2450 SH DFND 1 2450 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 1321 1565000 PRN DFND 1 1565000 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 28 850 SH DFND 1 850 0 0 EXELON CORP COM 30161N101 5214 141626 SH DFND 1 141626 0 0 EXPEDIA GROUP INC CALL 30212P903 0 0 SH Call DFND 1 0 0 0 EXPEDIA GROUP INC COM NEW 30212P303 496 8825 SH DFND 1 8825 0 0 EXXON MOBIL CORP COM 30231G102 6298 165865 SH DFND 1 165865 0 0 FACEBOOK INC CALL 30303M902 0 0 SH Call DFND 1 0 0 0 FACEBOOK INC CL A 30303M102 34843 208936 SH DFND 1 208936 0 0 3-D SYS CORP DEL COM NEW 88554D205 0 0 SH DFND 1 0 0 0 3M CO COM 88579Y101 2458 18009 SH DFND 1 18009 0 0 ABBOTT LABS COM 002824100 31945 404784 SH DFND 1 404784 0 0 ABBVIE INC COM 00287Y109 75802 995014 SH DFND 1 995014 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 12 1938 SH DFND 1 1938 0 0 AC IMMUNE SA SHS H00263105 138 20000 SH DFND 1 20000 0 0 ACCENTURE PLC IRELAND CALL G1151C901 0 0 SH Call DFND 1 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6356 38932 SH DFND 1 38932 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2787 46816 SH DFND 1 46816 0 0 ADOBE INC COM 00724F101 24484 76935 SH DFND 1 76935 0 0 ADOBE INC PUT 00724F951 1 1500 SH Put DFND 1 1500 0 0 ADVANCED MICRO DEVICES INC COM 007903107 825 18150 SH DFND 1 18150 0 0 ADVANSIX INC COM 00773T101 0 39 SH DFND 1 39 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 915 12776 SH DFND 1 12776 0 0 AGNICO EAGLE MINES LTD COM 008474108 1415 35879 SH DFND 1 35879 0 0 AIMMUNE THERAPEUTICS INC COM 00900T107 14 1000 SH DFND 1 1000 0 0 AIR PRODS & CHEMS INC COM 009158106 603 3023 SH DFND 1 3023 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 1778 1601000 PRN DFND 1 1601000 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 7 1390 SH DFND 1 1390 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 19 3809 SH DFND 1 3809 0 0 ALASKA AIR GROUP INC COM 011659109 147 5148 SH DFND 1 5148 0 0 ALBEMARLE CORP COM 012653101 110 1933 SH DFND 1 1933 0 0 ALBEMARLE CORP PUT 012653951 0 0 SH Put DFND 1 0 0 0 ALCON INC ORD SHS H01301128 52218 1024491 SH DFND 1 1024491 0 0 ALIBABA GROUP HLDG LTD PUT 01609W952 1 1000 SH Put DFND 1 1000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 91309 469506 SH DFND 1 469506 0 0 ALIGN TECHNOLOGY INC COM 016255101 170 980 SH DFND 1 980 0 0 ALLERGAN PLC CALL G0177J908 0 0 SH Call DFND 1 0 0 0 ALLERGAN PLC SHS G0177J108 27751 156686 SH DFND 1 156686 0 0 ALPHABET INC CALL 02079K905 0 0 SH Call DFND 1 0 0 0 ALPHABET INC CAP STK CL A 02079K305 187675 161547 SH DFND 1 161547 0 0 ALPHABET INC CAP STK CL C 02079K107 17372 14936 SH DFND 1 14936 0 0 ALPHABET INC PUT 02079K955 0 0 SH Put DFND 1 0 0 0 ALTICE USA INC CL A 02156K103 232 10407 SH DFND 1 10407 0 0 ALTRIA GROUP INC COM 02209S103 1402 36240 SH DFND 1 36240 0 0 AMAZON COM INC CALL 023135906 11 100 SH Call DFND 1 100 0 0 AMAZON COM INC COM 023135106 136189 69874 SH DFND 1 69874 0 0 AMAZON COM INC PUT 023135956 1 1500 SH Put DFND 1 1500 0 0 AMERICAN ELEC PWR CO INC COM 025537101 0 0 SH DFND 1 0 0 0 AMERICAN EXPRESS CO COM 025816109 3600 42050 SH DFND 1 42050 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 61 SH DFND 1 61 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1 25 SH DFND 1 25 0 0 AMERICAN TOWER CORP NEW COM 03027X100 27 126 SH DFND 1 126 0 0 AMETEK INC COM 031100100 23125 321139 SH DFND 1 321139 0 0 AMGEN INC COM 031162100 15820 78045 SH DFND 1 78045 0 0 AMPHENOL CORP NEW CL A 032095101 0 0 SH DFND 1 0 0 0 AMYRIS INC COM NEW 03236M200 412 160756 SH DFND 1 160756 0 0 ANALOG DEVICES INC COM 032654105 26 295 SH DFND 1 295 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 361 8200 SH DFND 1 8200 0 0 ANTHEM INC COM 036752103 477 2100 SH DFND 1 2100 0 0 APACHE CORP COM 037411105 5 1100 SH DFND 1 1100 0 0 APHRIA INC COM 03765K104 2 800 SH DFND 1 800 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 10 300 SH DFND 1 300 0 0 APOLLO INVT CORP COM NEW 03761U502 5 688 SH DFND 1 688 0 0 APPLE INC COM 037833100 93042 365899 SH DFND 1 365899 0 0 APPLE INC PUT 037833950 0 0 SH Put DFND 1 0 0 0 APPLIED MATLS INC COM 038222105 0 0 SH DFND 1 0 0 0 APTIV PLC SHS G6095L109 15688 318595 SH DFND 1 318595 0 0 ARAMARK COM 03852U106 0 0 SH DFND 1 0 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 17 480 SH DFND 1 480 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 973 1109000 PRN DFND 1 1109000 0 0 ARISTA NETWORKS INC CALL 040413906 0 0 SH Call DFND 1 0 0 0 ARISTA NETWORKS INC COM 040413106 17969 88698 SH DFND 1 88698 0 0 ARK ETF TR INNOVATION ETF 00214Q104 0 0 SH DFND 1 0 0 0 AT&T INC COM 00206R102 2251 77205 SH DFND 1 77205 0 0 ATLASSIAN CORP PLC CL A G06242104 21 150 SH DFND 1 150 0 0 AURORA CANNABIS INC COM 05156X108 17 19100 SH DFND 1 19100 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 11 80 SH DFND 1 80 0 0 AUTOZONE INC COM 053332102 0 0 SH DFND 1 0 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 151 19000 SH DFND 1 19000 0 0 BAIDU INC CALL 056752908 0 0 SH Call DFND 1 0 0 0 BAIDU INC PUT 056752958 0 0 SH Put DFND 1 0 0 0 BAIDU INC SPON ADR REP A 056752108 1722 17090 SH DFND 1 17090 0 0 BAKER HUGHES COMPANY CL A 05722G100 368 35077 SH DFND 1 35077 0 0 BALL CORP COM 058498106 15082 233233 SH DFND 1 233233 0 0 BALLARD PWR SYS INC NEW COM 058586108 431 57500 SH DFND 1 57500 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 18 4402 SH DFND 1 4402 0 0 BANK MONTREAL COM 063671101 17 340 SH DFND 1 340 0 0 BANK NEW YORK MELLON CORP COM 064058100 455 13500 SH DFND 1 13500 0 0 BANK NOVA SCOTIA B C COM 064149107 78 1940 SH DFND 1 1940 0 0 BARRICK GOLD CORPORATION COM 067901108 640 35234 SH DFND 1 35234 0 0 BAUSCH HEALTH COS INC COM 071734107 22 1446 SH DFND 1 1446 0 0 BAXTER INTL INC COM 071813109 493 6064 SH DFND 1 6064 0 0 BCE INC COM NEW 05534B760 52 1280 SH DFND 1 1280 0 0 BECTON DICKINSON & CO COM 075887109 13 55 SH DFND 1 55 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1088 4 SH DFND 1 4 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3132 17132 SH DFND 1 17132 0 0 BEYOND MEAT INC COM 08862E109 299 4500 SH DFND 1 4500 0 0 BHP GROUP LTD SPONSORED ADS 088606108 24 650 SH DFND 1 650 0 0 BIOGEN INC COM 09062X103 32 100 SH DFND 1 100 0 0 BIOLIFE SOLUTIONS INC COM NEW 09062W204 85 9000 SH DFND 1 9000 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 2709 2140 SH DFND 1 2140 0 0 BK OF AMERICA CORP COM 060505104 1339 63071 SH DFND 1 63071 0 0 BLACKROCK INC COM 09247X101 528 1199 SH DFND 1 1199 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 20945 459648 SH DFND 1 459648 0 0 BOEING CO COM 097023105 449 3008 SH DFND 1 3008 0 0 BOOKING HLDGS INC COM 09857L108 7858 5842 SH DFND 1 5842 0 0 BRF SA SPONSORED ADR 10552T107 159 55000 SH DFND 1 55000 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 582 10430 SH DFND 1 10430 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 2 540 SH DFND 1 540 0 0 BROADCOM INC COM 11135F101 253 1066 SH DFND 1 1066 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 447 4717 SH DFND 1 4717 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 19559 446300 SH DFND 1 446300 0 0 BUNGE LIMITED COM G16962105 1183 28845 SH DFND 1 28845 0 0 CABOT OIL & GAS CORP COM 127097103 26 1500 SH DFND 1 1500 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 231 3500 SH DFND 1 3500 0 0 CADIZ INC COM NEW 127537207 83 7100 SH DFND 1 7100 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 0 14 SH DFND 1 14 0 0 CALLAWAY GOLF CO COM 131193104 15 1500 SH DFND 1 1500 0 0 CAMECO CORP COM 13321L108 20 2550 SH DFND 1 2550 0 0 CANOPY GROWTH CORP COM 138035100 64 4500 SH DFND 1 4500 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 80 7400 SH DFND 1 7400 0 0 CARLISLE COS INC COM 142339100 0 0 SH DFND 1 0 0 0 CARLYLE GROUP INC COM 14316J108 0 0 SH DFND 1 0 0 0 CARLYLE GROUP INC PUT 14316J958 0 0 SH Put DFND 1 0 0 0 FACEBOOK INC PUT 30303M952 0 0 SH Put DFND 1 0 0 0 FEDEX CORP COM 31428X106 59 483 SH DFND 1 483 0 0 FERRARI N V COM N3167Y103 22150 142615 SH DFND 1 142615 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 108 15000 SH DFND 1 15000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 892 7329 SH DFND 1 7329 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 26 4200 SH DFND 1 4200 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 0 0 SH DFND 1 0 0 0 FIRST SOLAR INC COM 336433107 180 5000 SH DFND 1 5000 0 0 FISERV INC COM 337738108 85 900 SH DFND 1 900 0 0 FLUOR CORP NEW COM 343412102 282 40850 SH DFND 1 40850 0 0 FORD MTR CO DEL COM 345370860 0 0 SH DFND 1 0 0 0 FORTIS INC COM 349553107 0 0 SH DFND 1 0 0 0 FORTUNA SILVER MINES INC COM 349915108 14 6200 SH DFND 1 6200 0 0 FRANCO NEVADA CORP COM 351858105 3111 31500 SH DFND 1 31500 0 0 FREEPORT-MCMORAN INC CL B 35671D857 144 21400 SH DFND 1 21400 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 314 9562 SH DFND 1 9562 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 59 SH DFND 1 59 0 0 GAMESTOP CORP NEW CL A 36467W109 0 100 SH DFND 1 100 0 0 GARMIN LTD SHS H2906T109 6776 90400 SH DFND 1 90400 0 0 GARRETT MOTION INC COM 366505105 0 99 SH DFND 1 99 0 0 GARTNER INC COM 366651107 31 310 SH DFND 1 310 0 0 GENERAL ELECTRIC CO COM 369604103 557 70035 SH DFND 1 70035 0 0 GENERAL MLS INC COM 370334104 1398 26500 SH DFND 1 26500 0 0 GENERAL MTRS CO COM 37045V100 342 16460 SH DFND 1 16460 0 0 GERDAU SA SPON ADR REP PFD 373737105 27 14000 SH DFND 1 14000 0 0 GILEAD SCIENCES INC CALL 375558903 0 0 SH Call DFND 1 0 0 0 GILEAD SCIENCES INC COM 375558103 2987 40000 SH DFND 1 40000 0 0 GILEAD SCIENCES INC PUT 375558953 0 0 SH Put DFND 1 0 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 171 4500 SH DFND 1 4500 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 63 2900 SH DFND 1 2900 0 0 GLOBAL X FDS MSCI GREECE ETF 37950E366 28 5000 SH DFND 1 5000 0 0 GOLAR LNG LTD SHS G9456A100 8 1000 SH DFND 1 1000 0 0 GOLDEN MINERALS CO COM 381119106 2 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1596 10325 SH DFND 1 10325 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 45 7650 SH DFND 1 7650 0 0 GOPRO INC CL A 38268T103 6 2500 SH DFND 1 2500 0 0 GREAT PANTHER MINING LIMITED COM 39115V101 2 7900 SH DFND 1 7900 0 0 GSX TECHEDU INC SPONSORED ADS 36257Y109 9195 217070 SH DFND 1 217070 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 745 755000 PRN DFND 1 755000 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 114 1300 SH DFND 1 1300 0 0 GW PHARMACEUTICALS PLC PUT 36197T953 0 0 SH Put DFND 1 0 0 0 HAIN CELESTIAL GROUP INC COM 405217100 162 6250 SH DFND 1 6250 0 0 HALLIBURTON CO COM 406216101 473 69102 SH DFND 1 69102 0 0 HARLEY DAVIDSON INC COM 412822108 43 2300 SH DFND 1 2300 0 0 HCA HEALTHCARE INC COM 40412C101 68 761 SH DFND 1 761 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 0 0 SH DFND 1 0 0 0 HELMERICH & PAYNE INC COM 423452101 388 24803 SH DFND 1 24803 0 0 HENRY SCHEIN INC COM 806407102 0 0 SH DFND 1 0 0 0 HESS CORP COM 42809H107 133 4000 SH DFND 1 4000 0 0 HILTON GRAND VACATIONS INC COM 43283X105 38 2379 SH DFND 1 2379 0 0 HOME DEPOT INC COM 437076102 39927 213869 SH DFND 1 213869 0 0 HOME DEPOT INC PUT 437076952 0 0 SH Put DFND 1 0 0 0 HONEYWELL INTL INC COM 438516106 3964 29623 SH DFND 1 29623 0 0 IDEX CORP COM 45167R104 40 293 SH DFND 1 293 0 0 IDEXX LABS INC COM 45168D104 97 400 SH DFND 1 400 0 0 IHS MARKIT LTD SHS G47567105 12212 203534 SH DFND 1 203534 0 0 ILLINOIS TOOL WKS INC COM 452308109 5740 40394 SH DFND 1 40394 0 0 ILLUMINA INC COM 452327109 273 1000 SH DFND 1 1000 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1293 1050000 PRN DFND 1 1050000 0 0 INCYTE CORP COM 45337C102 18 250 SH DFND 1 250 0 0 INFOSYS LTD SPONSORED ADR 456788108 10 1250 SH DFND 1 1250 0 0 INGERSOLL RAND INC COM 45687V106 2395 96526 SH DFND 1 96526 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 2 25 SH DFND 1 25 0 0 INTEL CORP COM 458140100 16840 311162 SH DFND 1 311162 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 122 10000 SH DFND 1 10000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 63 1000 SH DFND 1 1000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 135 1670 SH DFND 1 1670 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3189 28737 SH DFND 1 28737 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 8638 84630 SH DFND 1 84630 0 0 INTUIT COM 461202103 744 3237 SH DFND 1 3237 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 437 880 SH DFND 1 880 0 0 INTUITIVE SURGICAL INC PUT 46120E952 0 0 SH Put DFND 1 0 0 0 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 0 0 SH DFND 1 0 0 0 INVESCO EXCHANGE-TRADED FD T CHINA TECHNLGY 46138E800 29 600 SH DFND 1 600 0 0 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 0 0 SH DFND 1 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3585 18824 SH DFND 1 18824 0 0 IQVIA HLDGS INC COM 46266C105 21827 202338 SH DFND 1 202338 0 0 IRHYTHM TECHNOLOGIES INC COM 450056106 8 100 SH DFND 1 100 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 2842 120620 SH DFND 1 120620 0 0 ISHARES INC MSCI EURZONE ETF 464286608 2047 67150 SH DFND 1 67150 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 37 750 SH DFND 1 750 0 0 ISHARES INC MSCI MEXICO ETF 464286822 0 0 SH DFND 1 0 0 0 ISHARES INC MSCI PAC JP ETF 464286665 325 9605 SH DFND 1 9605 0 0 ISHARES INC MSCI WORLD ETF 464286392 0 0 SH DFND 1 0 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 204 2350 SH DFND 1 2350 0 0 ISHARES TR 20 YR TR BD ETF 464287432 223 1350 SH DFND 1 1350 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 43 325 SH DFND 1 325 0 0 ISHARES TR CORE S&P MCP ETF 464287507 106 739 SH DFND 1 739 0 0 ISHARES TR CORE S&P SCP ETF 464287804 129 2297 SH DFND 1 2297 0 0 ISHARES TR IBOXX HI YD ETF 464288513 0 0 SH DFND 1 0 0 0 ISHARES TR INTL TREA BD ETF 464288117 5776 117146 SH DFND 1 117146 0 0 ISHARES TR JPX NIKKEI 400 464287382 243 4600 SH DFND 1 4600 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 168 2800 SH DFND 1 2800 0 0 ISHARES TR MSCI ACWI ETF 464288257 2168 34650 SH DFND 1 34650 0 0 ISHARES TR MSCI CHINA ETF 46429B671 0 0 SH DFND 1 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 252 4716 SH DFND 1 4716 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2084 61060 SH DFND 1 61060 0 0 ISHARES TR MSCI INDIA ETF 46429B598 0 0 SH DFND 1 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 0 0 SH DFND 1 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 0 0 SH DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 0 0 SH DFND 1 0 0 0 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 39 8562 SH DFND 1 8562 0 0 IZEA WORLDWIDE INC COM 46604H105 8 40000 SH DFND 1 40000 0 0 JD COM INC SPON ADR CL A 47215P106 54 1330 SH DFND 1 1330 0 0 JETBLUE AWYS CORP COM 477143101 71 7886 SH DFND 1 7886 0 0 JOHNSON & JOHNSON COM 478160104 4184 31897 SH DFND 1 31897 0 0 JPMORGAN CHASE & CO COM 46625H100 41143 456908 SH DFND 1 456908 0 0 KELLOGG CO COM 487836108 1470 24500 SH DFND 1 24500 0 0 KIMBERLY CLARK CORP COM 494368103 511 4000 SH DFND 1 4000 0 0 KINDER MORGAN INC DEL COM 49456B101 208 14878 SH DFND 1 14878 0 0 KINROSS GOLD CORP COM 496902404 6 1500 SH DFND 1 1500 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 3087 106000 SH DFND 1 106000 0 0 KONTOOR BRANDS INC COM 50050N103 5 235 SH DFND 1 235 0 0 KRAFT HEINZ CO COM 500754106 2531 102301 SH DFND 1 102301 0 0 KRAFT HEINZ CO PUT 500754956 0 0 SH Put DFND 1 0 0 0 LAUDER ESTEE COS INC CL A 518439104 4018 25213 SH DFND 1 25213 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 8 4000 SH DFND 1 4000 0 0 LINDE PLC PUT G5494J953 0 0 SH Put DFND 1 0 0 0 LINDE PLC SHS G5494J103 39786 225891 SH DFND 1 225891 0 0 LINE CORP SPONSORED ADR 53567X101 14 300 SH DFND 1 300 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 11166 245609 SH DFND 1 245609 0 0 LIVE NATION ENTERTAINMENT IN PUT 538034959 0 0 SH Put DFND 1 0 0 0 LOCKHEED MARTIN CORP COM 539830109 88 260 SH DFND 1 260 0 0 LOGITECH INTL S A PUT H50430952 0 0 SH Put DFND 1 0 0 0 LOGITECH INTL S A SHS H50430232 27773 642279 SH DFND 1 642279 0 0 LOWES COS INC COM 548661107 430 5000 SH DFND 1 5000 0 0 LUCKIN COFFEE INC SPONSORED ADS 54951L109 99 3650 SH DFND 1 3650 0 0 MACROGENICS INC COM 556099109 17 3000 SH DFND 1 3000 0 0 MARATHON OIL CORP COM 565849106 25 7500 SH DFND 1 7500 0 0 MARATHON PETE CORP COM 56585A102 400 16943 SH DFND 1 16943 0 0 MARCUS CORP COM 566330106 76 6136 SH DFND 1 6136 0 0 MARRIOTT INTL INC NEW CL A 571903202 153 2051 SH DFND 1 2051 0 0 MARSH & MCLENNAN COS INC COM 571748102 7430 85925 SH DFND 1 85925 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 10 430 SH DFND 1 430 0 0 MASCO CORP COM 574599106 0 0 SH DFND 1 0 0 0 MASTERCARD INC CALL 57636Q904 117 5000 SH Call DFND 1 5000 0 0 MASTERCARD INC CL A 57636Q104 538 2230 SH DFND 1 2230 0 0 MATCH GROUP INC COM 57665R106 183 2775 SH DFND 1 2775 0 0 MCDONALDS CORP COM 580135101 10181 61575 SH DFND 1 61575 0 0 MEDLEY CAP CORP COM 58503F106 29 50000 SH DFND 1 50000 0 0 MEDTRONIC PLC SHS G5960L103 9985 110705 SH DFND 1 110705 0 0 MERCK & CO. INC COM 58933Y105 40171 522175 SH DFND 1 522175 0 0 MERCURY SYS INC COM 589378108 193 2700 SH DFND 1 2700 0 0 METHODE ELECTRS INC COM 591520200 4 150 SH DFND 1 150 0 0 METLIFE INC COM 59156R108 6724 219945 SH DFND 1 219945 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 0 0 SH DFND 1 0 0 0 MGM RESORTS INTERNATIONAL COM 552953101 2 180 SH DFND 1 180 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 868 836000 PRN DFND 1 836000 0 0 MICRON TECHNOLOGY INC COM 595112103 273 6500 SH DFND 1 6500 0 0 MICROSOFT CORP CALL 594918904 486 17500 SH Call DFND 1 17500 0 0 MICROSOFT CORP COM 594918104 107903 684104 SH DFND 1 684104 0 0 MICROSOFT CORP PUT 594918954 0 0 SH Put DFND 1 0 0 0 MIDDLEBY CORP COM 596278101 25 440 SH DFND 1 440 0 0 MODERNA INC COM 60770K107 271 9039 SH DFND 1 9039 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 0 0 SH DFND 1 0 0 0 MONDELEZ INTL INC CL A 609207105 31990 638779 SH DFND 1 638779 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 4 71 SH DFND 1 71 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 13 1000 SH DFND 1 1000 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 665 5000 SH DFND 1 5000 0 0 MYLAN NV SHS EURO N59465109 75 5000 SH DFND 1 5000 0 0 MYRIAD GENETICS INC COM 62855J104 7 500 SH DFND 1 500 0 0 NASDAQ INC COM 631103108 43 450 SH DFND 1 450 0 0 NATIONAL OILWELL VARCO INC COM 637071101 241 24539 SH DFND 1 24539 0 0 NEOVASC INC COM 64065J304 0 85 SH DFND 1 85 0 0 NETFLIX INC COM 64110L106 11154 29709 SH DFND 1 29709 0 0 NETFLIX INC PUT 64110L956 0 0 SH Put DFND 1 0 0 0 NEUBASE THERAPEUTICS INC COM 64132K102 2 285 SH DFND 1 285 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 114 1050 SH DFND 1 1050 0 0 NEW RELIC INC COM 64829B100 144 3120 SH DFND 1 3120 0 0 NEWELL BRANDS INC COM 651229106 27 2000 SH DFND 1 2000 0 0 NEWMONT CORP COM 651639106 1510 33308 SH DFND 1 33308 0 0 NEXTERA ENERGY INC CALL 65339F901 254 10600 SH Call DFND 1 10600 0 0 NEXTERA ENERGY INC COM 65339F101 6131 25485 SH DFND 1 25485 0 0 NIKE INC CL B 654106103 6795 82158 SH DFND 1 82158 0 0 NIO INC SPON ADS 62914V106 236 85000 SH DFND 1 85000 0 0 NOBLE ENERGY INC COM 655044105 78 12880 SH DFND 1 12880 0 0 NOKIA CORP SPONSORED ADR 654902204 0 85 SH DFND 1 85 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 5 1000 SH DFND 1 1000 0 0 NORTHROP GRUMMAN CORP COM 666807102 424 1400 SH DFND 1 1400 0 0 NOVOCURE LTD ORD SHS G6674U108 202 3000 SH DFND 1 3000 0 0 NUTANIX INC CL A 67059N108 151 9600 SH DFND 1 9600 0 0 NVIDIA CORP COM 67066G104 7962 30193 SH DFND 1 30193 0 0 NVIDIA CORP PUT 67066G954 0 0 SH Put DFND 1 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 332 4000 SH DFND 1 4000 0 0 OBSEVA SA COM H5861P103 10 3900 SH DFND 1 3900 0 0 OCCIDENTAL PETE CORP COM 674599105 53 4550 SH DFND 1 4550 0 0 OCULAR THERAPEUTIX INC COM 67576A100 3 700 SH DFND 1 700 0 0 OI SA SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 OMNICOM GROUP INC COM 681919106 0 0 SH DFND 1 0 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 1535 1522000 PRN DFND 1 1522000 0 0 ONEOK INC NEW COM 682680103 35 1614 SH DFND 1 1614 0 0 ORACLE CORP COM 68389X105 333 6900 SH DFND 1 6900 0 0 OVERSTOCK COM INC DEL COM 690370101 5 1000 SH DFND 1 1000 0 0 PALO ALTO NETWORKS INC CALL 697435905 0 0 SH Call DFND 1 0 0 0 PALO ALTO NETWORKS INC COM 697435105 44828 273408 SH DFND 1 273408 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 1479 1534000 PRN DFND 1 1534000 0 0 PALO ALTO NETWORKS INC PUT 697435955 0 0 SH Put DFND 1 0 0 0 PAYPAL HLDGS INC COM 70450Y103 1586 16563 SH DFND 1 16563 0 0 PEPSICO INC COM 713448108 761 6329 SH DFND 1 6329 0 0 PERSPECTA INC COM 715347100 0 0 SH DFND 1 0 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 117 21780 SH DFND 1 21780 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 621 112991 SH DFND 1 112991 0 0 PFIZER INC COM 717081103 1230 37688 SH DFND 1 37688 0 0 PHILIP MORRIS INTL INC COM 718172109 2167 29710 SH DFND 1 29710 0 0 PHILLIPS 66 COM 718546104 1966 36673 SH DFND 1 36673 0 0 PINTEREST INC CALL 72352L906 0 0 SH Call DFND 1 0 0 0 PINTEREST INC CL A 72352L106 5031 325888 SH DFND 1 325888 0 0 PINTEREST INC PUT 72352L956 0 0 SH Put DFND 1 0 0 0 PIONEER NAT RES CO COM 723787107 3 45 SH DFND 1 45 0 0 PLANET FITNESS INC CL A 72703H101 0 0 SH DFND 1 0 0 0 POLARIS INC COM 731068102 4 90 SH DFND 1 90 0 0 PPG INDS INC COM 693506107 1044 12489 SH DFND 1 12489 0 0 PREMIER INC CL A 74051N102 170 5200 SH DFND 1 5200 0 0 PROCTER & GAMBLE CO COM 742718109 18375 167100 SH DFND 1 167100 0 0 PROGRESSIVE CORP OHIO COM 743315103 8767 118704 SH DFND 1 118704 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 43 2697 SH DFND 1 2697 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 0 0 PRN DFND 1 0 0 0 PRUDENTIAL FINL INC COM 744320102 48 925 SH DFND 1 925 0 0 PTC INC COM 69370C100 776 12678 SH DFND 1 12678 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 6 130 SH DFND 1 130 0 0 PVH CORPORATION COM 693656100 76 2012 SH DFND 1 2012 0 0 QIAGEN NV DEBT 1.000%11/1 N72482AT4 630 600000 PRN DFND 1 600000 0 0 QIAGEN NV SHS NEW N72482123 2321 57777 SH DFND 1 57777 0 0 QUALCOMM INC COM 747525103 51 750 SH DFND 1 750 0 0 RANGE RES CORP COM 75281A109 13 5448 SH DFND 1 5448 0 0 RAYTHEON CO COM NEW 755111507 262 2000 SH DFND 1 2000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 576 1180 SH DFND 1 1180 0 0 REPUBLIC SVCS INC COM 760759100 15 200 SH DFND 1 200 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 165 SH DFND 1 165 0 0 RIO TINTO PLC SPONSORED ADR 767204100 273 6000 SH DFND 1 6000 0 0 ROKU INC COM CL A 77543R102 31 350 SH DFND 1 350 0 0 ROPER TECHNOLOGIES INC COM 776696106 45 144 SH DFND 1 144 0 0 ROYAL BK CDA COM 780087102 214 3500 SH DFND 1 3500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 899 27528 SH DFND 1 27528 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 657 18810 SH DFND 1 18810 0 0 S&P GLOBAL INC COM 78409V104 51102 208507 SH DFND 1 208507 0 0 SALESFORCE COM INC COM 79466L302 708 4910 SH DFND 1 4910 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 5 1000 SH DFND 1 1000 0 0 SANGAMO THERAPEUTICS INC COM 800677106 64 10000 SH DFND 1 10000 0 0 SCHLUMBERGER LTD CALL 806857908 0 1800 SH Call DFND 1 1800 0 0 SCHLUMBERGER LTD PUT 806857958 0 0 SH Put DFND 1 0 0 0 SCHWAB CHARLES CORP COM 808513105 7 210 SH DFND 1 210 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 20 400 SH DFND 1 400 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 0 0 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9 100 SH DFND 1 100 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10 500 SH DFND 1 500 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 120 1500 SH DFND 1 1500 0 0 SELECTA BIOSCIENCES INC COM 816212104 23 9500 SH DFND 1 9500 0 0 SEMPRA ENERGY COM 816851109 350 3097 SH DFND 1 3097 0 0 SENSEONICS HLDGS INC COM 81727U105 1 1000 SH DFND 1 1000 0 0 SERVICE CORP INTL COM 817565104 29 750 SH DFND 1 750 0 0 SERVICENOW INC COM 81762P102 158 550 SH DFND 1 550 0 0 SHERWIN WILLIAMS CO COM 824348106 919 2000 SH DFND 1 2000 0 0 SHOPIFY INC CL A 82509L107 367 880 SH DFND 1 880 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADS 82655M107 0 35 SH DFND 1 35 0 0 SILVERCORP METALS INC COM 82835P103 9 2790 SH DFND 1 2790 0 0 SIMON PPTY GROUP INC NEW COM 828806109 75 1374 SH DFND 1 1374 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 322 5200 SH DFND 1 5200 0 0 SIMULATIONS PLUS INC COM 829214105 21 600 SH DFND 1 600 0 0 SNAP INC CL A 83304A106 95 8000 SH DFND 1 8000 0 0 SONOS INC COM 83570H108 1060 125000 SH DFND 1 125000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 89 405 SH DFND 1 405 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 300 2020 SH DFND 1 2020 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7799 30248 SH DFND 1 30248 0 0 SPDR SER TR S&P DIVID ETF 78464A763 14 175 SH DFND 1 175 0 0 SPDR SER TR SSGA GNDER ETF 78468R747 18 310 SH DFND 1 310 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 152 6341 SH DFND 1 6341 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 2023 1880000 PRN DFND 1 1880000 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 1321 1195000 PRN DFND 1 1195000 0 0 SPOTIFY TECHNOLOGY S A CALL L8681T902 0 0 SH Call DFND 1 0 0 0 SPOTIFY TECHNOLOGY S A PUT L8681T952 0 0 SH Put DFND 1 0 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 41196 339260 SH DFND 1 339260 0 0 SPROUTS FMRS MKT INC COM 85208M102 1733 93252 SH DFND 1 93252 0 0 SQUARE INC CALL 852234903 0 0 SH Call DFND 1 0 0 0 SQUARE INC CL A 852234103 263 5040 SH DFND 1 5040 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 848 820000 PRN DFND 1 820000 0 0 STARBUCKS CORP COM 855244109 1085 16500 SH DFND 1 16500 0 0 STEEL CONNECT INC COM 858098106 0 800 SH DFND 1 800 0 0 STERICYCLE INC COM 858912108 29 600 SH DFND 1 600 0 0 STERIS PLC SHS USD G8473T100 105 750 SH DFND 1 750 0 0 STRYKER CORP COM 863667101 23 140 SH DFND 1 140 0 0 SUNCOR ENERGY INC NEW COM 867224107 0 0 SH DFND 1 0 0 0 SYNCHRONY FINL CALL 87165B903 0 0 SH Call DFND 1 0 0 0 SYNCHRONY FINL COM 87165B103 1530 95250 SH DFND 1 95250 0 0 T MOBILE US INC COM 872590104 24 280 SH DFND 1 280 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2882 60264 SH DFND 1 60264 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 0 30 SH DFND 1 30 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 11217 210600 SH DFND 1 210600 0 0 TARONIS TECHNOLOGIES INC COM NEW 876214206 0 20 SH DFND 1 20 0 0 TATA MTRS LTD SPONSORED ADR 876568502 0 0 SH DFND 1 0 0 0 TC ENERGY CORP COM 87807B107 91 2053 SH DFND 1 2053 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1485 23593 SH DFND 1 23593 0 0 TECHNIPFMC PLC COM G87110105 225 32718 SH DFND 1 32718 0 0 TEEKAY CORPORATION COM Y8564W103 61 19400 SH DFND 1 19400 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 2 212 SH DFND 1 212 0 0 TENABLE HLDGS INC CALL 88025T902 0 0 SH Call DFND 1 0 0 0 TENABLE HLDGS INC COM 88025T102 0 0 SH DFND 1 0 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 308 30572 SH DFND 1 30572 0 0 TESLA INC COM 88160R101 1339 2555 SH DFND 1 2555 0 0 TESLA INC PUT 88160R951 0 0 SH Put DFND 1 0 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 7 800 SH DFND 1 800 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 66070 232956 SH DFND 1 232956 0 0 TIFFANY & CO NEW COM 886547108 129 1000 SH DFND 1 1000 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1 45 SH DFND 1 45 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 146 3472 SH DFND 1 3472 0 0 TOTAL S.A. SPONSORED ADS 89151E109 538 14450 SH DFND 1 14450 0 0 TPG SPECIALTY LENDING INC COM 87265K102 42 2999 SH DFND 1 2999 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 12881 155966 SH DFND 1 155966 0 0 TRANSENTERIX INC COM 89366M300 0 769 SH DFND 1 769 0 0 TRANSOCEAN LTD REG SHS H8817H100 2 1384 SH DFND 1 1384 0 0 TRIP COM GROUP LTD ADS 89677Q107 7239 308714 SH DFND 1 308714 0 0 TRUIST FINL CORP COM 89832Q109 105 3360 SH DFND 1 3360 0 0 TURQUOISE HILL RES LTD COM 900435108 18 48445 SH DFND 1 48445 0 0 TUTOR PERINI CORP COM 901109108 90 13500 SH DFND 1 13500 0 0 TWILIO INC CL A 90138F102 116 1300 SH DFND 1 1300 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 686 718000 PRN DFND 1 718000 0 0 TYSON FOODS INC CL A 902494103 438 7580 SH DFND 1 7580 0 0 UBER TECHNOLOGIES INC COM 90353T100 573 20500 SH DFND 1 20500 0 0 UBS GROUP AG SHS H42097107 25380 2715604 SH DFND 1 2715604 0 0 ULTA BEAUTY INC COM 90384S303 176 1000 SH DFND 1 1000 0 0 UNILEVER PLC SPON ADR NEW 904767704 248 4900 SH DFND 1 4900 0 0 UNION PAC CORP COM 907818108 310 2200 SH DFND 1 2200 0 0 UNITED AIRLS HLDGS INC COM 910047109 148 4683 SH DFND 1 4683 0 0 UNITED TECHNOLOGIES CORP COM 913017109 10957 116165 SH DFND 1 116165 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1062 4254 SH DFND 1 4254 0 0 URBAN OUTFITTERS INC COM 917047102 28 2000 SH DFND 1 2000 0 0 US BANCORP DEL COM NEW 902973304 0 0 SH DFND 1 0 0 0 V F CORP COM 918204108 113 2100 SH DFND 1 2100 0 0 VALE S A SPONSORED ADS 91912E105 509 61373 SH DFND 1 61373 0 0 VALERO ENERGY CORP COM 91913Y100 40 885 SH DFND 1 885 0 0 VANDA PHARMACEUTICALS INC COM 921659108 1 100 SH DFND 1 100 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 246 10700 SH DFND 1 10700 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 169 6000 SH DFND 1 6000 0 0 VANECK VECTORS ETF TR VIETNAM ETF 92189F817 0 0 SH DFND 1 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 30 700 SH DFND 1 700 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 5841 57829 SH DFND 1 57829 0 0 VARIAN MED SYS INC COM 92220P105 316 3075 SH DFND 1 3075 0 0 VEEVA SYS INC CL A COM 922475108 212 1358 SH DFND 1 1358 0 0 VERISK ANALYTICS INC COM 92345Y106 849 6091 SH DFND 1 6091 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 13275 246944 SH DFND 1 246944 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 59 250 SH DFND 1 250 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 0 0 SH DFND 1 0 0 0 VISA INC CALL 92826C909 146 8500 SH Call DFND 1 8500 0 0 VISA INC COM CL A 92826C839 117643 730230 SH DFND 1 730230 0 0 VISA INC PUT 92826C959 0 0 SH Put DFND 1 0 0 0 VORNADO RLTY TR SH BEN INT 929042109 253 7000 SH DFND 1 7000 0 0 VOYA FINANCIAL INC COM 929089100 7 180 SH DFND 1 180 0 0 WABTEC COM 929740108 6 158 SH DFND 1 158 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 705 15390 SH DFND 1 15390 0 0 WALMART INC COM 931142103 412 3633 SH DFND 1 3633 0 0 WASTE MGMT INC DEL COM 94106L109 8027 86697 SH DFND 1 86697 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 1324 1540000 PRN DFND 1 1540000 0 0 WELLS FARGO CO NEW COM 949746101 1147 39995 SH DFND 1 39995 0 0 WESTERN UN CO COM 959802109 956 52700 SH DFND 1 52700 0 0 WEYERHAEUSER CO COM 962166104 254 15000 SH DFND 1 15000 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 84 3100 SH DFND 1 3100 0 0 WILLIAMS COS INC COM 969457100 103 7245 SH DFND 1 7245 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 530 17943 SH DFND 1 17943 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 485 11500 SH DFND 1 11500 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 143 3670 SH DFND 1 3670 0 0 WIX COM LTD SHS M98068105 0 0 SH DFND 1 0 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 653 587000 PRN DFND 1 587000 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 886 26100 SH DFND 1 26100 0 0 WORLD WRESTLING ENTMT INC PUT 98156Q958 0 0 SH Put DFND 1 0 0 0 WYNDHAM DESTINATIONS INC COM 98310W108 38 1770 SH DFND 1 1770 0 0 XILINX INC COM 983919101 0 0 SH DFND 1 0 0 0 YUM BRANDS INC COM 988498101 8 120 SH DFND 1 120 0 0 YUM CHINA HLDGS INC COM 98850P109 12552 294446 SH DFND 1 294446 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 229 1250 SH DFND 1 1250 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 23 230 SH DFND 1 230 0 0 ZOETIS INC CL A 98978V103 0 0 SH DFND 1 0 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 6 40 SH DFND 1 40 0 0 ZOSANO PHARMA CORP COM NEW 98979H202 34 60000 SH DFND 1 60000 0 0 ZSCALER INC CALL 98980G902 0 0 SH Call DFND 1 0 0 0 ZSCALER INC COM 98980G102 98 1600 SH DFND 1 1600 0 0 ZUORA INC COM CL A 98983V106 56 7000 SH DFND 1 7000 0 0 CATERPILLAR INC DEL COM 149123101 0 0 SH DFND 2 0 0 0 CHENIERE ENERGY INC COM NEW 16411R208 24 720 SH DFND 2 720 0 0 CHEVRON CORP NEW COM 166764100 32 442 SH DFND 2 442 0 0 CHUBB LIMITED COM H1467J104 1517 13572 SH DFND 2 13572 0 0 COCA COLA CO COM 191216100 2682 60704 SH DFND 2 60704 0 0 COLGATE PALMOLIVE CO COM 194162103 53 800 SH DFND 2 800 0 0 COMCAST CORP NEW CL A 20030N101 172 5024 SH DFND 2 5024 0 0 CSX CORP COM 126408103 2224 38788 SH DFND 2 38788 0 0 CVS HEALTH CORP COM 126650100 385 6517 SH DFND 2 6517 0 0 DEERE & CO COM 244199105 19 140 SH DFND 2 140 0 0 DELL TECHNOLOGIES INC CL C 24703L202 0 0 SH DFND 2 0 0 0 DISNEY WALT CO COM DISNEY 254687106 3218 33334 SH DFND 2 33334 0 0 ELECTRONIC ARTS INC COM 285512109 0 0 SH DFND 2 0 0 0 EMERSON ELEC CO COM 291011104 11 225 SH DFND 2 225 0 0 EOG RES INC COM 26875P101 128 3620 SH DFND 2 3620 0 0 EXELON CORP COM 30161N101 80 2158 SH DFND 2 2158 0 0 EXPEDIA GROUP INC COM NEW 30212P303 84 1450 SH DFND 2 1450 0 0 EXXON MOBIL CORP COM 30231G102 11 301 SH DFND 2 301 0 0 FACEBOOK INC CL A 30303M102 1682 10081 SH DFND 2 10081 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 10 1500 SH DFND 2 1500 0 0 FORD MTR CO DEL COM 345370860 20 4000 SH DFND 2 4000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 26 4000 SH DFND 2 4000 0 0 GENERAL ELECTRIC CO COM 369604103 228 28680 SH DFND 2 28680 0 0 GENERAL MTRS CO COM 37045V100 20 1000 SH DFND 2 1000 0 0 GILEAD SCIENCES INC COM 375558103 0 0 SH DFND 2 0 0 0 HEXCEL CORP NEW COM 428291108 11 300 SH DFND 2 300 0 0 HOME DEPOT INC COM 437076102 533 2857 SH DFND 2 2857 0 0 IHS MARKIT LTD SHS G47567105 114 1899 SH DFND 2 1899 0 0 INGERSOLL RAND INC COM 45687V106 26 1031 SH DFND 2 1031 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 571 3000 SH DFND 2 3000 0 0 3M CO COM 88579Y101 773 5680 SH DFND 2 5680 0 0 ABBOTT LABS COM 002824100 1113 14067 SH DFND 2 14067 0 0 ABBVIE INC COM 00287Y109 8473 111259 SH DFND 2 111259 0 0 ABRAXAS PETE CORP COM 003830106 2 19000 SH DFND 2 19000 0 0 ADOBE INC COM 00724F101 51 160 SH DFND 2 160 0 0 ALCON INC ORD SHS H01301128 493 9652 SH DFND 2 9652 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1461 7504 SH DFND 2 7504 0 0 ALLERGAN PLC SHS G0177J108 2038 11502 SH DFND 2 11502 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 16 500 SH DFND 2 500 0 0 ALPHABET INC CAP STK CL A 02079K305 9807 8445 SH DFND 2 8445 0 0 ALPHABET INC CAP STK CL C 02079K107 1235 1063 SH DFND 2 1063 0 0 AMAZON COM INC COM 023135106 8091 4157 SH DFND 2 4157 0 0 AMETEK INC COM 031100100 588 8150 SH DFND 2 8150 0 0 AMGEN INC COM 031162100 351 1729 SH DFND 2 1729 0 0 APPLE INC COM 037833100 3578 14079 SH DFND 2 14079 0 0 APTIV PLC SHS G6095L109 629 12765 SH DFND 2 12765 0 0 ARCH COAL INC CL A 039380407 15 508 SH DFND 2 508 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 0 0 SH DFND 2 0 0 0 ARISTA NETWORKS INC COM 040413106 90 444 SH DFND 2 444 0 0 AT&T INC COM 00206R102 91 3150 SH DFND 2 3150 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 77 2000 SH DFND 2 2000 0 0 BALL CORP COM 058498106 1597 24745 SH DFND 2 24745 0 0 BANK NEW YORK MELLON CORP COM 064058100 391 11593 SH DFND 2 11593 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 9 112 SH DFND 2 112 0 0 BK OF AMERICA CORP COM 060505104 44 2074 SH DFND 2 2074 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 46 1000 SH DFND 2 1000 0 0 BOEING CO COM 097023105 5 32 SH DFND 2 32 0 0 BOOKING HLDGS INC COM 09857L108 146 108 SH DFND 2 108 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 93 1660 SH DFND 2 1660 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 6 1660 SH DFND 2 1660 0 0 IQVIA HLDGS INC COM 46266C105 874 8109 SH DFND 2 8109 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 110 3230 SH DFND 2 3230 0 0 JOHNSON & JOHNSON COM 478160104 47 360 SH DFND 2 360 0 0 JPMORGAN CHASE & CO COM 46625H100 4973 55185 SH DFND 2 55185 0 0 KEURIG DR PEPPER INC COM 49271V100 11 451 SH DFND 2 451 0 0 KRAFT HEINZ CO COM 500754106 247 10000 SH DFND 2 10000 0 0 LAUDER ESTEE COS INC CL A 518439104 58 365 SH DFND 2 365 0 0 LINDE PLC SHS G5494J103 2156 12238 SH DFND 2 12238 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 6 131 SH DFND 2 131 0 0 LOGITECH INTL S A SHS H50430232 247 5697 SH DFND 2 5697 0 0 MARRIOTT INTL INC NEW CL A 571903202 0 0 SH DFND 2 0 0 0 MARSH & MCLENNAN COS INC COM 571748102 50 576 SH DFND 2 576 0 0 MCDONALDS CORP COM 580135101 723 4376 SH DFND 2 4376 0 0 MEDTRONIC PLC SHS G5960L103 131 1460 SH DFND 2 1460 0 0 MERCK & CO. INC COM 58933Y105 3678 47794 SH DFND 2 47794 0 0 METLIFE INC COM 59156R108 804 26268 SH DFND 2 26268 0 0 MICROSOFT CORP COM 594918104 2340 14825 SH DFND 2 14825 0 0 MONDELEZ INTL INC CL A 609207105 1903 37916 SH DFND 2 37916 0 0 NETFLIX INC COM 64110L106 901 2400 SH DFND 2 2400 0 0 NEWMONT CORP COM 651639106 54 1200 SH DFND 2 1200 0 0 NIKE INC CL B 654106103 92 1115 SH DFND 2 1115 0 0 NOVARTIS A G SPONSORED ADR 66987V109 0 0 SH DFND 2 0 0 0 NUCOR CORP COM 670346105 36 1000 SH DFND 2 1000 0 0 OCCIDENTAL PETE CORP COM 674599105 5 440 SH DFND 2 440 0 0 ORACLE CORP COM 68389X105 48 1000 SH DFND 2 1000 0 0 PALO ALTO NETWORKS INC COM 697435105 2115 12900 SH DFND 2 12900 0 0 PEPSICO INC COM 713448108 0 0 SH DFND 2 0 0 0 PFIZER INC COM 717081103 96 2933 SH DFND 2 2933 0 0 PHILLIPS 66 COM 718546104 255 4760 SH DFND 2 4760 0 0 PINTEREST INC CL A 72352L106 223 14450 SH DFND 2 14450 0 0 PROCTER & GAMBLE CO COM 742718109 2498 22734 SH DFND 2 22734 0 0 PROGRESSIVE CORP OHIO COM 743315103 64 869 SH DFND 2 869 0 0 PVH CORPORATION COM 693656100 12 310 SH DFND 2 310 0 0 RIO TINTO PLC SPONSORED ADR 767204100 26 560 SH DFND 2 560 0 0 ROYAL BK CDA COM 780087102 23 375 SH DFND 2 375 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 18 500 SH DFND 2 500 0 0 S&P GLOBAL INC COM 78409V104 750 3062 SH DFND 2 3062 0 0 SEMPRA ENERGY COM 816851109 29 260 SH DFND 2 260 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 5586 45989 SH DFND 2 45989 0 0 STARWOOD PPTY TR INC COM 85571B105 40 4000 SH DFND 2 4000 0 0 STERICYCLE INC COM 858912108 41 850 SH DFND 2 850 0 0 SYNCHRONY FINL COM 87165B103 36 2231 SH DFND 2 2231 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 587 12290 SH DFND 2 12290 0 0 TE CONNECTIVITY LTD REG SHS H84989104 44 701 SH DFND 2 701 0 0 TELEFONICA S A SPONSORED ADR 879382208 20 4346 SH DFND 2 4346 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3774 13298 SH DFND 2 13298 0 0 TIFFANY & CO NEW COM 886547108 996 7710 SH DFND 2 7710 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 18 418 SH DFND 2 418 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 488 5910 SH DFND 2 5910 0 0 UBS GROUP AG SHS H42097107 439 47000 SH DFND 2 47000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 18 190 SH DFND 2 190 0 0 VERISIGN INC COM 92343E102 360 2000 SH DFND 2 2000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3387 63045 SH DFND 2 63045 0 0 VISA INC COM CL A 92826C839 4379 27187 SH DFND 2 27187 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 87 1892 SH DFND 2 1892 0 0 WASTE MGMT INC DEL COM 94106L109 1584 17122 SH DFND 2 17122 0 0 WELLS FARGO CO NEW COM 949746101 306 10637 SH DFND 2 10637 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 38 1391 SH DFND 2 1391 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 0 0 SH DFND 2 0 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 26 263 SH DFND 2 263 0 0