Executive Vice President

0001420506-20-000217.txt : 20200213 0001420506-20-000217.hdr.sgml : 20200213 20200213102854 ACCESSION NUMBER: 0001420506-20-000217 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 20607559 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001615423 XXXXXXXX 12-31-2019 12-31-2019 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 02-13-2020 1 797 2611507 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA S&P GLOBAL INC COM 78409V104 705 2583 SH DFND 2583 0 0 SALESFORCE COM INC CALL 79466L902 0 0 SH Call DFND 0 0 0 SALESFORCE COM INC COM 79466L302 5 28 SH DFND 28 0 0 SALESFORCE COM INC PUT 79466L952 0 0 SH Put DFND 0 0 0 SEMPRA ENERGY COM 816851109 972 6421 SH DFND 6421 0 0 SERVICENOW INC COM 81762P102 2 7 SH DFND 7 0 0 SHOPIFY INC CL A 82509L107 3 7 SH DFND 7 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 0 0 SH DFND 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 0 SH DFND 0 0 0 SPDR 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26 1500 SH DFND 1 1500 0 0 CADIZ INC COM NEW 127537207 78 7100 SH DFND 1 7100 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 0 14 SH DFND 1 14 0 0 CALLAWAY GOLF CO COM 131193104 32 1500 SH DFND 1 1500 0 0 CAMECO CORP COM 13321L108 9 1000 SH DFND 1 1000 0 0 CANADIAN NATL RY CO COM 136375102 5 50 SH DFND 1 50 0 0 CANON INC SPONSORED ADR 138006309 3 100 SH DFND 1 100 0 0 CANOPY GROWTH CORP COM 138035100 81 3800 SH DFND 1 3800 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 206 5400 SH DFND 1 5400 0 0 CATERPILLAR INC DEL COM 149123101 7986 54055 SH DFND 1 54055 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 50 420 SH DFND 1 420 0 0 CELANESE CORP DEL COM 150870103 12 99 SH DFND 1 99 0 0 CELLECTIS S A SPONSORED ADS 15117K103 2 100 SH DFND 1 100 0 0 CELSIUS HOLDINGS INC COM NEW 15118V207 121 25000 SH DFND 1 25000 0 0 CENOVUS ENERGY INC COM 15135U109 31 3000 SH DFND 1 3000 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 9 2000 SH DFND 1 2000 0 0 CERENCE INC COM 156727109 6 250 SH DFND 1 250 0 0 CERNER CORP COM 156782104 81 1100 SH DFND 1 1100 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 1 2 SH DFND 1 2 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 166 1500 SH DFND 1 1500 0 0 CHENIERE ENERGY INC COM NEW 16411R208 110 1800 SH DFND 1 1800 0 0 CHESAPEAKE ENERGY CORP COM 165167107 6 7000 SH DFND 1 7000 0 0 CHEVRON CORP NEW COM 166764100 1157 9605 SH DFND 1 9605 0 0 CHEWY INC CL A 16679L109 107 3700 SH DFND 1 3700 0 0 CHIPOTLE MEXICAN GRILL INC PUT 169656955 0 0 SH Put DFND 1 0 0 0 CHUBB LIMITED COM H1467J104 11691 75116 SH DFND 1 75116 0 0 CIGNA CORP NEW COM 125523100 0 0 SH DFND 1 0 0 0 CISCO SYS INC COM 17275R102 20777 433203 SH DFND 1 433203 0 0 CITIGROUP INC COM NEW 172967424 863 10798 SH DFND 1 10798 0 0 CME GROUP INC COM 12572Q105 52 260 SH DFND 1 260 0 0 COCA COLA CO COM 191216100 101673 1836948 SH DFND 1 1836948 0 0 COEUR MNG INC COM NEW 192108504 5 620 SH DFND 1 620 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 0 0 SH DFND 1 0 0 0 COLGATE PALMOLIVE CO COM 194162103 5326 77370 SH DFND 1 77370 0 0 COMCAST CORP NEW CL A 20030N101 703 15633 SH DFND 1 15633 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 0 0 SH DFND 1 0 0 0 CONOCOPHILLIPS COM 20825C104 266 4090 SH DFND 1 4090 0 0 CONSOLIDATED EDISON INC COM 209115104 154 1700 SH DFND 1 1700 0 0 CONSTELLATION BRANDS INC CL A 21036P108 10 53 SH DFND 1 53 0 0 CONTURA ENERGY INC COM 21241B100 0 27 SH DFND 1 27 0 0 CORNING INC COM 219350105 582 20000 SH DFND 1 20000 0 0 CORNING INC PUT 219350955 0 0 SH Put DFND 1 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 23 79 SH DFND 1 79 0 0 COTY INC COM CL A 222070203 116 10389 SH DFND 1 10389 0 0 CREDIT ACCEP CORP MICH COM 225310101 199 450 SH DFND 1 450 0 0 CSX CORP COM 126408103 26554 366974 SH DFND 1 366974 0 0 CTI BIOPHARMA CORP COM 12648L601 1 800 SH DFND 1 800 0 0 CVS HEALTH CORP COM 126650100 0 0 SH DFND 1 0 0 0 DANAHER CORPORATION COM 235851102 461 3005 SH DFND 1 3005 0 0 DEERE & CO COM 244199105 1485 8569 SH DFND 1 8569 0 0 DELL TECHNOLOGIES INC CL C 24703L202 8 158 SH DFND 1 158 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 41 700 SH DFND 1 700 0 0 DENTSPLY SIRONA INC COM 24906P109 526 9300 SH DFND 1 9300 0 0 DESTINATION XL GROUP INC COM 25065K104 4 3500 SH DFND 1 3500 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 12 1500 SH DFND 1 1500 0 0 DEXCOM INC COM 252131107 109 500 SH DFND 1 500 0 0 DEXCOM INC NOTE 0.750%12/0 252131AH0 0 0 PRN DFND 1 0 0 0 DIAMONDBACK ENERGY INC CALL 25278X909 18 1000 SH Call DFND 1 1000 0 0 DIAMONDBACK ENERGY INC COM 25278X109 1104 11900 SH DFND 1 11900 0 0 DISCOVER FINL SVCS COM 254709108 617 7280 SH DFND 1 7280 0 0 DISNEY WALT CO CALL 254687906 0 0 SH Call DFND 1 0 0 0 DISNEY WALT CO COM DISNEY 254687106 29160 201624 SH DFND 1 201624 0 0 DISNEY WALT CO PUT 254687956 0 0 SH Put DFND 1 0 0 0 DOCUSIGN INC COM 256163106 104 1400 SH DFND 1 1400 0 0 DOW INC COM 260557103 2 43 SH DFND 1 43 0 0 DTE ENERGY CO COM 233331107 130 1000 SH DFND 1 1000 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 114 1250 SH DFND 1 1250 0 0 DUPONT DE NEMOURS INC COM 26614N102 178 2777 SH DFND 1 2777 0 0 DXC TECHNOLOGY CO COM 23355L106 1 34 SH DFND 1 34 0 0 EATON CORP PLC SHS G29183103 29 302 SH DFND 1 302 0 0 EBAY INC COM 278642103 304 8411 SH DFND 1 8411 0 0 ECOLAB INC COM 278865100 193 1000 SH DFND 1 1000 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 2095 8980 SH DFND 1 8980 0 0 ELASTIC N V ORD SHS N14506104 51 800 SH DFND 1 800 0 0 ELECTRONIC ARTS INC COM 285512109 0 0 SH DFND 1 0 0 0 EMCORE CORP COM NEW 290846203 30 10000 SH DFND 1 10000 0 0 EMERSON ELEC CO COM 291011104 539 7070 SH DFND 1 7070 0 0 ENBRIDGE INC COM 29250N105 159 3993 SH DFND 1 3993 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 8 3400 SH DFND 1 3400 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 0 0 SH DFND 1 0 0 0 EOG RES INC COM 26875P101 11303 134893 SH DFND 1 134893 0 0 EQT CORP COM 26884L109 0 0 SH DFND 1 0 0 0 EQUIFAX INC COM 294429105 560 4000 SH DFND 1 4000 0 0 EQUINIX INC COM 29444U700 269 461 SH DFND 1 461 0 0 EQUITRANS MIDSTREAM CORPORAT COM 294600101 0 0 SH DFND 1 0 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 68 4000 SH DFND 1 4000 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 125 3000 SH DFND 1 3000 0 0 ETSY INC COM 29786A106 0 0 SH DFND 1 0 0 0 EVER GLORY INTL GRP INC COM NEW 299766204 3 2000 SH DFND 1 2000 0 0 EXACT SCIENCES CORP COM 30063P105 227 2450 SH DFND 1 2450 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 1536 1365000 PRN DFND 1 1365000 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 36 850 SH DFND 1 850 0 0 EXELON CORP COM 30161N101 5558 121833 SH DFND 1 121833 0 0 EXPEDIA GROUP INC COM NEW 30212P303 1911 17665 SH DFND 1 17665 0 0 EXPEDIA GROUP INC PUT 30212P953 0 0 SH Put DFND 1 0 0 0 EXXON MOBIL CORP COM 30231G102 7881 112924 SH DFND 1 112924 0 0 FACEBOOK INC CL A 30303M102 37711 183716 SH DFND 1 183716 0 0 FEDEX CORP COM 31428X106 7 45 SH DFND 1 45 0 0 FERRARI N V COM N3167Y103 13135 79125 SH DFND 1 79125 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 622 42000 SH DFND 1 42000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1019 7329 SH DFND 1 7329 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 51 4200 SH DFND 1 4200 0 0 FIRST SOLAR INC COM 336433107 224 4000 SH DFND 1 4000 0 0 FLEXION THERAPEUTICS INC COM 33938J106 0 0 SH DFND 1 0 0 0 FORD MTR CO DEL COM 345370860 93 10000 SH DFND 1 10000 0 0 FORTIS INC COM 349553107 31 748 SH DFND 1 748 0 0 FORTUNA SILVER MINES INC COM 349915108 25 6200 SH DFND 1 6200 0 0 FRANCO NEVADA CORP COM 351858105 1395 13500 SH DFND 1 13500 0 0 FREEPORT-MCMORAN INC CL B 35671D857 595 45400 SH DFND 1 45400 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 352 9562 SH DFND 1 9562 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 59 SH DFND 1 59 0 0 GAMESTOP CORP NEW CL A 36467W109 1 100 SH DFND 1 100 0 0 GANNETT CO INC NEW COM 36472T109 13 2000 SH DFND 1 2000 0 0 GAP INC COM 364760108 0 0 SH DFND 1 0 0 0 GARMIN LTD SHS H2906T109 39 400 SH DFND 1 400 0 0 GARRETT MOTION INC COM 366505105 0 99 SH DFND 1 99 0 0 GARTNER INC COM 366651107 48 310 SH DFND 1 310 0 0 GASLOG PARTNERS LP UNIT LTD PTNRP Y2687W108 8 500 SH DFND 1 500 0 0 GENERAL ELECTRIC CO COM 369604103 894 80190 SH DFND 1 80190 0 0 GENERAL MLS INC COM 370334104 1419 26500 SH DFND 1 26500 0 0 GENERAL MTRS CO COM 37045V100 29 800 SH DFND 1 800 0 0 GEOSPACE TECHNOLOGIES CORP COM 37364X109 12 720 SH DFND 1 720 0 0 GERDAU S A SPON ADR REP PFD 373737105 177 36000 SH DFND 1 36000 0 0 GILEAD SCIENCES INC CALL 375558903 56 12500 SH Call DFND 1 12500 0 0 GILEAD SCIENCES INC COM 375558103 3151 48560 SH DFND 1 48560 0 0 GILEAD SCIENCES INC PUT 375558953 0 0 SH Put DFND 1 0 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 211 4500 SH DFND 1 4500 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 79 2900 SH DFND 1 2900 0 0 GLOBAL X FDS MSCI GREECE ETF 37950E366 51 5000 SH DFND 1 5000 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 14 1000 SH DFND 1 1000 0 0 GOLDEN MINERALS CO COM 381119106 3 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2353 10234 SH DFND 1 10234 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 101 6500 SH DFND 1 6500 0 0 GOPRO INC CL A 38268T103 11 2500 SH DFND 1 2500 0 0 GREAT PANTHER MINING LIMITED COM 39115V101 4 7900 SH DFND 1 7900 0 0 GRUPO FINANCIERO GALICIA S A SPONSORED ADR 399909100 0 0 SH DFND 1 0 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 777 655000 PRN DFND 1 655000 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 136 1300 SH DFND 1 1300 0 0 GW PHARMACEUTICALS PLC PUT 36197T953 0 0 SH Put DFND 1 0 0 0 HAIN CELESTIAL GROUP INC COM 405217100 162 6250 SH DFND 1 6250 0 0 HALLIBURTON CO COM 406216101 252 10250 SH DFND 1 10250 0 0 HARLEY DAVIDSON INC COM 412822108 19 500 SH DFND 1 500 0 0 HESS CORP COM 42809H107 267 4000 SH DFND 1 4000 0 0 HOLOGIC INC COM 436440101 0 0 SH DFND 1 0 0 0 HOME DEPOT INC COM 437076102 49517 226739 SH DFND 1 226739 0 0 HONEYWELL INTL INC COM 438516106 3061 17292 SH DFND 1 17292 0 0 IDEXX LABS INC COM 45168D104 104 400 SH DFND 1 400 0 0 IHS MARKIT LTD SHS G47567105 5706 75700 SH DFND 1 75700 0 0 ILLINOIS TOOL WKS INC COM 452308109 8693 48394 SH DFND 1 48394 0 0 ILLUMINA INC COM 452327109 3085 9300 SH DFND 1 9300 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1317 950000 PRN DFND 1 950000 0 0 INCYTE CORP COM 45337C102 22 250 SH DFND 1 250 0 0 INGERSOLL-RAND PLC SHS G47791101 8824 66393 SH DFND 1 66393 0 0 INTEL CORP COM 458140100 22346 373351 SH DFND 1 373351 0 0 INTEL CORP PUT 458140950 0 0 SH Put DFND 1 0 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 147 10000 SH DFND 1 10000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 124 1000 SH DFND 1 1000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 238 2570 SH DFND 1 2570 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2924 21800 SH DFND 1 21800 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 13050 101150 SH DFND 1 101150 0 0 INTERNATIONAL FLAVORS&FRAGRA PUT 459506951 0 0 SH Put DFND 1 0 0 0 INTL PAPER CO COM 460146103 0 0 SH DFND 1 0 0 0 INTUIT COM 461202103 806 3075 SH DFND 1 3075 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1049 1775 SH DFND 1 1775 0 0 INVESCO EXCHNG TRADED FD TR CHINA TECHNLGY 46138E800 32 600 SH DFND 1 600 0 0 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 537 20300 SH DFND 1 20300 0 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 358 23900 SH DFND 1 23900 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4002 18824 SH DFND 1 18824 0 0 INVITATION HOMES INC COM 46187W107 85 2850 SH DFND 1 2850 0 0 IQVIA HLDGS INC COM 46266C105 17954 116202 SH DFND 1 116202 0 0 IRHYTHM TECHNOLOGIES INC COM 450056106 7 100 SH DFND 1 100 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 2 100 SH DFND 1 100 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 526 11095 SH DFND 1 11095 0 0 ISHARES INC MSCI BRIC INDX 464286657 0 0 SH DFND 1 0 0 0 ISHARES INC MSCI EURZONE ETF 464286608 2813 67150 SH DFND 1 67150 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 44 750 SH DFND 1 750 0 0 ISHARES INC MSCI MEXICO ETF 464286822 180 4000 SH DFND 1 4000 0 0 ISHARES INC MSCI PAC JP ETF 464286665 445 9605 SH DFND 1 9605 0 0 ISHARES INC MSCI WORLD ETF 464286392 948 9600 SH DFND 1 9600 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 199 2350 SH DFND 1 2350 0 0 ISHARES TR 20 YR TR BD ETF 464287432 224 1657 SH DFND 1 1657 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 41 325 SH DFND 1 325 0 0 ISHARES TR CORE S&P MCP ETF 464287507 152 739 SH DFND 1 739 0 0 ISHARES TR CORE S&P SCP ETF 464287804 193 2297 SH DFND 1 2297 0 0 ISHARES TR CORE S&P500 ETF 464287200 2327 7200 SH DFND 1 7200 0 0 ISHARES TR IBOXX HI YD ETF 464288513 9 102 SH DFND 1 102 0 0 ISHARES TR INTL TREA BD ETF 464288117 2908 57958 SH DFND 1 57958 0 0 ISHARES TR JPX NIKKEI 400 464287382 293 4600 SH DFND 1 4600 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 206 2800 SH DFND 1 2800 0 0 ISHARES TR MSCI ACWI ETF 464288257 2746 34650 SH DFND 1 34650 0 0 ISHARES TR MSCI CHINA ETF 46429B671 128 2000 SH DFND 1 2000 0 0 ISHARES TR MSCI EAFE ETF 464287465 327 4716 SH DFND 1 4716 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2687 59910 SH DFND 1 59910 0 0 ISHARES TR MSCI INDIA ETF 46429B598 134 3800 SH DFND 1 3800 0 0 ISHARES TR NATIONAL MUN ETF 464288414 531 4660 SH DFND 1 4660 0 0 ISHARES TR PFD AND INCM SEC 464288687 101 2700 SH DFND 1 2700 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 258 1557 SH DFND 1 1557 0 0 ISHARES TR US AER DEF ETF 464288760 102 460 SH DFND 1 460 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 401 350000 PRN DFND 1 350000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 78 8562 SH DFND 1 8562 0 0 IZEA WORLDWIDE INC COM 46604H105 9 40000 SH DFND 1 40000 0 0 JD COM INC SPON ADR CL A 47215P106 690 19570 SH DFND 1 19570 0 0 JOHNSON & JOHNSON COM 478160104 5181 35517 SH DFND 1 35517 0 0 JPMORGAN CHASE & CO COM 46625H100 71880 515584 SH DFND 1 515584 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 22 145 SH DFND 1 145 0 0 KELLOGG CO COM 487836108 1694 24500 SH DFND 1 24500 0 0 KIMBERLY CLARK CORP COM 494368103 722 5250 SH DFND 1 5250 0 0 KINDER MORGAN INC DEL COM 49456B101 176 8303 SH DFND 1 8303 0 0 KINROSS GOLD CORP COM 496902404 7 1500 SH DFND 1 1500 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 3929 89000 SH DFND 1 89000 0 0 KONTOOR BRANDS INC COM 50050N103 10 235 SH DFND 1 235 0 0 KRAFT HEINZ CO COM 500754106 3232 100551 SH DFND 1 100551 0 0 L BRANDS INC COM 501797104 11 600 SH DFND 1 600 0 0 LAUDER ESTEE COS INC CL A 518439104 2711 13124 SH DFND 1 13124 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 17 4000 SH DFND 1 4000 0 0 LINDE PLC CALL G5494J903 0 0 SH Call DFND 1 0 0 0 LINDE PLC SHS G5494J103 39349 183724 SH DFND 1 183724 0 0 LINE CORP SPONSORED ADR 53567X101 15 300 SH DFND 1 300 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 22961 321256 SH DFND 1 321256 0 0 LIVE NATION ENTERTAINMENT IN PUT 538034959 0 0 SH Put DFND 1 0 0 0 LOCKHEED MARTIN CORP COM 539830109 157 405 SH DFND 1 405 0 0 LOGITECH INTL S A CALL H50430902 0 0 SH Call DFND 1 0 0 0 LOGITECH INTL S A PUT H50430952 0 0 SH Put DFND 1 0 0 0 LOGITECH INTL S A SHS H50430232 27465 580442 SH DFND 1 580442 0 0 LOWES COS INC COM 548661107 599 5000 SH DFND 1 5000 0 0 MACROGENICS INC COM 556099109 33 3000 SH DFND 1 3000 0 0 MARATHON OIL CORP COM 565849106 102 7500 SH DFND 1 7500 0 0 MARATHON PETE CORP COM 56585A102 125 2082 SH DFND 1 2082 0 0 MARKETAXESS HLDGS INC COM 57060D108 114 300 SH DFND 1 300 0 0 MARSH & MCLENNAN COS INC COM 571748102 7323 65745 SH DFND 1 65745 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 11 430 SH DFND 1 430 0 0 MASTERCARD INC CALL 57636Q904 235 3900 SH Call DFND 1 3900 0 0 MASTERCARD INC CL A 57636Q104 72 240 SH DFND 1 240 0 0 MATCH GROUP INC COM 57665R106 228 2775 SH DFND 1 2775 0 0 MATTEL INC PUT 577081952 0 1000 SH Put DFND 1 1000 0 0 MCDONALDS CORP COM 580135101 16940 85725 SH DFND 1 85725 0 0 MEDICINES CO COM 584688105 170 2000 SH DFND 1 2000 0 0 MEDLEY CAP CORP COM 58503F106 109 50000 SH DFND 1 50000 0 0 MEDTRONIC PLC SHS G5960L103 4588 40444 SH DFND 1 40444 0 0 MERCK & CO INC COM 58933Y105 48041 528269 SH DFND 1 528269 0 0 MERCURY SYS INC COM 589378108 187 2700 SH DFND 1 2700 0 0 METHODE ELECTRS INC COM 591520200 6 150 SH DFND 1 150 0 0 METLIFE INC COM 59156R108 13810 270945 SH DFND 1 270945 0 0 METLIFE INC PUT 59156R958 0 0 SH Put DFND 1 0 0 0 MGM RESORTS INTERNATIONAL COM 552953101 6 180 SH DFND 1 180 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 2666 1861000 PRN DFND 1 1861000 0 0 MICRON TECHNOLOGY INC COM 595112103 369 6850 SH DFND 1 6850 0 0 MICROSOFT CORP CALL 594918904 794 26000 SH Call DFND 1 26000 0 0 MICROSOFT CORP COM 594918104 90283 572468 SH DFND 1 572468 0 0 MICROSOFT CORP PUT 594918954 0 0 SH Put DFND 1 0 0 0 MIDDLEBY CORP COM 596278101 92 840 SH DFND 1 840 0 0 MODERNA INC COM 60770K107 0 0 SH DFND 1 0 0 0 MOLECULAR TEMPLATES INC COM 608550109 0 0 SH DFND 1 0 0 0 MOLSON COORS BREWING CO CL B 60871R209 8 150 SH DFND 1 150 0 0 MONDELEZ INTL INC CL A 609207105 35216 639374 SH DFND 1 639374 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 5 71 SH DFND 1 71 0 0 MORGAN STANLEY COM NEW 617446448 58 1125 SH DFND 1 1125 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 20 1000 SH DFND 1 1000 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 644 4000 SH DFND 1 4000 0 0 MYLAN N V SHS EURO N59465109 100 5000 SH DFND 1 5000 0 0 MYRIAD GENETICS INC COM 62855J104 14 500 SH DFND 1 500 0 0 NASDAQ INC COM 631103108 48 450 SH DFND 1 450 0 0 NEOVASC INC COM 64065J304 0 85 SH DFND 1 85 0 0 NETFLIX INC COM 64110L106 1593 4924 SH DFND 1 4924 0 0 NETFLIX INC PUT 64110L956 0 0 SH Put DFND 1 0 0 0 NEUBASE THERAPEUTICS INC COM 64132K102 1 200 SH DFND 1 200 0 0 NEW RELIC INC COM 64829B100 205 3120 SH DFND 1 3120 0 0 NEWELL BRANDS INC COM 651229106 38 2000 SH DFND 1 2000 0 0 NEWMONT GOLDCORP CORPORATION COM 651639106 5255 120894 SH DFND 1 120894 0 0 NEXTERA ENERGY INC COM 65339F101 5048 20844 SH DFND 1 20844 0 0 NIKE INC CL B 654106103 7881 77786 SH DFND 1 77786 0 0 NIO INC SPON ADS 62914V106 341 85000 SH DFND 1 85000 0 0 NOBLE ENERGY INC COM 655044105 1346 54250 SH DFND 1 54250 0 0 NOKIA CORP SPONSORED ADR 654902204 0 85 SH DFND 1 85 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 5 1000 SH DFND 1 1000 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 1 500 SH DFND 1 500 0 0 NORTHROP GRUMMAN CORP COM 666807102 482 1400 SH DFND 1 1400 0 0 NORTONLIFELOCK INC COM 668771108 31 1200 SH DFND 1 1200 0 0 NOVARTIS A G SPONSORED ADR 66987V109 0 0 SH DFND 1 0 0 0 NOVOCURE LTD ORD SHS G6674U108 253 3000 SH DFND 1 3000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 36 2000 SH DFND 1 2000 0 0 NUTANIX INC CALL 67059N908 0 0 SH Call DFND 1 0 0 0 NUTANIX INC CL A 67059N108 875 28000 SH DFND 1 28000 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 428 320000 PRN DFND 1 320000 0 0 NVIDIA CORP CALL 67066G904 0 0 SH Call DFND 1 0 0 0 NVIDIA CORP COM 67066G104 12165 51706 SH DFND 1 51706 0 0 NXP SEMICONDUCTORS N V COM N6596X109 509 4000 SH DFND 1 4000 0 0 OBSEVA SA COM H5861P103 15 3900 SH DFND 1 3900 0 0 OCCIDENTAL PETE CORP COM 674599105 763 18554 SH DFND 1 18554 0 0 OCULAR THERAPEUTIX INC COM 67576A100 3 700 SH DFND 1 700 0 0 OI S A SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 1969 1422000 PRN DFND 1 1422000 0 0 ONEOK INC NEW COM 682680103 122 1614 SH DFND 1 1614 0 0 ORACLE CORP COM 68389X105 399 7540 SH DFND 1 7540 0 0 OVERSTOCK COM INC DEL COM 690370101 7 1000 SH DFND 1 1000 0 0 PALO ALTO NETWORKS INC CALL 697435905 0 0 SH Call DFND 1 0 0 0 PALO ALTO NETWORKS INC COM 697435105 56984 246496 SH DFND 1 246496 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 2571 2320000 PRN DFND 1 2320000 0 0 PALO ALTO NETWORKS INC PUT 697435955 0 0 SH Put DFND 1 0 0 0 PAYPAL HLDGS INC COM 70450Y103 2913 26928 SH DFND 1 26928 0 0 PEPSICO INC COM 713448108 766 5603 SH DFND 1 5603 0 0 PERSPECTA INC COM 715347100 0 17 SH DFND 1 17 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 364 24380 SH DFND 1 24380 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 72 4480 SH DFND 1 4480 0 0 PFIZER INC CALL 717081903 0 0 SH Call DFND 1 0 0 0 PFIZER INC COM 717081103 1118 28460 SH DFND 1 28460 0 0 PHILIP MORRIS INTL INC COM 718172109 2561 30082 SH DFND 1 30082 0 0 PHILLIPS 66 COM 718546104 2627 23576 SH DFND 1 23576 0 0 PINTEREST INC CL A 72352L106 2830 151780 SH DFND 1 151780 0 0 PINTEREST INC PUT 72352L956 0 0 SH Put DFND 1 0 0 0 PIONEER NAT RES CO COM 723787107 7 45 SH DFND 1 45 0 0 PLANET FITNESS INC CL A 72703H101 112 1500 SH DFND 1 1500 0 0 PLUG POWER INC COM NEW 72919P202 9 3000 SH DFND 1 3000 0 0 POLARIS INC COM 731068102 9 90 SH DFND 1 90 0 0 PPG INDS INC COM 693506107 5922 44362 SH DFND 1 44362 0 0 PREMIER INC CL A 74051N102 197 5200 SH DFND 1 5200 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 1164 1000000 PRN DFND 1 1000000 0 0 PROCTER & GAMBLE CO COM 742718109 9115 72990 SH DFND 1 72990 0 0 PROGRESSIVE CORP OHIO COM 743315103 9388 129644 SH DFND 1 129644 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 72 2697 SH DFND 1 2697 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 807 795000 PRN DFND 1 795000 0 0 PRUDENTIAL FINL INC CALL 744320902 1 7000 SH Call DFND 1 7000 0 0 PTC INC COM 69370C100 3670 49000 SH DFND 1 49000 0 0 PUBLIC STORAGE COM 74460D109 21 100 SH DFND 1 100 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 39 665 SH DFND 1 665 0 0 PURE STORAGE INC CALL 74624M902 0 0 SH Call DFND 1 0 0 0 PURE STORAGE INC CL A 74624M102 43 2500 SH DFND 1 2500 0 0 QIAGEN NV DEBT 1.000%11/1 N72482AT4 614 600000 PRN DFND 1 600000 0 0 QIAGEN NV SHS NEW N72482123 1975 57777 SH DFND 1 57777 0 0 QUALCOMM INC COM 747525103 181 2050 SH DFND 1 2050 0 0 QUMU CORP COM 749063103 0 0 SH DFND 1 0 0 0 RANGE RES CORP COM 75281A109 33 6648 SH DFND 1 6648 0 0 RAYTHEON CO COM NEW 755111507 439 2000 SH DFND 1 2000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 300 800 SH DFND 1 800 0 0 REPUBLIC SVCS INC COM 760759100 18 200 SH DFND 1 200 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 3 165 SH DFND 1 165 0 0 RIO TINTO PLC SPONSORED ADR 767204100 356 6000 SH DFND 1 6000 0 0 ROKU INC COM CL A 77543R102 47 350 SH DFND 1 350 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 277 3500 SH DFND 1 3500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 644 10740 SH DFND 1 10740 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 254 4320 SH DFND 1 4320 0 0 S&P GLOBAL INC COM 78409V104 48923 179174 SH DFND 1 179174 0 0 SALESFORCE COM INC COM 79466L302 872 5365 SH DFND 1 5365 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 7 1000 SH DFND 1 1000 0 0 SANGAMO THERAPEUTICS INC COM 800677106 84 10000 SH DFND 1 10000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 0 0 SH DFND 1 0 0 0 SEALED AIR CORP NEW COM 81211K100 358 9000 SH DFND 1 9000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 0 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10 100 SH DFND 1 100 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 15 500 SH DFND 1 500 0 0 SELECTA BIOSCIENCES INC COM 816212104 23 9500 SH DFND 1 9500 0 0 SENSEONICS HLDGS INC COM 81727U105 1 1000 SH DFND 1 1000 0 0 SERVICE CORP INTL COM 817565104 35 750 SH DFND 1 750 0 0 SERVICENOW INC COM 81762P102 113 400 SH DFND 1 400 0 0 SHERWIN WILLIAMS CO COM 824348106 1167 2000 SH DFND 1 2000 0 0 SHOPIFY INC CL A 82509L107 346 870 SH DFND 1 870 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADS 82655M107 0 35 SH DFND 1 35 0 0 SILVERCORP METALS INC COM 82835P103 16 2790 SH DFND 1 2790 0 0 SIMULATIONS PLUS INC COM 829214105 17 600 SH DFND 1 600 0 0 SNAP INC CL A 83304A106 131 8000 SH DFND 1 8000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 364 1279 SH DFND 1 1279 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 289 2020 SH DFND 1 2020 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8352 25948 SH DFND 1 25948 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 19 175 SH DFND 1 175 0 0 SPDR SERIES TRUST SSGA GNDER ETF 78468R747 24 310 SH DFND 1 310 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 2150 1780000 PRN DFND 1 1780000 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 1358 1095000 PRN DFND 1 1095000 0 0 SPOTIFY TECHNOLOGY S A CALL L8681T902 36 1200 SH Call DFND 1 1200 0 0 SPOTIFY TECHNOLOGY S A PUT L8681T952 0 0 SH Put DFND 1 0 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 47769 319372 SH DFND 1 319372 0 0 SPROUTS FMRS MKT INC COM 85208M102 816 42150 SH DFND 1 42150 0 0 SQUARE INC CL A 852234103 316 5040 SH DFND 1 5040 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 1694 1520000 PRN DFND 1 1520000 0 0 STARBUCKS CORP COM 855244109 3034 34500 SH DFND 1 34500 0 0 STEEL CONNECT INC COM 858098106 2 800 SH DFND 1 800 0 0 STERICYCLE INC COM 858912108 38 600 SH DFND 1 600 0 0 STEWART INFORMATION SVCS COR COM 860372101 20 500 SH DFND 1 500 0 0 STRYKER CORP COM 863667101 94 450 SH DFND 1 450 0 0 SUNCOR ENERGY INC NEW COM 867224107 141 4300 SH DFND 1 4300 0 0 SVB FINL GROUP COM 78486Q101 8 32 SH DFND 1 32 0 0 SYNCHRONY FINL CALL 87165B903 0 0 SH Call DFND 1 0 0 0 SYNCHRONY FINL COM 87165B103 5429 150735 SH DFND 1 150735 0 0 T MOBILE US INC COM 872590104 12 150 SH DFND 1 150 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3028 52125 SH DFND 1 52125 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 1 30 SH DFND 1 30 0 0 TARONIS TECHNOLOGIES INC COM NEW 876214206 0 20 SH DFND 1 20 0 0 TATA MTRS LTD SPONSORED ADR 876568502 22 1700 SH DFND 1 1700 0 0 TC ENERGY CORP COM 87807B107 224 4191 SH DFND 1 4191 0 0 TE CONNECTIVITY LTD REG SHS H84989104 4213 43970 SH DFND 1 43970 0 0 TEEKAY CORPORATION COM Y8564W103 103 19400 SH DFND 1 19400 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 3 212 SH DFND 1 212 0 0 TENABLE HLDGS INC COM 88025T102 36 1500 SH DFND 1 1500 0 0 TESLA INC COM 88160R101 421 1003 SH DFND 1 1003 0 0 TESLA INC PUT 88160R951 0 0 SH Put DFND 1 0 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 96 9800 SH DFND 1 9800 0 0 TEXAS INSTRS INC COM 882508104 513 4000 SH DFND 1 4000 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 10 210 SH DFND 1 210 0 0 THE TRADE DESK INC COM CL A 88339J105 0 0 SH DFND 1 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 70114 215905 SH DFND 1 215905 0 0 THERMO FISHER SCIENTIFIC INC PUT 883556952 0 0 SH Put DFND 1 0 0 0 TIFFANY & CO NEW COM 886547108 1396 10440 SH DFND 1 10440 0 0 TIFFANY & CO NEW PUT 886547958 0 0 SH Put DFND 1 0 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1 45 SH DFND 1 45 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 119 2125 SH DFND 1 2125 0 0 TOTAL S A SPONSORED ADS 89151E109 0 0 SH DFND 1 0 0 0 TPG SPECIALTY LENDING INC COM 87265K102 64 2999 SH DFND 1 2999 0 0 TRANSENTERIX INC COM 89366M300 1 769 SH DFND 1 769 0 0 TRANSOCEAN LTD REG SHS H8817H100 9 1384 SH DFND 1 1384 0 0 TRIP COM GROUP LTD ADS 89677Q107 18164 541602 SH DFND 1 541602 0 0 TRUIST FINL CORP COM 89832Q109 189 3360 SH DFND 1 3360 0 0 TURQUOISE HILL RES LTD COM 900435108 35 48445 SH DFND 1 48445 0 0 TUTOR PERINI CORP COM 901109108 6 500 SH DFND 1 500 0 0 TWILIO INC CL A 90138F102 176 1800 SH DFND 1 1800 0 0 TWILIO INC PUT 90138F952 0 0 SH Put DFND 1 0 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 975 1000000 PRN DFND 1 1000000 0 0 UBS GROUP AG PUT H42097957 0 0 SH Put DFND 1 0 0 0 UBS GROUP AG SHS H42097107 31828 2521529 SH DFND 1 2521529 0 0 UNDER ARMOUR INC PUT 904311957 0 0 SH Put DFND 1 0 0 0 UNILEVER PLC SPON ADR NEW 904767704 280 4900 SH DFND 1 4900 0 0 UNION PACIFIC CORP COM 907818108 362 2000 SH DFND 1 2000 0 0 UNITED RENTALS INC COM 911363109 1334 8000 SH DFND 1 8000 0 0 UNITED RENTALS INC PUT 911363959 0 0 SH Put DFND 1 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 17401 116190 SH DFND 1 116190 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1886 6414 SH DFND 1 6414 0 0 URBAN OUTFITTERS INC COM 917047102 56 2000 SH DFND 1 2000 0 0 V F CORP COM 918204108 209 2100 SH DFND 1 2100 0 0 VALE S A SPONSORED ADS 91912E105 1240 93900 SH DFND 1 93900 0 0 VALERO ENERGY CORP NEW COM 91913Y100 83 885 SH DFND 1 885 0 0 VANDA PHARMACEUTICALS INC COM 921659108 2 100 SH DFND 1 100 0 0 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 59 2000 SH DFND 1 2000 0 0 VANECK VECTORS ETF TRUST JR GOLD MINERS E 92189F791 394 9300 SH DFND 1 9300 0 0 VANECK VECTORS ETF TRUST OIL REFINERS ETF 92189F585 170 5900 SH DFND 1 5900 0 0 VANECK VECTORS ETF TRUST VIETNAM ETF 92189F817 24 1500 SH DFND 1 1500 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 41 700 SH DFND 1 700 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 2854 34279 SH DFND 1 34279 0 0 VARIAN MED SYS INC COM 92220P105 437 3075 SH DFND 1 3075 0 0 VEEVA SYS INC CL A COM 922475108 191 1358 SH DFND 1 1358 0 0 VENTAS INC COM 92276F100 23 400 SH DFND 1 400 0 0 VERISK ANALYTICS INC COM 92345Y106 1344 9000 SH DFND 1 9000 0 0 VERITIV CORP COM 923454102 0 0 SH DFND 1 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 16167 263347 SH DFND 1 263347 0 0 VISA INC CALL 92826C909 133 7000 SH Call DFND 1 7000 0 0 VISA INC COM CL A 92826C839 127839 680276 SH DFND 1 680276 0 0 VMWARE INC CL A COM 928563402 729 4800 SH DFND 1 4800 0 0 VOYA FINL INC COM 929089100 11 180 SH DFND 1 180 0 0 WABTEC CORP COM 929740108 13 162 SH DFND 1 162 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 907 15390 SH DFND 1 15390 0 0 WALMART INC COM 931142103 1340 11275 SH DFND 1 11275 0 0 WASTE MGMT INC DEL COM 94106L109 7596 66625 SH DFND 1 66625 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 1175 1240000 PRN DFND 1 1240000 0 0 WELLS FARGO CO NEW COM 949746101 7317 136022 SH DFND 1 136022 0 0 WESTERN DIGITAL CORP COM 958102105 162 2550 SH DFND 1 2550 0 0 WESTERN UN CO COM 959802109 1411 52700 SH DFND 1 52700 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 1195 40100 SH DFND 1 40100 0 0 WILLIAMS COS INC DEL COM 969457100 172 7245 SH DFND 1 7245 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 645 17943 SH DFND 1 17943 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 618 11500 SH DFND 1 11500 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 178 3670 SH DFND 1 3670 0 0 XYLEM INC COM 98419M100 422 5360 SH DFND 1 5360 0 0 YUM BRANDS INC COM 988498101 12 120 SH DFND 1 120 0 0 YUM CHINA HLDGS INC COM 98850P109 14032 292274 SH DFND 1 292274 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 319 1250 SH DFND 1 1250 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 35 230 SH DFND 1 230 0 0 ZOETIS INC CL A 98978V103 357 2700 SH DFND 1 2700 0 0 ZSCALER INC COM 98980G102 120 2600 SH DFND 1 2600 0 0 ZUORA INC COM CL A 98983V106 100 7000 SH DFND 1 7000 0 0