Executive Vice President

0001420506-19-000182.txt : 20190213 0001420506-19-000182.hdr.sgml : 20190213 20190213120526 ACCESSION NUMBER: 0001420506-19-000182 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 19595179 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001615423 XXXXXXXX 12-31-2018 12-31-2018 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 02-13-2019 2 725 2440358 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001528147 028-16548 Lombard Odier Transatlantic Ltd INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA 3M CO COM 88579Y101 844 4435 SH DFND 4435 0 0 ABBOTT LABS COM 002824100 36 499 SH DFND 499 0 0 ABBVIE INC COM 00287Y109 7911 85783 SH DFND 85783 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 35 249 SH DFND 249 0 0 AFLAC INC COM 001055102 36 782 SH DFND 782 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1780 12985 SH DFND 12985 0 0 ALLERGAN PLC SHS G0177J108 2818 21111 SH DFND 21111 0 0 ALPHABET INC CAP STK CL A 02079K305 10306 9866 SH DFND 9866 0 0 ALPHABET INC CAP STK CL C 02079K107 1837 1773 SH DFND 1773 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4 500 SH DFND 500 0 0 ALTRIA GROUP INC COM 02209S103 123 2500 SH DFND 2500 0 0 AMAZON COM INC COM 023135106 4035 2683 SH DFND 2683 0 0 AMETEK INC NEW COM 031100100 843 12450 SH DFND 12450 0 0 AMGEN INC COM 031162100 1163 5968 SH DFND 5968 0 0 APPLE INC COM 037833100 3414 21640 SH DFND 21640 0 0 APTIV PLC SHS G6095L109 732 11905 SH DFND 11905 0 0 AT&T INC COM 00206R102 57 2000 SH DFND 2000 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 103 2000 SH DFND 2000 0 0 BAIDU INC SPON ADR REP A 056752108 48 300 SH DFND 300 0 0 BALL CORP COM 058498106 272 5925 SH DFND 5925 0 0 BANK AMER CORP COM 060505104 51 2074 SH DFND 2074 0 0 BANK NEW YORK MELLON CORP COM 064058100 842 17893 SH DFND 17893 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 96 468 SH DFND 468 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 10 112 SH DFND 112 0 0 BLACKROCK INC COM 09247X101 79 200 SH 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COM 46625H100 4738 48528 SH DFND 48528 0 0 KEURIG DR PEPPER INC COM 49271V100 12 451 SH DFND 451 0 0 LINDE PLC COM G5494J103 1816 11458 SH DFND 11458 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 98 2000 SH DFND 2000 0 0 LOGITECH INTL S A SHS H50430232 240 7664 SH DFND 7664 0 0 MARATHON PETE CORP COM 56585A102 21 362 SH DFND 362 0 0 MARSH & MCLENNAN COS INC COM 571748102 160 1996 SH DFND 1996 0 0 MCDONALDS CORP COM 580135101 347 1955 SH DFND 1955 0 0 MEDTRONIC PLC SHS G5960L103 122 1346 SH DFND 1346 0 0 MERCK & CO INC COM 58933Y105 214 2812 SH DFND 2812 0 0 METLIFE INC COM 59156R108 67 1660 SH DFND 1660 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 32 443 SH DFND 443 0 0 MICROSOFT CORP COM 594918104 1017 9995 SH DFND 9995 0 0 MONDELEZ INTL INC CL A 609207105 6199 154958 SH DFND 154958 0 0 NETFLIX INC COM 64110L106 385 1437 SH DFND 1437 0 0 NEWMONT MINING CORP COM 651639106 42 1200 SH DFND 1200 0 0 NIKE INC CL B 654106103 703 9481 SH DFND 9481 0 0 NOBLE ENERGY INC COM 655044105 180 9600 SH DFND 9600 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 105 1700 SH DFND 1700 0 0 PACKAGING CORP AMER COM 695156109 75 900 SH DFND 900 0 0 PALO ALTO NETWORKS INC COM 697435105 229 1219 SH DFND 1219 0 0 PEPSICO INC COM 713448108 214 1939 SH DFND 1939 0 0 PFIZER INC COM 717081103 288 6598 SH DFND 6598 0 0 PHILLIPS 66 COM 718546104 284 3300 SH DFND 3300 0 0 PROCTER AND GAMBLE CO COM 742718109 474 5159 SH DFND 5159 0 0 RAYTHEON CO COM NEW 755111507 77 500 SH DFND 500 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 154 2940 SH DFND 2940 0 0 RIO TINTO PLC SPONSORED ADR 767204100 54 1120 SH DFND 1120 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 30 511 SH DFND 511 0 0 S&P GLOBAL INC COM 78409V104 494 2908 SH DFND 2908 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 429 18000 SH DFND 18000 0 0 SOUTHERN CO COM 842587107 77 1760 SH DFND 1760 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 3817 33656 SH DFND 33656 0 0 STARBUCKS CORP COM 855244109 87 1350 SH DFND 1350 0 0 STERICYCLE INC COM 858912108 31 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66 744 SH DFND 744 0 0 WELLS FARGO CO NEW COM 949746101 1004 21785 SH DFND 21785 0 0 3-D SYS CORP DEL COM NEW 88554D205 3 320 SH DFND 1 320 0 0 3M CO COM 88579Y101 17745 93135 SH DFND 1 93135 0 0 58 COM INC SPON ADR REP A 31680Q104 271 5000 SH DFND 1 5000 0 0 ABBOTT LABS COM 002824100 9512 131518 SH DFND 1 131518 0 0 ABBVIE INC CALL 00287Y909 1 1200 SH Call DFND 1 1200 0 0 ABBVIE INC COM 00287Y109 94983 1030279 SH DFND 1 1030279 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 12 1772 SH DFND 1 1772 0 0 AC IMMUNE SA SHS H00263105 236 24839 SH DFND 1 24839 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5016 35580 SH DFND 1 35580 0 0 ACTIVISION BLIZZARD INC COM 00507V109 564 12120 SH DFND 1 12120 0 0 ADOBE INC COM 00724F101 17716 78304 SH DFND 1 78304 0 0 ADVANCED MICRO DEVICES INC COM 007903107 185 10000 SH DFND 1 10000 0 0 ADVANSIX INC COM 00773T101 0 39 SH DFND 1 39 0 0 AFLAC INC COM 001055102 218 4781 SH DFND 1 4781 0 0 AIR PRODS & CHEMS INC COM 009158106 438 2736 SH DFND 1 2736 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1527 25000 SH DFND 1 25000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 14 3809 SH DFND 1 3809 0 0 ALBEMARLE CORP COM 012653101 794 10283 SH DFND 1 10283 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 136 1400 SH DFND 1 1400 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 39721 289778 SH DFND 1 289778 0 0 ALIGN TECHNOLOGY INC COM 016255101 142 680 SH DFND 1 680 0 0 ALLERGAN PLC SHS G0177J108 47438 354967 SH DFND 1 354967 0 0 ALPHABET INC CAP STK CL A 02079K305 150586 144148 SH DFND 1 144148 0 0 ALPHABET INC CAP STK CL C 02079K107 13581 13112 SH DFND 1 13112 0 0 ALTICE USA INC CL A 02156K103 674 40796 SH DFND 1 40796 0 0 ALTRIA GROUP INC COM 02209S103 784 15879 SH DFND 1 15879 0 0 AMAZON COM INC CALL 023135906 204 1200 SH Call DFND 1 1200 0 0 AMAZON COM INC COM 023135106 79239 52744 SH DFND 1 52744 0 0 AMBARELLA INC SHS G037AX101 315 9000 SH DFND 1 9000 0 0 AMBEV SA SPONSORED ADR 02319V103 32 8000 SH DFND 1 8000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 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ASSURANT INC COM 04621X108 18 200 SH DFND 1 200 0 0 AT&T INC COM 00206R102 787 27570 SH DFND 1 27570 0 0 ATLASSIAN CORP PLC CL A G06242104 13 150 SH DFND 1 150 0 0 AURORA CANNABIS INC COM 05156X108 30 6000 SH DFND 1 6000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 75 572 SH DFND 1 572 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 49 19000 SH DFND 1 19000 0 0 BAIDU INC SPON ADR REP A 056752108 998 6300 SH DFND 1 6300 0 0 BAKER HUGHES A GE CO CL A 05722G100 137 6400 SH DFND 1 6400 0 0 BALL CORP COM 058498106 9267 201530 SH DFND 1 201530 0 0 BALLARD PWR SYS INC NEW COM 058586108 138 57500 SH DFND 1 57500 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 66 6663 SH DFND 1 6663 0 0 BANK AMER CORP COM 060505104 742 30092 SH DFND 1 30092 0 0 BANK MONTREAL QUE COM 063671101 22 340 SH DFND 1 340 0 0 BANK N S HALIFAX COM 064149107 268 5390 SH DFND 1 5390 0 0 BANK NEW YORK MELLON CORP COM 064058100 10227 217300 SH DFND 1 217300 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 0 9 SH DFND 1 9 0 0 BARRICK GOLD CORP COM 067901108 806 59925 SH DFND 1 59925 0 0 BAUSCH HEALTH COS INC COM 071734107 27 1446 SH DFND 1 1446 0 0 BAXTER INTL INC COM 071813109 63 964 SH DFND 1 964 0 0 BB&T CORP COM 054937107 146 3360 SH DFND 1 3360 0 0 BCE INC COM NEW 05534B760 51 1280 SH DFND 1 1280 0 0 BECTON DICKINSON & CO COM 075887109 1577 7000 SH DFND 1 7000 0 0 BELLICUM PHARMACEUTICALS INC COM 079481107 4 1500 SH DFND 1 1500 0 0 BELMOND LTD CL A G1154H107 2052 82000 SH DFND 1 82000 0 0 BERKSHIRE HATHAWAY INC DEL CALL 084670902 54 3000 SH Call DFND 1 3000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 612 2 SH DFND 1 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5453 26710 SH DFND 1 26710 0 0 BEST BUY INC COM 086516101 63 1187 SH DFND 1 1187 0 0 BHP GROUP LIMITED SPONSORED ADS 088606108 31 650 SH DFND 1 650 0 0 BIOGEN INC COM 09062X103 1022 3393 SH DFND 1 3393 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 225 226000 PRN DFND 1 226000 0 0 BLACKROCK INC CALL 09247X901 4 1500 SH Call DFND 1 1500 0 0 BLACKROCK INC COM 09247X101 519 1323 SH DFND 1 1323 0 0 BOEING CO COM 097023105 1398 4340 SH DFND 1 4340 0 0 BOOKING HLDGS INC COM 09857L108 10962 6365 SH DFND 1 6365 0 0 BP PLC SPONSORED ADR 055622104 3939 103867 SH DFND 1 103867 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 14559 280099 SH DFND 1 280099 0 0 BROADCOM INC COM 11135F101 3176 12487 SH DFND 1 12487 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 36 370 SH DFND 1 370 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 14902 389000 SH DFND 1 389000 0 0 BUNGE LIMITED CALL G16962905 2 2500 SH Call DFND 1 2500 0 0 BUNGE LIMITED COM G16962105 981 18345 SH DFND 1 18345 0 0 CABOT OIL & GAS CORP COM 127097103 34 1500 SH DFND 1 1500 0 0 CADIZ INC COM NEW 127537207 73 7100 SH DFND 1 7100 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 0 14 SH DFND 1 14 0 0 CALLAWAY GOLF CO COM 131193104 23 1500 SH DFND 1 1500 0 0 CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 38 861 SH DFND 1 861 0 0 CANOPY GROWTH CORP COM 138035100 67 2500 SH DFND 1 2500 0 0 CATERPILLAR INC DEL CALL 149123901 105 20000 SH Call DFND 1 20000 0 0 CATERPILLAR INC DEL COM 149123101 4446 35010 SH DFND 1 35010 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 41 420 SH DFND 1 420 0 0 CELANESE CORP DEL COM 150870103 9 99 SH DFND 1 99 0 0 CELGENE CORP COM 151020104 1169 18260 SH DFND 1 18260 0 0 CENOVUS ENERGY INC COM 15135U109 35 5000 SH DFND 1 5000 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 6 2000 SH DFND 1 2000 0 0 CENTURYLINK INC COM 156700106 49 3227 SH DFND 1 3227 0 0 CERNER CORP COM 156782104 57 1100 SH DFND 1 1100 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 269 2614 SH DFND 1 2614 0 0 CHENIERE ENERGY INC COM NEW 16411R208 118 2000 SH DFND 1 2000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 15 7000 SH DFND 1 7000 0 0 CHEVRON CORP NEW COM 166764100 1602 14739 SH DFND 1 14739 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 48 1000 SH DFND 1 1000 0 0 CHUBB LIMITED COM H1467J104 19417 150316 SH DFND 1 150316 0 0 CIGNA CORP NEW COM 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2000 0 0 COSTCO WHSL CORP NEW COM 22160K105 11 54 SH DFND 1 54 0 0 COTY INC COM CL A 222070203 141 21500 SH DFND 1 21500 0 0 CSX CORP COM 126408103 25003 402491 SH DFND 1 402491 0 0 CTI BIOPHARMA CORP COM NEW 12648L601 1 800 SH DFND 1 800 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 9655 356822 SH DFND 1 356822 0 0 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 1013 1040000 PRN DFND 1 1040000 0 0 CUMMINS INC COM 231021106 111 831 SH DFND 1 831 0 0 CVS HEALTH CORP COM 126650100 33 503 SH DFND 1 503 0 0 DANAHER CORP DEL COM 235851102 200 1947 SH DFND 1 1947 0 0 DAQO NEW ENERGY CORP SPNSRD ADR NEW 23703Q203 61 2600 SH DFND 1 2600 0 0 DARDEN RESTAURANTS INC COM 237194105 94 937 SH DFND 1 937 0 0 DEERE & CO COM 244199105 367 2459 SH DFND 1 2459 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 55 1095 SH DFND 1 1095 0 0 DENTSPLY SIRONA INC COM 24906P109 2977 80000 SH DFND 1 80000 0 0 DESTINATION XL GROUP INC COM 25065K104 8 3500 SH DFND 1 3500 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 171 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DFND 1 40080 0 0 GILEAD SCIENCES INC COM 375558103 6662 106474 SH DFND 1 106474 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 478 12500 SH DFND 1 12500 0 0 GLOBAL X FDS GB MSCI AR ETF 37950E259 215 9145 SH DFND 1 9145 0 0 GLOBAL X FDS GBL X MSCI NIGER 37954Y665 247 15360 SH DFND 1 15360 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 212 7900 SH DFND 1 7900 0 0 GLOBAL X FDS MSCI GREECE ETF 37950E366 206 29785 SH DFND 1 29785 0 0 GLOBAL X FDS MSCI PAKISTAN 37950E689 188 23260 SH DFND 1 23260 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 72 4300 SH DFND 1 4300 0 0 GOLDCORP INC NEW COM 380956409 401 41000 SH DFND 1 41000 0 0 GOLDEN MINERALS CO COM 381119106 2 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1709 10234 SH DFND 1 10234 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 133 6500 SH DFND 1 6500 0 0 GOPRO INC CL A 38268T103 10 2500 SH DFND 1 2500 0 0 GREAT PANTHER SILVER LTD COM 39115V101 6 7900 SH DFND 1 7900 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 268 275000 PRN DFND 1 275000 0 0 HALLIBURTON CO COM 406216101 111 4155 SH DFND 1 4155 0 0 HARLEY DAVIDSON INC COM 412822108 34 1000 SH DFND 1 1000 0 0 HERSHEY CO COM 427866108 14 133 SH DFND 1 133 0 0 HESS CORP COM 42809H107 162 4000 SH DFND 1 4000 0 0 HOME DEPOT INC COM 437076102 35969 209326 SH DFND 1 209326 0 0 HONEYWELL INTL INC COM 438516106 164 1246 SH DFND 1 1246 0 0 HORMEL FOODS CORP COM 440452100 256 6000 SH DFND 1 6000 0 0 HP INC COM 40434L105 8 400 SH DFND 1 400 0 0 HUMANA INC COM 444859102 32 110 SH DFND 1 110 0 0 HUNTINGTON INGALLS INDS INC CALL 446413906 1 1000 SH Call DFND 1 1000 0 0 HYDROGENICS CORP NEW COM NEW 448883207 64 13000 SH DFND 1 13000 0 0 ILLINOIS TOOL WKS INC COM 452308109 6131 48394 SH DFND 1 48394 0 0 ILLUMINA INC COM 452327109 525 1750 SH DFND 1 1750 0 0 INCYTE CORP COM 45337C102 16 250 SH DFND 1 250 0 0 INGERSOLL-RAND PLC SHS G47791101 12588 137973 SH DFND 1 137973 0 0 INSYS THERAPEUTICS INC NEW COM NEW 45824V209 17 5000 SH DFND 1 5000 0 0 INTEL CORP CALL 458140900 105 15800 SH Call DFND 1 15800 0 0 INTEL CORP COM 458140100 36449 776662 SH DFND 1 776662 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 96 7000 SH DFND 1 7000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 53 700 SH DFND 1 700 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 836 7350 SH DFND 1 7350 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 11998 89350 SH DFND 1 89350 0 0 INTUIT COM 461202103 539 2735 SH DFND 1 2735 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 335 700 SH DFND 1 700 0 0 INVESCO CURNCYSHS JAPANESE Y CALL 46138W907 1 2000 SH Call DFND 1 2000 0 0 INVESCO CURRENCYSHARES EURO CALL 46138K903 1 1000 SH Call DFND 1 1000 0 0 INVESCO EXCHNG TRADED FD TR CHINA TECHNLGY 46138E800 24 600 SH DFND 1 600 0 0 INVESCO LTD SHS G491BT108 14 808 SH DFND 1 808 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3964 25694 SH DFND 1 25694 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 644 16855 SH DFND 1 16855 0 0 ISHARES INC MSCI BRIC INDX 464286657 131 3500 SH DFND 1 3500 0 0 ISHARES INC MSCI CHILE ETF 464286640 220 5315 SH DFND 1 5315 0 0 ISHARES INC MSCI COLMBIA ETF 46434G202 197 17670 SH DFND 1 17670 0 0 ISHARES INC MSCI EURZONE ETF 464286608 1302 37150 SH DFND 1 37150 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 38 750 SH DFND 1 750 0 0 ISHARES INC MSCI MEXICO ETF 464286822 362 8775 SH DFND 1 8775 0 0 ISHARES INC MSCI MLY ETF NEW 46434G814 227 7630 SH DFND 1 7630 0 0 ISHARES INC MSCI PAC JP ETF 464286665 391 9605 SH DFND 1 9605 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 213 6915 SH DFND 1 6915 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 206 6510 SH DFND 1 6510 0 0 ISHARES INC MSCI THAILND ETF 464286624 216 2605 SH DFND 1 2605 0 0 ISHARES INC MSCI WORLD ETF 464286392 1175 14900 SH DFND 1 14900 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 75342 564321 SH DFND 1 564321 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 70 575 SH DFND 1 575 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 26 246 SH DFND 1 246 0 0 ISHARES TR CORE S&P MCP ETF 464287507 123 739 SH DFND 1 739 0 0 ISHARES TR CORE S&P SCP ETF 464287804 159 2297 SH DFND 1 2297 0 0 ISHARES TR CORE S&P500 ETF 464287200 3321 13200 SH DFND 1 13200 0 0 ISHARES TR INTL TREA BD ETF 464288117 37759 779021 SH DFND 1 779021 0 0 ISHARES TR MSCI ACWI ETF 464288257 1267 19750 SH DFND 1 19750 0 0 ISHARES TR MSCI EAFE ETF 464287465 277 4716 SH DFND 1 4716 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3521 90150 SH DFND 1 90150 0 0 ISHARES TR MSCI INDIA ETF 46429B598 612 18400 SH DFND 1 18400 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 265 10685 SH DFND 1 10685 0 0 ISHARES TR MSCI PERU ETF 464289842 236 6640 SH DFND 1 6640 0 0 ISHARES TR MSCI PHILIPS ETF 46429B408 265 8300 SH DFND 1 8300 0 0 ISHARES TR MSCI POLAND ETF 46429B606 239 10370 SH DFND 1 10370 0 0 ISHARES TR MSCI QATAR ETF 46434V779 256 13845 SH DFND 1 13845 0 0 ISHARES TR MSCI SAUDI ARBIA 46434V423 235 8120 SH DFND 1 8120 0 0 ISHARES TR MSCI UAE ETF 46434V761 223 16295 SH DFND 1 16295 0 0 ISHARES TR ROBOTICS ARTIF 46435U556 9 460 SH DFND 1 460 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 302 2257 SH DFND 1 2257 0 0 ISHARES TR S&P US PFD STK 464288687 491 14350 SH DFND 1 14350 0 0 ISHARES TR U.S. ENERGY ETF 464287796 16 500 SH DFND 1 500 0 0 ISHARES TR US AER DEF ETF 464288760 52 300 SH DFND 1 300 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 175 19207 SH DFND 1 19207 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 1324 1455000 PRN DFND 1 1455000 0 0 JD COM INC SPON ADR CL A 47215P106 9353 446970 SH DFND 1 446970 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 89 9000 SH DFND 1 9000 0 0 JOHNSON & JOHNSON COM 478160104 20409 158135 SH DFND 1 158135 0 0 JOHNSON CTLS INTL PLC SHS G51502105 29 973 SH DFND 1 973 0 0 JPMORGAN CHASE & CO COM 46625H100 55273 566084 SH DFND 1 566084 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 29 300 SH DFND 1 300 0 0 KBR INC CALL 48242W906 2 32000 SH Call DFND 1 32000 0 0 KELLOGG CO COM 487836108 5131 90000 SH DFND 1 90000 0 0 KIMBERLY CLARK CORP COM 494368103 10255 90000 SH DFND 1 90000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 5 1500 SH DFND 1 1500 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 1095 42000 SH DFND 1 42000 0 0 KOHLS CORP COM 500255104 61 921 SH DFND 1 921 0 0 KRAFT HEINZ CO COM 500754106 6782 157586 SH DFND 1 157586 0 0 LAM RESEARCH CORP COM 512807108 157 1157 SH DFND 1 1157 0 0 LAS VEGAS SANDS CORP COM 517834107 63 1200 SH DFND 1 1200 0 0 LAUDER ESTEE COS INC CL A 518439104 1851 14228 SH DFND 1 14228 0 0 LEGG MASON INC COM 524901105 145 5680 SH DFND 1 5680 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 37 5500 SH DFND 1 5500 0 0 LINDE PLC COM G5494J103 36082 227806 SH DFND 1 227806 0 0 LINE CORP SPONSORED ADR 53567X101 10 300 SH DFND 1 300 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 14587 296239 SH DFND 1 296239 0 0 LOCKHEED MARTIN CORP COM 539830109 39 150 SH DFND 1 150 0 0 LOGITECH INTL S A SHS H50430232 11998 382574 SH DFND 1 382574 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 131 1566 SH DFND 1 1566 0 0 MACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 55608BAA3 623 621000 PRN DFND 1 621000 0 0 MAGNA INTL INC COM 559222401 476 10500 SH DFND 1 10500 0 0 MAGNEGAS APPLIED TECHNLGY SO COM 55939M101 0 2000 SH DFND 1 2000 0 0 MARATHON OIL CORP COM 565849106 108 7500 SH DFND 1 7500 0 0 MARATHON PETE CORP COM 56585A102 1450 24571 SH DFND 1 24571 0 0 MARSH & MCLENNAN COS INC COM 571748102 3319 41605 SH DFND 1 41605 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 7 430 SH DFND 1 430 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1015 5383 SH DFND 1 5383 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 138 2711 SH DFND 1 2711 0 0 MCDONALDS CORP COM 580135101 14944 84164 SH DFND 1 84164 0 0 MCEWEN MNG INC CALL 58039P907 1 5000 SH Call DFND 1 5000 0 0 MCKESSON CORP COM 58155Q103 19 171 SH DFND 1 171 0 0 MEDTRONIC PLC SHS G5960L103 10081 110850 SH DFND 1 110850 0 0 MERCK & CO INC COM 58933Y105 29767 389624 SH DFND 1 389624 0 0 METHODE ELECTRS INC COM 591520200 3 150 SH DFND 1 150 0 0 METLIFE INC CALL 59156R908 14 15000 SH Call DFND 1 15000 0 0 METLIFE INC COM 59156R108 19681 479335 SH DFND 1 479335 0 0 MGM RESORTS INTERNATIONAL COM 552953101 4 180 SH DFND 1 180 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 660 17400 SH DFND 1 17400 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 2585 2631000 PRN DFND 1 2631000 0 0 MICRON TECHNOLOGY INC COM 595112103 427 13429 SH DFND 1 13429 0 0 MICROSOFT CORP CALL 594918904 155 10000 SH Call DFND 1 10000 0 0 MICROSOFT CORP COM 594918104 50622 498387 SH DFND 1 498387 0 0 MOLECULAR TEMPLATES INC COM 608550109 5 1227 SH DFND 1 1227 0 0 MOLSON COORS BREWING CO CL B 60871R209 8 150 SH DFND 1 150 0 0 MONDELEZ INTL INC CL A 609207105 64335 1607766 SH DFND 1 1607766 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 231 4707 SH DFND 1 4707 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 20 1000 SH DFND 1 1000 0 0 MYLAN N V SHS EURO N59465109 137 5000 SH DFND 1 5000 0 0 NASDAQ INC COM 631103108 37 450 SH DFND 1 450 0 0 NATIONAL OILWELL VARCO INC COM 637071101 28 1091 SH DFND 1 1091 0 0 NEOVASC INC COM NEW 64065J205 1 850 SH DFND 1 850 0 0 NETAPP INC COM 64110D104 24 395 SH DFND 1 395 0 0 NETEASE INC SPONSORED ADR 64110W102 16 70 SH DFND 1 70 0 0 NETFLIX INC COM 64110L106 4965 18552 SH DFND 1 18552 0 0 NEWELL BRANDS INC COM 651229106 37 2000 SH DFND 1 2000 0 0 NEWMONT MINING CORP COM 651639106 3402 98171 SH DFND 1 98171 0 0 NIKE INC CL B 654106103 5432 73291 SH DFND 1 73291 0 0 NIO INC SPON ADS 62914V106 76 12000 SH DFND 1 12000 0 0 NOBLE CORP PLC SHS USD G65431101 5 2000 SH DFND 1 2000 0 0 NOBLE ENERGY INC COM 655044105 1660 88460 SH DFND 1 88460 0 0 NOKIA CORP SPONSORED ADR 654902204 0 85 SH DFND 1 85 0 0 NORTHROP GRUMMAN CORP COM 666807102 343 1400 SH DFND 1 1400 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1347 15700 SH DFND 1 15700 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 432 498000 PRN DFND 1 498000 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 340 320000 PRN DFND 1 320000 0 0 NVIDIA CORP COM 67066G104 3011 22570 SH DFND 1 22570 0 0 NXP SEMICONDUCTORS N V COM N6596X109 529 7225 SH DFND 1 7225 0 0 NXP SEMICONDUCTORS N V NOTE 1.000%12/0 62952QAB6 1268 1262000 PRN DFND 1 1262000 0 0 OASMIA PHARMACEUTICAL AB ADR 67421W109 107 33300 SH DFND 1 33300 0 0 OBSEVA SA COM H5861P103 29 2300 SH DFND 1 2300 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 9163 149227 SH DFND 1 149227 0 0 OCULAR THERAPEUTIX INC COM 67576A100 3 700 SH DFND 1 700 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 0 4000 SH DFND 1 4000 0 0 OI S A SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 ORACLE CORP COM 68389X105 685 15190 SH DFND 1 15190 0 0 OSIRIS THERAPEUTICS INC NEW COM 68827R108 405 29992 SH DFND 1 29992 0 0 OVERSTOCK COM INC DEL COM 690370101 14 1000 SH DFND 1 1000 0 0 PACCAR INC COM 693718108 26 449 SH DFND 1 449 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 74 10000 SH DFND 1 10000 0 0 PALO ALTO NETWORKS INC COM 697435105 17419 92464 SH DFND 1 92464 0 0 PARKER HANNIFIN CORP COM 701094104 21 139 SH DFND 1 139 0 0 PAYCHEX INC COM 704326107 112 1723 SH DFND 1 1723 0 0 PAYPAL HLDGS INC COM 70450Y103 3685 43818 SH DFND 1 43818 0 0 PEPSICO INC COM 713448108 936 8492 SH DFND 1 8492 0 0 PERSPECTA INC COM 715347100 0 17 SH DFND 1 17 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 214 18440 SH DFND 1 18440 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 56 4275 SH DFND 1 4275 0 0 PFIZER INC COM 717081103 7380 169041 SH DFND 1 169041 0 0 PG&E CORP COM 69331C108 45 1877 SH DFND 1 1877 0 0 PHILIP MORRIS INTL INC COM 718172109 728 10900 SH DFND 1 10900 0 0 PHILLIPS 66 COM 718546104 527 6118 SH DFND 1 6118 0 0 PIONEER NAT RES CO COM 723787107 6 45 SH DFND 1 45 0 0 PLUG POWER INC COM NEW 72919P202 4 3000 SH DFND 1 3000 0 0 POLARIS INDS INC COM 731068102 7 90 SH DFND 1 90 0 0 PPG INDS INC COM 693506107 4668 45662 SH DFND 1 45662 0 0 PPL CORP COM 69351T106 199 7045 SH DFND 1 7045 0 0 PRICE T ROWE GROUP INC COM 74144T108 24 265 SH DFND 1 265 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 3310 2980000 PRN DFND 1 2980000 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 64 1452 SH DFND 1 1452 0 0 PROCTER AND GAMBLE CO COM 742718109 10904 118628 SH DFND 1 118628 0 0 PROLOGIS INC COM 74340W103 100 1709 SH DFND 1 1709 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 50 1437 SH DFND 1 1437 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 798 795000 PRN DFND 1 795000 0 0 PRUDENTIAL FINL INC CALL 744320902 3 7000 SH Call DFND 1 7000 0 0 PUBLIC STORAGE COM 74460D109 109 537 SH DFND 1 537 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 78 1488 SH DFND 1 1488 0 0 QIAGEN NV DEBT 1.000%11/1 N72482AT4 597 600000 PRN DFND 1 600000 0 0 QIAGEN NV SHS NEW N72482123 1960 57777 SH DFND 1 57777 0 0 QUALCOMM INC COM 747525103 1189 20862 SH DFND 1 20862 0 0 RANDGOLD RES LTD ADR 752344309 382 4600 SH DFND 1 4600 0 0 RANGE RES CORP COM 75281A109 5044 527308 SH DFND 1 527308 0 0 RAYTHEON CO COM NEW 755111507 364 2371 SH DFND 1 2371 0 0 RED HAT INC COM 756577102 18003 102500 SH DFND 1 102500 0 0 REGENERON PHARMACEUTICALS COM 75886F107 552 1478 SH DFND 1 1478 0 0 REPUBLIC SVCS INC COM 760759100 14 200 SH DFND 1 200 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 3 165 SH DFND 1 165 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 60 1150 SH DFND 1 1150 0 0 RIO TINTO PLC SPONSORED ADR 767204100 542 11200 SH DFND 1 11200 0 0 ROPER TECHNOLOGIES INC COM 776696106 208 780 SH DFND 1 780 0 0 ROSS STORES INC COM 778296103 41 494 SH DFND 1 494 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 239 3500 SH DFND 1 3500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 644 10740 SH DFND 1 10740 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 223 3820 SH DFND 1 3820 0 0 S&P GLOBAL INC COM 78409V104 28075 165185 SH DFND 1 165185 0 0 SALESFORCE COM INC COM 79466L302 841 6138 SH DFND 1 6138 0 0 SANGAMO THERAPEUTICS INC COM 800677106 115 10000 SH DFND 1 10000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 9 210 SH DFND 1 210 0 0 SCORPIO BULKERS INC COM Y7546A122 11 2000 SH DFND 1 2000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 18 360 SH DFND 1 360 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 17 200 SH DFND 1 200 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 24 1000 SH DFND 1 1000 0 0 SELECTA BIOSCIENCES INC COM 816212104 25 9500 SH DFND 1 9500 0 0 SERVICE CORP INTL COM 817565104 30 750 SH DFND 1 750 0 0 SHIRE PLC SPONSORED ADR 82481R106 1 6 SH DFND 1 6 0 0 SHOPIFY INC CL A 82509L107 37 270 SH DFND 1 270 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADS 82655M107 0 35 SH DFND 1 35 0 0 SILVERCORP METALS INC COM 82835P103 6 2790 SH DFND 1 2790 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 281 4196 SH DFND 1 4196 0 0 SMART GLOBAL HLDGS INC SHS G8232Y101 89 3000 SH DFND 1 3000 0 0 SNAP INC CL A 83304A106 57 10300 SH DFND 1 10300 0 0 SNAP ON INC COM 833034101 80 551 SH DFND 1 551 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 119 3400 SH DFND 1 3400 0 0 SOUTHWEST AIRLS CO COM 844741108 20 434 SH DFND 1 434 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 420 1805 SH DFND 1 1805 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 333 2744 SH DFND 1 2744 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 83 2500 SH DFND 1 2500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6760 27048 SH DFND 1 27048 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 51 575 SH DFND 1 575 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 2305 2300000 PRN DFND 1 2300000 0 0 SPLUNK INC COM 848637104 15 140 SH DFND 1 140 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 44508 392287 SH DFND 1 392287 0 0 SPROUTS FMRS MKT INC COM 85208M102 2944 125212 SH DFND 1 125212 0 0 SQUARE INC CL A 852234103 92 1640 SH DFND 1 1640 0 0 SSR MNG INC COM 784730103 208 17200 SH DFND 1 17200 0 0 STANLEY BLACK & DECKER INC COM 854502101 21 179 SH DFND 1 179 0 0 STARBUCKS CORP COM 855244109 793 12324 SH DFND 1 12324 0 0 STEEL CONNECT INC COM 858098106 2 800 SH DFND 1 800 0 0 STRYKER CORP COM 863667101 72 460 SH DFND 1 460 0 0 SUNCOR ENERGY INC NEW COM 867224107 120 4300 SH DFND 1 4300 0 0 SVB FINL GROUP COM 78486Q101 6 32 SH DFND 1 32 0 0 SYNCHRONY FINL COM 87165B103 4849 206697 SH DFND 1 206697 0 0 T MOBILE US INC COM 872590104 10 150 SH DFND 1 150 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 7586 205516 SH DFND 1 205516 0 0 TAPESTRY INC COM 876030107 180 5332 SH DFND 1 5332 0 0 TATA MTRS LTD SPONSORED ADR 876568502 21 1700 SH DFND 1 1700 0 0 TE CONNECTIVITY LTD REG SHS H84989104 6904 91280 SH DFND 1 91280 0 0 TECHNIPFMC PLC COM G87110105 153 7581 SH DFND 1 7581 0 0 TELADOC HEALTH INC COM 87918A105 31 625 SH DFND 1 625 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 3 212 SH DFND 1 212 0 0 TESLA INC COM 88160R101 773 2332 SH DFND 1 2332 0 0 TESLA INC PUT 88160R951 9 400 SH Put DFND 1 400 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 829 53800 SH DFND 1 53800 0 0 TEXAS INSTRS INC COM 882508104 11256 119119 SH DFND 1 119119 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 27824 124278 SH DFND 1 124278 0 0 TIFFANY & CO NEW COM 886547108 7001 86950 SH DFND 1 86950 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1 45 SH DFND 1 45 0 0 TJX COS INC NEW COM 872540109 43 964 SH DFND 1 964 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 124 2500 SH DFND 1 2500 0 0 TRANSCANADA CORP COM 89353D107 91 2554 SH DFND 1 2554 0 0 TRANSENTERIX INC COM NEW 89366M201 23 10000 SH DFND 1 10000 0 0 TRANSOCEAN LTD REG SHS H8817H100 9 1384 SH DFND 1 1384 0 0 TURQUOISE HILL RES LTD COM 900435108 80 48445 SH DFND 1 48445 0 0 TUTOR PERINI CORP COM 901109108 8 500 SH DFND 1 500 0 0 TWILIO INC CL A 90138F102 62 700 SH DFND 1 700 0 0 TWITTER INC COM 90184L102 184 6400 SH DFND 1 6400 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 1458 1500000 PRN DFND 1 1500000 0 0 TYSON FOODS INC CL A 902494103 57 1065 SH DFND 1 1065 0 0 UBS GROUP AG SHS H42097107 38222 3080162 SH DFND 1 3080162 0 0 ULTA BEAUTY INC COM 90384S303 28 113 SH DFND 1 113 0 0 UNDER ARMOUR INC CL A 904311107 22 1268 SH DFND 1 1268 0 0 UNILEVER N V N Y SHS NEW 904784709 20982 390000 SH DFND 1 390000 0 0 UNILEVER PLC SPON ADR NEW 904767704 256 4900 SH DFND 1 4900 0 0 UNION PAC CORP COM 907818108 276 2000 SH DFND 1 2000 0 0 UNITED STATES OIL FUND LP CALL 91232N908 0 1000 SH Call DFND 1 1000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 12680 119086 SH DFND 1 119086 0 0 UNITEDHEALTH GROUP INC COM 91324P102 410 1645 SH DFND 1 1645 0 0 UNUM GROUP COM 91529Y106 5656 192300 SH DFND 1 192300 0 0 V F CORP COM 918204108 724 10150 SH DFND 1 10150 0 0 VALE S A ADR 91912E105 1267 96073 SH DFND 1 96073 0 0 VALERO ENERGY CORP NEW COM 91913Y100 105 1411 SH DFND 1 1411 0 0 VANECK VECTORS ETF TR AFRICA INDEX ETF 92189F866 81 4100 SH DFND 1 4100 0 0 VANECK VECTORS ETF TR CALL 92189F903 2 2000 SH Call DFND 1 2000 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 241 8000 SH DFND 1 8000 0 0 VANECK VECTORS ETF TR OIL REFINERS ETF 92189F585 110 4100 SH DFND 1 4100 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 34 700 SH DFND 1 700 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 3802 62712 SH DFND 1 62712 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 59414 795265 SH DFND 1 795265 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5702 101417 SH DFND 1 101417 0 0 VERSUM MATLS INC COM 92532W103 66 2400 SH DFND 1 2400 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 50 300 SH DFND 1 300 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 304 305000 PRN DFND 1 305000 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 3403 3439000 PRN DFND 1 3439000 0 0 VISA INC CALL 92826C909 94 10500 SH Call DFND 1 10500 0 0 VISA INC COM CL A 92826C839 101205 766990 SH DFND 1 766990 0 0 VMWARE INC CL A COM 928563402 727 5300 SH DFND 1 5300 0 0 VOYA FINL INC COM 929089100 7 180 SH DFND 1 180 0 0 VULCAN MATLS CO COM 929160109 603 6100 SH DFND 1 6100 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1156 16943 SH DFND 1 16943 0 0 WALMART INC COM 931142103 1328 14254 SH DFND 1 14254 0 0 WASTE MGMT INC DEL COM 94106L109 1912 21495 SH DFND 1 21495 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 1 900 SH DFND 1 900 0 0 WELLS FARGO CO NEW COM 949746101 7737 167933 SH DFND 1 167933 0 0 WESTERN DIGITAL CORP COM 958102105 11 306 SH DFND 1 306 0 0 WESTERN UN CO COM 959802109 85 5000 SH DFND 1 5000 0 0 WEYERHAEUSER CO COM 962166104 68 3090 SH DFND 1 3090 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 60 3100 SH DFND 1 3100 0 0 WINDSTREAM HLDGS INC COM PAR 97382A309 1 525 SH DFND 1 525 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 601 17943 SH DFND 1 17943 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 533 11500 SH DFND 1 11500 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 141 3670 SH DFND 1 3670 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 1448 1170000 PRN DFND 1 1170000 0 0 WORLDPAY INC CL A 981558109 9 120 SH DFND 1 120 0 0 YUM BRANDS INC COM 988498101 328 3570 SH DFND 1 3570 0 0 YUM CHINA HLDGS INC COM 98850P109 5425 161814 SH DFND 1 161814 0 0 YY INC ADS REPCOM CLA 98426T106 41 680 SH DFND 1 680 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 24 230 SH DFND 1 230 0 0 ZOETIS INC CL A 98978V103 128 1500 SH DFND 1 1500 0 0 3M CO COM 88579Y101 229 1200 SH DFND 2 1200 0 0 ABBVIE INC COM 00287Y109 4700 51010 SH DFND 2 51010 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 997 7275 SH DFND 2 7275 0 0 ALLERGAN PLC SHS G0177J108 454 3400 SH DFND 2 3400 0 0 ALPHABET INC CAP STK CL A 02079K305 5685 5443 SH DFND 2 5443 0 0 ALPHABET INC CAP STK CL C 02079K107 2071 2000 SH DFND 2 2000 0 0 AMAZON COM INC COM 023135106 1202 800 SH DFND 2 800 0 0 AMBEV SA SPONSORED ADR 02319V103 35 9000 SH DFND 2 9000 0 0 AMYRIS INC COM NEW 03236M200 989 296000 SH DFND 2 296000 0 0 APPLE INC COM 037833100 2886 18285 SH DFND 2 18285 0 0 AT&T INC COM 00206R102 20 700 SH DFND 2 700 0 0 BANCO SANTANDER SA ADR 05964H105 31 6854 SH DFND 2 6854 0 0 BANK AMER CORP COM 060505104 246 10000 SH DFND 2 10000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 103 505 SH DFND 2 505 0 0 BRIGHTHOUSE FINL INC COM 10922N103 22 727 SH DFND 2 727 0 0 BUNGE LIMITED COM G16962105 385 7200 SH DFND 2 7200 0 0 CAMDEN PPTY TR SH BEN INT 133131102 26 300 SH DFND 2 300 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 43 9000 SH DFND 2 9000 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 112 2350 SH DFND 2 2350 0 0 CHUBB LIMITED COM H1467J104 1292 10000 SH DFND 2 10000 0 0 COCA COLA CO COM 191216100 275 5800 SH DFND 2 5800 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1143 18000 SH DFND 2 18000 0 0 COLGATE PALMOLIVE CO COM 194162103 68 1140 SH DFND 2 1140 0 0 COMCAST CORP NEW CL A 20030N101 1252 36750 SH DFND 2 36750 0 0 COSTCO WHSL CORP NEW COM 22160K105 41 200 SH DFND 2 200 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 101 720 SH DFND 2 720 0 0 EOG RES INC COM 26875P101 2610 29950 SH DFND 2 29950 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 633 19500 SH DFND 2 19500 0 0 EXELON CORP COM 30161N101 23 500 SH DFND 2 500 0 0 FACEBOOK INC CL A 30303M102 944 7200 SH DFND 2 7200 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 60 700 SH DFND 2 700 0 0 HOME DEPOT INC COM 437076102 2794 16250 SH DFND 2 16250 0 0 HONDA MOTOR LTD AMERN SHS 438128308 16 600 SH DFND 2 600 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1620 10500 SH DFND 2 10500 0 0 ISHARES GOLD TRUST ISHARES 464285105 43 3500 SH DFND 2 3500 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 444 8750 SH DFND 2 8750 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 60 1900 SH DFND 2 1900 0 0 ISHARES TR 0-5YR INVT GR CP 46434V100 109 2200 SH DFND 2 2200 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4300 35395 SH DFND 2 35395 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 352 9000 SH DFND 2 9000 0 0 ISHARES TR CORE S&P500 ETF 464287200 503 2000 SH DFND 2 2000 0 0 ISHARES TR CORE US AGGBD ET 464287226 2140 20100 SH DFND 2 20100 0 0 ISHARES TR EAFE VALUE ETF 464288877 48 1061 SH DFND 2 1061 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 249 4950 SH DFND 2 4950 0 0 ISHARES TR IBOXX HI YD ETF 464288513 251 3100 SH DFND 2 3100 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2740 24300 SH DFND 2 24300 0 0 ISHARES TR JPX NIKKEI 400 464287382 453 8300 SH DFND 2 8300 0 0 ISHARES TR MSCI ACWI ETF 464288257 1232 19200 SH DFND 2 19200 0 0 ISHARES TR MSCI EAFE ETF 464287465 529 9000 SH DFND 2 9000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2832 72500 SH DFND 2 72500 0 0 ISHARES TR NORTH AMERN NAT 464287374 311 11485 SH DFND 2 11485 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 62 812 SH DFND 2 812 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 777 5800 SH DFND 2 5800 0 0 ISHARES TR TIPS BD ETF 464287176 6 55 SH DFND 2 55 0 0 JOHNSON & JOHNSON COM 478160104 3543 27465 SH DFND 2 27465 0 0 JPMORGAN CHASE & CO COM 46625H100 1015 10400 SH DFND 2 10400 0 0 LILLY ELI & CO COM 532457108 93 800 SH DFND 2 800 0 0 LINDE PLC COM G5494J103 800 5050 SH DFND 2 5050 0 0 LOGITECH INTL S A SHS H50430232 48 1525 SH DFND 2 1525 0 0 MARATHON PETE CORP COM 56585A102 2577 43684 SH DFND 2 43684 0 0 MCDONALDS CORP COM 580135101 1612 9075 SH DFND 2 9075 0 0 MERCK & CO INC COM 58933Y105 1039 13590 SH DFND 2 13590 0 0 METLIFE INC COM 59156R108 328 8000 SH DFND 2 8000 0 0 MICROSOFT CORP COM 594918104 345 3400 SH DFND 2 3400 0 0 MONDELEZ INTL INC CL A 609207105 1959 48970 SH DFND 2 48970 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 121 2500 SH DFND 2 2500 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 246 4000 SH DFND 2 4000 0 0 ORACLE CORP COM 68389X105 2379 52650 SH DFND 2 52650 0 0 PALO ALTO NETWORKS INC COM 697435105 509 2700 SH DFND 2 2700 0 0 PEPSICO INC COM 713448108 1617 14625 SH DFND 2 14625 0 0 PFIZER INC COM 717081103 22 500 SH DFND 2 500 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2651 26275 SH DFND 2 26275 0 0 PROCTER AND GAMBLE CO COM 742718109 281 3056 SH DFND 2 3056 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 940 30000 SH DFND 2 30000 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 82 1600 SH DFND 2 1600 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1402 20500 SH DFND 2 20500 0 0 SAP SE SPON ADR 803054204 418 4200 SH DFND 2 4200 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2070 17075 SH DFND 2 17075 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 25 100 SH DFND 2 100 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 2550 98000 SH DFND 2 98000 0 0 SPROUTS FMRS MKT INC COM 85208M102 541 23000 SH DFND 2 23000 0 0 STARBUCKS CORP COM 855244109 2851 44275 SH DFND 2 44275 0 0 SUNCOR ENERGY INC NEW COM 867224107 1562 55925 SH DFND 2 55925 0 0 SYNCHRONY FINL COM 87165B103 1472 62750 SH DFND 2 62750 0 0 TE CONNECTIVITY LTD REG SHS H84989104 2211 29200 SH DFND 2 29200 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 45 200 SH DFND 2 200 0 0 TJX COS INC NEW COM 872540109 2185 48840 SH DFND 2 48840 0 0 UBS GROUP AG SHS H42097107 284 22890 SH DFND 2 22890 0 0 UNITED TECHNOLOGIES CORP COM 913017109 373 3500 SH DFND 2 3500 0 0 US BANCORP DEL COM NEW 902973304 2853 62450 SH DFND 2 62450 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 438 7700 SH DFND 2 7700 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 978 20100 SH DFND 2 20100 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 375 6670 SH DFND 2 6670 0 0 VISA INC COM CL A 92826C839 446 3380 SH DFND 2 3380 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 11 20000 SH DFND 2 20000 0 0 WELLS FARGO CO NEW COM 949746101 2795 60675 SH DFND 2 60675 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 1524 45500 SH DFND 2 45500 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 116 2500 SH DFND 2 2500 0 0