Executive Vice President

0001420506-18-000919.txt : 20181113 0001420506-18-000919.hdr.sgml : 20181113 20181113123953 ACCESSION NUMBER: 0001420506-18-000919 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 181176725 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001615423 XXXXXXXX 09-30-2018 09-30-2018 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 11-13-2018 2 751 2854872 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001528147 028-16548 Lombard Odier Transatlantic Ltd INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA 3M CO COM 88579Y101 899 4265 SH DFND 4265 0 0 ABBOTT LABS COM 002824100 87 1192 SH DFND 1192 0 0 ABBVIE INC COM 00287Y109 8048 85104 SH DFND 85104 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 42 249 SH DFND 249 0 0 ACTIVISION BLIZZARD INC COM 00507V109 99 1196 SH DFND 1196 0 0 AFLAC INC COM 001055102 57 1221 SH DFND 1221 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 20717 125736 SH DFND 125736 0 0 ALLERGAN PLC SHS 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AMAZON COM INC CALL 023135906 889 1800 SH Call DFND 1 1800 0 0 AMAZON COM INC COM 023135106 80599 40247 SH DFND 1 40247 0 0 AMBEV SA SPONSORED ADR 02319V103 36 8000 SH DFND 1 8000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 44 2500 SH DFND 1 2500 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1 61 SH DFND 1 61 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1 25 SH DFND 1 25 0 0 AMERIPRISE FINL INC COM 03076C106 4 30 SH DFND 1 30 0 0 AMETEK INC NEW COM 031100100 25021 316206 SH DFND 1 316206 0 0 AMGEN INC COM 031162100 40977 197691 SH DFND 1 197691 0 0 ANADARKO PETE CORP COM 032511107 506 7500 SH DFND 1 7500 0 0 ANDEAVOR COM 03349M105 2095 13652 SH DFND 1 13652 0 0 ANNALY CAP MGMT INC COM 035710409 3 300 SH DFND 1 300 0 0 ANTHEM INC COM 036752103 438 1600 SH DFND 1 1600 0 0 APOLLO INVT CORP COM 03761U106 10 1799 SH DFND 1 1799 0 0 APPLE INC COM 037833100 111403 493507 SH DFND 1 493507 0 0 APPLE INC PUT 037833950 27 50000 SH Put DFND 1 50000 0 0 APPLIED MATLS INC COM 038222105 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LIFESCIENCES CORP COM 28176E108 87 500 SH DFND 1 500 0 0 ELECTRONIC ARTS INC COM 285512109 386 3200 SH DFND 1 3200 0 0 EMCORE CORP COM NEW 290846203 47 10000 SH DFND 1 10000 0 0 EMERSON ELEC CO COM 291011104 203 2635 SH DFND 1 2635 0 0 ENCANA CORP COM 292505104 65 5000 SH DFND 1 5000 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 8 3400 SH DFND 1 3400 0 0 EOG RES INC COM 26875P101 15434 121005 SH DFND 1 121005 0 0 EQT CORP COM 26884L109 12 270 SH DFND 1 270 0 0 EQUINIX INC COM PAR $0.001 29444U700 191 441 SH DFND 1 441 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 184 4600 SH DFND 1 4600 0 0 EURONET WORLDWIDE INC NOTE 1.500%10/0 298736AH2 621 445000 PRN DFND 1 445000 0 0 EVER GLORY INTL GRP INC COM NEW 299766204 7 2000 SH DFND 1 2000 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 36 850 SH DFND 1 850 0 0 EXELON CORP COM 30161N101 4304 98570 SH DFND 1 98570 0 0 EXPEDIA GROUP INC COM NEW 30212P303 8499 65158 SH DFND 1 65158 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 53 555 SH DFND 1 555 0 0 EXXON MOBIL CORP COM 30231G102 9901 116443 SH DFND 1 116443 0 0 FACEBOOK INC CL A 30303M102 59622 362567 SH DFND 1 362567 0 0 FASTENAL CO COM 311900104 41 705 SH DFND 1 705 0 0 FEDEX CORP COM 31428X106 3629 15070 SH DFND 1 15070 0 0 FERRARI N V COM N3167Y103 1763 12800 SH DFND 1 12800 0 0 FERROGLOBE PLC SHS G33856108 8 1000 SH DFND 1 1000 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 465 26406 SH DFND 1 26406 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 18 3200 SH DFND 1 3200 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 63 2200 SH DFND 1 2200 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 131 14223 SH DFND 1 14223 0 0 FORTUNA SILVER MINES INC COM 349915108 27 6200 SH DFND 1 6200 0 0 FRANCO NEVADA CORP COM 351858105 138 2200 SH DFND 1 2200 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2158 155004 SH DFND 1 155004 0 0 GALLAGHER ARTHUR J & CO COM 363576109 117 1570 SH DFND 1 1570 0 0 GARMIN LTD SHS H2906T109 6353 90700 SH DFND 1 90700 0 0 GARTNER INC COM 366651107 49 310 SH DFND 1 310 0 0 GENERAL ELECTRIC CO COM 369604103 1495 132570 SH DFND 1 132570 0 0 GENERAL MLS INC COM 370334104 65238 1520000 SH DFND 1 1520000 0 0 GENERAL MTRS CO COM 37045V100 117 3468 SH DFND 1 3468 0 0 GERDAU S A SPON ADR REP PFD 373737105 170 40080 SH DFND 1 40080 0 0 GILEAD SCIENCES INC COM 375558103 8191 106060 SH DFND 1 106060 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 503 12500 SH DFND 1 12500 0 0 GLOBAL X FDS FINTECH ETF 37954Y814 101 3500 SH DFND 1 3500 0 0 GLOBAL X FDS GB MSCI AR ETF 37950E259 243 9145 SH DFND 1 9145 0 0 GLOBAL X FDS GBL X MSCI NIGER 37954Y665 237 13140 SH DFND 1 13140 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 272 8200 SH DFND 1 8200 0 0 GLOBAL X FDS MSCI GREECE ETF 37950E366 220 26555 SH DFND 1 26555 0 0 GLOBAL X FDS MSCI PAKISTAN 37950E689 235 22110 SH DFND 1 22110 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 98 4300 SH DFND 1 4300 0 0 GOLDCORP INC NEW COM 380956409 723 71000 SH DFND 1 71000 0 0 GOLDEN MINERALS CO COM 381119106 2 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2264 10100 SH DFND 1 10100 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 152 6500 SH DFND 1 6500 0 0 GOPRO INC CL A 38268T103 18 2500 SH DFND 1 2500 0 0 GREAT PANTHER SILVER LTD COM 39115V101 7 7900 SH DFND 1 7900 0 0 GRUBHUB INC COM 400110102 83 600 SH DFND 1 600 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 295 275000 PRN DFND 1 275000 0 0 HAIN CELESTIAL GROUP INC COM 405217100 136 5000 SH DFND 1 5000 0 0 HALLIBURTON CO COM 406216101 79 1950 SH DFND 1 1950 0 0 HARLEY DAVIDSON INC COM 412822108 45 1000 SH DFND 1 1000 0 0 HESS CORP COM 42809H107 286 4000 SH DFND 1 4000 0 0 HOME DEPOT INC COM 437076102 45579 220018 SH DFND 1 220018 0 0 HONEYWELL INTL INC COM 438516106 167 1000 SH DFND 1 1000 0 0 HORMEL FOODS CORP COM 440452100 236 6000 SH DFND 1 6000 0 0 HP INC COM 40434L105 13 508 SH DFND 1 508 0 0 HYDROGENICS CORP NEW COM NEW 448883207 95 13000 SH DFND 1 13000 0 0 ILLINOIS TOOL WKS INC COM 452308109 6816 48300 SH DFND 1 48300 0 0 ILLUMINA INC COM 452327109 321 875 SH DFND 1 875 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 2146 1420000 PRN DFND 1 1420000 0 0 INCYTE CORP COM 45337C102 17 250 SH DFND 1 250 0 0 INGERSOLL-RAND PLC SHS G47791101 14353 140293 SH DFND 1 140293 0 0 INSYS THERAPEUTICS INC NEW COM NEW 45824V209 10 1000 SH DFND 1 1000 0 0 INTEL CORP CALL 458140900 178 34300 SH Call DFND 1 34300 0 0 INTEL CORP COM 458140100 35072 741611 SH DFND 1 741611 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 200 7000 SH DFND 1 7000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 43 570 SH DFND 1 570 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1256 8312 SH DFND 1 8312 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 12430 89350 SH DFND 1 89350 0 0 INTUIT COM 461202103 108 475 SH DFND 1 475 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 522 910 SH DFND 1 910 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 51 850 SH DFND 1 850 0 0 INVESCO EXCHNG TRADED FD TR CHINA TECHNLGY 46138E800 29 600 SH DFND 1 600 0 0 INVESCO LTD SHS G491BT108 65 2879 SH DFND 1 2879 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4393 23650 SH DFND 1 23650 0 0 ISHARES INC CALL 46434G904 1 1000 SH Call DFND 1 1000 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 445 13175 SH DFND 1 13175 0 0 ISHARES INC MSCI BRIC INDX 464286657 141 3500 SH DFND 1 3500 0 0 ISHARES INC MSCI CHILE ETF 464286640 241 5315 SH DFND 1 5315 0 0 ISHARES INC MSCI COLMBIA ETF 46434G202 225 16265 SH DFND 1 16265 0 0 ISHARES INC MSCI EURZONE ETF 464286608 1523 37150 SH DFND 1 37150 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 45 750 SH DFND 1 750 0 0 ISHARES INC MSCI MEXICO ETF 464286822 476 9290 SH DFND 1 9290 0 0 ISHARES INC MSCI MLY ETF NEW 46434G814 254 7860 SH DFND 1 7860 0 0 ISHARES INC MSCI PAC JP ETF 464286665 437 9605 SH DFND 1 9605 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 253 7205 SH DFND 1 7205 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 257 6805 SH DFND 1 6805 0 0 ISHARES INC MSCI THAILND ETF 464286624 278 2950 SH DFND 1 2950 0 0 ISHARES INC MSCI WORLD ETF 464286392 1367 14900 SH DFND 1 14900 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 44773 348235 SH DFND 1 348235 0 0 ISHARES TR CORE S&P500 ETF 464287200 2839 9700 SH DFND 1 9700 0 0 ISHARES TR INTL TREA BD ETF 464288117 24604 510873 SH DFND 1 510873 0 0 ISHARES TR MSCI ACWI ETF 464288257 1467 19750 SH DFND 1 19750 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2350 54750 SH DFND 1 54750 0 0 ISHARES TR MSCI INDIA ETF 46429B598 589 18160 SH DFND 1 18160 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 245 10685 SH DFND 1 10685 0 0 ISHARES TR MSCI PERU ETF 464289842 235 6375 SH DFND 1 6375 0 0 ISHARES TR MSCI PHILIPS ETF 46429B408 242 8040 SH DFND 1 8040 0 0 ISHARES TR MSCI POLAND ETF 46429B606 270 11300 SH DFND 1 11300 0 0 ISHARES TR MSCI QATAR ETF 46434V779 264 14620 SH DFND 1 14620 0 0 ISHARES TR MSCI SAUDI ARBIA 46434V423 235 7875 SH DFND 1 7875 0 0 ISHARES TR MSCI UAE ETF 46434V761 249 16295 SH DFND 1 16295 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 380 2257 SH DFND 1 2257 0 0 ISHARES TR S&P US PFD STK 464288687 533 14350 SH DFND 1 14350 0 0 ISHARES TR U.S. ENERGY ETF 464287796 21 500 SH DFND 1 500 0 0 ISHARES TR U.S. REAL ES ETF 464287739 5 67 SH DFND 1 67 0 0 ISHARES TR US AER DEF ETF 464288760 65 300 SH DFND 1 300 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 163 14816 SH DFND 1 14816 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 1484 1455000 PRN DFND 1 1455000 0 0 JD COM INC SPON ADR CL A 47215P106 2154 82570 SH DFND 1 82570 0 0 JOHNSON & JOHNSON COM 478160104 21904 158524 SH DFND 1 158524 0 0 JOHNSON CTLS INTL PLC SHS G51502105 34 973 SH DFND 1 973 0 0 JPMORGAN CHASE & CO CALL 46625H900 90 9000 SH Call DFND 1 9000 0 0 JPMORGAN CHASE & CO COM 46625H100 63682 564355 SH DFND 1 564355 0 0 JUNIPER NETWORKS INC COM 48203R104 7 244 SH DFND 1 244 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 34 300 SH DFND 1 300 0 0 KELLOGG CO COM 487836108 6302 90000 SH DFND 1 90000 0 0 KIMBERLY CLARK CORP COM 494368103 10228 90000 SH DFND 1 90000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 4 1500 SH DFND 1 1500 0 0 KIRBY CORP COM 497266106 288 3500 SH DFND 1 3500 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 795 42000 SH DFND 1 42000 0 0 KLA-TENCOR CORP COM 482480100 23 222 SH DFND 1 222 0 0 KOHLS CORP COM 500255104 69 921 SH DFND 1 921 0 0 KRAFT HEINZ CO COM 500754106 8668 157272 SH DFND 1 157272 0 0 LAM RESEARCH CORP COM 512807108 167 1097 SH DFND 1 1097 0 0 LAS VEGAS SANDS CORP COM 517834107 71 1200 SH DFND 1 1200 0 0 LAUDER ESTEE COS INC CL A 518439104 509 3500 SH DFND 1 3500 0 0 LENNAR CORP CL A 526057104 39 838 SH DFND 1 838 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 59 5500 SH DFND 1 5500 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 82 300 SH DFND 1 300 0 0 LINE CORP SPONSORED ADR 53567X101 13 300 SH DFND 1 300 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 32235 591769 SH DFND 1 591769 0 0 LOCKHEED MARTIN CORP COM 539830109 52 150 SH DFND 1 150 0 0 LOGITECH INTL S A SHS H50430232 16145 359651 SH DFND 1 359651 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 588 490000 PRN DFND 1 490000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 172 1683 SH DFND 1 1683 0 0 MAGNA INTL INC COM 559222401 341 6500 SH DFND 1 6500 0 0 MAGNEGAS CORP COM PAR 55939L400 0 2000 SH DFND 1 2000 0 0 MARATHON OIL CORP COM 565849106 175 7500 SH DFND 1 7500 0 0 MARATHON PETE CORP COM 56585A102 355 4433 SH DFND 1 4433 0 0 MARSH & MCLENNAN COS INC COM 571748102 3277 39605 SH DFND 1 39605 0 0 MASTERCARD INCORPORATED CL A 57636Q104 156 700 SH DFND 1 700 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 129 2295 SH DFND 1 2295 0 0 MCDONALDS CORP COM 580135101 12376 73972 SH DFND 1 73972 0 0 MCEWEN MNG INC CALL 58039P907 1 5000 SH Call DFND 1 5000 0 0 MCKESSON CORP COM 58155Q103 31 231 SH DFND 1 231 0 0 MEDTRONIC PLC SHS G5960L103 10887 110685 SH DFND 1 110685 0 0 MERCK & CO INC COM 58933Y105 27992 394578 SH DFND 1 394578 0 0 METHODE ELECTRS INC COM 591520200 5 150 SH DFND 1 150 0 0 METLIFE INC CALL 59156R908 34 15000 SH Call DFND 1 15000 0 0 METLIFE INC COM 59156R108 21133 452335 SH DFND 1 452335 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 27 400 SH DFND 1 400 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 3249 3056000 PRN DFND 1 3056000 0 0 MICRON TECHNOLOGY INC COM 595112103 579 12779 SH DFND 1 12779 0 0 MICROSOFT CORP COM 594918104 57070 498999 SH DFND 1 498999 0 0 MOLECULAR TEMPLATES INC COM 608550109 7 1227 SH DFND 1 1227 0 0 MONDELEZ INTL INC CL A 609207105 80292 1868929 SH DFND 1 1868929 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 204 3500 SH DFND 1 3500 0 0 MORGAN STANLEY CALL 617446908 31 13000 SH Call DFND 1 13000 0 0 MORGAN STANLEY COM NEW 617446448 5 115 SH DFND 1 115 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 23 1000 SH DFND 1 1000 0 0 MYLAN N V SHS EURO N59465109 183 5000 SH DFND 1 5000 0 0 NASDAQ INC COM 631103108 39 450 SH DFND 1 450 0 0 NAVISTAR INTL CORP NEW COM 63934E108 8 200 SH DFND 1 200 0 0 NEOVASC INC COM NEW 64065J205 2 850 SH DFND 1 850 0 0 NETAPP INC COM 64110D104 34 395 SH DFND 1 395 0 0 NETEASE INC SPONSORED ADR 64110W102 16 70 SH DFND 1 70 0 0 NETFLIX INC COM 64110L106 4919 13145 SH DFND 1 13145 0 0 NEWMONT MINING CORP COM 651639106 2938 97300 SH DFND 1 97300 0 0 NIKE INC CL B 654106103 5821 68700 SH DFND 1 68700 0 0 NIO INC SPON ADS 62914V106 84 12000 SH DFND 1 12000 0 0 NOBLE CORP PLC SHS USD G65431101 14 2000 SH DFND 1 2000 0 0 NOBLE ENERGY INC COM 655044105 8838 283405 SH DFND 1 283405 0 0 NOKIA CORP SPONSORED ADR 654902204 0 85 SH DFND 1 85 0 0 NORTHROP GRUMMAN CORP COM 666807102 444 1400 SH DFND 1 1400 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1353 15700 SH DFND 1 15700 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 549 580000 PRN DFND 1 580000 0 0 NUCOR CORP COM 670346105 90 1417 SH DFND 1 1417 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 406 320000 PRN DFND 1 320000 0 0 NVIDIA CORP COM 67066G104 3045 10836 SH DFND 1 10836 0 0 NXP SEMICONDUCTORS N V COM N6596X109 618 7225 SH DFND 1 7225 0 0 NXP SEMICONDUCTORS N V NOTE 1.000%12/0 62952QAB6 2209 2112000 PRN DFND 1 2112000 0 0 OASMIA PHARMACEUTICAL AB ADR 67421W109 141 33300 SH DFND 1 33300 0 0 OBSEVA SA COM H5861P103 41 2300 SH DFND 1 2300 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 11466 139533 SH DFND 1 139533 0 0 OCULAR THERAPEUTIX INC COM 67576A100 5 700 SH DFND 1 700 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 1 4000 SH DFND 1 4000 0 0 OI S A SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 OMNICOM GROUP INC COM 681919106 70 1032 SH DFND 1 1032 0 0 ORACLE CORP COM 68389X105 860 16665 SH DFND 1 16665 0 0 OSIRIS THERAPEUTICS INC NEW COM 68827R108 333 29992 SH DFND 1 29992 0 0 OVERSTOCK COM INC DEL COM 690370101 28 1000 SH DFND 1 1000 0 0 PACCAR INC COM 693718108 40 583 SH DFND 1 583 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 676 125000 SH DFND 1 125000 0 0 PALO ALTO NETWORKS INC COM 697435105 18650 82789 SH DFND 1 82789 0 0 PAYCHEX INC COM 704326107 127 1723 SH DFND 1 1723 0 0 PAYPAL HLDGS INC COM 70450Y103 3803 43278 SH DFND 1 43278 0 0 PEPSICO INC COM 713448108 972 8702 SH DFND 1 8702 0 0 PERSPECTA INC COM 715347100 0 17 SH DFND 1 17 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 192 18440 SH DFND 1 18440 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 194 16035 SH DFND 1 16035 0 0 PFIZER INC COM 717081103 7651 173593 SH DFND 1 173593 0 0 PG&E CORP COM 69331C108 153 3320 SH DFND 1 3320 0 0 PHILIP MORRIS INTL INC COM 718172109 954 11686 SH DFND 1 11686 0 0 PHILLIPS 66 COM 718546104 64 568 SH DFND 1 568 0 0 PLUG POWER INC COM NEW 72919P202 6 3000 SH DFND 1 3000 0 0 POLARIS INDS INC COM 731068102 9 90 SH DFND 1 90 0 0 PPG INDS INC COM 693506107 6298 57712 SH DFND 1 57712 0 0 PRAXAIR INC COM 74005P104 6891 42875 SH DFND 1 42875 0 0 PRICE T ROWE GROUP INC COM 74144T108 107 977 SH DFND 1 977 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 3545 2980000 PRN DFND 1 2980000 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 85 1452 SH DFND 1 1452 0 0 PROCTER AND GAMBLE CO COM 742718109 9983 119966 SH DFND 1 119966 0 0 PROLOGIS INC COM 74340W103 104 1531 SH DFND 1 1531 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 55 1437 SH DFND 1 1437 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 820 795000 PRN DFND 1 795000 0 0 PRUDENTIAL FINL INC CALL 744320902 21 7000 SH Call DFND 1 7000 0 0 PUBLIC STORAGE COM 74460D109 101 501 SH DFND 1 501 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 78 1488 SH DFND 1 1488 0 0 QUALCOMM INC COM 747525103 1427 19799 SH DFND 1 19799 0 0 RANDGOLD RES LTD ADR 752344309 438 6200 SH DFND 1 6200 0 0 RANGE RES CORP COM 75281A109 9046 532418 SH DFND 1 532418 0 0 RAYTHEON CO COM NEW 755111507 413 2000 SH DFND 1 2000 0 0 RED HAT INC COM 756577102 15877 116500 SH DFND 1 116500 0 0 REGENERON PHARMACEUTICALS COM 75886F107 566 1400 SH DFND 1 1400 0 0 REPUBLIC SVCS INC COM 760759100 15 200 SH DFND 1 200 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 68 1150 SH DFND 1 1150 0 0 RIO TINTO PLC SPONSORED ADR 767204100 658 12900 SH DFND 1 12900 0 0 ROCKWELL AUTOMATION INC COM 773903109 42 222 SH DFND 1 222 0 0 ROKU INC COM CL A 77543R102 90 1200 SH DFND 1 1200 0 0 ROSS STORES INC COM 778296103 75 754 SH DFND 1 754 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 280 3500 SH DFND 1 3500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 940 13240 SH DFND 1 13240 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 260 3820 SH DFND 1 3820 0 0 RPM INTL INC NOTE 2.250%12/1 749685AT0 1260 1015000 PRN DFND 1 1015000 0 0 S&P GLOBAL INC COM 78409V104 33079 169295 SH DFND 1 169295 0 0 SALESFORCE COM INC COM 79466L302 1428 8978 SH DFND 1 8978 0 0 SANGAMO THERAPEUTICS INC COM 800677106 169 10000 SH DFND 1 10000 0 0 SCORPIO BULKERS INC COM Y7546A122 14 2000 SH DFND 1 2000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 15 203 SH DFND 1 203 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 19 360 SH DFND 1 360 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 19 200 SH DFND 1 200 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 138 5000 SH DFND 1 5000 0 0 SELECTA BIOSCIENCES INC COM 816212104 148 9500 SH DFND 1 9500 0 0 SEMPRA ENERGY COM 816851109 28 245 SH DFND 1 245 0 0 SERVICE CORP INTL COM 817565104 44 1000 SH DFND 1 1000 0 0 SHOPIFY INC CL A 82509L107 126 770 SH DFND 1 770 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0 35 SH DFND 1 35 0 0 SILVERCORP METALS INC COM 82835P103 7 2790 SH DFND 1 2790 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 18 196 SH DFND 1 196 0 0 SMART GLOBAL HLDGS INC SHS G8232Y101 86 3000 SH DFND 1 3000 0 0 SNAP INC CL A 83304A106 78 9200 SH DFND 1 9200 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 128 3400 SH DFND 1 3400 0 0 SOUTHWEST AIRLS CO COM 844741108 36 583 SH DFND 1 583 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 370 1400 SH DFND 1 1400 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 310 2744 SH DFND 1 2744 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 96 2500 SH DFND 1 2500 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 87 900 SH DFND 1 900 0 0 SPDR S&P 500 ETF TR PUT 78462F953 7 2000 SH Put DFND 1 2000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8468 29125 SH DFND 1 29125 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 29 300 SH DFND 1 300 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 56 575 SH DFND 1 575 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 708 700000 PRN DFND 1 700000 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 49968 276448 SH DFND 1 276448 0 0 SPROUTS FMRS MKT INC COM 85208M102 3467 126512 SH DFND 1 126512 0 0 SQUARE INC CL A 852234103 469 4740 SH DFND 1 4740 0 0 SSR MNG INC COM 784730103 149 17200 SH DFND 1 17200 0 0 STARBUCKS CORP COM 855244109 3519 61964 SH DFND 1 61964 0 0 STEEL CONNECT INC COM 858098106 2 800 SH DFND 1 800 0 0 STRYKER CORP COM 863667101 82 460 SH DFND 1 460 0 0 SUNCOR ENERGY INC NEW COM 867224107 166 4300 SH DFND 1 4300 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 14 2440 SH DFND 1 2440 0 0 SYNCHRONY FINL COM 87165B103 15727 505979 SH DFND 1 505979 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 9047 204850 SH DFND 1 204850 0 0 TAPESTRY INC COM 876030107 318 6327 SH DFND 1 6327 0 0 TATA MTRS LTD SPONSORED ADR 876568502 26 1700 SH DFND 1 1700 0 0 TE CONNECTIVITY LTD REG SHS H84989104 3511 39907 SH DFND 1 39907 0 0 TECHNIPFMC PLC COM G87110105 469 14881 SH DFND 1 14881 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 2 212 SH DFND 1 212 0 0 TELEFONICA S A SPONSORED ADR 879382208 4 534 SH DFND 1 534 0 0 TESLA INC COM 88160R101 331 1252 SH DFND 1 1252 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 445 400000 PRN DFND 1 400000 0 0 TESLA INC PUT 88160R951 20 400 SH Put DFND 1 400 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 5467 253800 SH DFND 1 253800 0 0 TEXAS INSTRS INC COM 882508104 12782 119119 SH DFND 1 119119 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 4751 19469 SH DFND 1 19469 0 0 TIFFANY & CO NEW COM 886547108 3510 27210 SH DFND 1 27210 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1 45 SH DFND 1 45 0 0 TJX COS INC NEW COM 872540109 91 814 SH DFND 1 814 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 152 2500 SH DFND 1 2500 0 0 TRANSCANADA CORP COM 89353D107 103 2554 SH DFND 1 2554 0 0 TRANSENTERIX INC COM NEW 89366M201 58 10000 SH DFND 1 10000 0 0 TRANSOCEAN LTD REG SHS H8817H100 19 1384 SH DFND 1 1384 0 0 TURQUOISE HILL RES LTD COM 900435108 103 48445 SH DFND 1 48445 0 0 TUTOR PERINI CORP COM 901109108 9 500 SH DFND 1 500 0 0 TWILIO INC CL A 90138F102 95 1100 SH DFND 1 1100 0 0 TWITTER INC COM 90184L102 182 6400 SH DFND 1 6400 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 1454 1500000 PRN DFND 1 1500000 0 0 TYSON FOODS INC CL A 902494103 65 1095 SH DFND 1 1095 0 0 UBS GROUP AG SHS H42097107 45031 2837435 SH DFND 1 2837435 0 0 UNDER ARMOUR INC CL A 904311107 27 1268 SH DFND 1 1268 0 0 UNILEVER N V N Y SHS NEW 904784709 21664 390000 SH DFND 1 390000 0 0 UNILEVER PLC SPON ADR NEW 904767704 269 4900 SH DFND 1 4900 0 0 UNION PAC CORP COM 907818108 326 2000 SH DFND 1 2000 0 0 UNITED CONTL HLDGS INC COM 910047109 31 346 SH DFND 1 346 0 0 UNITED TECHNOLOGIES CORP COM 913017109 19703 140915 SH DFND 1 140915 0 0 UNITEDHEALTH GROUP INC COM 91324P102 790 2969 SH DFND 1 2969 0 0 UNUM GROUP COM 91529Y106 7184 183900 SH DFND 1 183900 0 0 V F CORP COM 918204108 949 10150 SH DFND 1 10150 0 0 VALE S A ADR 91912E105 1440 96969 SH DFND 1 96969 0 0 VALERO ENERGY CORP NEW COM 91913Y100 185 1626 SH DFND 1 1626 0 0 VANECK VECTORS ETF TR AFRICA INDEX ETF 92189F866 87 4100 SH DFND 1 4100 0 0 VANECK VECTORS ETF TR CALL 92189F903 4 2000 SH Call DFND 1 2000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 5 280 SH DFND 1 280 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 219 8000 SH DFND 1 8000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 39 700 SH DFND 1 700 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 4459 62712 SH DFND 1 62712 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 41152 570213 SH DFND 1 570213 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 6909 129426 SH DFND 1 129426 0 0 VERSUM MATLS INC COM 92532W103 86 2400 SH DFND 1 2400 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 96 500 SH DFND 1 500 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 2582 2620000 PRN DFND 1 2620000 0 0 VISA INC CALL 92826C909 199 10500 SH Call DFND 1 10500 0 0 VISA INC COM CL A 92826C839 125609 836925 SH DFND 1 836925 0 0 VMWARE INC CL A COM 928563402 453 2900 SH DFND 1 2900 0 0 VULCAN MATLS CO COM 929160109 56 500 SH DFND 1 500 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1253 17197 SH DFND 1 17197 0 0 WALMART INC COM 931142103 1303 13871 SH DFND 1 13871 0 0 WATERS CORP COM 941848103 47 241 SH DFND 1 241 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 2 900 SH DFND 1 900 0 0 WELLS FARGO CO NEW COM 949746101 13775 262014 SH DFND 1 262014 0 0 WEYERHAEUSER CO COM 962166104 80 2484 SH DFND 1 2484 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 54 3100 SH DFND 1 3100 0 0 WINDSTREAM HLDGS INC COM PAR 97382A309 3 525 SH DFND 1 525 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 589 17943 SH DFND 1 17943 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 666 11500 SH DFND 1 11500 0 0 YUM BRANDS INC COM 988498101 317 3490 SH DFND 1 3490 0 0 YUM CHINA HLDGS INC COM 98850P109 6370 181451 SH DFND 1 181451 0 0 ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 223 240000 PRN DFND 1 240000 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 30 230 SH DFND 1 230 0 0 3M CO COM 88579Y101 253 1200 SH DFND 2 1200 0 0 ABBVIE INC COM 00287Y109 5993 63360 SH DFND 2 63360 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1264 7675 SH DFND 2 7675 0 0 ALLERGAN PLC SHS G0177J108 648 3400 SH DFND 2 3400 0 0 ALPHABET INC CAP STK CL A 02079K305 8857 7340 SH DFND 2 7340 0 0 ALPHABET INC CAP STK CL C 02079K107 4296 3600 SH DFND 2 3600 0 0 AMAZON COM INC COM 023135106 2107 1052 SH DFND 2 1052 0 0 AMBEV SA SPONSORED ADR 02319V103 41 9000 SH DFND 2 9000 0 0 AMYRIS INC COM NEW 03236M200 412 52000 SH DFND 2 52000 0 0 ANDEAVOR COM 03349M105 5396 35145 SH DFND 2 35145 0 0 APPLE INC COM 037833100 4944 21898 SH DFND 2 21898 0 0 AT&T INC COM 00206R102 24 700 SH DFND 2 700 0 0 BAIDU INC SPON ADR REP A 056752108 206 900 SH DFND 2 900 0 0 BANCO SANTANDER SA ADR 05964H105 34 6800 SH DFND 2 6800 0 0 BANK AMER CORP COM 060505104 295 10000 SH DFND 2 10000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 108 505 SH DFND 2 505 0 0 BRIGHTHOUSE FINL INC COM 10922N103 32 727 SH DFND 2 727 0 0 BUNGE LIMITED COM G16962105 495 7200 SH DFND 2 7200 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 0 8 SH DFND 2 8 0 0 CAMDEN PPTY TR SH BEN INT 133131102 28 300 SH DFND 2 300 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 63 9000 SH DFND 2 9000 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 128 2600 SH DFND 2 2600 0 0 CHUBB LIMITED COM H1467J104 1336 10000 SH DFND 2 10000 0 0 CISCO SYS INC COM 17275R102 88 1800 SH DFND 2 1800 0 0 CITIGROUP INC COM NEW 172967424 115 1600 SH DFND 2 1600 0 0 COCA COLA CO COM 191216100 268 5800 SH DFND 2 5800 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1389 18000 SH DFND 2 18000 0 0 COLGATE PALMOLIVE CO COM 194162103 76 1140 SH DFND 2 1140 0 0 COMCAST CORP NEW CL A 20030N101 1845 52100 SH DFND 2 52100 0 0 COSTCO WHSL CORP NEW COM 22160K105 47 200 SH DFND 2 200 0 0 DEXCOM INC COM 252131107 1430 10000 SH DFND 2 10000 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 235 1670 SH DFND 2 1670 0 0 EOG RES INC COM 26875P101 4933 38675 SH DFND 2 38675 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 233 5814 SH DFND 2 5814 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 1080 25800 SH DFND 2 25800 0 0 EXELON CORP COM 30161N101 22 500 SH DFND 2 500 0 0 FACEBOOK INC CL A 30303M102 1664 10110 SH DFND 2 10110 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 199 6981 SH DFND 2 6981 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 69 700 SH DFND 2 700 0 0 GLOBAL X FDS FINTECH ETF 37954Y814 197 6855 SH DFND 2 6855 0 0 GLOBAL X FDS INTERNET OF THNG 37954Y780 99 4900 SH DFND 2 4900 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 293 12800 SH DFND 2 12800 0 0 HOME DEPOT INC COM 437076102 4532 21853 SH DFND 2 21853 0 0 HONDA MOTOR LTD AMERN SHS 438128308 18 600 SH DFND 2 600 0 0 HUDSON GLOBAL INC COM 443787106 56 35000 SH DFND 2 35000 0 0 INTEL CORP COM 458140100 45 950 SH DFND 2 950 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 104 182 SH DFND 2 182 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2527 13600 SH DFND 2 13600 0 0 ISHARES GOLD TRUST ISHARES 464285105 40 3500 SH DFND 2 3500 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 527 8750 SH DFND 2 8750 0 0 ISHARES INC MSCI PAC JP ETF 464286665 1467 32300 SH DFND 2 32300 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 72 1900 SH DFND 2 1900 0 0 ISHARES TR 0-5YR INVT GR CP 46434V100 109 2200 SH DFND 2 2200 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4524 38570 SH DFND 2 38570 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 385 9000 SH DFND 2 9000 0 0 ISHARES TR CORE S&P500 ETF 464287200 585 2000 SH DFND 2 2000 0 0 ISHARES TR CORE US AGGBD ET 464287226 2122 20100 SH DFND 2 20100 0 0 ISHARES TR EAFE VALUE ETF 464288877 55 1061 SH DFND 2 1061 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 242 4750 SH DFND 2 4750 0 0 ISHARES TR IBOXX HI YD ETF 464288513 268 3100 SH DFND 2 3100 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2953 25700 SH DFND 2 25700 0 0 ISHARES TR MSCI ACWI ETF 464288257 2406 32400 SH DFND 2 32400 0 0 ISHARES TR MSCI CHINA ETF 46429B671 1497 25000 SH DFND 2 25000 0 0 ISHARES TR MSCI EAFE ETF 464287465 612 9000 SH DFND 2 9000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 6597 153700 SH DFND 2 153700 0 0 ISHARES TR MSCI EURO FL ETF 464289180 629 31000 SH DFND 2 31000 0 0 ISHARES TR NORTH AMERN NAT 464287374 413 11485 SH DFND 2 11485 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 73 812 SH DFND 2 812 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 978 5800 SH DFND 2 5800 0 0 JOHNSON & JOHNSON COM 478160104 4557 32960 SH DFND 2 32960 0 0 JPMORGAN CHASE & CO COM 46625H100 1174 10400 SH DFND 2 10400 0 0 LILLY ELI & CO COM 532457108 86 800 SH DFND 2 800 0 0 LOGITECH INTL S A SHS H50430232 68 1525 SH DFND 2 1525 0 0 MARATHON PETE CORP COM 56585A102 24 300 SH DFND 2 300 0 0 MCDONALDS CORP COM 580135101 2239 13375 SH DFND 2 13375 0 0 MERCK & CO INC COM 58933Y105 963 13590 SH DFND 2 13590 0 0 METLIFE INC COM 59156R108 374 8000 SH DFND 2 8000 0 0 MICROSOFT CORP COM 594918104 422 3690 SH DFND 2 3690 0 0 MONDELEZ INTL INC CL A 609207105 2790 64970 SH DFND 2 64970 0 0 NABORS INDUSTRIES LTD SHS G6359F103 62 10000 SH DFND 2 10000 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 112 2500 SH DFND 2 2500 0 0 NIKE INC CL B 654106103 38 446 SH DFND 2 446 0 0 NUCOR CORP COM 670346105 63 1000 SH DFND 2 1000 0 0 NVIDIA CORP COM 67066G104 423 1505 SH DFND 2 1505 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 329 4000 SH DFND 2 4000 0 0 ORACLE CORP COM 68389X105 3617 70110 SH DFND 2 70110 0 0 PALO ALTO NETWORKS INC COM 697435105 608 2700 SH DFND 2 2700 0 0 PEPSICO INC COM 713448108 2553 22825 SH DFND 2 22825 0 0 PFIZER INC COM 717081103 22 500 SH DFND 2 500 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2851 28075 SH DFND 2 28075 0 0 PRAXAIR INC COM 74005P104 812 5050 SH DFND 2 5050 0 0 PROCTER AND GAMBLE CO COM 742718109 254 3056 SH DFND 2 3056 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 82 1600 SH DFND 2 1600 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1642 20500 SH DFND 2 20500 0 0 SAP SE SPON ADR 803054204 517 4200 SH DFND 2 4200 0 0 SELECT BANCORP INC NEW COM 81617L108 21 1724 SH DFND 2 1724 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1926 17075 SH DFND 2 17075 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 29 100 SH DFND 2 100 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 2917 105725 SH DFND 2 105725 0 0 SPROUTS FMRS MKT INC COM 85208M102 631 23000 SH DFND 2 23000 0 0 STARBUCKS CORP COM 855244109 3619 63650 SH DFND 2 63650 0 0 SUNCOR ENERGY INC NEW COM 867224107 3185 82400 SH DFND 2 82400 0 0 SYNCHRONY FINL COM 87165B103 2815 90500 SH DFND 2 90500 0 0 TE CONNECTIVITY LTD REG SHS H84989104 3302 37500 SH DFND 2 37500 0 0 TILRAY INC COM CL 2 88688T100 63 440 SH DFND 2 440 0 0 TJX COS INC NEW COM 872540109 3990 35620 SH DFND 2 35620 0 0 TOTAL S A SPONSORED ADR 89151E109 28 430 SH DFND 2 430 0 0 UBS GROUP AG SHS H42097107 427 26890 SH DFND 2 26890 0 0 UNITED TECHNOLOGIES CORP COM 913017109 489 3500 SH DFND 2 3500 0 0 US BANCORP DEL COM NEW 902973304 4302 81450 SH DFND 2 81450 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 506 7700 SH DFND 2 7700 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2114 37600 SH DFND 2 37600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 356 6670 SH DFND 2 6670 0 0 VISA INC COM CL A 92826C839 186 1235 SH DFND 2 1235 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 54 20000 SH DFND 2 20000 0 0 WELLS FARGO CO NEW COM 949746101 3958 75275 SH DFND 2 75275 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 2592 79000 SH DFND 2 79000 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 2880 48000 SH DFND 2 48000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 220 3800 SH DFND 2 3800 0 0