Executive Vice President

0001420506-18-000414.txt : 20180511 0001420506-18-000414.hdr.sgml : 20180511 20180511110030 ACCESSION NUMBER: 0001420506-18-000414 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180511 DATE AS OF CHANGE: 20180511 EFFECTIVENESS DATE: 20180511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 18825504 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001615423 XXXXXXXX 03-31-2018 03-31-2018 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 05-11-2018 2 845 2744473 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001528147 028-16548 Lombard Odier Transatlantic Ltd INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA ABBVIE INC COM 00287Y109 9622 101647 SH DFND 101647 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 38 249 SH DFND 249 0 0 ADOBE SYS INC COM 00724F101 59 271 SH DFND 271 0 0 AFLAC INC COM 001055102 42 962 SH DFND 962 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 30 442 SH DFND 442 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 23234 126588 SH DFND 126588 0 0 ALLERGAN PLC SHS G0177J108 5828 34624 SH DFND 34624 0 0 ALPHABET INC CAP STK CL A 02079K305 16283 15703 SH DFND 15703 0 0 ALPHABET INC CAP STK CL C 02079K107 1684 1632 SH DFND 1632 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 5 500 SH DFND 500 0 0 ALTRIA GROUP INC COM 02209S103 156 2500 SH DFND 2500 0 0 AMAZON COM INC COM 023135106 1273 880 SH DFND 880 0 0 AMETEK INC NEW COM 031100100 921 12128 SH DFND 12128 0 0 AMGEN INC COM 031162100 1011 5928 SH DFND 5928 0 0 ANDEAVOR COM 03349M105 434 4315 SH DFND 4315 0 0 APPLE INC COM 037833100 3492 20805 SH DFND 20805 0 0 APTIV PLC SHS G6095L109 177 2075 SH DFND 2075 0 0 AT&T INC COM 00206R102 71 2000 SH DFND 2000 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 115 2000 SH DFND 2000 0 0 BAIDU INC SPON ADR REP A 056752108 1160 5200 SH DFND 5200 0 0 BALL CORP COM 058498106 837 21070 SH DFND 21070 0 0 BANK AMER CORP COM 060505104 62 2074 SH DFND 2074 0 0 BANK NEW YORK MELLON CORP COM 064058100 938 18168 SH DFND 18168 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 52 262 SH DFND 262 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 9 112 SH DFND 112 0 0 BLACKROCK INC COM 09247X101 37 68 SH DFND 68 0 0 BOEING CO COM 097023105 197 600 SH DFND 600 0 0 BOOKING HLDGS INC COM 09857L108 315 151 SH DFND 151 0 0 BRIGHTHOUSE FINL INC COM 10922N103 4 87 SH DFND 87 0 0 CELGENE CORP COM 151020104 94 1060 SH DFND 1060 0 0 CHEVRON CORP NEW COM 166764100 50 442 SH DFND 442 0 0 CHUBB LIMITED COM H1467J104 1822 13319 SH DFND 13319 0 0 CIGNA CORPORATION COM 125509109 32 190 SH DFND 190 0 0 CISCO SYS INC COM 17275R102 122 2847 SH DFND 2847 0 0 COCA COLA CO COM 191216100 1229 28282 SH DFND 28282 0 0 COLGATE PALMOLIVE CO COM 194162103 100 1400 SH DFND 1400 0 0 COMCAST CORP NEW CL A 20030N101 88 2584 SH DFND 2584 0 0 CONOCOPHILLIPS COM 20825C104 30 500 SH DFND 500 0 0 CRESCENT PT ENERGY CORP COM 22576C101 7 1016 SH DFND 1016 0 0 CSX CORP COM 126408103 1526 27354 SH DFND 27354 0 0 CVS HEALTH CORP COM 126650100 474 7617 SH DFND 7617 0 0 DANAHER CORP DEL COM 235851102 33 338 SH DFND 338 0 0 DEXCOM INC COM 252131107 3878 52287 SH DFND 52287 0 0 DISNEY WALT CO COM DISNEY 254687106 4919 49018 SH DFND 49018 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 53 451 SH DFND 451 0 0 EBAY INC COM 278642103 27 681 SH DFND 681 0 0 ECOLAB INC COM 278865100 35 257 SH DFND 257 0 0 EMERSON ELEC CO COM 291011104 84 1233 SH DFND 1233 0 0 EOG RES INC COM 26875P101 115 1085 SH DFND 1085 0 0 EXELON CORP COM 30161N101 468 12000 SH DFND 12000 0 0 EXXON MOBIL CORP COM 30231G102 22 301 SH DFND 301 0 0 FACEBOOK INC CL A 30303M102 8698 54409 SH DFND 54409 0 0 FLUOR CORP NEW COM 343412102 54 949 SH DFND 949 0 0 FREEPORT-MCMORAN INC CL B 35671D857 4 235 SH DFND 235 0 0 GENERAL ELECTRIC CO COM 369604103 133 9850 SH DFND 9850 0 0 GENERAL MTRS CO COM 37045V100 145 4000 SH DFND 4000 0 0 GILEAD SCIENCES INC COM 375558103 138 1825 SH DFND 1825 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 36 143 SH DFND 143 0 0 HALLIBURTON CO COM 406216101 453 9651 SH DFND 9651 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 26 334 SH DFND 334 0 0 HOME DEPOT INC COM 437076102 235 1315 SH DFND 1315 0 0 IDERA PHARMACEUTICALS INC COM NEW 45168K306 202 110000 SH DFND 110000 0 0 IHS MARKIT LTD SHS G47567105 92 1899 SH DFND 1899 0 0 INGERSOLL-RAND PLC SHS G47791101 2757 32232 SH DFND 32232 0 0 INTEL CORP COM 458140100 29 564 SH DFND 564 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 18 131 SH DFND 131 0 0 ISHARES INC MSCI CDA ETF 464286509 431 15650 SH DFND 15650 0 0 ISHARES INC MSCI THAILND ETF 464286624 50 500 SH DFND 500 0 0 JD COM INC SPON ADR CL A 47215P106 890 22000 SH DFND 22000 0 0 JOHNSON & JOHNSON COM 478160104 86 670 SH DFND 670 0 0 JPMORGAN CHASE & CO COM 46625H100 5542 50431 SH DFND 50431 0 0 KROGER CO COM 501044101 40 1650 SH DFND 1650 0 0 LAM RESEARCH CORP COM 512807108 55 273 SH DFND 273 0 0 LAUDER ESTEE COS INC CL A 518439104 34 225 SH DFND 225 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 126 3000 SH DFND 3000 0 0 LOGITECH INTL S A SHS H50430232 682 18652 SH DFND 18652 0 0 MACYS INC COM 55616P104 40 1350 SH DFND 1350 0 0 MAGNA INTL INC COM 559222401 281 5000 SH DFND 5000 0 0 MARATHON PETE CORP COM 56585A102 29 400 SH DFND 400 0 0 MARSH & MCLENNAN COS INC COM 571748102 48 576 SH DFND 576 0 0 MCDERMOTT INTL INC COM 580037109 24 4000 SH DFND 4000 0 0 MCDONALDS CORP COM 580135101 642 4110 SH DFND 4110 0 0 MEDTRONIC PLC SHS G5960L103 108 1346 SH DFND 1346 0 0 MERCK & CO INC COM 58933Y105 1069 19613 SH DFND 19613 0 0 METLIFE INC COM 59156R108 113 2473 SH DFND 2473 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 40 443 SH DFND 443 0 0 MICRON TECHNOLOGY INC COM 595112103 28 531 SH DFND 531 0 0 MICROSOFT CORP COM 594918104 1062 11629 SH DFND 11629 0 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 572 50250 SH DFND 50250 0 0 MONDELEZ INTL INC CL A 609207105 8062 193221 SH DFND 193221 0 0 MONSANTO CO NEW COM 61166W101 18 153 SH DFND 153 0 0 MORGAN STANLEY COM NEW 617446448 37 691 SH DFND 691 0 0 NETFLIX INC COM 64110L106 517 1750 SH DFND 1750 0 0 NIKE INC CL B 654106103 722 10859 SH DFND 10859 0 0 NOBLE ENERGY INC COM 655044105 1618 53461 SH DFND 53461 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 127 1955 SH DFND 1955 0 0 ORACLE CORP COM 68389X105 891 19500 SH DFND 19500 0 0 PALO ALTO NETWORKS INC COM 697435105 1622 8940 SH DFND 8940 0 0 PEPSICO INC COM 713448108 211 1939 SH DFND 1939 0 0 PFIZER INC COM 717081103 256 7220 SH DFND 7220 0 0 PHILIP MORRIS INTL INC COM 718172109 181 1823 SH DFND 1823 0 0 PHILLIPS 66 COM 718546104 82 850 SH DFND 850 0 0 PPG INDS INC COM 693506107 559 5000 SH DFND 5000 0 0 PROCTER AND GAMBLE CO COM 742718109 409 5159 SH DFND 5159 0 0 REGIONS FINL CORP NEW COM 7591EP100 93 5000 SH DFND 5000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 167 2940 SH DFND 2940 0 0 RIO TINTO PLC SPONSORED ADR 767204100 87 1690 SH DFND 1690 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 101 1569 SH DFND 1569 0 0 S&P GLOBAL INC COM 78409V104 556 2908 SH DFND 2908 0 0 SCHLUMBERGER LTD COM 806857108 4507 69476 SH DFND 69476 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 496 18000 SH DFND 18000 0 0 SOUTHERN CO COM 842587107 39 880 SH DFND 880 0 0 SPROUTS FMRS MKT INC COM 85208M102 1089 46394 SH DFND 46394 0 0 STARBUCKS CORP COM 855244109 123 2133 SH DFND 2133 0 0 STERICYCLE INC COM 858912108 50 850 SH DFND 850 0 0 SYNCHRONY FINL COM 87165B103 1364 40677 SH DFND 40677 0 0 TE CONNECTIVITY LTD REG SHS H84989104 118 1184 SH DFND 1184 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 5 280 SH DFND 280 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 30 143 SH DFND 143 0 0 TIFFANY & CO NEW COM 886547108 549 5628 SH DFND 5628 0 0 UBS GROUP AG SHS H42097107 132 7500 SH DFND 7500 0 0 UNION PAC CORP COM 907818108 81 600 SH DFND 600 0 0 UNITED TECHNOLOGIES CORP COM 913017109 252 2000 SH DFND 2000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 28 131 SH DFND 131 0 0 VALERO ENERGY CORP NEW COM 91913Y100 79 850 SH DFND 850 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 22 1000 SH DFND 1000 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 749 9968 SH DFND 9968 0 0 VEON LTD SPONSORED ADR 91822M106 199 75500 SH DFND 75500 0 0 VERISIGN INC COM 92343E102 237 2000 SH DFND 2000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2568 53745 SH DFND 53745 0 0 VISA INC COM CL A 92826C839 4355 36410 SH DFND 36410 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 124 1892 SH DFND 1892 0 0 WEIBO CORP SPONSORED ADR 948596101 5021 42000 SH DFND 42000 0 0 WELLS FARGO CO NEW COM 949746101 555 10584 SH DFND 10584 0 0 YUM CHINA HLDGS INC COM 98850P109 31 759 SH DFND 759 0 0 3-D SYS CORP DEL COM NEW 88554D205 4 320 SH DFND 1 320 0 0 3M CO COM 88579Y101 17721 80724 SH DFND 1 80724 0 0 ABBOTT LABS COM 002824100 7789 129980 SH DFND 1 129980 0 0 ABBVIE INC CALL 00287Y909 4 10000 SH Call DFND 1 10000 0 0 ABBVIE INC COM 00287Y109 106896 1129254 SH DFND 1 1129254 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 16 1772 SH DFND 1 1772 0 0 ABIOMED INC COM 003654100 23 80 SH DFND 1 80 0 0 AC IMMUNE SA SHS H00263105 37 3500 SH DFND 1 3500 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5988 39020 SH DFND 1 39020 0 0 ACTIVISION BLIZZARD INC COM 00507V109 54 800 SH DFND 1 800 0 0 ACUITY BRANDS INC COM 00508Y102 19 135 SH DFND 1 135 0 0 ADOBE SYS INC COM 00724F101 16629 76962 SH DFND 1 76962 0 0 ADVANSIX INC COM 00773T101 0 39 SH DFND 1 39 0 0 AETNA INC NEW COM 00817Y108 51 301 SH DFND 1 301 0 0 AFLAC INC COM 001055102 168 3846 SH DFND 1 3846 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 83 1238 SH DFND 1 1238 0 0 AGNICO EAGLE MINES LTD CALL 008474908 2 500 SH Call DFND 1 500 0 0 AIR PRODS & CHEMS INC COM 009158106 430 2700 SH DFND 1 2700 0 0 AKAMAI TECHNOLOGIES INC DBCV 2/1 00971TAG6 1346 1310000 PRN DFND 1 1310000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 20 3809 SH DFND 1 3809 0 0 ALBEMARLE CORP COM 012653101 960 10350 SH DFND 1 10350 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 516 4630 SH DFND 1 4630 0 0 ALIBABA GROUP HLDG LTD PUT 01609W952 22 20000 SH Put DFND 1 20000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 38848 211666 SH DFND 1 211666 0 0 ALIGN TECHNOLOGY INC COM 016255101 63 250 SH DFND 1 250 0 0 ALLERGAN PLC SHS G0177J108 50366 299355 SH DFND 1 299355 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 24 110 SH DFND 1 110 0 0 ALPHABET INC CAP STK CL A 02079K305 152854 147391 SH DFND 1 147391 0 0 ALPHABET INC CAP STK CL C 02079K107 19006 18422 SH DFND 1 18422 0 0 ALTABA INC COM 021346101 10 140 SH DFND 1 140 0 0 ALTRIA GROUP INC COM 02209S103 543 8739 SH DFND 1 8739 0 0 AMAZON COM INC CALL 023135906 694 1800 SH Call DFND 1 1800 0 0 AMAZON COM INC COM 023135106 51101 35311 SH DFND 1 35311 0 0 AMBEV SA SPONSORED ADR 02319V103 58 8000 SH DFND 1 8000 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 38 2500 SH DFND 1 2500 0 0 AMERICAN ELEC PWR INC COM 025537101 233 3400 SH DFND 1 3400 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 26 SH DFND 1 26 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 5 97 SH DFND 1 97 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 3828 3800000 PRN DFND 1 3800000 0 0 AMERIPRISE FINL INC COM 03076C106 4 30 SH DFND 1 30 0 0 AMETEK INC NEW COM 031100100 23267 306206 SH DFND 1 306206 0 0 AMGEN INC COM 031162100 33834 198481 SH DFND 1 198481 0 0 ANADARKO PETE CORP COM 032511107 635 10510 SH DFND 1 10510 0 0 ANDEAVOR COM 03349M105 442 4402 SH DFND 1 4402 0 0 ANNALY CAP MGMT INC COM 035710409 3 300 SH DFND 1 300 0 0 ANTHEM INC COM 036752103 352 1600 SH DFND 1 1600 0 0 APOLLO INVT CORP COM 03761U106 9 1663 SH DFND 1 1663 0 0 APPIAN CORP CL A 03782L101 13 500 SH DFND 1 500 0 0 APPLE INC COM 037833100 82547 491987 SH DFND 1 491987 0 0 APPLIED MATLS INC COM 038222105 4195 75430 SH DFND 1 75430 0 0 APTIV PLC PUT G6095L959 51 25000 SH Put DFND 1 25000 0 0 APTIV PLC SHS G6095L109 15288 179935 SH DFND 1 179935 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 99 2284 SH DFND 1 2284 0 0 ARISTA NETWORKS INC COM 040413106 77 300 SH DFND 1 300 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 5 140 SH DFND 1 140 0 0 AT&T INC COM 00206R102 680 19065 SH DFND 1 19065 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 175 4500 SH DFND 1 4500 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 65 572 SH DFND 1 572 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 139 19000 SH DFND 1 19000 0 0 AVALONBAY CMNTYS INC COM 053484101 159 965 SH DFND 1 965 0 0 BAIDU INC SPON ADR REP A 056752108 385 1725 SH DFND 1 1725 0 0 BAKER HUGHES A GE CO CL A 05722G100 232 8358 SH DFND 1 8358 0 0 BALL CORP COM 058498106 7942 200000 SH DFND 1 200000 0 0 BALLARD PWR SYS INC NEW COM 058586108 205 57500 SH DFND 1 57500 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 72 6058 SH DFND 1 6058 0 0 BANCO SANTANDER SA ADR 05964H105 2 284 SH DFND 1 284 0 0 BANK AMER CORP CALL 060505904 99 22000 SH Call DFND 1 22000 0 0 BANK AMER CORP COM 060505104 803 26800 SH DFND 1 26800 0 0 BANK MONTREAL QUE COM 063671101 26 340 SH DFND 1 340 0 0 BANK N S HALIFAX COM 064149107 332 5390 SH DFND 1 5390 0 0 BANK NEW YORK MELLON CORP CALL 064058900 64 13000 SH Call DFND 1 13000 0 0 BANK NEW YORK MELLON CORP COM 064058100 13020 252663 SH DFND 1 252663 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 0 9 SH DFND 1 9 0 0 BARRICK GOLD CORP COM 067901108 671 53925 SH DFND 1 53925 0 0 BAXTER INTL INC COM 071813109 66 1019 SH DFND 1 1019 0 0 BB&T CORP COM 054937107 373 7183 SH DFND 1 7183 0 0 BCE INC COM NEW 05534B760 55 1280 SH DFND 1 1280 0 0 BECTON DICKINSON & CO COM 075887109 1517 7000 SH DFND 1 7000 0 0 BED BATH & BEYOND INC COM 075896100 497 23700 SH DFND 1 23700 0 0 BELLICUM PHARMACEUTICALS INC COM 079481107 10 1500 SH DFND 1 1500 0 0 BERKSHIRE HATHAWAY INC DEL CALL 084670902 68 3000 SH Call DFND 1 3000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 598 2 SH DFND 1 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2707 13565 SH DFND 1 13565 0 0 BERRY GLOBAL GROUP INC COM 08579W103 44 800 SH DFND 1 800 0 0 BEST BUY INC COM 086516101 83 1187 SH DFND 1 1187 0 0 BEST INC SPONSORED ADS 08653C106 52 5000 SH DFND 1 5000 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 29 650 SH DFND 1 650 0 0 BIOGEN INC COM 09062X103 329 1203 SH DFND 1 1203 0 0 BLACKHAWK NETWORK HLDGS INC NOTE 1.500% 1/1 09238EAB0 1154 1040000 PRN DFND 1 1040000 0 0 BLACKROCK INC CALL 09247X901 83 1500 SH Call DFND 1 1500 0 0 BLACKROCK INC COM 09247X101 766 1415 SH DFND 1 1415 0 0 BOEING CO COM 097023105 148 452 SH DFND 1 452 0 0 BOOKING HLDGS INC COM 09857L108 13013 6255 SH DFND 1 6255 0 0 BP PLC SPONSORED ADR 055622104 4414 108867 SH DFND 1 108867 0 0 BRIGHTHOUSE FINL INC COM 10922N103 1 25 SH DFND 1 25 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 15085 238500 SH DFND 1 238500 0 0 BROADCOM LTD SHS Y09827109 56 237 SH DFND 1 237 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 15153 389000 SH DFND 1 389000 0 0 BUNGE LIMITED COM G16962105 1134 15345 SH DFND 1 15345 0 0 BURCON NUTRASCIENCE CORP COM 120831102 5 11176 SH DFND 1 11176 0 0 CABOT OIL & GAS CORP COM 127097103 36 1500 SH DFND 1 1500 0 0 CADIZ INC COM NEW 127537207 96 7100 SH DFND 1 7100 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 1 85 SH DFND 1 85 0 0 CALLAWAY GOLF CO COM 131193104 25 1500 SH DFND 1 1500 0 0 CAMECO CORP COM 13321L108 65 7100 SH DFND 1 7100 0 0 CAMPBELL SOUP CO COM 134429109 4764 110000 SH DFND 1 110000 0 0 CAPITAL ONE FINL CORP COM 14040H105 7 69 SH DFND 1 69 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 20 300 SH DFND 1 300 0 0 CATERPILLAR INC DEL CALL 149123901 353 20000 SH Call DFND 1 20000 0 0 CATERPILLAR INC DEL COM 149123101 3339 22655 SH DFND 1 22655 0 0 CELANESE CORP DEL COM SER A 150870103 108 1075 SH DFND 1 1075 0 0 CELGENE CORP COM 151020104 45 500 SH DFND 1 500 0 0 CENOVUS ENERGY INC COM 15135U109 43 5000 SH DFND 1 5000 0 0 CENTURYLINK INC COM 156700106 50 3053 SH DFND 1 3053 0 0 CERAGON NETWORKS LTD ORD M22013102 175 65000 SH DFND 1 65000 0 0 CERNER CORP COM 156782104 632 10885 SH DFND 1 10885 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 297 2987 SH DFND 1 2987 0 0 CHENIERE ENERGY INC COM NEW 16411R208 107 2000 SH DFND 1 2000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 148 49000 SH DFND 1 49000 0 0 CHEVRON CORP NEW COM 166764100 2037 17867 SH DFND 1 17867 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 91 6300 SH DFND 1 6300 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 46 1000 SH DFND 1 1000 0 0 CHUBB LIMITED COM H1467J104 25441 185986 SH DFND 1 185986 0 0 CIGNA CORPORATION COM 125509109 65 388 SH DFND 1 388 0 0 CISCO SYS INC COM 17275R102 26715 622858 SH DFND 1 622858 0 0 CIT GROUP INC COM NEW 125581801 51 1000 SH DFND 1 1000 0 0 CITIGROUP INC CALL 172967904 65 10000 SH Call DFND 1 10000 0 0 CITIGROUP INC COM NEW 172967424 310 4590 SH DFND 1 4590 0 0 CITRIX SYS INC COM 177376100 477 5150 SH DFND 1 5150 0 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 8670 6560000 PRN DFND 1 6560000 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CHN TECH 18383Q135 132 2200 SH DFND 1 2200 0 0 CLOROX CO DEL COM 189054109 34 257 SH DFND 1 257 0 0 CNH INDL N V SHS N20944109 37 3000 SH DFND 1 3000 0 0 COCA COLA CO COM 191216100 28539 657064 SH DFND 1 657064 0 0 COEUR MNG INC COM NEW 192108504 5 620 SH DFND 1 620 0 0 COGNEX CORP COM 192422103 8 150 SH DFND 1 150 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9 115 SH DFND 1 115 0 0 COLGATE PALMOLIVE CO COM 194162103 22470 313472 SH DFND 1 313472 0 0 COMCAST CORP NEW CL A 20030N101 103 3009 SH DFND 1 3009 0 0 CONOCOPHILLIPS COM 20825C104 495 8350 SH DFND 1 8350 0 0 CONSOLIDATED EDISON INC COM 209115104 523 6713 SH DFND 1 6713 0 0 CORNING INC COM 219350105 38 1360 SH DFND 1 1360 0 0 COSAN LTD SHS A G25343107 21 2000 SH DFND 1 2000 0 0 COSTCO WHSL CORP NEW COM 22160K105 25 135 SH DFND 1 135 0 0 COTY INC COM CL A 222070203 13 700 SH DFND 1 700 0 0 CSX CORP COM 126408103 17631 316485 SH DFND 1 316485 0 0 CTI BIOPHARMA CORP COM NEW 12648L601 3 800 SH DFND 1 800 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 13325 285788 SH DFND 1 285788 0 0 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 2166 2080000 PRN DFND 1 2080000 0 0 CUMMINS INC COM 231021106 154 947 SH DFND 1 947 0 0 CVS HEALTH CORP COM 126650100 185 2985 SH DFND 1 2985 0 0 DANAHER CORP DEL COM 235851102 235 2400 SH DFND 1 2400 0 0 DARDEN RESTAURANTS INC COM 237194105 79 937 SH DFND 1 937 0 0 DEERE & CO COM 244199105 342 2200 SH DFND 1 2200 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 6 88 SH DFND 1 88 0 0 DELPHI TECHNOLOGIES PLC SHS G2709G107 10 211 SH DFND 1 211 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 78 1424 SH DFND 1 1424 0 0 DENTSPLY SIRONA INC COM 24906P109 4025 80000 SH DFND 1 80000 0 0 DESTINATION XL GROUP INC COM 25065K104 6 3500 SH DFND 1 3500 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 21 1500 SH DFND 1 1500 0 0 DEXCOM INC COM 252131107 52026 701753 SH DFND 1 701753 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2227 151900 SH DFND 1 151900 0 0 DISNEY WALT CO COM DISNEY 254687106 66918 666520 SH DFND 1 666520 0 0 DOWDUPONT INC COM 26078J100 5664 88918 SH DFND 1 88918 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 54 698 SH DFND 1 698 0 0 DXC TECHNOLOGY CO COM 23355L106 3 34 SH DFND 1 34 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 964 760000 PRN DFND 1 760000 0 0 E L F BEAUTY INC COM 26856L103 156 8000 SH DFND 1 8000 0 0 EATON CORP PLC SHS G29183103 284 3544 SH DFND 1 3544 0 0 EBAY INC COM 278642103 515 12828 SH DFND 1 12828 0 0 ECOLAB INC COM 278865100 1080 7877 SH DFND 1 7877 0 0 EDISON INTL COM 281020107 126 1986 SH DFND 1 1986 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 35 250 SH DFND 1 250 0 0 ELDORADO GOLD CORP NEW COM 284902103 3274 3908200 SH DFND 1 3908200 0 0 EMCORE CORP COM NEW 290846203 57 10000 SH DFND 1 10000 0 0 EMERSON ELEC CO COM 291011104 231 3398 SH DFND 1 3398 0 0 ENCANA CORP COM 292505104 55 5000 SH DFND 1 5000 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 8 3400 SH DFND 1 3400 0 0 ENERGOUS CORP COM 29272C103 48 3000 SH DFND 1 3000 0 0 EOG RES INC COM 26875P101 12603 119725 SH DFND 1 119725 0 0 EQT CORP COM 26884L109 13 270 SH DFND 1 270 0 0 EQUINIX INC COM PAR $0.001 29444U700 184 441 SH DFND 1 441 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 156 4550 SH DFND 1 4550 0 0 EURONET WORLDWIDE INC NOTE 1.500%10/0 298736AH2 1056 890000 PRN DFND 1 890000 0 0 EVER GLORY INTL GRP INC COM NEW 299766204 8 2000 SH DFND 1 2000 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 141 3350 SH DFND 1 3350 0 0 EXELON CORP COM 30161N101 1677 43000 SH DFND 1 43000 0 0 EXPEDIA GROUP INC COM NEW 30212P303 198 1800 SH DFND 1 1800 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 59 847 SH DFND 1 847 0 0 EXXON MOBIL CORP COM 30231G102 8781 117675 SH DFND 1 117675 0 0 FACEBOOK INC CL A 30303M102 66153 413908 SH DFND 1 413908 0 0 FEDEX CORP COM 31428X106 3673 15294 SH DFND 1 15294 0 0 FERRARI N V COM N3167Y103 865 7210 SH DFND 1 7210 0 0 FERROGLOBE PLC SHS G33856108 11 1000 SH DFND 1 1000 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 513 25331 SH DFND 1 25331 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 20 3200 SH DFND 1 3200 0 0 FIRST SOLAR INC COM 336433107 78 1100 SH DFND 1 1100 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 55 2200 SH DFND 1 2200 0 0 FLUOR CORP NEW COM 343412102 200 3500 SH DFND 1 3500 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 158 14223 SH DFND 1 14223 0 0 FORTINET INC COM 34959E109 6 115 SH DFND 1 115 0 0 FORTUNA SILVER MINES INC COM 349915108 32 6200 SH DFND 1 6200 0 0 FRANCO NEVADA CORP COM 351858105 150 2200 SH DFND 1 2200 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2693 153200 SH DFND 1 153200 0 0 GALLAGHER ARTHUR J & CO COM 363576109 108 1570 SH DFND 1 1570 0 0 GAMESTOP CORP NEW CL A 36467W109 622 49300 SH DFND 1 49300 0 0 GARMIN LTD SHS H2906T109 5345 90700 SH DFND 1 90700 0 0 GENERAL ELECTRIC CO COM 369604103 3644 270350 SH DFND 1 270350 0 0 GENERAL MLS INC COM 370334104 68491 1520000 SH DFND 1 1520000 0 0 GENERAL MTRS CO COM 37045V100 125 3468 SH DFND 1 3468 0 0 GERDAU S A SPON ADR REP PFD 373737105 188 40080 SH DFND 1 40080 0 0 GILEAD SCIENCES INC COM 375558103 7981 105864 SH DFND 1 105864 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 625 16000 SH DFND 1 16000 0 0 GLOBAL X FDS GB MSCI AR ETF 37950E259 265 7415 SH DFND 1 7415 0 0 GLOBAL X FDS GBL X MSCI NIGER 37954Y665 330 13810 SH DFND 1 13810 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 285 8650 SH DFND 1 8650 0 0 GLOBAL X FDS MSCI GREECE ETF 37950E366 247 25485 SH DFND 1 25485 0 0 GLOBAL X FDS MSCI PAKISTAN 37950E689 277 21125 SH DFND 1 21125 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 588 24300 SH DFND 1 24300 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2850 709000 SH DFND 1 709000 0 0 GOLDCORP INC NEW COM 380956409 1960 142100 SH DFND 1 142100 0 0 GOLDEN MINERALS CO COM 381119106 4 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2631 10446 SH DFND 1 10446 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 173 6500 SH DFND 1 6500 0 0 GOPRO INC CL A 38268T103 12 2500 SH DFND 1 2500 0 0 GREAT PANTHER SILVER LTD COM 39115V101 9 7900 SH DFND 1 7900 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 538 550000 PRN DFND 1 550000 0 0 HABIT RESTAURANTS INC COM CL A 40449J103 9 1000 SH DFND 1 1000 0 0 HAIN CELESTIAL GROUP INC COM 405217100 160 5000 SH DFND 1 5000 0 0 HALLIBURTON CO COM 406216101 129 2750 SH DFND 1 2750 0 0 HARLEY DAVIDSON INC COM 412822108 43 1000 SH DFND 1 1000 0 0 HECLA MNG CO COM 422704106 2470 673000 SH DFND 1 673000 0 0 HESS CORP COM 42809H107 480 9500 SH DFND 1 9500 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 32 1837 SH DFND 1 1837 0 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 49 2000 SH DFND 1 2000 0 0 HOME DEPOT INC COM 437076102 37709 211577 SH DFND 1 211577 0 0 HONEYWELL INTL INC COM 438516106 216 1497 SH DFND 1 1497 0 0 HORMEL FOODS CORP COM 440452100 242 7049 SH DFND 1 7049 0 0 HP INC COM 40434L105 9 400 SH DFND 1 400 0 0 HYDROGENICS CORP NEW COM NEW 448883207 107 13000 SH DFND 1 13000 0 0 IAMGOLD CORP COM 450913108 4781 922800 SH DFND 1 922800 0 0 ICICI BK LTD ADR 45104G104 60 6750 SH DFND 1 6750 0 0 II VI INC COM 902104108 8 200 SH DFND 1 200 0 0 ILLINOIS TOOL WKS INC COM 452308109 7566 48300 SH DFND 1 48300 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 3500 2840000 PRN DFND 1 2840000 0 0 ILLUMINA INC NOTE 6/1 452327AF6 3388 3060000 PRN DFND 1 3060000 0 0 IMPERVA INC COM 45321L100 65 1500 SH DFND 1 1500 0 0 INCYTE CORP COM 45337C102 188 2250 SH DFND 1 2250 0 0 INGERSOLL-RAND PLC SHS G47791101 12319 144060 SH DFND 1 144060 0 0 INSYS THERAPEUTICS INC NEW COM NEW 45824V209 18 3000 SH DFND 1 3000 0 0 INTEL CORP CALL 458140900 350 33800 SH Call DFND 1 33800 0 0 INTEL CORP COM 458140100 38360 736585 SH DFND 1 736585 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 148 7000 SH DFND 1 7000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 36 500 SH DFND 1 500 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1127 7350 SH DFND 1 7350 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 11226 81993 SH DFND 1 81993 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 474 1145 SH DFND 1 1145 0 0 INVESCO LTD SHS G491BT108 92 2879 SH DFND 1 2879 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 725 16155 SH DFND 1 16155 0 0 ISHARES INC MSCI BRIC INDX 464286657 162 3500 SH DFND 1 3500 0 0 ISHARES INC MSCI CHILE ETF 464286640 263 4960 SH DFND 1 4960 0 0 ISHARES INC MSCI COLMBIA ETF 46434G202 272 18150 SH DFND 1 18150 0 0 ISHARES INC MSCI EURZONE ETF 464286608 1567 36150 SH DFND 1 36150 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 83 1356 SH DFND 1 1356 0 0 ISHARES INC MSCI MEXICO ETF 464286822 479 9290 SH DFND 1 9290 0 0 ISHARES INC MSCI MLY ETF NEW 46434G814 286 7915 SH DFND 1 7915 0 0 ISHARES INC MSCI PAC JP ETF 464286665 474 10190 SH DFND 1 10190 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 286 7835 SH DFND 1 7835 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 278 7245 SH DFND 1 7245 0 0 ISHARES INC MSCI THAILND ETF 464286624 286 2865 SH DFND 1 2865 0 0 ISHARES INC MSCI WORLD ETF 464286392 1298 14900 SH DFND 1 14900 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 58990 445949 SH DFND 1 445949 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 671 5566 SH DFND 1 5566 0 0 ISHARES TR GLOBAL TECH ETF 464287291 329 2080 SH DFND 1 2080 0 0 ISHARES TR INTL TREA BD ETF 464288117 32696 633510 SH DFND 1 633510 0 0 ISHARES TR MSCI ACWI ETF 464288257 1416 19750 SH DFND 1 19750 0 0 ISHARES TR MSCI CHINA ETF 46429B671 110 1600 SH DFND 1 1600 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2643 54750 SH DFND 1 54750 0 0 ISHARES TR MSCI INDIA ETF 46429B598 645 18885 SH DFND 1 18885 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 252 9340 SH DFND 1 9340 0 0 ISHARES TR MSCI PERU ETF 464289842 271 6375 SH DFND 1 6375 0 0 ISHARES TR MSCI PHILIPS ETF 46429B408 241 6890 SH DFND 1 6890 0 0 ISHARES TR MSCI POLAND ETF 46429B606 243 9670 SH DFND 1 9670 0 0 ISHARES TR MSCI QATAR ETF 46434V779 268 16320 SH DFND 1 16320 0 0 ISHARES TR MSCI SAUDI ARBIA 46434V423 300 10255 SH DFND 1 10255 0 0 ISHARES TR MSCI UAE ETF 46434V761 263 15735 SH DFND 1 15735 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 342 2257 SH DFND 1 2257 0 0 ISHARES TR S&P US PFD STK 464288687 539 14350 SH DFND 1 14350 0 0 ISHARES TR U.S. ENERGY ETF 464287796 18 500 SH DFND 1 500 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 200 12805 SH DFND 1 12805 0 0 JD COM INC SPON ADR CL A 47215P106 2114 52230 SH DFND 1 52230 0 0 JOHNSON & JOHNSON COM 478160104 21154 165058 SH DFND 1 165058 0 0 JOHNSON CTLS INTL PLC SHS G51502105 34 955 SH DFND 1 955 0 0 JPMORGAN CHASE & CO CALL 46625H900 79 7000 SH Call DFND 1 7000 0 0 JPMORGAN CHASE & CO COM 46625H100 59956 545227 SH DFND 1 545227 0 0 JUNIPER NETWORKS INC COM 48203R104 6 244 SH DFND 1 244 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 33 300 SH DFND 1 300 0 0 KELLOGG CO COM 487836108 5851 90000 SH DFND 1 90000 0 0 KIMBERLY CLARK CORP COM 494368103 9912 90000 SH DFND 1 90000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 1939 491200 SH DFND 1 491200 0 0 KIRBY CORP COM 497266106 269 3500 SH DFND 1 3500 0 0 KLA-TENCOR CORP COM 482480100 38 347 SH DFND 1 347 0 0 KOHLS CORP COM 500255104 60 921 SH DFND 1 921 0 0 KRAFT HEINZ CO COM 500754106 10338 165959 SH DFND 1 165959 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 61 1000 SH DFND 1 1000 0 0 KROGER CO COM 501044101 76 3165 SH DFND 1 3165 0 0 KULICKE & SOFFA INDS INC COM 501242101 150 6000 SH DFND 1 6000 0 0 LAM RESEARCH CORP COM 512807108 298 1468 SH DFND 1 1468 0 0 LAS VEGAS SANDS CORP COM 517834107 86 1200 SH DFND 1 1200 0 0 LAUDER ESTEE COS INC CL A 518439104 299 2000 SH DFND 1 2000 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 47 5500 SH DFND 1 5500 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 15276 362631 SH DFND 1 362631 0 0 LOCKHEED MARTIN CORP COM 539830109 51 150 SH DFND 1 150 0 0 LOGITECH INTL S A SHS H50430232 19274 527801 SH DFND 1 527801 0 0 LOWES COS INC COM 548661107 13 148 SH DFND 1 148 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 1586 1250000 PRN DFND 1 1250000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 193 1826 SH DFND 1 1826 0 0 MAGNA INTL INC COM 559222401 12 211 SH DFND 1 211 0 0 MAGNEGAS CORP COM PAR 55939L400 2 2000 SH DFND 1 2000 0 0 MANULIFE FINL CORP COM 56501R106 63 3400 SH DFND 1 3400 0 0 MARATHON OIL CORP COM 565849106 242 15000 SH DFND 1 15000 0 0 MARATHON PETE CORP COM 56585A102 285 3906 SH DFND 1 3906 0 0 MARSH & MCLENNAN COS INC COM 571748102 1373 16605 SH DFND 1 16605 0 0 MASTEC INC COM 576323109 7 150 SH DFND 1 150 0 0 MASTERCARD INCORPORATED CL A 57636Q104 45 258 SH DFND 1 258 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 138 2295 SH DFND 1 2295 0 0 MCDONALDS CORP COM 580135101 9801 62684 SH DFND 1 62684 0 0 MCKESSON CORP COM 58155Q103 332 2356 SH DFND 1 2356 0 0 MEDTRONIC PLC SHS G5960L103 8940 111446 SH DFND 1 111446 0 0 MELCO RESORT ENTERTAINMENT L ADR 585464100 23 800 SH DFND 1 800 0 0 MERCADOLIBRE INC COM 58733R102 36 100 SH DFND 1 100 0 0 MERCK & CO INC COM 58933Y105 20811 382169 SH DFND 1 382169 0 0 METHODE ELECTRS INC COM 591520200 6 150 SH DFND 1 150 0 0 METLIFE INC CALL 59156R908 39 15000 SH Call DFND 1 15000 0 0 METLIFE INC COM 59156R108 21266 463435 SH DFND 1 463435 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 25 400 SH DFND 1 400 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 15 162 SH DFND 1 162 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 5858 4930000 PRN DFND 1 4930000 0 0 MICRON TECHNOLOGY INC COM 595112103 656 12558 SH DFND 1 12558 0 0 MICROSOFT CORP COM 594918104 35786 392089 SH DFND 1 392089 0 0 MOLECULAR TEMPLATES INC COM 608550109 10 1227 SH DFND 1 1227 0 0 MONDELEZ INTL INC CL A 609207105 83239 1994962 SH DFND 1 1994962 0 0 MONSANTO CO NEW COM 61166W101 4215 36110 SH DFND 1 36110 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 309 5400 SH DFND 1 5400 0 0 MORGAN STANLEY CALL 617446908 94 13000 SH Call DFND 1 13000 0 0 MORGAN STANLEY COM NEW 617446448 121 2237 SH DFND 1 2237 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 30 1000 SH DFND 1 1000 0 0 MULESOFT INC CL A 625207105 48 1100 SH DFND 1 1100 0 0 MYLAN N V SHS EURO N59465109 206 5000 SH DFND 1 5000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 7 200 SH DFND 1 200 0 0 NEKTAR THERAPEUTICS COM 640268108 568 5350 SH DFND 1 5350 0 0 NEOVASC INC COM 64065J106 5 85000 SH DFND 1 85000 0 0 NETFLIX INC COM 64110L106 862 2911 SH DFND 1 2911 0 0 NEW GOLD INC CDA COM 644535106 1091 421000 SH DFND 1 421000 0 0 NEWMONT MINING CORP COM 651639106 3937 100755 SH DFND 1 100755 0 0 NIKE INC CL B 654106103 4578 68880 SH DFND 1 68880 0 0 NOBLE CORP PLC SHS USD G65431101 7 2000 SH DFND 1 2000 0 0 NOBLE ENERGY INC COM 655044105 16970 560107 SH DFND 1 560107 0 0 NOKIA CORP SPONSORED ADR 654902204 0 85 SH DFND 1 85 0 0 NORTHROP GRUMMAN CORP COM 666807102 489 1400 SH DFND 1 1400 0 0 NOVARTIS A G SPONSORED ADR 66987V109 32 400 SH DFND 1 400 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 1112 1160000 PRN DFND 1 1160000 0 0 NUCOR CORP COM 670346105 109 1788 SH DFND 1 1788 0 0 NUTRIEN LTD COM 67077M108 23 480 SH DFND 1 480 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 1454 1320000 PRN DFND 1 1320000 0 0 NVIDIA CORP COM 67066G104 1838 7935 SH DFND 1 7935 0 0 NXP SEMICONDUCTORS N V COM N6596X109 468 4000 SH DFND 1 4000 0 0 NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 5998 4824000 PRN DFND 1 4824000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 7565 116492 SH DFND 1 116492 0 0 OCULAR THERAPEUTIX INC COM 67576A100 5 700 SH DFND 1 700 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 1 4000 SH DFND 1 4000 0 0 OI S A SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 OMNICOM GROUP INC COM 681919106 75 1032 SH DFND 1 1032 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 658 460000 PRN DFND 1 460000 0 0 ORACLE CORP COM 68389X105 1346 29450 SH DFND 1 29450 0 0 OVERSTOCK COM INC DEL COM 690370101 36 1000 SH DFND 1 1000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 366 180000 SH DFND 1 180000 0 0 PALO ALTO NETWORKS INC COM 697435105 23487 129383 SH DFND 1 129383 0 0 PAN AMERICAN SILVER CORP COM 697900108 28 1760 SH DFND 1 1760 0 0 PARKER HANNIFIN CORP COM 701094104 9 51 SH DFND 1 51 0 0 PAYCHEX INC COM 704326107 107 1723 SH DFND 1 1723 0 0 PAYPAL HLDGS INC COM 70450Y103 3199 42168 SH DFND 1 42168 0 0 PEPSICO INC COM 713448108 699 6422 SH DFND 1 6422 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 239 18440 SH DFND 1 18440 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 67 4785 SH DFND 1 4785 0 0 PFIZER INC COM 717081103 6087 171535 SH DFND 1 171535 0 0 PG&E CORP COM 69331C108 98 2224 SH DFND 1 2224 0 0 PGT INNOVATIONS INC COM 69336V101 37 2000 SH DFND 1 2000 0 0 PHILIP MORRIS INTL INC COM 718172109 1877 18913 SH DFND 1 18913 0 0 PHILLIPS 66 COM 718546104 40 418 SH DFND 1 418 0 0 PLUG POWER INC COM NEW 72919P202 6 3000 SH DFND 1 3000 0 0 POLARIS INDS INC COM 731068102 10 90 SH DFND 1 90 0 0 POWERSHARES ETF TRUST GOLDEN DRG CHINA 73935X401 106 2300 SH DFND 1 2300 0 0 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 50 650 SH DFND 1 650 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4968 31030 SH DFND 1 31030 0 0 PPG INDS INC COM 693506107 4830 43292 SH DFND 1 43292 0 0 PRAXAIR INC COM 74005P104 6327 43839 SH DFND 1 43839 0 0 PRICE T ROWE GROUP INC COM 74144T108 106 977 SH DFND 1 977 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 7296 5820000 PRN DFND 1 5820000 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 88 1452 SH DFND 1 1452 0 0 PROCTER AND GAMBLE CO COM 742718109 13607 171653 SH DFND 1 171653 0 0 PROLOGIS INC COM 74340W103 145 2306 SH DFND 1 2306 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 174 1212 SH DFND 1 1212 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 1632 1590000 PRN DFND 1 1590000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 994 960000 PRN DFND 1 960000 0 0 PRUDENTIAL FINL INC CALL 744320902 41 7000 SH Call DFND 1 7000 0 0 PUBLIC STORAGE COM 74460D109 133 665 SH DFND 1 665 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 236 4688 SH DFND 1 4688 0 0 QUALCOMM INC COM 747525103 690 12457 SH DFND 1 12457 0 0 RANDGOLD RES LTD ADR 752344309 516 6200 SH DFND 1 6200 0 0 RANGE RES CORP COM 75281A109 7939 545978 SH DFND 1 545978 0 0 RAYTHEON CO COM NEW 755111507 432 2000 SH DFND 1 2000 0 0 RED HAT INC COM 756577102 17119 114500 SH DFND 1 114500 0 0 REGENERON PHARMACEUTICALS COM 75886F107 503 1460 SH DFND 1 1460 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 65 1150 SH DFND 1 1150 0 0 RIO TINTO PLC SPONSORED ADR 767204100 3470 67300 SH DFND 1 67300 0 0 ROSS STORES INC COM 778296103 68 867 SH DFND 1 867 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 270 3500 SH DFND 1 3500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 868 13240 SH DFND 1 13240 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 93 1464 SH DFND 1 1464 0 0 RPM INTL INC NOTE 2.250%12/1 749685AT0 2074 1830000 PRN DFND 1 1830000 0 0 S&P GLOBAL INC COM 78409V104 30554 159925 SH DFND 1 159925 0 0 SALESFORCE COM INC COM 79466L302 337 2900 SH DFND 1 2900 0 0 SCHLUMBERGER LTD COM 806857108 65746 1015043 SH DFND 1 1015043 0 0 SCHWAB CHARLES CORP NEW COM 808513105 188 3600 SH DFND 1 3600 0 0 SCORPIO BULKERS INC COM Y7546A122 14 2000 SH DFND 1 2000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 14 203 SH DFND 1 203 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 81 1000 SH DFND 1 1000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 28 1000 SH DFND 1 1000 0 0 SELECTA BIOSCIENCES INC COM 816212104 97 9500 SH DFND 1 9500 0 0 SEMPRA ENERGY COM 816851109 28 245 SH DFND 1 245 0 0 SERVICE CORP INTL COM 817565104 151 4000 SH DFND 1 4000 0 0 SHOPIFY INC CL A 82509L107 50 400 SH DFND 1 400 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0 35 SH DFND 1 35 0 0 SILVERCORP METALS INC COM 82835P103 8 2790 SH DFND 1 2790 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 32 317 SH DFND 1 317 0 0 SMART GLOBAL HLDGS INC SHS G8232Y101 150 3000 SH DFND 1 3000 0 0 SNAP INC CL A 83304A106 20 1200 SH DFND 1 1200 0 0 SOUTHWEST AIRLS CO COM 844741108 33 583 SH DFND 1 583 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 338 1400 SH DFND 1 1400 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 439 3490 SH DFND 1 3490 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 101 2500 SH DFND 1 2500 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 56 1432 SH DFND 1 1432 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7664 29125 SH DFND 1 29125 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 136 1550 SH DFND 1 1550 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 104 1150 SH DFND 1 1150 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 1208 1200000 PRN DFND 1 1200000 0 0 SPROUTS FMRS MKT INC COM 85208M102 3255 138731 SH DFND 1 138731 0 0 SQUARE INC CL A 852234103 49 1000 SH DFND 1 1000 0 0 SSR MNG INC COM 784730103 166 17200 SH DFND 1 17200 0 0 STARBUCKS CORP COM 855244109 4780 82594 SH DFND 1 82594 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 1410 1300000 PRN DFND 1 1300000 0 0 STEEL CONNECT INC COM 858098106 2 800 SH DFND 1 800 0 0 SUNCOR ENERGY INC NEW COM 867224107 318 9231 SH DFND 1 9231 0 0 SYNCHRONY FINL COM 87165B103 17445 520197 SH DFND 1 520197 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 6177 141150 SH DFND 1 141150 0 0 TALEND S A ADS 874224207 12 250 SH DFND 1 250 0 0 TAPESTRY INC COM 876030107 332 6327 SH DFND 1 6327 0 0 TARGET CORP COM 87612E106 54 782 SH DFND 1 782 0 0 TATA MTRS LTD SPONSORED ADR 876568502 89 3450 SH DFND 1 3450 0 0 TE CONNECTIVITY LTD REG SHS H84989104 4559 45619 SH DFND 1 45619 0 0 TECHNIPFMC PLC COM G87110105 343 11881 SH DFND 1 11881 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 3 212 SH DFND 1 212 0 0 TELEFONICA S A SPONSORED ADR 879382208 5 534 SH DFND 1 534 0 0 TESLA INC COM 88160R101 490 1838 SH DFND 1 1838 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 802 800000 PRN DFND 1 800000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 4303 251800 SH DFND 1 251800 0 0 TEXAS INSTRS INC COM 882508104 15192 146239 SH DFND 1 146239 0 0 THE TRADE DESK INC COM CL A 88339J105 10 200 SH DFND 1 200 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 872 4222 SH DFND 1 4222 0 0 TIFFANY & CO NEW COM 886547108 5809 59464 SH DFND 1 59464 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1 45 SH DFND 1 45 0 0 TJX COS INC NEW COM 872540109 76 933 SH DFND 1 933 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 142 2500 SH DFND 1 2500 0 0 TRANSCANADA CORP COM 89353D107 106 2554 SH DFND 1 2554 0 0 TRANSENTERIX INC COM NEW 89366M201 17 10000 SH DFND 1 10000 0 0 TRANSOCEAN LTD REG SHS H8817H100 13 1384 SH DFND 1 1384 0 0 TURQUOISE HILL RES LTD COM 900435108 148 48445 SH DFND 1 48445 0 0 TUTOR PERINI CORP COM 901109108 11 500 SH DFND 1 500 0 0 TWITTER INC COM 90184L102 230 7900 SH DFND 1 7900 0 0 UBS GROUP AG SHS H42097107 48379 2758409 SH DFND 1 2758409 0 0 UNDER ARMOUR INC CL A 904311107 21 1268 SH DFND 1 1268 0 0 UNILEVER N V N Y SHS NEW 904784709 21992 390000 SH DFND 1 390000 0 0 UNILEVER PLC SPON ADR NEW 904767704 305 5500 SH DFND 1 5500 0 0 UNION PAC CORP COM 907818108 269 2000 SH DFND 1 2000 0 0 UNITED CONTL HLDGS INC COM 910047109 35 500 SH DFND 1 500 0 0 UNITED TECHNOLOGIES CORP COM 913017109 17886 142158 SH DFND 1 142158 0 0 UNITEDHEALTH GROUP INC COM 91324P102 119 556 SH DFND 1 556 0 0 V F CORP COM 918204108 751 10150 SH DFND 1 10150 0 0 VALE S A ADR 91912E105 1286 101073 SH DFND 1 101073 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 23 1446 SH DFND 1 1446 0 0 VALERO ENERGY CORP NEW COM 91913Y100 104 1117 SH DFND 1 1117 0 0 VANECK VECTORS ETF TR AFRICA INDEX ETF 92189F866 105 4100 SH DFND 1 4100 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 6 280 SH DFND 1 280 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 257 8000 SH DFND 1 8000 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 94 900 SH DFND 1 900 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 41 700 SH DFND 1 700 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 4575 62712 SH DFND 1 62712 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 49055 653895 SH DFND 1 653895 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1051 13400 SH DFND 1 13400 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4123 86230 SH DFND 1 86230 0 0 VERSUM MATLS INC COM 92532W103 90 2400 SH DFND 1 2400 0 0 VISA INC CALL 92826C909 96 6500 SH Call DFND 1 6500 0 0 VISA INC COM CL A 92826C839 106535 890411 SH DFND 1 890411 0 0 VMWARE INC CL A COM 928563402 61 500 SH DFND 1 500 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1213 18506 SH DFND 1 18506 0 0 WALMART INC COM 931142103 286 3222 SH DFND 1 3222 0 0 WATERS CORP COM 941848103 63 317 SH DFND 1 317 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 2 900 SH DFND 1 900 0 0 WEIBO CORP SPONSORED ADR 948596101 102 850 SH DFND 1 850 0 0 WELLS FARGO CO NEW COM 949746101 8374 159782 SH DFND 1 159782 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 63 3100 SH DFND 1 3100 0 0 WILLIAMS COS INC DEL COM 969457100 22 900 SH DFND 1 900 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 4 2629 SH DFND 1 2629 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 705 17943 SH DFND 1 17943 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 644 11500 SH DFND 1 11500 0 0 YAHOO INC NOTE 12/0 984332AF3 2274 1630000 PRN DFND 1 1630000 0 0 YAMANA GOLD INC COM 98462Y100 1428 517000 SH DFND 1 517000 0 0 YUM BRANDS INC COM 988498101 294 3450 SH DFND 1 3450 0 0 YUM CHINA HLDGS INC COM 98850P109 7024 169260 SH DFND 1 169260 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 64 700 SH DFND 2 700 0 0 FRANCO NEVADA CORP COM 351858105 48 700 SH DFND 2 700 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 13 250 SH DFND 2 250 0 0 GILDAN ACTIVEWEAR INC COM 375916103 72 2500 SH DFND 2 2500 0 0 GILEAD SCIENCES INC COM 375558103 75 1000 SH DFND 2 1000 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 345 14235 SH DFND 2 14235 0 0 GOLDCORP INC NEW COM 380956409 110 8000 SH DFND 2 8000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 19 75 SH DFND 2 75 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 58 1000 SH DFND 2 1000 0 0 GULFMARK OFFSHORE INC *W EXP 11/14/202 402629117 0 184 SH DFND 2 184 0 0 GULFMARK OFFSHORE INC COM 402629505 0 17 SH DFND 2 17 0 0 HALLIBURTON CO COM 406216101 3 60 SH DFND 2 60 0 0 HASBRO INC COM 418056107 30 350 SH DFND 2 350 0 0 HOME DEPOT INC COM 437076102 5136 28828 SH DFND 2 28828 0 0 HONDA MOTOR LTD AMERN SHS 438128308 21 600 SH DFND 2 600 0 0 HONEYWELL INTL INC COM 438516106 43 300 SH DFND 2 300 0 0 HUDSON GLOBAL INC COM 443787106 68 35000 SH DFND 2 35000 0 0 IMPERIAL OIL LTD COM NEW 453038408 20 750 SH DFND 2 750 0 0 INGERSOLL-RAND PLC SHS G47791101 86 1000 SH DFND 2 1000 0 0 INTEL CORP COM 458140100 49 950 SH DFND 2 950 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 57 135 SH DFND 2 135 0 0 ISHARES GOLD TRUST ISHARES 464285105 192 15030 SH DFND 2 15030 0 0 ISHARES INC MSCI GERMANY ETF 464286806 82 2547 SH DFND 2 2547 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 531 8750 SH DFND 2 8750 0 0 ISHARES INC MSCI PAC JP ETF 464286665 1501 32300 SH DFND 2 32300 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 196 5100 SH DFND 2 5100 0 0 ISHARES TR 0-5YR INVT GR CP 46434V100 99 2000 SH DFND 2 2000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 5299 43520 SH DFND 2 43520 0 0 3M CO COM 88579Y101 505 2300 SH DFND 2 2300 0 0 ABBVIE INC COM 00287Y109 7381 77985 SH DFND 2 77985 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 19 2100 SH DFND 2 2100 0 0 AETNA INC NEW COM 00817Y108 7 40 SH DFND 2 40 0 0 AGNICO EAGLE MINES LTD COM 008474108 42 1000 SH DFND 2 1000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 18 3462 SH DFND 2 3462 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1271 6925 SH DFND 2 6925 0 0 ALLERGAN PLC SHS G0177J108 639 3800 SH DFND 2 3800 0 0 ALPHABET INC CAP STK CL A 02079K305 9801 9449 SH DFND 2 9449 0 0 ALPHABET INC CAP STK CL C 02079K107 3740 3625 SH DFND 2 3625 0 0 ALTRIA GROUP INC COM 02209S103 62 1000 SH DFND 2 1000 0 0 AMAZON COM INC COM 023135106 1585 1095 SH DFND 2 1095 0 0 AMBEV SA SPONSORED ADR 02319V103 65 9000 SH DFND 2 9000 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 29 1500 SH DFND 2 1500 0 0 AMYRIS INC COM NEW 03236M200 665 104000 SH DFND 2 104000 0 0 ANDEAVOR COM 03349M105 4186 41620 SH DFND 2 41620 0 0 APPLE INC COM 037833100 4894 29172 SH DFND 2 29172 0 0 AT&T INC COM 00206R102 25 700 SH DFND 2 700 0 0 BAIDU INC SPON ADR REP A 056752108 89 400 SH DFND 2 400 0 0 BANCO SANTANDER SA ADR 05964H105 56 8600 SH DFND 2 8600 0 0 BANK AMER CORP COM 060505104 336 11200 SH DFND 2 11200 0 0 BANK MONTREAL QUE COM 063671101 83 1100 SH DFND 2 1100 0 0 BANK N S HALIFAX COM 064149107 126 2050 SH DFND 2 2050 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 252 1260 SH DFND 2 1260 0 0 BOOKING HLDGS INC COM 09857L108 17 8 SH DFND 2 8 0 0 BRIGHTHOUSE FINL INC COM 10922N103 37 727 SH DFND 2 727 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 32 500 SH DFND 2 500 0 0 BUNGE LIMITED COM G16962105 532 7200 SH DFND 2 7200 0 0 CAE INC COM 124765108 47 2500 SH DFND 2 2500 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 0 8 SH DFND 2 8 0 0 CAMDEN PPTY TR SH BEN INT 133131102 25 300 SH DFND 2 300 0 0 CANADIAN NAT RES LTD COM 136385101 85 2700 SH DFND 2 2700 0 0 CANADIAN NATL RY CO COM 136375102 161 2200 SH DFND 2 2200 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 60 9000 SH DFND 2 9000 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 34 2400 SH DFND 2 2400 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 195 4275 SH DFND 2 4275 0 0 CHUBB LIMITED COM H1467J104 1367 10000 SH DFND 2 10000 0 0 CISCO SYS INC COM 17275R102 102 2380 SH DFND 2 2380 0 0 CITIGROUP INC COM NEW 172967424 44 645 SH DFND 2 645 0 0 COCA COLA CO COM 191216100 252 5800 SH DFND 2 5800 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1449 18000 SH DFND 2 18000 0 0 COLGATE PALMOLIVE CO COM 194162103 111 1540 SH DFND 2 1540 0 0 COMCAST CORP NEW CL A 20030N101 2323 67900 SH DFND 2 67900 0 0 CORNING INC COM 219350105 84 3000 SH DFND 2 3000 0 0 COSTCO WHSL CORP NEW COM 22160K105 38 200 SH DFND 2 200 0 0 DENTSPLY SIRONA INC COM 24906P109 25 500 SH DFND 2 500 0 0 DEXCOM INC COM 252131107 816 11000 SH DFND 2 11000 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 482 3570 SH DFND 2 3570 0 0 DISNEY WALT CO COM DISNEY 254687106 572 5700 SH DFND 2 5700 0 0 DR REDDYS LABS LTD ADR 256135203 27 830 SH DFND 2 830 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 26 1000 SH DFND 2 1000 0 0 ENBRIDGE INC COM 29250N105 57 1800 SH DFND 2 1800 0 0 EOG RES INC COM 26875P101 5359 50875 SH DFND 2 50875 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 1201 28725 SH DFND 2 28725 0 0 EXELON CORP COM 30161N101 20 500 SH DFND 2 500 0 0 FACEBOOK INC CL A 30303M102 1751 10955 SH DFND 2 10955 0 0 FERRARI N V COM N3167Y103 28 235 SH DFND 2 235 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 468 9900 SH DFND 2 9900 0 0 ISHARES TR CORE S&P SCP ETF 464287804 108 1400 SH DFND 2 1400 0 0 ISHARES TR CORE S&P500 ETF 464287200 623 2350 SH DFND 2 2350 0 0 ISHARES TR CORE US AGGBD ET 464287226 3683 34350 SH DFND 2 34350 0 0 ISHARES TR EAFE VALUE ETF 464288877 58 1061 SH DFND 2 1061 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 500 9800 SH DFND 2 9800 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 89 800 SH DFND 2 800 0 0 ISHARES TR IBOXX HI YD ETF 464288513 265 3100 SH DFND 2 3100 0 0 ISHARES TR IBOXX INV CP ETF 464287242 3241 27600 SH DFND 2 27600 0 0 ISHARES TR MSCI ACWI ETF 464288257 2424 33800 SH DFND 2 33800 0 0 ISHARES TR MSCI CHINA ETF 46429B671 1715 25000 SH DFND 2 25000 0 0 ISHARES TR MSCI EAFE ETF 464287465 1272 18250 SH DFND 2 18250 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 7600 157427 SH DFND 2 157427 0 0 ISHARES TR MSCI EURO FL ETF 464289180 808 35000 SH DFND 2 35000 0 0 ISHARES TR NORTH AMERN NAT 464287374 380 11485 SH DFND 2 11485 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 70 812 SH DFND 2 812 0 0 ISHARES TR RUS MID CAP ETF 464287499 95 458 SH DFND 2 458 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 881 5800 SH DFND 2 5800 0 0 ISHARES TR US HOME CONS ETF 464288752 62 1570 SH DFND 2 1570 0 0 JD COM INC SPON ADR CL A 47215P106 24 600 SH DFND 2 600 0 0 JOHNSON & JOHNSON COM 478160104 4635 36160 SH DFND 2 36160 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 24 1000 SH DFND 2 1000 0 0 JPMORGAN CHASE & CO COM 46625H100 1428 12985 SH DFND 2 12985 0 0 KINROSS GOLD CORP COM NO PAR 496902404 24 6000 SH DFND 2 6000 0 0 LILLY ELI & CO COM 532457108 32 410 SH DFND 2 410 0 0 LOGITECH INTL S A SHS H50430232 56 1525 SH DFND 2 1525 0 0 LOGMEIN INC COM 54142L109 23 200 SH DFND 2 200 0 0 MARATHON PETE CORP COM 56585A102 359 4900 SH DFND 2 4900 0 0 MASTERCARD INCORPORATED CL A 57636Q104 35 200 SH DFND 2 200 0 0 MCDONALDS CORP COM 580135101 2953 18850 SH DFND 2 18850 0 0 MEDTRONIC PLC SHS G5960L103 44 550 SH DFND 2 550 0 0 MERCK & CO INC COM 58933Y105 856 15690 SH DFND 2 15690 0 0 METLIFE INC COM 59156R108 367 8000 SH DFND 2 8000 0 0 MICRON TECHNOLOGY INC COM 595112103 26 500 SH DFND 2 500 0 0 MICROSOFT CORP COM 594918104 336 3690 SH DFND 2 3690 0 0 MONDELEZ INTL INC CL A 609207105 3924 94020 SH DFND 2 94020 0 0 NABORS INDUSTRIES LTD SHS G6359F103 70 10000 SH DFND 2 10000 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 98 2500 SH DFND 2 2500 0 0 NETFLIX INC COM 64110L106 89 300 SH DFND 2 300 0 0 NEWMONT MINING CORP COM 651639106 39 1000 SH DFND 2 1000 0 0 NIKE INC CL B 654106103 30 446 SH DFND 2 446 0 0 NOBLE ENERGY INC COM 655044105 394 13000 SH DFND 2 13000 0 0 NOVARTIS A G SPONSORED ADR 66987V109 12 150 SH DFND 2 150 0 0 NUCOR CORP COM 670346105 61 1000 SH DFND 2 1000 0 0 NVIDIA CORP COM 67066G104 278 1200 SH DFND 2 1200 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 279 4300 SH DFND 2 4300 0 0 ORACLE CORP COM 68389X105 4473 97831 SH DFND 2 97831 0 0 PALO ALTO NETWORKS INC COM 697435105 599 3300 SH DFND 2 3300 0 0 PAN AMERICAN SILVER CORP COM 697900108 29 1800 SH DFND 2 1800 0 0 PEPSICO INC COM 713448108 3912 35825 SH DFND 2 35825 0 0 PFIZER INC COM 717081103 18 500 SH DFND 2 500 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 31 300 SH DFND 2 300 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 6588 64875 SH DFND 2 64875 0 0 POWERSHARES ETF TRUST WATER RES PORT 73935X575 38 1250 SH DFND 2 1250 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2178 13600 SH DFND 2 13600 0 0 PRAXAIR INC COM 74005P104 729 5050 SH DFND 2 5050 0 0 PRECISION DRILLING CORP COM 2010 74022D308 42 15000 SH DFND 2 15000 0 0 PROCTER AND GAMBLE CO COM 742718109 278 3506 SH DFND 2 3506 0 0 PROSHARES TR ULT FTSE EUROPE 74347X526 28 500 SH DFND 2 500 0 0 QUALCOMM INC COM 747525103 4 73 SH DFND 2 73 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 85 1500 SH DFND 2 1500 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 160 3600 SH DFND 2 3600 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1707 22100 SH DFND 2 22100 0 0 SALESFORCE COM INC COM 79466L302 157 1350 SH DFND 2 1350 0 0 SAP SE SPON ADR 803054204 442 4200 SH DFND 2 4200 0 0 SCHLUMBERGER LTD COM 806857108 2637 40690 SH DFND 2 40690 0 0 SELECT BANCORP INC NEW COM 81617L108 23 1724 SH DFND 2 1724 0 0 SKECHERS U S A INC CL A 830566105 20 510 SH DFND 2 510 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3178 25275 SH DFND 2 25275 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 81 310 SH DFND 2 310 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 492 18000 SH DFND 2 18000 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 478 10000 SH DFND 2 10000 0 0 SPROUTS FMRS MKT INC COM 85208M102 540 23000 SH DFND 2 23000 0 0 STARBUCKS CORP COM 855244109 4775 82450 SH DFND 2 82450 0 0 SUNCOR ENERGY INC NEW COM 867224107 4537 131475 SH DFND 2 131475 0 0 SYNCHRONY FINL COM 87165B103 4347 129700 SH DFND 2 129700 0 0 TAHOE RES INC COM 873868103 24 5100 SH DFND 2 5100 0 0 TE CONNECTIVITY LTD REG SHS H84989104 4830 48325 SH DFND 2 48325 0 0 TELUS CORP COM 87971M103 67 1900 SH DFND 2 1900 0 0 TESLA INC COM 88160R101 240 900 SH DFND 2 900 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 57 275 SH DFND 2 275 0 0 TJX COS INC NEW COM 872540109 4017 49290 SH DFND 2 49290 0 0 TOTAL S A SPONSORED ADR 89151E109 25 430 SH DFND 2 430 0 0 TRANSCANADA CORP COM 89353D107 35 850 SH DFND 2 850 0 0 UBS GROUP AG SHS H42097107 1231 70206 SH DFND 2 70206 0 0 UNITED TECHNOLOGIES CORP COM 913017109 440 3500 SH DFND 2 3500 0 0 US BANCORP DEL COM NEW 902973304 5471 108450 SH DFND 2 108450 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1592 100000 SH DFND 2 100000 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 476 7700 SH DFND 2 7700 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 150 6850 SH DFND 2 6850 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 74 2300 SH DFND 2 2300 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1199 15000 SH DFND 2 15000 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 605 2500 SH DFND 2 2500 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1879 40000 SH DFND 2 40000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3808 65495 SH DFND 2 65495 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1373 17500 SH DFND 2 17500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 319 6670 SH DFND 2 6670 0 0 VISA INC COM CL A 92826C839 447 3735 SH DFND 2 3735 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 13 200 SH DFND 2 200 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 46 20000 SH DFND 2 20000 0 0 WELLS FARGO CO NEW COM 949746101 5239 99975 SH DFND 2 99975 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 51 2500 SH DFND 2 2500 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 3105 79000 SH DFND 2 79000 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 3374 48200 SH DFND 2 48200 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 213 3800 SH DFND 2 3800 0 0