Executive Vice President

0001420506-18-000250.txt : 20180216 0001420506-18-000250.hdr.sgml : 20180216 20180216070330 ACCESSION NUMBER: 0001420506-18-000250 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180216 DATE AS OF CHANGE: 20180216 EFFECTIVENESS DATE: 20180216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 18619625 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001615423 XXXXXXXX 12-31-2017 12-31-2017 true 1 NEW HOLDINGS false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 02-15-2018 2 922 2761359 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001528147 028-16548 Lombard Odier Transatlantic Ltd INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA ABBVIE INC COM 00287Y109 11516 119096 SH DFND 119096 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 38 249 SH DFND 249 0 0 AFLAC INC COM 001055102 52 591 SH DFND 591 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 43 638 SH DFND 638 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 9636 55883 SH DFND 55883 0 0 ALLERGAN PLC SHS G0177J108 4693 28689 SH DFND 28689 0 0 ALPHABET INC CAP STK CL A 02079K305 16251 15428 SH DFND 15428 0 0 ALPHABET INC CAP STK CL C 02079K107 1691 1617 SH DFND 1617 0 0 ALTRIA GROUP INC COM 02209S103 179 2500 SH DFND 2500 0 0 AMAZON COM INC COM 023135106 2938 2511 SH DFND 2511 0 0 AMETEK INC NEW COM 031100100 812 11207 SH DFND 11207 0 0 AMGEN INC COM 031162100 993 5712 SH DFND 5712 0 0 APPLE INC COM 037833100 3376 19939 SH DFND 19939 0 0 APTIV PLC SHS G6095L109 176 2075 SH DFND 2075 0 0 AT&T INC COM 00206R102 137 3520 SH DFND 3520 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 101 2000 SH DFND 2000 0 0 BAIDU INC SPON ADR REP A 056752108 984 4200 SH DFND 4200 0 0 BALL CORP COM 058498106 357 9420 SH DFND 9420 0 0 BANK AMER CORP COM 060505104 61 2074 SH DFND 2074 0 0 BANK N S HALIFAX COM 064149107 29 451 SH DFND 451 0 0 BANK NEW YORK MELLON CORP COM 064058100 979 18177 SH DFND 18177 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 108 542 SH DFND 542 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 10 112 SH DFND 112 0 0 BLACKROCK INC COM 09247X101 50 98 SH DFND 98 0 0 BOEING CO COM 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INC COM 00507V109 51 800 SH DFND 1 800 0 0 ACUITY BRANDS INC COM 00508Y102 24 135 SH DFND 1 135 0 0 ADOBE SYS INC COM 00724F101 13301 75900 SH DFND 1 75900 0 0 ADVANSIX INC COM 00773T101 3 49 SH DFND 1 49 0 0 AETNA INC NEW COM 00817Y108 78 433 SH DFND 1 433 0 0 AFLAC INC COM 001055102 162 1841 SH DFND 1 1841 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 83 1238 SH DFND 1 1238 0 0 AIR PRODS & CHEMS INC COM 009158106 443 2700 SH DFND 1 2700 0 0 AKAMAI TECHNOLOGIES INC DBCV 2/1 00971TAG6 660 655000 PRN DFND 1 655000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 25 3809 SH DFND 1 3809 0 0 ALBEMARLE CORP COM 012653101 281 2200 SH DFND 1 2200 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 410 3430 SH DFND 1 3430 0 0 ALIBABA GROUP HLDG LTD PUT 01609W952 144 20000 SH Put DFND 1 20000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 35560 206204 SH DFND 1 206204 0 0 ALIGN TECHNOLOGY INC COM 016255101 89 400 SH DFND 1 400 0 0 ALLERGAN PLC CALL G0177J908 55 6300 SH Call DFND 1 6300 0 0 ALLERGAN PLC 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20030N901 100 16000 SH Call DFND 1 16000 0 0 COMCAST CORP NEW CL A 20030N101 55 1387 SH DFND 1 1387 0 0 CONOCOPHILLIPS COM 20825C104 458 8350 SH DFND 1 8350 0 0 CONSOLIDATED EDISON INC COM 209115104 627 7384 SH DFND 1 7384 0 0 CORNING INC COM 219350105 60 1863 SH DFND 1 1863 0 0 COSAN LTD SHS A G25343107 19 2000 SH DFND 1 2000 0 0 COSTCO WHSL CORP NEW COM 22160K105 25 135 SH DFND 1 135 0 0 COTY INC COM CL A 222070203 14 700 SH DFND 1 700 0 0 CSX CORP COM 126408103 17524 318405 SH DFND 1 318405 0 0 CTI BIOPHARMA CORP COM NEW 12648L601 2 800 SH DFND 1 800 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 4423 100300 SH DFND 1 100300 0 0 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 1075 1040000 PRN DFND 1 1040000 0 0 CUMMINS INC COM 231021106 162 914 SH DFND 1 914 0 0 CVS HEALTH CORP COM 126650100 248 3419 SH DFND 1 3419 0 0 DANAHER CORP DEL COM 235851102 222 2400 SH DFND 1 2400 0 0 DARDEN RESTAURANTS INC COM 237194105 81 845 SH DFND 1 845 0 0 DBX ETF TR XTRACK MSCI BRZL 233051309 102 8500 SH DFND 1 8500 0 0 DBX ETF TR XTRACK MSCI EURP 233051853 124 4360 SH DFND 1 4360 0 0 DDR CORP COM 23317H102 14 1600 SH DFND 1 1600 0 0 DEERE & CO COM 244199105 368 2350 SH DFND 1 2350 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 7 88 SH DFND 1 88 0 0 DELPHI TECHNOLOGIES PLC SHS G2709G107 1977 37692 SH DFND 1 37692 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 66 1189 SH DFND 1 1189 0 0 DENTSPLY SIRONA INC COM 24906P109 5266 80000 SH DFND 1 80000 0 0 DESTINATION XL GROUP INC COM 25065K104 8 3500 SH DFND 1 3500 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 29 1500 SH DFND 1 1500 0 0 DEXCOM INC COM 252131107 46303 806916 SH DFND 1 806916 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 29 200 SH DFND 1 200 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2824 151900 SH DFND 1 151900 0 0 DILLARDS INC CL A 254067101 36 600 SH DFND 1 600 0 0 DIREXION SHS ETF TR DAILY FINL BEAR 25490K539 0 31 SH DFND 1 31 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 2 139 SH DFND 1 139 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 171 2500 SH DFND 1 2500 0 0 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y363 19 1775 SH DFND 1 1775 0 0 DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 1364 1240000 PRN DFND 1 1240000 0 0 DISNEY WALT CO COM DISNEY 254687106 77036 716294 SH DFND 1 716294 0 0 DOWDUPONT INC COM 26078J100 6343 89075 SH DFND 1 89075 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 52 622 SH DFND 1 622 0 0 DXC TECHNOLOGY CO COM 23355L106 3 34 SH DFND 1 34 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 709 540000 PRN DFND 1 540000 0 0 E L F BEAUTY INC COM 26856L103 178 8000 SH DFND 1 8000 0 0 EATON CORP PLC SHS G29183103 283 3569 SH DFND 1 3569 0 0 EBAY INC COM 278642103 497 13167 SH DFND 1 13167 0 0 ECOLAB INC COM 278865100 1109 8277 SH DFND 1 8277 0 0 EDISON INTL COM 281020107 174 2750 SH DFND 1 2750 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 28 250 SH DFND 1 250 0 0 ELDORADO GOLD CORP NEW COM 284902103 5677 3908200 SH DFND 1 3908200 0 0 EMCORE CORP COM NEW 290846203 65 10000 SH DFND 1 10000 0 0 EMERSON ELEC CO COM 291011104 243 3487 SH DFND 1 3487 0 0 ENBRIDGE INC COM 29250N105 35 900 SH DFND 1 900 0 0 ENCANA CORP COM 292505104 87 6500 SH DFND 1 6500 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 8 3400 SH DFND 1 3400 0 0 ENERGOUS CORP COM 29272C103 39 2000 SH DFND 1 2000 0 0 EOG RES INC COM 26875P101 15743 145875 SH DFND 1 145875 0 0 EQT CORP COM 26884L109 15 270 SH DFND 1 270 0 0 EQUINIX INC COM PAR $0.001 29444U700 200 441 SH DFND 1 441 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 98 3100 SH DFND 1 3100 0 0 EURONET WORLDWIDE INC NOTE 1.500%10/0 298736AH2 550 445000 PRN DFND 1 445000 0 0 EVER GLORY INTL GRP INC COM NEW 299766204 5 2000 SH DFND 1 2000 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 139 3350 SH DFND 1 3350 0 0 EXPEDIA INC DEL COM NEW 30212P303 108 900 SH DFND 1 900 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 85 1144 SH DFND 1 1144 0 0 EXXON MOBIL CORP COM 30231G102 10951 130915 SH DFND 1 130915 0 0 FACEBOOK INC CL A 30303M102 77621 439879 SH DFND 1 439879 0 0 FACEBOOK INC PUT 30303M952 59 24800 SH Put DFND 1 24800 0 0 FEDEX CORP COM 31428X106 3784 15166 SH DFND 1 15166 0 0 FERRARI N V COM N3167Y103 907 8626 SH DFND 1 8626 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 810 45225 SH DFND 1 45225 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 22 3200 SH DFND 1 3200 0 0 FIRST SOLAR INC COM 336433107 182 2700 SH DFND 1 2700 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 51 2200 SH DFND 1 2200 0 0 FLUOR CORP NEW COM 343412102 181 3500 SH DFND 1 3500 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 94 1000 SH DFND 1 1000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 201 16103 SH DFND 1 16103 0 0 FORTUNA SILVER MINES INC COM 349915108 32 6200 SH DFND 1 6200 0 0 FRANCO NEVADA CORP COM 351858105 176 2200 SH DFND 1 2200 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2914 153700 SH DFND 1 153700 0 0 GALLAGHER ARTHUR J & CO COM 363576109 89 1415 SH DFND 1 1415 0 0 GAMESTOP CORP NEW CL A 36467W109 885 49300 SH DFND 1 49300 0 0 GARMIN LTD SHS H2906T109 5403 90700 SH DFND 1 90700 0 0 GENERAL ELECTRIC CO COM 369604103 4267 244500 SH DFND 1 244500 0 0 GENERAL MLS INC COM 370334104 90868 1532600 SH DFND 1 1532600 0 0 GENERAL MTRS CO COM 37045V100 157 3810 SH DFND 1 3810 0 0 GERDAU S A SPON ADR REP PFD 373737105 150 40080 SH DFND 1 40080 0 0 GILEAD SCIENCES INC COM 375558103 8984 125383 SH DFND 1 125383 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 319 9000 SH DFND 1 9000 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 1190 30250 SH DFND 1 30250 0 0 GLOBAL X FDS GB MSCI AR ETF 37950E259 285 8065 SH DFND 1 8065 0 0 GLOBAL X FDS GBL X MSCI NIGER 37954Y665 302 13810 SH DFND 1 13810 0 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 45 3000 SH DFND 1 3000 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 210 5400 SH DFND 1 5400 0 0 GLOBAL X FDS MSCI GREECE ETF 37950E366 320 31105 SH DFND 1 31105 0 0 GLOBAL X FDS MSCI PAKISTAN 37950E689 219 17660 SH DFND 1 17660 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 576 24300 SH DFND 1 24300 0 0 GOGO INC COM 38046C109 56 5000 SH DFND 1 5000 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 3049 709000 SH DFND 1 709000 0 0 GOLDCORP INC NEW COM 380956409 2866 224100 SH DFND 1 224100 0 0 GOLDEN MINERALS CO COM 381119106 4 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2573 10100 SH DFND 1 10100 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 210 6500 SH DFND 1 6500 0 0 GOPRO INC CL A 38268T103 19 2500 SH DFND 1 2500 0 0 GREAT PANTHER SILVER LTD COM 39115V101 10 7900 SH DFND 1 7900 0 0 HABIT RESTAURANTS INC COM CL A 40449J103 10 1000 SH DFND 1 1000 0 0 HALLIBURTON CO COM 406216101 219 4500 SH DFND 1 4500 0 0 HARLEY DAVIDSON INC COM 412822108 51 1000 SH DFND 1 1000 0 0 HECLA MNG CO COM 422704106 2672 673000 SH DFND 1 673000 0 0 HELMERICH & PAYNE INC COM 423452101 194 3000 SH DFND 1 3000 0 0 HESS CORP COM 42809H107 479 10100 SH DFND 1 10100 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 34 2359 SH DFND 1 2359 0 0 HOME DEPOT INC COM 437076102 40504 213712 SH DFND 1 213712 0 0 HONEYWELL INTL INC COM 438516106 572 3732 SH DFND 1 3732 0 0 HORMEL FOODS CORP COM 440452100 218 6000 SH DFND 1 6000 0 0 HP INC COM 40434L105 8 400 SH DFND 1 400 0 0 HYDROGENICS CORP NEW COM NEW 448883207 145 13000 SH DFND 1 13000 0 0 IAMGOLD CORP COM 450913108 5399 922800 SH DFND 1 922800 0 0 ICICI BK LTD ADR 45104G104 66 6750 SH DFND 1 6750 0 0 ILLINOIS TOOL WKS INC COM 452308109 8059 48300 SH DFND 1 48300 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1684 1420000 PRN DFND 1 1420000 0 0 ILLUMINA INC NOTE 6/1 452327AF6 1339 1230000 PRN DFND 1 1230000 0 0 IMPERVA INC COM 45321L100 60 1500 SH DFND 1 1500 0 0 INCYTE CORP COM 45337C102 213 2250 SH DFND 1 2250 0 0 INGERSOLL-RAND PLC SHS G47791101 13857 155365 SH DFND 1 155365 0 0 INSYS THERAPEUTICS INC NEW COM NEW 45824V209 29 3000 SH DFND 1 3000 0 0 INTEL CORP CALL 458140900 712 77400 SH Call DFND 1 77400 0 0 INTEL CORP COM 458140100 29216 632889 SH DFND 1 632889 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 135 7000 SH DFND 1 7000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1120 7300 SH DFND 1 7300 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 13779 90289 SH DFND 1 90289 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 435 1195 SH DFND 1 1195 0 0 INVESCO LTD SHS G491BT108 95 2604 SH DFND 1 2604 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 381 9410 SH DFND 1 9410 0 0 ISHARES INC MSCI BRIC INDX 464286657 156 3500 SH DFND 1 3500 0 0 ISHARES INC MSCI CHILE ETF 464286640 275 5275 SH DFND 1 5275 0 0 ISHARES INC MSCI COLMBIA ETF 46434G202 251 17395 SH DFND 1 17395 0 0 ISHARES INC MSCI EURZONE ETF 464286608 1568 36150 SH DFND 1 36150 0 0 ISHARES INC MSCI JAPN SMCETF 464286582 4229 53000 SH DFND 1 53000 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 45 750 SH DFND 1 750 0 0 ISHARES INC MSCI MEXICO ETF 464286822 428 8695 SH DFND 1 8695 0 0 ISHARES INC MSCI MLY ETF NEW 46434G814 261 7915 SH DFND 1 7915 0 0 ISHARES INC MSCI PAC JP ETF 464286665 459 9605 SH DFND 1 9605 0 0 ISHARES INC MSCI RUSSIA ETF 46434G798 256 7625 SH DFND 1 7625 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 257 7105 SH DFND 1 7105 0 0 ISHARES INC MSCI THAILND ETF 464286624 274 2965 SH DFND 1 2965 0 0 ISHARES INC MSCI WORLD ETF 464286392 1313 14900 SH DFND 1 14900 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 9085 66793 SH DFND 1 66793 0 0 ISHARES TR 20 YR TR BD ETF 464287432 740 5836 SH DFND 1 5836 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 680 5566 SH DFND 1 5566 0 0 ISHARES TR CORE S&P MCP ETF 464287507 98 517 SH DFND 1 517 0 0 ISHARES TR GLOBAL TECH ETF 464287291 254 1650 SH DFND 1 1650 0 0 ISHARES TR INTL TREA BD ETF 464288117 25318 507175 SH DFND 1 507175 0 0 ISHARES TR MSCI ACWI ETF 464288257 1424 19750 SH DFND 1 19750 0 0 ISHARES TR MSCI CHINA ETF 46429B671 133 2000 SH DFND 1 2000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2579 54750 SH DFND 1 54750 0 0 ISHARES TR MSCI INDIA ETF 46429B598 800 22175 SH DFND 1 22175 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 273 9605 SH DFND 1 9605 0 0 ISHARES TR MSCI PERU ETF 464289842 271 6610 SH DFND 1 6610 0 0 ISHARES TR MSCI PHILIPS ETF 46429B408 267 6890 SH DFND 1 6890 0 0 ISHARES TR MSCI POLAND ETF 46429B606 262 9670 SH DFND 1 9670 0 0 ISHARES TR MSCI QATAR ETF 46434V779 264 16320 SH DFND 1 16320 0 0 ISHARES TR MSCI SAUDI ARBIA 46434V423 257 9810 SH DFND 1 9810 0 0 ISHARES TR MSCI UAE ETF 46434V761 248 14770 SH DFND 1 14770 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 344 2257 SH DFND 1 2257 0 0 ISHARES TR S&P US PFD STK 464288687 547 14350 SH DFND 1 14350 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 25 200 SH DFND 1 200 0 0 ISHARES TR US TREAS BD ETF 46429B267 2432 96957 SH DFND 1 96957 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 166 12805 SH DFND 1 12805 0 0 JD COM INC SPON ADR CL A 47215P106 2121 51230 SH DFND 1 51230 0 0 JOHNSON & JOHNSON COM 478160104 22859 163593 SH DFND 1 163593 0 0 JOHNSON CTLS INTL PLC SHS G51502105 36 955 SH DFND 1 955 0 0 JPMORGAN CHASE & CO COM 46625H100 60302 563901 SH DFND 1 563901 0 0 JUNIPER NETWORKS INC COM 48203R104 7 244 SH DFND 1 244 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 32 300 SH DFND 1 300 0 0 KELLOGG CO COM 487836108 6230 91650 SH DFND 1 91650 0 0 KIMBERLY CLARK CORP COM 494368103 10859 90000 SH DFND 1 90000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 2133 493248 SH DFND 1 493248 0 0 KLA-TENCOR CORP COM 482480100 48 458 SH DFND 1 458 0 0 KOHLS CORP COM 500255104 45 821 SH DFND 1 821 0 0 KRAFT HEINZ CO COM 500754106 13558 174338 SH DFND 1 174338 0 0 KROGER CO COM 501044101 119 4348 SH DFND 1 4348 0 0 LAM RESEARCH CORP COM 512807108 52 280 SH DFND 1 280 0 0 LAS VEGAS SANDS CORP COM 517834107 75 1078 SH DFND 1 1078 0 0 LAUDER ESTEE COS INC CL A 518439104 598 4700 SH DFND 1 4700 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 40 4000 SH DFND 1 4000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 15490 363831 SH DFND 1 363831 0 0 LOCKHEED MARTIN CORP COM 539830109 48 150 SH DFND 1 150 0 0 LOGITECH INTL S A SHS H50430232 11701 346476 SH DFND 1 346476 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 227 2057 SH DFND 1 2057 0 0 MAGNEGAS CORP COM PAR 55939L301 10 30000 SH DFND 1 30000 0 0 MANNKIND CORP COM NEW 56400P706 4 1559 SH DFND 1 1559 0 0 MANULIFE FINL CORP COM 56501R106 71 3400 SH DFND 1 3400 0 0 MARATHON OIL CORP COM 565849106 254 15000 SH DFND 1 15000 0 0 MARATHON PETE CORP COM 56585A102 249 3772 SH DFND 1 3772 0 0 MARSH & MCLENNAN COS INC COM 571748102 1079 13270 SH DFND 1 13270 0 0 MASTEC INC COM 576323109 7 150 SH DFND 1 150 0 0 MASTERCARD INCORPORATED CL A 57636Q104 30 200 SH DFND 1 200 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 107 2048 SH DFND 1 2048 0 0 MCDONALDS CORP COM 580135101 15815 91907 SH DFND 1 91907 0 0 MCKESSON CORP COM 58155Q103 462 2963 SH DFND 1 2963 0 0 MEDTRONIC PLC SHS G5960L103 8960 110934 SH DFND 1 110934 0 0 MELCO RESORT ENTERTAINMENT L ADR 585464100 23 800 SH DFND 1 800 0 0 MERCADOLIBRE INC COM 58733R102 31 100 SH DFND 1 100 0 0 MERCK & CO INC COM 58933Y105 22346 397111 SH DFND 1 397111 0 0 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 43 4220 SH DFND 1 4220 0 0 METHODE ELECTRS INC COM 591520200 6 150 SH DFND 1 150 0 0 METLIFE INC COM 59156R108 21695 429073 SH DFND 1 429073 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 25 400 SH DFND 1 400 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 12 142 SH DFND 1 142 0 0 MICRON TECHNOLOGY INC COM 595112103 1432 34858 SH DFND 1 34858 0 0 MICROSOFT CORP COM 594918104 33613 392944 SH DFND 1 392944 0 0 MIDDLEBY CORP COM 596278101 63 470 SH DFND 1 470 0 0 MODUSLINK GLOBAL SOLUTIONS I COM NEW 60786L206 2 800 SH DFND 1 800 0 0 MOLECULAR TEMPLATES INC COM 608550109 12 1227 SH DFND 1 1227 0 0 MONDELEZ INTL INC CL A 609207105 85519 1998151 SH DFND 1 1998151 0 0 MONSANTO CO NEW COM 61166W101 8583 73517 SH DFND 1 73517 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 342 5400 SH DFND 1 5400 0 0 MORGAN STANLEY COM NEW 617446448 117 2237 SH DFND 1 2237 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 37 1000 SH DFND 1 1000 0 0 MOSAIC CO NEW COM 61945C103 85 3300 SH DFND 1 3300 0 0 MULESOFT INC CL A 625207105 26 1100 SH DFND 1 1100 0 0 MYLAN N V SHS EURO N59465109 233 5500 SH DFND 1 5500 0 0 NAVISTAR INTL CORP NEW COM 63934E108 9 200 SH DFND 1 200 0 0 NETFLIX INC COM 64110L106 593 3095 SH DFND 1 3095 0 0 NEW GOLD INC CDA COM 644535106 1388 421000 SH DFND 1 421000 0 0 NEWMONT MINING CORP COM 651639106 3444 91755 SH DFND 1 91755 0 0 NEXTERA ENERGY INC COM 65339F101 289 1850 SH DFND 1 1850 0 0 NIKE INC CL B 654106103 5016 80168 SH DFND 1 80168 0 0 NOBLE CORP PLC SHS USD G65431101 9 2000 SH DFND 1 2000 0 0 NOBLE ENERGY INC COM 655044105 15999 549247 SH DFND 1 549247 0 0 NOKIA CORP SPONSORED ADR 654902204 0 85 SH DFND 1 85 0 0 NORTHROP GRUMMAN CORP COM 666807102 430 1400 SH DFND 1 1400 0 0 NOVARTIS A G SPONSORED ADR 66987V109 34 400 SH DFND 1 400 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 554 580000 PRN DFND 1 580000 0 0 NUCOR CORP COM 670346105 155 2438 SH DFND 1 2438 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 777 660000 PRN DFND 1 660000 0 0 NVIDIA CORP COM 67066G104 386 1995 SH DFND 1 1995 0 0 NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 2983 2412000 PRN DFND 1 2412000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 9362 127117 SH DFND 1 127117 0 0 OCLARO INC COM NEW 67555N206 983 145792 SH DFND 1 145792 0 0 OCULAR THERAPEUTIX INC COM 67576A100 3 700 SH DFND 1 700 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 7 4000 SH DFND 1 4000 0 0 OI S A SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 OMNICOM GROUP INC COM 681919106 101 1386 SH DFND 1 1386 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 410 320000 PRN DFND 1 320000 0 0 ORACLE CORP COM 68389X105 1580 33400 SH DFND 1 33400 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 395 150000 SH DFND 1 150000 0 0 PALO ALTO NETWORKS INC COM 697435105 35721 246535 SH DFND 1 246535 0 0 PAN AMERICAN SILVER CORP COM 697900108 28 1760 SH DFND 1 1760 0 0 PAYCHEX INC COM 704326107 106 1555 SH DFND 1 1555 0 0 PAYPAL HLDGS INC COM 70450Y103 1889 25668 SH DFND 1 25668 0 0 PDC ENERGY INC COM 69327R101 62 1200 SH DFND 1 1200 0 0 PEPSICO INC COM 713448108 1026 8544 SH DFND 1 8544 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 182 18440 SH DFND 1 18440 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 57 5625 SH DFND 1 5625 0 0 PFIZER INC COM 717081103 6417 177132 SH DFND 1 177132 0 0 PG&E CORP COM 69331C108 139 3100 SH DFND 1 3100 0 0 PGT INNOVATIONS INC COM 69336V101 34 2000 SH DFND 1 2000 0 0 PHILIP MORRIS INTL INC COM 718172109 4390 41555 SH DFND 1 41555 0 0 PHILLIPS 66 COM 718546104 33 328 SH DFND 1 328 0 0 PLUG POWER INC COM NEW 72919P202 7 3000 SH DFND 1 3000 0 0 POLARIS INDS INC COM 731068102 11 90 SH DFND 1 90 0 0 POTASH CORP SASK INC COM 73755L107 25 1200 SH DFND 1 1200 0 0 POWERSHARES ETF TRUST GOLDEN DRG CHINA 73935X401 112 2500 SH DFND 1 2500 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4715 30265 SH DFND 1 30265 0 0 PPG INDS INC COM 693506107 7499 64192 SH DFND 1 64192 0 0 PRAXAIR INC COM 74005P104 7070 45709 SH DFND 1 45709 0 0 PRICE T ROWE GROUP INC COM 74144T108 94 900 SH DFND 1 900 0 0 PRICELINE GRP INC COM NEW 741503403 13536 7789 SH DFND 1 7789 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 5306 4550000 PRN DFND 1 4550000 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 93 1307 SH DFND 1 1307 0 0 PROCTER AND GAMBLE CO COM 742718109 19938 217030 SH DFND 1 217030 0 0 PROLOGIS INC COM 74340W103 205 3173 SH DFND 1 3173 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 83 2750 SH DFND 1 2750 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 168 1212 SH DFND 1 1212 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 0 22 SH DFND 1 22 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 807 795000 PRN DFND 1 795000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 506 480000 PRN DFND 1 480000 0 0 PRUDENTIAL PLC ADR 74435K204 30 600 SH DFND 1 600 0 0 PUBLIC STORAGE COM 74460D109 194 928 SH DFND 1 928 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 294 5710 SH DFND 1 5710 0 0 PVH CORP COM 693656100 40 285 SH DFND 1 285 0 0 QIAGEN NV SHS NEW N72482123 86 2750 SH DFND 1 2750 0 0 QUALCOMM INC COM 747525103 460 7198 SH DFND 1 7198 0 0 RANDGOLD RES LTD ADR 752344309 613 6200 SH DFND 1 6200 0 0 RANGE RES CORP COM 75281A109 11128 652381 SH DFND 1 652381 0 0 RAYTHEON CO COM NEW 755111507 376 2000 SH DFND 1 2000 0 0 RED HAT INC COM 756577102 12900 107400 SH DFND 1 107400 0 0 REGENERON PHARMACEUTICALS COM 75886F107 561 1493 SH DFND 1 1493 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 71 1150 SH DFND 1 1150 0 0 RIO TINTO PLC SPONSORED ADR 767204100 3352 63300 SH DFND 1 63300 0 0 ROSS STORES INC COM 778296103 93 1160 SH DFND 1 1160 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 287 3500 SH DFND 1 3500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 562 8240 SH DFND 1 8240 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 29 439 SH DFND 1 439 0 0 RPM INTL INC NOTE 2.250%12/1 749685AT0 944 815000 PRN DFND 1 815000 0 0 S&P GLOBAL INC COM 78409V104 25186 148677 SH DFND 1 148677 0 0 SALESFORCE COM INC CALL 79466L902 122 6100 SH Call DFND 1 6100 0 0 SALESFORCE COM INC COM 79466L302 363 3550 SH DFND 1 3550 0 0 SCHLUMBERGER LTD COM 806857108 70818 1050759 SH DFND 1 1050759 0 0 SEABRIDGE GOLD INC COM 811916105 40 3500 SH DFND 1 3500 0 0 SEARS HLDGS CORP COM 812350106 19 5300 SH DFND 1 5300 0 0 SECOND SIGHT MED PRODS INC COM 81362J100 6 3000 SH DFND 1 3000 0 0 SELECT SECTOR SPDR TR CALL 81369Y905 781 231500 SH Call DFND 1 231500 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 87 1203 SH DFND 1 1203 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 83 1000 SH DFND 1 1000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 28 1000 SH DFND 1 1000 0 0 SELECTA BIOSCIENCES INC COM 816212104 93 9500 SH DFND 1 9500 0 0 SEMPRA ENERGY COM 816851109 26 245 SH DFND 1 245 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 98 2430 SH DFND 1 2430 0 0 SERVICE CORP INTL COM 817565104 149 4000 SH DFND 1 4000 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 90 5800 SH DFND 1 5800 0 0 SHOPIFY INC CL A 82509L107 40 400 SH DFND 1 400 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0 35 SH DFND 1 35 0 0 SILVERCORP METALS INC COM 82835P103 7 2790 SH DFND 1 2790 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 39 412 SH DFND 1 412 0 0 SMART GLOBAL HLDGS INC SHS G8232Y101 101 3000 SH DFND 1 3000 0 0 SNAP INC CL A 83304A106 69 4700 SH DFND 1 4700 0 0 SOUTHWEST AIRLS CO COM 844741108 53 804 SH DFND 1 804 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 346 1400 SH DFND 1 1400 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 433 3490 SH DFND 1 3490 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 56 1432 SH DFND 1 1432 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 21 200 SH DFND 1 200 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9786 36675 SH DFND 1 36675 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 152 1800 SH DFND 1 1800 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 54 575 SH DFND 1 575 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 604 600000 PRN DFND 1 600000 0 0 SPLUNK INC COM 848637104 41 500 SH DFND 1 500 0 0 SPROUTS FMRS MKT INC CALL 85208M902 136 14500 SH Call DFND 1 14500 0 0 SPROUTS FMRS MKT INC COM 85208M102 7278 298631 SH DFND 1 298631 0 0 SQUARE INC CL A 852234103 35 1000 SH DFND 1 1000 0 0 STARBUCKS CORP COM 855244109 7988 139112 SH DFND 1 139112 0 0 STARS GROUP INC COM 85570W100 24 1020 SH DFND 1 1020 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 726 650000 PRN DFND 1 650000 0 0 STRYKER CORP COM 863667101 46 300 SH DFND 1 300 0 0 SUNCOR ENERGY INC NEW COM 867224107 375 10200 SH DFND 1 10200 0 0 SYNCHRONY FINL COM 87165B103 25671 664808 SH DFND 1 664808 0 0 T MOBILE US INC COM 872590104 73 1160 SH DFND 1 1160 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1942 49000 SH DFND 1 49000 0 0 TAPESTRY INC COM 876030107 273 6179 SH DFND 1 6179 0 0 TARGET CORP COM 87612E106 70 1067 SH DFND 1 1067 0 0 TATA MTRS LTD SPONSORED ADR 876568502 152 4600 SH DFND 1 4600 0 0 TE CONNECTIVITY LTD REG SHS H84989104 2736 28769 SH DFND 1 28769 0 0 TECHNIPFMC PLC COM G87110105 534 17245 SH DFND 1 17245 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 3 212 SH DFND 1 212 0 0 TELEFONICA S A SPONSORED ADR 879382208 5 534 SH DFND 1 534 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 614 425000 PRN DFND 1 425000 0 0 TESLA INC COM 88160R101 631 2033 SH DFND 1 2033 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 468 400000 PRN DFND 1 400000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 5151 271800 SH DFND 1 271800 0 0 TEXAS INSTRS INC COM 882508104 15048 144088 SH DFND 1 144088 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1392 7332 SH DFND 1 7332 0 0 TIFFANY & CO NEW COM 886547108 2889 27784 SH DFND 1 27784 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1 45 SH DFND 1 45 0 0 TIME INC NEW COM 887228104 0 8 SH DFND 1 8 0 0 TIME WARNER INC COM NEW 887317303 6 70 SH DFND 1 70 0 0 TJX COS INC NEW COM 872540109 97 1275 SH DFND 1 1275 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 147 2500 SH DFND 1 2500 0 0 TRANSCANADA CORP COM 89353D107 125 2554 SH DFND 1 2554 0 0 TRANSENTERIX INC COM NEW 89366M201 19 10000 SH DFND 1 10000 0 0 TRANSOCEAN LTD REG SHS H8817H100 14 1384 SH DFND 1 1384 0 0 TRAVELERS COMPANIES INC COM 89417E109 4 28 SH DFND 1 28 0 0 TURQUOISE HILL RES LTD COM 900435108 165 48445 SH DFND 1 48445 0 0 TUTOR PERINI CORP COM 901109108 13 500 SH DFND 1 500 0 0 TWITTER INC COM 90184L102 214 8900 SH DFND 1 8900 0 0 UBS GROUP AG SHS H42097107 55958 3039673 SH DFND 1 3039673 0 0 UNDER ARMOUR INC CL A 904311107 29 2000 SH DFND 1 2000 0 0 UNILEVER N V N Y SHS NEW 904784709 21965 390000 SH DFND 1 390000 0 0 UNILEVER PLC SPON ADR NEW 904767704 304 5500 SH DFND 1 5500 0 0 UNION PAC CORP COM 907818108 360 2700 SH DFND 1 2700 0 0 UNITED CONTL HLDGS INC COM 910047109 46 685 SH DFND 1 685 0 0 UNITED TECHNOLOGIES CORP COM 913017109 18796 147333 SH DFND 1 147333 0 0 UNITEDHEALTH GROUP INC COM 91324P102 118 531 SH DFND 1 531 0 0 V F CORP COM 918204108 751 10150 SH DFND 1 10150 0 0 VALE S A ADR 91912E105 1238 101073 SH DFND 1 101073 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 30 1446 SH DFND 1 1446 0 0 VALERO ENERGY CORP NEW COM 91913Y100 138 1505 SH DFND 1 1505 0 0 VANECK VECTORS ETF TR AFRICA INDEX ETF 92189F866 102 4100 SH DFND 1 4100 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 2028 67700 SH DFND 1 67700 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 7 280 SH DFND 1 280 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 681 19914 SH DFND 1 19914 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 98 1000 SH DFND 1 1000 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 86 590 SH DFND 1 590 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1224 15000 SH DFND 1 15000 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 613 2500 SH DFND 1 2500 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1836 40000 SH DFND 1 40000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 928 15700 SH DFND 1 15700 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 4572 62712 SH DFND 1 62712 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4767 54549 SH DFND 1 54549 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 21251 272445 SH DFND 1 272445 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2451 30900 SH DFND 1 30900 0 0 VARIAN MED SYS INC COM 92220P105 679 6125 SH DFND 1 6125 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 6173 116649 SH DFND 1 116649 0 0 VERSUM MATLS INC COM 92532W103 90 2400 SH DFND 1 2400 0 0 VISA INC COM CL A 92826C839 103801 910359 SH DFND 1 910359 0 0 VISA INC PUT 92826C959 12 35000 SH Put DFND 1 35000 0 0 VMWARE INC CL A COM 928563402 63 500 SH DFND 1 500 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 128 4000 SH DFND 1 4000 0 0 VULCAN MATLS CO COM 929160109 51 400 SH DFND 1 400 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1375 18929 SH DFND 1 18929 0 0 WAL-MART STORES INC COM 931142103 75 761 SH DFND 1 761 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 45 6370 SH DFND 1 6370 0 0 WATERS CORP COM 941848103 84 437 SH DFND 1 437 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 37 8900 SH DFND 1 8900 0 0 WEIBO CORP SPONSORED ADR 948596101 98 950 SH DFND 1 950 0 0 WELLS FARGO CO NEW COM 949746101 11289 186098 SH DFND 1 186098 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 120 5400 SH DFND 1 5400 0 0 WHITING PETE CORP NEW COM NEW 966387409 24 900 SH DFND 1 900 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 5 2629 SH DFND 1 2629 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 690 17943 SH DFND 1 17943 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 682 11500 SH DFND 1 11500 0 0 WIX COM LTD SHS M98068105 3341 58004 SH DFND 1 58004 0 0 YAHOO INC NOTE 12/0 984332AF3 1347 1000000 PRN DFND 1 1000000 0 0 YAMANA GOLD INC COM 98462Y100 1602 512000 SH DFND 1 512000 0 0 YUM BRANDS INC COM 988498101 282 3450 SH DFND 1 3450 0 0 YUM CHINA HLDGS INC COM 98850P109 4987 124626 SH DFND 1 124626 0 0 3M CO COM 88579Y101 334 1416 SH DFND 2 1416 0 0 ABBVIE INC COM 00287Y109 8187 84635 SH DFND 2 84635 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 36 4000 SH DFND 2 4000 0 0 AETNA INC NEW COM 00817Y108 7 40 SH DFND 2 40 0 0 AGNICO EAGLE MINES LTD COM 008474108 46 1000 SH DFND 2 1000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 23 3462 SH DFND 2 3462 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 982 5700 SH DFND 2 5700 0 0 ALLERGAN PLC SHS G0177J108 686 4200 SH DFND 2 4200 0 0 ALPHABET INC CAP STK CL A 02079K305 9496 9012 SH DFND 2 9012 0 0 ALPHABET INC CAP STK CL C 02079K107 3819 3650 SH DFND 2 3650 0 0 ALTRIA GROUP INC COM 02209S103 71 1000 SH DFND 2 1000 0 0 AMAZON COM INC COM 023135106 1363 1165 SH DFND 2 1165 0 0 AMBEV SA SPONSORED ADR 02319V103 58 9000 SH DFND 2 9000 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 26 1500 SH DFND 2 1500 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 55 914 SH DFND 2 914 0 0 AMYRIS INC COM NEW 03236M200 390 104000 SH DFND 2 104000 0 0 ANTHEM INC COM 036752103 7 33 SH DFND 2 33 0 0 APPLE INC COM 037833100 5169 30537 SH DFND 2 30537 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 6 173 SH DFND 2 173 0 0 AT&T INC COM 00206R102 27 700 SH DFND 2 700 0 0 BANK AMER CORP COM 060505104 365 12400 SH DFND 2 12400 0 0 BANK MONTREAL QUE COM 063671101 88 1100 SH DFND 2 1100 0 0 BANK N S HALIFAX COM 064149107 133 2050 SH DFND 2 2050 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 248 1260 SH DFND 2 1260 0 0 BRIGHTHOUSE FINL INC COM 10922N103 43 727 SH DFND 2 727 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 31 500 SH DFND 2 500 0 0 BUNGE LIMITED COM G16962105 483 7200 SH DFND 2 7200 0 0 CAE INC COM 124765108 47 2500 SH DFND 2 2500 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 0 8 SH DFND 2 8 0 0 CANADIAN NAT RES LTD COM 136385101 97 2700 SH DFND 2 2700 0 0 CANADIAN NATL RY CO COM 136375102 182 2200 SH DFND 2 2200 0 0 CHEVRON CORP NEW COM 166764100 9 71 SH DFND 2 71 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 37 2400 SH DFND 2 2400 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 218 4325 SH DFND 2 4325 0 0 CISCO SYS INC COM 17275R102 91 2380 SH DFND 2 2380 0 0 CITIGROUP INC COM NEW 172967424 62 827 SH DFND 2 827 0 0 COCA COLA CO COM 191216100 266 5800 SH DFND 2 5800 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1278 18000 SH DFND 2 18000 0 0 COLGATE PALMOLIVE CO COM 194162103 116 1540 SH DFND 2 1540 0 0 COMCAST CORP NEW CL A 20030N101 2493 62286 SH DFND 2 62286 0 0 CORNING INC COM 219350105 96 3000 SH DFND 2 3000 0 0 COSTCO WHSL CORP NEW COM 22160K105 37 200 SH DFND 2 200 0 0 DENTSPLY SIRONA INC COM 24906P109 33 500 SH DFND 2 500 0 0 DEXCOM INC COM 252131107 1262 22000 SH DFND 2 22000 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 525 3597 SH DFND 2 3597 0 0 DISNEY WALT CO COM DISNEY 254687106 291 2700 SH DFND 2 2700 0 0 DOLLAR GEN CORP NEW COM 256677105 2 18 SH DFND 2 18 0 0 DOWDUPONT INC COM 26078J100 8 114 SH DFND 2 114 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 3 26 SH DFND 2 26 0 0 DR REDDYS LABS LTD ADR 256135203 31 830 SH DFND 2 830 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 24 1000 SH DFND 2 1000 0 0 ENBRIDGE INC COM 29250N105 71 1800 SH DFND 2 1800 0 0 EOG RES INC COM 26875P101 6087 56425 SH DFND 2 56425 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 150 4740 SH DFND 2 4740 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 1237 29925 SH DFND 2 29925 0 0 EXELON CORP COM 30161N101 1 36 SH DFND 2 36 0 0 FACEBOOK INC CL A 30303M102 1665 9440 SH DFND 2 9440 0 0 FERRARI N V COM N3167Y103 25 235 SH DFND 2 235 0 0 FIRSTENERGY CORP COM 337932107 4 116 SH DFND 2 116 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 66 700 SH DFND 2 700 0 0 FRANCO NEVADA CORP COM 351858105 56 700 SH DFND 2 700 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 13 250 SH DFND 2 250 0 0 GENERAL ELECTRIC CO COM 369604103 2 128 SH DFND 2 128 0 0 GILDAN ACTIVEWEAR INC COM 375916103 81 2500 SH DFND 2 2500 0 0 GILEAD SCIENCES INC COM 375558103 144 2000 SH DFND 2 2000 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 243 10235 SH DFND 2 10235 0 0 GOLDCORP INC NEW COM 380956409 166 13000 SH DFND 2 13000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 44 173 SH DFND 2 173 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 55 1000 SH DFND 2 1000 0 0 GULFMARK OFFSHORE INC *W EXP 11/14/202 402629117 0 368 SH DFND 2 368 0 0 GULFMARK OFFSHORE INC COM 402629505 0 34 SH DFND 2 34 0 0 HALLIBURTON CO COM 406216101 3 60 SH DFND 2 60 0 0 HASBRO INC COM 418056107 32 350 SH DFND 2 350 0 0 HESS CORP COM 42809H107 3 70 SH DFND 2 70 0 0 HOME DEPOT INC COM 437076102 5397 28475 SH DFND 2 28475 0 0 HONDA MOTOR LTD AMERN SHS 438128308 571 16750 SH DFND 2 16750 0 0 HONEYWELL INTL INC COM 438516106 51 330 SH DFND 2 330 0 0 HUDSON GLOBAL INC COM 443787106 79 35000 SH DFND 2 35000 0 0 IMPERIAL OIL LTD COM NEW 453038408 23 750 SH DFND 2 750 0 0 INGERSOLL-RAND PLC SHS G47791101 178 2000 SH DFND 2 2000 0 0 INTEL CORP COM 458140100 44 950 SH DFND 2 950 0 0 INTERPUBLIC GROUP COS INC COM 460690100 2 118 SH DFND 2 118 0 0 INTL PAPER CO COM 460146103 2 30 SH DFND 2 30 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 48 135 SH DFND 2 135 0 0 INVESCO LTD SHS G491BT108 2 43 SH DFND 2 43 0 0 ISHARES GOLD TRUST ISHARES 464285105 189 15030 SH DFND 2 15030 0 0 ISHARES INC MSCI GERMANY ETF 464286806 84 2547 SH DFND 2 2547 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 524 8750 SH DFND 2 8750 0 0 ISHARES INC MSCI PAC JP ETF 464286665 4335 90700 SH DFND 2 90700 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 256 7100 SH DFND 2 7100 0 0 ISHARES TR 20 YR TR BD ETF 464287432 6060 47770 SH DFND 2 47770 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 458 9900 SH DFND 2 9900 0 0 ISHARES TR CORE S&P SCP ETF 464287804 108 1400 SH DFND 2 1400 0 0 ISHARES TR CORE S&P500 ETF 464287200 631 2350 SH DFND 2 2350 0 0 ISHARES TR CORE US AGGBD ET 464287226 4394 40200 SH DFND 2 40200 0 0 ISHARES TR EAFE VALUE ETF 464288877 59 1061 SH DFND 2 1061 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 397 7800 SH DFND 2 7800 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 90 800 SH DFND 2 800 0 0 ISHARES TR IBOXX HI YD ETF 464288513 271 3100 SH DFND 2 3100 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2138 17600 SH DFND 2 17600 0 0 ISHARES TR MSCI ACWI ETF 464288257 2235 31000 SH DFND 2 31000 0 0 ISHARES TR MSCI CHINA ETF 46429B671 2362 35500 SH DFND 2 35500 0 0 ISHARES TR MSCI EAFE ETF 464287465 1775 25250 SH DFND 2 25250 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 8397 178227 SH DFND 2 178227 0 0 ISHARES TR MSCI EURO FL ETF 464289180 93 4000 SH DFND 2 4000 0 0 ISHARES TR NORTH AMERN NAT 464287374 407 11485 SH DFND 2 11485 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 72 812 SH DFND 2 812 0 0 ISHARES TR RUS MID CAP ETF 464287499 95 458 SH DFND 2 458 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 884 5800 SH DFND 2 5800 0 0 ISHARES TR US HOME CONS ETF 464288752 69 1570 SH DFND 2 1570 0 0 JD COM INC SPON ADR CL A 47215P106 25 600 SH DFND 2 600 0 0 JOHNSON & JOHNSON COM 478160104 4980 35607 SH DFND 2 35607 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 27 1000 SH DFND 2 1000 0 0 JPMORGAN CHASE & CO COM 46625H100 1429 13361 SH DFND 2 13361 0 0 KEYCORP NEW COM 493267108 3 155 SH DFND 2 155 0 0 KINROSS GOLD CORP COM NO PAR 496902404 26 6000 SH DFND 2 6000 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 7 173 SH DFND 2 173 0 0 LILLY ELI & CO COM 532457108 35 410 SH DFND 2 410 0 0 LOCKHEED MARTIN CORP COM 539830109 4 13 SH DFND 2 13 0 0 LOGITECH INTL S A SHS H50430232 20 600 SH DFND 2 600 0 0 LOGMEIN INC COM 54142L109 23 200 SH DFND 2 200 0 0 LOWES COS INC COM 548661107 3 30 SH DFND 2 30 0 0 MARATHON OIL CORP COM 565849106 1 47 SH DFND 2 47 0 0 MARATHON PETE CORP COM 56585A102 6158 93311 SH DFND 2 93311 0 0 MARSH & MCLENNAN COS INC COM 571748102 2 28 SH DFND 2 28 0 0 MASTERCARD INCORPORATED CL A 57636Q104 60 400 SH DFND 2 400 0 0 MATTEL INC COM 577081102 2 98 SH DFND 2 98 0 0 MCDONALDS CORP COM 580135101 3524 20475 SH DFND 2 20475 0 0 MCKESSON CORP COM 58155Q103 3 22 SH DFND 2 22 0 0 MEDTRONIC PLC SHS G5960L103 49 608 SH DFND 2 608 0 0 MERCK & CO INC COM 58933Y105 973 17300 SH DFND 2 17300 0 0 METLIFE INC COM 59156R108 410 8115 SH DFND 2 8115 0 0 MICRON TECHNOLOGY INC COM 595112103 42 1000 SH DFND 2 1000 0 0 MICROSOFT CORP COM 594918104 324 3787 SH DFND 2 3787 0 0 MONDELEZ INTL INC CL A 609207105 4102 95795 SH DFND 2 95795 0 0 MORGAN STANLEY COM NEW 617446448 9 176 SH DFND 2 176 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 2 27 SH DFND 2 27 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 108 2500 SH DFND 2 2500 0 0 NETFLIX INC COM 64110L106 116 600 SH DFND 2 600 0 0 NEWMONT MINING CORP COM 651639106 38 1000 SH DFND 2 1000 0 0 NEXTERA ENERGY INC COM 65339F101 5 34 SH DFND 2 34 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 2 60 SH DFND 2 60 0 0 NIKE INC CL B 654106103 28 446 SH DFND 2 446 0 0 NORTHROP GRUMMAN CORP COM 666807102 6 18 SH DFND 2 18 0 0 NOVARTIS A G SPONSORED ADR 66987V109 13 150 SH DFND 2 150 0 0 NOVO-NORDISK A S ADR 670100205 3 50 SH DFND 2 50 0 0 NUCOR CORP COM 670346105 64 1000 SH DFND 2 1000 0 0 NVIDIA CORP COM 67066G104 155 800 SH DFND 2 800 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 317 4300 SH DFND 2 4300 0 0 ORACLE CORP COM 68389X105 4989 105481 SH DFND 2 105481 0 0 PALO ALTO NETWORKS INC COM 697435105 754 5200 SH DFND 2 5200 0 0 PAN AMERICAN SILVER CORP COM 697900108 28 1800 SH DFND 2 1800 0 0 PEPSICO INC COM 713448108 5012 41775 SH DFND 2 41775 0 0 PFIZER INC COM 717081103 32 897 SH DFND 2 897 0 0 PG&E CORP COM 69331C108 3 73 SH DFND 2 73 0 0 PHILIP MORRIS INTL INC COM 718172109 2 19 SH DFND 2 19 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 32 300 SH DFND 2 300 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 8649 85150 SH DFND 2 85150 0 0 POWERSHARES ETF TRUST WATER RES PORT 73935X575 38 1250 SH DFND 2 1250 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2492 16000 SH DFND 2 16000 0 0 PRAXAIR INC COM 74005P104 783 5061 SH DFND 2 5061 0 0 PRECISION DRILLING CORP COM 2010 74022D308 46 15000 SH DFND 2 15000 0 0 PRICELINE GRP INC COM NEW 741503403 14 8 SH DFND 2 8 0 0 PROCTER AND GAMBLE CO COM 742718109 342 3740 SH DFND 2 3740 0 0 PROSHARES TR ULT FTSE EUROPE 74347X526 58 1000 SH DFND 2 1000 0 0 PRUDENTIAL FINL INC COM 744320102 2 14 SH DFND 2 14 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 6 108 SH DFND 2 108 0 0 QUALCOMM INC COM 747525103 5 73 SH DFND 2 73 0 0 QUEST DIAGNOSTICS INC COM 74834L100 3 27 SH DFND 2 27 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 93 1500 SH DFND 2 1500 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 184 3600 SH DFND 2 3600 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1810 22100 SH DFND 2 22100 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 10 149 SH DFND 2 149 0 0 SALESFORCE COM INC COM 79466L302 138 1350 SH DFND 2 1350 0 0 SCHLUMBERGER LTD COM 806857108 2561 38030 SH DFND 2 38030 0 0 SCHWAB CHARLES CORP NEW COM 808513105 3 53 SH DFND 2 53 0 0 SELECT BANCORP INC NEW COM 81617L108 22 1724 SH DFND 2 1724 0 0 SKECHERS U S A INC CL A 830566105 19 510 SH DFND 2 510 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3905 31575 SH DFND 2 31575 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1150 4310 SH DFND 2 4310 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 413 15000 SH DFND 2 15000 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 480 10000 SH DFND 2 10000 0 0 SPROUTS FMRS MKT INC COM 85208M102 560 23000 SH DFND 2 23000 0 0 STARBUCKS CORP COM 855244109 4641 80900 SH DFND 2 80900 0 0 SUNCOR ENERGY INC NEW COM 867224107 5251 142640 SH DFND 2 142640 0 0 SUNTRUST BKS INC COM 867914103 7 113 SH DFND 2 113 0 0 SYNCHRONY FINL COM 87165B103 4517 117050 SH DFND 2 117050 0 0 TAHOE RES INC COM 873868103 25 5100 SH DFND 2 5100 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 4 111 SH DFND 2 111 0 0 TE CONNECTIVITY LTD REG SHS H84989104 4939 51950 SH DFND 2 51950 0 0 TELUS CORP COM 87971M103 72 1900 SH DFND 2 1900 0 0 TESLA INC COM 88160R101 374 1200 SH DFND 2 1200 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 52 275 SH DFND 2 275 0 0 TJX COS INC NEW COM 872540109 4063 53090 SH DFND 2 53090 0 0 TOTAL S A SPONSORED ADR 89151E109 74 1330 SH DFND 2 1330 0 0 TRANSCANADA CORP COM 89353D107 42 850 SH DFND 2 850 0 0 TRAVELERS COMPANIES INC COM 89417E109 2 17 SH DFND 2 17 0 0 TWITTER INC COM 90184L102 24 1000 SH DFND 2 1000 0 0 UBS GROUP AG SHS H42097107 1275 69256 SH DFND 2 69256 0 0 UNILEVER N V N Y SHS NEW 904784709 3 60 SH DFND 2 60 0 0 UNION PAC CORP COM 907818108 2 15 SH DFND 2 15 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2 18 SH DFND 2 18 0 0 UNITED TECHNOLOGIES CORP COM 913017109 446 3500 SH DFND 2 3500 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6 25 SH DFND 2 25 0 0 UNITI GROUP INC COM 91325V108 124 7000 SH DFND 2 7000 0 0 US BANCORP DEL COM NEW 902973304 6013 112269 SH DFND 2 112269 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 2078 100000 SH DFND 2 100000 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 474 7700 SH DFND 2 7700 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 159 6850 SH DFND 2 6850 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 78 2300 SH DFND 2 2300 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2692 45495 SH DFND 2 45495 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 359 6782 SH DFND 2 6782 0 0 VISA INC COM CL A 92826C839 112 985 SH DFND 2 985 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 30 400 SH DFND 2 400 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 83 20000 SH DFND 2 20000 0 0 WELLS FARGO CO NEW COM 949746101 6310 104061 SH DFND 2 104061 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 55 2500 SH DFND 2 2500 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 3245 84400 SH DFND 2 84400 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 3404 48200 SH DFND 2 48200 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 225 3800 SH DFND 2 3800 0 0