Executive Vice President

0001420506-17-000382.txt : 20170515 0001420506-17-000382.hdr.sgml : 20170515 20170515142929 ACCESSION NUMBER: 0001420506-17-000382 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 17843336 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001615423 XXXXXXXX 03-31-2017 03-31-2017 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 05-15-2017 2 1021 2960772 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001528147 028-16548 Lombard Odier Transatlantic Ltd INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA 3-D SYS CORP DEL COM NEW 88554D205 76 5100 SH DFND 5100 0 0 3M CO COM 88579Y101 480 2514 SH DFND 2514 0 0 ABBVIE INC COM 00287Y109 12788 196206 SH DFND 196206 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 30 249 SH DFND 249 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 8 5000 SH DFND 5000 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 317 57560 SH DFND 57560 0 0 ADIENT PLC ORD SHS G0084W101 7 100 SH DFND 100 0 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2000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5994 50000 SH DFND 1 50000 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 161 38200 SH DFND 1 38200 0 0 ACTIVISION BLIZZARD INC COM 00507V109 486 9740 SH DFND 1 9740 0 0 ADOBE SYS INC COM 00724F101 9967 76600 SH DFND 1 76600 0 0 ADVANSIX INC COM 00773T101 0 39 SH DFND 1 39 0 0 AETNA INC NEW COM 00817Y108 50 392 SH DFND 1 392 0 0 AFFILIATED MANAGERS GROUP COM 008252108 1500 9150 SH DFND 1 9150 0 0 AFLAC INC COM 001055102 133 1841 SH DFND 1 1841 0 0 AIR PRODS & CHEMS INC COM 009158106 528 3900 SH DFND 1 3900 0 0 AKAMAI TECHNOLOGIES INC DBCV 2/1 00971TAG6 6008 6060000 PRN DFND 1 6060000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 416 3430 SH DFND 1 3430 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 18048 167375 SH DFND 1 167375 0 0 ALIGN TECHNOLOGY INC COM 016255101 325 2825 SH DFND 1 2825 0 0 ALLERGAN PLC SHS G0177J108 59778 250116 SH DFND 1 250116 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 102 410 SH DFND 1 410 0 0 ALPHABET 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1 28900 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 165 1500 SH DFND 1 1500 0 0 ANNALY CAP MGMT INC COM 035710409 3 300 SH DFND 1 300 0 0 ANTHEM INC COM 036752103 71 424 SH DFND 1 424 0 0 APOLLO INVT CORP COM 03761U106 10 1548 SH DFND 1 1548 0 0 APPLE INC COM 037833100 47721 332216 SH DFND 1 332216 0 0 APPLIED MATLS INC COM 038222105 5057 130000 SH DFND 1 130000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 165 3579 SH DFND 1 3579 0 0 ARES CAP CORP NOTE 4.750% 1/1 04010LAJ2 3504 3400000 PRN DFND 1 3400000 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 4 140 SH DFND 1 140 0 0 AT&T INC COM 00206R102 956 22968 SH DFND 1 22968 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 92 4500 SH DFND 1 4500 0 0 AUSTRALIA & NEW ZEALA BKG 14 DEBT 4.400% 5/1 Q0426RND6 9028 8650000 PRN DFND 1 8650000 0 0 AUTOZONE INC COM 053332102 1446 2000 SH DFND 1 2000 0 0 AVALONBAY CMNTYS INC COM 053484101 149 809 SH DFND 1 809 0 0 BAIDU INC SPON ADR REP A 056752108 580 3365 SH DFND 1 3365 0 0 BAKER HUGHES INC COM 057224107 384 6400 SH DFND 1 6400 0 0 BALLARD PWR SYS INC NEW COM 058586108 237 107500 SH DFND 1 107500 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 57 5507 SH DFND 1 5507 0 0 BANCO SANTANDER SA ADR 05964H105 2 283 SH DFND 1 283 0 0 BANK AMER CORP COM 060505104 1242 52675 SH DFND 1 52675 0 0 BANK MONTREAL QUE COM 063671101 25 340 SH DFND 1 340 0 0 BANK N S HALIFAX COM 064149107 280 4790 SH DFND 1 4790 0 0 BANK NEW YORK MELLON CORP COM 064058100 13319 282051 SH DFND 1 282051 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 221 13939 SH DFND 1 13939 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 2056 27500 SH DFND 1 27500 0 0 BARCLAYS PLC NOTE 8.250%12/3 06738EAA3 211 200000 PRN DFND 1 200000 0 0 BARRACUDA NETWORKS INC COM 068323104 39 1700 SH DFND 1 1700 0 0 BARRICK GOLD CORP COM 067901108 852 45028 SH DFND 1 45028 0 0 BAXTER INTL INC COM 071813109 57 1100 SH DFND 1 1100 0 0 BB&T CORP COM 054937107 5112 114391 SH DFND 1 114391 0 0 BCE INC COM NEW 05534B760 57 1280 SH DFND 1 1280 0 0 BED BATH & BEYOND INC COM 075896100 935 23700 SH DFND 1 23700 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 750 3 SH DFND 1 3 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3351 20111 SH DFND 1 20111 0 0 BERRY PLASTICS GROUP INC COM 08579W103 39 800 SH DFND 1 800 0 0 BEST BUY INC COM 086516101 46 924 SH DFND 1 924 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 24 650 SH DFND 1 650 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 4 120 SH DFND 1 120 0 0 BIOGEN INC COM 09062X103 776 2835 SH DFND 1 2835 0 0 BIOMARIN PHARMACEUTICAL INC CALL 09061G901 10 1800 SH Call DFND 1 1800 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 514 5850 SH DFND 1 5850 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 09061GAF8 664 560000 PRN DFND 1 560000 0 0 BIOVERATIV INC COM 09075E100 59 1082 SH DFND 1 1082 0 0 BLACKROCK INC COM 09247X101 605 1581 SH DFND 1 1581 0 0 BLUEBIRD BIO INC COM 09609G100 41 450 SH DFND 1 450 0 0 BOEING CO COM 097023105 302 1710 SH DFND 1 1710 0 0 BP PLC SPONSORED ADR 055622104 3585 103867 SH DFND 1 103867 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 15127 278179 SH DFND 1 278179 0 0 BROADCOM LTD SHS Y09827109 77 350 SH DFND 1 350 0 0 BROCADE COMMUNICATIONS SYS I NOTE 1.375% 1/0 111621AQ1 3208 3160000 PRN DFND 1 3160000 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 14041 386500 SH DFND 1 386500 0 0 BUNGE LIMITED COM G16962105 1788 22545 SH DFND 1 22545 0 0 BURCON NUTRASCIENCE CORP COM 120831102 18 11176 SH DFND 1 11176 0 0 CA INC COM 12673P105 78 2472 SH DFND 1 2472 0 0 CABOT OIL & GAS CORP COM 127097103 36 1500 SH DFND 1 1500 0 0 CADIZ INC COM NEW 127537207 144 9500 SH DFND 1 9500 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 1 133 SH DFND 1 133 0 0 CALLAWAY GOLF CO COM 131193104 33 3000 SH DFND 1 3000 0 0 CAMECO CORP COM 13321L108 96 8760 SH DFND 1 8760 0 0 CAMPBELL SOUP CO COM 134429109 6296 110000 SH DFND 1 110000 0 0 CAPITAL ONE FINL CORP COM 14040H105 87 1000 SH DFND 1 1000 0 0 CARDINAL HEALTH INC COM 14149Y108 60 732 SH DFND 1 732 0 0 CATERPILLAR INC DEL COM 149123101 1455 15695 SH DFND 1 15695 0 0 CELGENE CORP CALL 151020904 3 500 SH Call DFND 1 500 0 0 CELGENE CORP COM 151020104 622 5000 SH DFND 1 5000 0 0 CEMEX SAB DE CV NOTE 3.720% 3/1 151290BR3 1382 1260000 PRN DFND 1 1260000 0 0 CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 2576 2200000 PRN DFND 1 2200000 0 0 CENOVUS ENERGY INC COM 15135U109 56 5000 SH DFND 1 5000 0 0 CENTURYLINK INC COM 156700106 106 4495 SH DFND 1 4495 0 0 CERNER CORP COM 156782104 99 1700 SH DFND 1 1700 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 1 2 SH DFND 1 2 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 965 9395 SH DFND 1 9395 0 0 CHENIERE ENERGY INC COM NEW 16411R208 95 2000 SH DFND 1 2000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 327 55000 SH DFND 1 55000 0 0 CHEVRON CORP NEW COM 166764100 4256 39643 SH DFND 1 39643 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 194 6300 SH DFND 1 6300 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 37 2400 SH DFND 1 2400 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 55 1000 SH DFND 1 1000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 419 940 SH DFND 1 940 0 0 CHUBB LIMITED COM H1467J104 8442 61963 SH DFND 1 61963 0 0 CIGNA CORPORATION COM 125509109 54 367 SH DFND 1 367 0 0 CISCO SYS INC COM 17275R102 22326 660543 SH DFND 1 660543 0 0 CITIGROUP INC COM NEW 172967424 900 15040 SH DFND 1 15040 0 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 20456 16280000 PRN DFND 1 16280000 0 0 CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 857 20700 SH DFND 1 20700 0 0 CNH INDL N V SHS N20944109 29 3000 SH DFND 1 3000 0 0 COACH INC COM 189754104 409 9897 SH DFND 1 9897 0 0 COBALT INTL ENERGY INC COM 19075F106 29 53560 SH DFND 1 53560 0 0 COCA COLA CO COM 191216100 30268 713168 SH DFND 1 713168 0 0 COEUR MNG INC COM NEW 192108504 5 620 SH DFND 1 620 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 284 4771 SH DFND 1 4771 0 0 COLGATE PALMOLIVE CO COM 194162103 25410 347172 SH DFND 1 347172 0 0 COMCAST CORP NEW CALL 20030N901 83 16000 SH Call DFND 1 16000 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1464 121625 SH DFND 1 121625 0 0 CONFORMIS INC COM 20717E101 10 2000 SH DFND 1 2000 0 0 CONOCOPHILLIPS COM 20825C104 596 11950 SH DFND 1 11950 0 0 CONSOLIDATED EDISON INC COM 209115104 533 6869 SH DFND 1 6869 0 0 COSAN LTD SHS A G25343107 17 2000 SH DFND 1 2000 0 0 CREE INC COM 225447101 103 3850 SH DFND 1 3850 0 0 CRITEO S A SPONS ADS 226718104 3 66 SH DFND 1 66 0 0 CSX CORP COM 126408103 135 2906 SH DFND 1 2906 0 0 CTI BIOPHARMA CORP COM NEW 12648L601 3 800 SH DFND 1 800 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 7471 152000 SH DFND 1 152000 0 0 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 1024 990000 PRN DFND 1 990000 0 0 CUMMINS INC COM 231021106 141 939 SH DFND 1 939 0 0 CUMULUS MEDIA INC CL A NEW 231082603 2 6250 SH DFND 1 6250 0 0 CVS HEALTH CORP COM 126650100 201 2554 SH DFND 1 2554 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 596 11700 SH DFND 1 11700 0 0 DANAHER CORP DEL COM 235851102 1624 18975 SH DFND 1 18975 0 0 DARDEN RESTAURANTS INC COM 237194105 82 981 SH DFND 1 981 0 0 DEERE & CO COM 244199105 256 2350 SH DFND 1 2350 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 720 11234 SH DFND 1 11234 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 16446 204353 SH DFND 1 204353 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 46 1002 SH DFND 1 1002 0 0 DENTSPLY SIRONA INC COM 24906P109 5026 80500 SH DFND 1 80500 0 0 DESTINATION XL GROUP INC COM 25065K104 10 3500 SH DFND 1 3500 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 93 5339 SH DFND 1 5339 0 0 DEUTSCHE BK AG RIGHT 04/06/2017 D1T769565 5 2232 SH DFND 1 2232 0 0 DEXCOM INC COM 252131107 59494 702125 SH DFND 1 702125 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 80 700 SH DFND 1 700 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2538 151900 SH DFND 1 151900 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 3 139 SH DFND 1 139 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 173 3900 SH DFND 1 3900 0 0 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y363 21 1775 SH DFND 1 1775 0 0 DIREXION SHS ETF TR HEALTHCARE BUL 25459Y876 59 1715 SH DFND 1 1715 0 0 DISNEY WALT CO COM DISNEY 254687106 82424 726949 SH DFND 1 726949 0 0 DOLBY LABORATORIES INC COM 25659T107 22 425 SH DFND 1 425 0 0 DOW CHEM CO COM 260543103 6282 98856 SH DFND 1 98856 0 0 DR REDDYS LABS LTD ADR 256135203 33 830 SH DFND 1 830 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 368 4600 SH DFND 1 4600 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 69 841 SH DFND 1 841 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 2520 2160000 PRN DFND 1 2160000 0 0 EATON CORP PLC SHS G29183103 244 3288 SH DFND 1 3288 0 0 EBAY INC COM 278642103 386 11501 SH DFND 1 11501 0 0 ECOLAB INC COM 278865100 962 7675 SH DFND 1 7675 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 137 1450 SH DFND 1 1450 0 0 ELDORADO GOLD CORP NEW COM 284902103 691 202500 SH DFND 1 202500 0 0 ELECTRONIC ARTS INC COM 285512109 32 355 SH DFND 1 355 0 0 EMCORE CORP COM NEW 290846203 90 10000 SH DFND 1 10000 0 0 EMERSON ELEC CO COM 291011104 127 2133 SH DFND 1 2133 0 0 ENBRIDGE INC COM 29250N105 87 2074 SH DFND 1 2074 0 0 ENCANA CORP COM 292505104 58 5000 SH DFND 1 5000 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 11 3400 SH DFND 1 3400 0 0 ENERGOUS CORP COM 29272C103 62 4000 SH DFND 1 4000 0 0 ENI S P A SPONSORED ADR 26874R108 26 800 SH DFND 1 800 0 0 EOG RES INC COM 26875P101 17708 181524 SH DFND 1 181524 0 0 EQT CORP COM 26884L109 16 270 SH DFND 1 270 0 0 EQUINIX INC COM PAR $0.001 29444U700 219 545 SH DFND 1 545 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 137 2206 SH DFND 1 2206 0 0 EURONET WORLDWIDE INC NOTE 1.500%10/0 298736AH2 2984 2360000 PRN DFND 1 2360000 0 0 EVER GLORY INTL GRP INC COM NEW 299766204 5 2000 SH DFND 1 2000 0 0 EVERSOURCE ENERGY COM 30040W108 160 2723 SH DFND 1 2723 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 64 2000 SH DFND 1 2000 0 0 EXPEDIA INC DEL COM NEW 30212P303 114 900 SH DFND 1 900 0 0 EXXON MOBIL CORP COM 30231G102 17853 217695 SH DFND 1 217695 0 0 FACEBOOK INC CL A 30303M102 74869 527047 SH DFND 1 527047 0 0 FEDEX CORP COM 31428X106 4879 25000 SH DFND 1 25000 0 0 FERRARI N V COM N3167Y103 729 9780 SH DFND 1 9780 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 661 60300 SH DFND 1 60300 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 26 3200 SH DFND 1 3200 0 0 FIRST SOLAR INC COM 336433107 43 1600 SH DFND 1 1600 0 0 FLUOR CORP NEW COM 343412102 2442 46400 SH DFND 1 46400 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 700 7900 SH DFND 1 7900 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 158 13633 SH DFND 1 13633 0 0 FORTINET INC COM 34959E109 691 18025 SH DFND 1 18025 0 0 FORTUNA SILVER MINES INC COM 349915108 32 6200 SH DFND 1 6200 0 0 FRANCO NEVADA CORP COM 351858105 78 1200 SH DFND 1 1200 0 0 FREEPORT-MCMORAN INC CL B 35671D857 8065 603700 SH DFND 1 603700 0 0 GALLAGHER ARTHUR J & CO COM 363576109 79 1398 SH DFND 1 1398 0 0 GAMESTOP CORP NEW CL A 36467W109 1112 49300 SH DFND 1 49300 0 0 GARMIN LTD SHS H2906T109 3737 73112 SH DFND 1 73112 0 0 GENERAL ELECTRIC CO COM 369604103 15971 535865 SH DFND 1 535865 0 0 GENERAL MLS INC COM 370334104 89695 1520000 SH DFND 1 1520000 0 0 GENERAL MTRS CO COM 37045V100 249 7047 SH DFND 1 7047 0 0 GERDAU S A SPON ADR REP PFD 373737105 151 43805 SH DFND 1 43805 0 0 GILDAN ACTIVEWEAR INC COM 375916103 203 7600 SH DFND 1 7600 0 0 GILEAD SCIENCES INC COM 375558103 16724 246186 SH DFND 1 246186 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 382 9083 SH DFND 1 9083 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 2297 62379 SH DFND 1 62379 0 0 GLOBAL X FDS GBL X MSCI NIGER 37954Y665 27 1700 SH DFND 1 1700 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 54 1900 SH DFND 1 1900 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1036 293400 SH DFND 1 293400 0 0 GOLDCORP INC NEW COM 380956409 5806 399100 SH DFND 1 399100 0 0 GOLDEN MINERALS CO COM 381119106 6 10160 SH DFND 1 10160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2366 10300 SH DFND 1 10300 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 234 6500 SH DFND 1 6500 0 0 GOPRO INC CL A 38268T103 21 2500 SH DFND 1 2500 0 0 GREAT PANTHER SILVER LTD COM 39115V101 13 7900 SH DFND 1 7900 0 0 HABIT RESTAURANTS INC COM CL A 40449J103 18 1000 SH DFND 1 1000 0 0 HALLIBURTON CO COM 406216101 310 6300 SH DFND 1 6300 0 0 HARTE-HANKS INC COM 416196103 140 100000 SH DFND 1 100000 0 0 HASBRO INC COM 418056107 35 350 SH DFND 1 350 0 0 HECLA MNG CO COM 422704106 3560 673000 SH DFND 1 673000 0 0 HELMERICH & PAYNE INC COM 423452101 200 3000 SH DFND 1 3000 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 119 16732 SH DFND 1 16732 0 0 HESS CORP COM 42809H107 458 9500 SH DFND 1 9500 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 431 18200 SH DFND 1 18200 0 0 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 2236 1600000 PRN DFND 1 1600000 0 0 HOME DEPOT INC COM 437076102 40405 275162 SH DFND 1 275162 0 0 HONDA MOTOR LTD AMERN SHS 438128308 45 1500 SH DFND 1 1500 0 0 HONEYWELL INTL INC COM 438516106 161 1300 SH DFND 1 1300 0 0 HORMEL FOODS CORP COM 440452100 156 4500 SH DFND 1 4500 0 0 HP INC COM 40434L105 122 6816 SH DFND 1 6816 0 0 HSBC HLDGS PLC NOTE 6.875%12/3 404280BC2 6420 5900000 PRN DFND 1 5900000 0 0 HUMANA INC COM 444859102 46 222 SH DFND 1 222 0 0 IAMGOLD CORP COM 450913108 3681 922800 SH DFND 1 922800 0 0 ICICI BK LTD ADR 45104G104 62 7200 SH DFND 1 7200 0 0 ILLINOIS TOOL WKS INC COM 452308109 6398 48300 SH DFND 1 48300 0 0 ILLUMINA INC COM 452327109 434 2545 SH DFND 1 2545 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 5920 5680000 PRN DFND 1 5680000 0 0 ILLUMINA INC NOTE 6/1 452327AF6 4988 4920000 PRN DFND 1 4920000 0 0 IMPAX LABORATORIES INC NOTE 2.000% 6/1 45256BAE1 2280 2780000 PRN DFND 1 2780000 0 0 IMPERVA INC COM 45321L100 62 1500 SH DFND 1 1500 0 0 INCYTE CORP COM 45337C102 682 5100 SH DFND 1 5100 0 0 ING GROEP N V DBCV 6.000%12/3 456837AE3 820 800000 PRN DFND 1 800000 0 0 INGERSOLL-RAND PLC SHS G47791101 23809 292790 SH DFND 1 292790 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 13 2000 SH DFND 1 2000 0 0 INTEL CORP COM 458140100 24699 684843 SH DFND 1 684843 0 0 INTEL CORP SDCV 12/1 458140AD2 5716 4170000 PRN DFND 1 4170000 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 63 4500 SH DFND 1 4500 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 199 1759 SH DFND 1 1759 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1668 9575 SH DFND 1 9575 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 13737 103645 SH DFND 1 103645 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 256 334 SH DFND 1 334 0 0 INVESCO LTD SHS G491BT108 65 2116 SH DFND 1 2116 0 0 IROBOT CORP COM 462726100 66 1000 SH DFND 1 1000 0 0 ISHARES ALL PERU CAP ETF 464289842 19 550 SH DFND 1 550 0 0 ISHARES BRAZIL SM-CP ETF 464289131 28 2050 SH DFND 1 2050 0 0 ISHARES MSCI BRIC INDX 464286657 127 3500 SH DFND 1 3500 0 0 ISHARES MSCI BRZ CAP ETF 464286400 26 700 SH DFND 1 700 0 0 ISHARES MSCI EURZONE ETF 464286608 1361 36150 SH DFND 1 36150 0 0 ISHARES MSCI GERMANY ETF 464286806 73 2547 SH DFND 1 2547 0 0 ISHARES MSCI PAC JP ETF 464286665 4481 100305 SH DFND 1 100305 0 0 ISHARES MSCI WORLD ETF 464286392 1191 15300 SH DFND 1 15300 0 0 ISHARES GOLD TRUST ISHARES 464285105 54 4530 SH DFND 1 4530 0 0 ISHARES INC MSCI GBL ETF NEW 46434G855 18 945 SH DFND 1 945 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 1193 23177 SH DFND 1 23177 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1139 66030 SH DFND 1 66030 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 5833 43398 SH DFND 1 43398 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 2633 31150 SH DFND 1 31150 0 0 ISHARES TR 20 YR TR BD ETF 464287432 8731 72345 SH DFND 1 72345 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 5472 44466 SH DFND 1 44466 0 0 ISHARES TR 7-10YR TR BD ETF 464287440 4371 41400 SH DFND 1 41400 0 0 ISHARES TR CHINA ETF 46429B671 1872 37500 SH DFND 1 37500 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 381 9900 SH DFND 1 9900 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 201 2400 SH DFND 1 2400 0 0 ISHARES TR CORE MSCI EAFE 46432F842 4520 78000 SH DFND 1 78000 0 0 ISHARES TR CORE S&P MCP ETF 464287507 174 1016 SH DFND 1 1016 0 0 ISHARES TR CORE S&P SCP ETF 464287804 297 4300 SH DFND 1 4300 0 0 ISHARES TR CORE US AGGBD ET 464287226 630 5800 SH DFND 1 5800 0 0 ISHARES TR EMGR MKT INF ETF 464288216 432 13673 SH DFND 1 13673 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 82 800 SH DFND 1 800 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 83 2500 SH DFND 1 2500 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 2425 86500 SH DFND 1 86500 0 0 ISHARES TR IBOXX HI YD ETF 464288513 272 3100 SH DFND 1 3100 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1985 16840 SH DFND 1 16840 0 0 ISHARES TR INTL TREA BD ETF 464288117 23475 256842 SH DFND 1 256842 0 0 ISHARES TR MSCI ACWI ETF 464288257 3210 50750 SH DFND 1 50750 0 0 ISHARES TR MSCI EAFE ETF 464287465 262 4200 SH DFND 1 4200 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 7513 190730 SH DFND 1 190730 0 0 ISHARES TR NA NAT RES 464287374 394 11485 SH DFND 1 11485 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 31 105 SH DFND 1 105 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 307 2600 SH DFND 1 2600 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 734 5337 SH DFND 1 5337 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1279 12300 SH DFND 1 12300 0 0 ISHARES TR SHRT TRS BD ETF 464288679 171 1550 SH DFND 1 1550 0 0 ISHARES TR TIPS BD ETF 464287176 12130 105800 SH DFND 1 105800 0 0 ISHARES TR U.S. PFD STK ETF 464288687 556 14350 SH DFND 1 14350 0 0 ISHARES TR US HOME CONS ETF 464288752 50 1570 SH DFND 1 1570 0 0 ISHARES TR US TREASURY ETF 46429B267 1453 58000 SH DFND 1 58000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 154 12805 SH DFND 1 12805 0 0 J2 GLOBAL INC COM 48123V102 84 1000 SH DFND 1 1000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 654 610000 PRN DFND 1 610000 0 0 JD COM INC SPON ADR CL A 47215P106 2394 76990 SH DFND 1 76990 0 0 JOHNSON & JOHNSON COM 478160104 23805 191129 SH DFND 1 191129 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 32 1000 SH DFND 1 1000 0 0 JPMORGAN CHASE & CO COM 46625H100 51361 584654 SH DFND 1 584654 0 0 JPMORGAN CHINA REGION FD INC COM 48126T104 61 3361 SH DFND 1 3361 0 0 JUNIPER NETWORKS INC COM 48203R104 7 244 SH DFND 1 244 0 0 KADMON HLDGS INC COM 48283N106 0 100 SH DFND 1 100 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 26 300 SH DFND 1 300 0 0 KELLOGG CO COM 487836108 6535 90000 SH DFND 1 90000 0 0 KIMBERLY CLARK CORP COM 494368103 11847 90000 SH DFND 1 90000 0 0 KINDER MORGAN INC DEL COM 49456B101 63 2900 SH DFND 1 2900 0 0 KINROSS GOLD CORP COM NO PAR 496902404 1727 491200 SH DFND 1 491200 0 0 KOHLS CORP COM 500255104 23 583 SH DFND 1 583 0 0 KRAFT HEINZ CO COM 500754106 15987 176047 SH DFND 1 176047 0 0 KROGER CO COM 501044101 3741 126858 SH DFND 1 126858 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2290 15950 SH DFND 1 15950 0 0 LAM RESEARCH CORP COM 512807108 53 411 SH DFND 1 411 0 0 LAS VEGAS SANDS CORP COM 517834107 64 1110 SH DFND 1 1110 0 0 LAUDER ESTEE COS INC CL A 518439104 732 8626 SH DFND 1 8626 0 0 LEAR CORP COM NEW 521865204 126 892 SH DFND 1 892 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 128 2243 SH DFND 1 2243 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 26 1800 SH DFND 1 1800 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 251 7000 SH DFND 1 7000 0 0 LIBERTY INTERACTIVE LLC DEB 1.750% 9/3 530610AD6 923 820000 PRN DFND 1 820000 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 4344 3800000 PRN DFND 1 3800000 0 0 LILLY ELI & CO COM 532457108 84 995 SH DFND 1 995 0 0 LOCKHEED MARTIN CORP COM 539830109 40 150 SH DFND 1 150 0 0 LOGITECH INTL S A SHS H50430232 13682 429863 SH DFND 1 429863 0 0 LOGMEIN INC COM 54142L109 19 200 SH DFND 1 200 0 0 LOWES COS INC COM 548661107 49 600 SH DFND 1 600 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 148 1613 SH DFND 1 1613 0 0 MACQUARIE BK LTD MTNF 6.125%12/3 55608YAC9 2523 2500000 PRN DFND 1 2500000 0 0 MAGNEGAS CORP COM NEW 55939L202 132 300000 SH DFND 1 300000 0 0 MANULIFE FINL CORP COM 56501R106 69 3900 SH DFND 1 3900 0 0 MARATHON OIL CORP COM 565849106 237 15000 SH DFND 1 15000 0 0 MARATHON PETE CORP COM 56585A102 898 17754 SH DFND 1 17754 0 0 MARRIOTT INTL INC NEW CL A 571903202 38 400 SH DFND 1 400 0 0 MARSH & MCLENNAN COS INC COM 571748102 981 13270 SH DFND 1 13270 0 0 MASTEC INC COM 576323109 6 150 SH DFND 1 150 0 0 MASTERCARD INCORPORATED CL A 57636Q104 96 850 SH DFND 1 850 0 0 MATCH GROUP INC CALL 57665R906 22 25000 SH Call DFND 1 25000 0 0 MATERIALISE NV SPONSORED ADS 57667T100 341 37500 SH DFND 1 37500 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 73 1620 SH DFND 1 1620 0 0 MCDONALDS CORP COM 580135101 16044 123796 SH DFND 1 123796 0 0 MCKESSON CORP COM 58155Q103 435 2937 SH DFND 1 2937 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 3261 36600 SH DFND 1 36600 0 0 MEDTRONIC PLC SHS G5960L103 10383 128913 SH DFND 1 128913 0 0 MELCO CROWN ENTMT LTD ADR 585464100 15 800 SH DFND 1 800 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 153 3000 SH DFND 1 3000 0 0 MERCK & CO INC COM 58933Y105 33434 526203 SH DFND 1 526203 0 0 MERCURY SYS INC COM 589378108 25 650 SH DFND 1 650 0 0 METHODE ELECTRS INC COM 591520200 7 150 SH DFND 1 150 0 0 METLIFE INC COM 59156R108 21184 401018 SH DFND 1 401018 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 1781 46700 SH DFND 1 46700 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 18 242 SH DFND 1 242 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 2636 2595000 PRN DFND 1 2595000 0 0 MICRON TECHNOLOGY INC COM 595112103 1581 54700 SH DFND 1 54700 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 3932 3480000 PRN DFND 1 3480000 0 0 MICRON TECHNOLOGY INC PUT 595112953 0 2600 SH Put DFND 1 2600 0 0 MICROSOFT CORP COM 594918104 25340 384724 SH DFND 1 384724 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 12 200 SH DFND 1 200 0 0 MODUSLINK GLOBAL SOLUTIONS I COM NEW 60786L206 2 800 SH DFND 1 800 0 0 MONDELEZ INTL INC CALL 609207905 11 99000 SH Call DFND 1 99000 0 0 MONDELEZ INTL INC CL A 609207105 87615 2033630 SH DFND 1 2033630 0 0 MONSANTO CO NEW COM 61166W101 7696 67979 SH DFND 1 67979 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 231 5000 SH DFND 1 5000 0 0 MORGAN STANLEY COM NEW 617446448 2722 63565 SH DFND 1 63565 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 35 1000 SH DFND 1 1000 0 0 MOSAIC CO NEW COM 61945C103 242 8300 SH DFND 1 8300 0 0 MULESOFT INC CL A 625207105 26 1100 SH DFND 1 1100 0 0 MYLAN N V SHS EURO N59465109 195 5000 SH DFND 1 5000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 60 1503 SH DFND 1 1503 0 0 NAVISTAR INTL CORP NEW COM 63934E108 5 200 SH DFND 1 200 0 0 NETEASE INC SPONSORED ADR 64110W102 586 2065 SH DFND 1 2065 0 0 NETFLIX INC COM 64110L106 471 3180 SH DFND 1 3180 0 0 NEW GOLD INC CDA COM 644535106 1253 421000 SH DFND 1 421000 0 0 NEWMONT MINING CORP COM 651639106 2976 90285 SH DFND 1 90285 0 0 NIKE INC CALL 654106903 2 3000 SH Call DFND 1 3000 0 0 NIKE INC CL B 654106103 6188 111009 SH DFND 1 111009 0 0 NOBLE CORP PLC SHS USD G65431101 21 3500 SH DFND 1 3500 0 0 NOBLE ENERGY INC COM 655044105 21454 624754 SH DFND 1 624754 0 0 NOKIA CORP SPONSORED ADR 654902204 6 1124 SH DFND 1 1124 0 0 NORTHROP GRUMMAN CORP COM 666807102 333 1400 SH DFND 1 1400 0 0 NOVARTIS A G SPONSORED ADR 66987V109 56 750 SH DFND 1 750 0 0 NOVO-NORDISK A S ADR 670100205 833 24300 SH DFND 1 24300 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 1836 1920000 PRN DFND 1 1920000 0 0 NUCOR CORP COM 670346105 131 2199 SH DFND 1 2199 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 3936 2880000 PRN DFND 1 2880000 0 0 NVIDIA CORP COM 67066G104 102 934 SH DFND 1 934 0 0 NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 6504 5600000 PRN DFND 1 5600000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 7269 114671 SH DFND 1 114671 0 0 OCLARO INC COM NEW 67555N206 245 25000 SH DFND 1 25000 0 0 OCULAR THERAPEUTIX INC COM 67576A100 6 700 SH DFND 1 700 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 3 4000 SH DFND 1 4000 0 0 OI S A SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 ONCOMED PHARMACEUTICALS INC COM 68234X102 14 1500 SH DFND 1 1500 0 0 ORACLE CORP COM 68389X105 1037 23234 SH DFND 1 23234 0 0 PACCAR INC COM 693718108 56 835 SH DFND 1 835 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 875 169200 SH DFND 1 169200 0 0 PALO ALTO NETWORKS INC COM 697435105 48825 433222 SH DFND 1 433222 0 0 PAN AMERICAN SILVER CORP COM 697900108 31 1760 SH DFND 1 1760 0 0 PAYPAL HLDGS INC COM 70450Y103 530 12338 SH DFND 1 12338 0 0 PEPSICO INC COM 713448108 948 8470 SH DFND 1 8470 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 170 18440 SH DFND 1 18440 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 100 10285 SH DFND 1 10285 0 0 PFIZER INC COM 717081103 6396 186990 SH DFND 1 186990 0 0 PGT INNOVATIONS INC COM 69336V101 21 2000 SH DFND 1 2000 0 0 PHILIP MORRIS INTL INC COM 718172109 3643 32263 SH DFND 1 32263 0 0 PHILLIPS 66 COM 718546104 99 1253 SH DFND 1 1253 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 168 1650 SH DFND 1 1650 0 0 PIONEER NAT RES CO COM 723787107 14 77 SH DFND 1 77 0 0 POLARIS INDS INC COM 731068102 8 90 SH DFND 1 90 0 0 POTASH CORP SASK INC COM 73755L107 53 3100 SH DFND 1 3100 0 0 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 836 25000 SH DFND 1 25000 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 33 1250 SH DFND 1 1250 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 7044 53227 SH DFND 1 53227 0 0 PPG INDS INC COM 693506107 3862 36742 SH DFND 1 36742 0 0 PRAXAIR INC COM 74005P104 6394 53919 SH DFND 1 53919 0 0 PRICE T ROWE GROUP INC COM 74144T108 34 500 SH DFND 1 500 0 0 PRICELINE GRP INC COM NEW 741503403 13717 7706 SH DFND 1 7706 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 20580 14420000 PRN DFND 1 14420000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 1572 1400000 PRN DFND 1 1400000 0 0 PRIMORIS SVCS CORP COM 74164F103 23 1000 SH DFND 1 1000 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 98 1559 SH DFND 1 1559 0 0 PROCTER AND GAMBLE CO COM 742718109 18919 210536 SH DFND 1 210536 0 0 PROLOGIS INC COM 74340W103 129 2478 SH DFND 1 2478 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 534 9500 SH DFND 1 9500 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 3113 90250 SH DFND 1 90250 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 122 1380 SH DFND 1 1380 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 4012 3980000 PRN DFND 1 3980000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 1996 1920000 PRN DFND 1 1920000 0 0 PRUDENTIAL PLC ADR 74435K204 46 1100 SH DFND 1 1100 0 0 PUBLIC STORAGE COM 74460D109 131 600 SH DFND 1 600 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 209 4706 SH DFND 1 4706 0 0 PVH CORP COM 693656100 523 5050 SH DFND 1 5050 0 0 QUALCOMM INC COM 747525103 486 8477 SH DFND 1 8477 0 0 QUALYS INC COM 74758T303 438 11550 SH DFND 1 11550 0 0 RANDGOLD RES LTD ADR 752344309 541 6200 SH DFND 1 6200 0 0 RANGE RES CORP COM 75281A109 12724 437331 SH DFND 1 437331 0 0 RAPID7 INC COM 753422104 444 29700 SH DFND 1 29700 0 0 RED HAT INC COM 756577102 10327 119400 SH DFND 1 119400 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 12540 9640000 PRN DFND 1 9640000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 27 70 SH DFND 1 70 0 0 REPUBLIC SVCS INC COM 760759100 31 500 SH DFND 1 500 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 355 6397 SH DFND 1 6397 0 0 REYNOLDS AMERICAN INC COM 761713106 130 2061 SH DFND 1 2061 0 0 RICHMONT MINES INC COM 76547T106 19 2750 SH DFND 1 2750 0 0 RIO TINTO PLC SPONSORED ADR 767204100 61 1500 SH DFND 1 1500 0 0 ROSS STORES INC COM 778296103 51 779 SH DFND 1 779 0 0 ROYAL BANK OF CANADA NOTE 4.650% 1/2 780082AD5 9477 8850000 PRN DFND 1 8850000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1743 24000 SH DFND 1 24000 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 31 1180 SH DFND 1 1180 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 290 2950 SH DFND 1 2950 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 528 9450 SH DFND 1 9450 0 0 RPM INTL INC NOTE 2.250%12/1 749685AT0 3924 3260000 PRN DFND 1 3260000 0 0 S&P GLOBAL INC COM 78409V104 22692 173582 SH DFND 1 173582 0 0 SALESFORCE COM INC COM 79466L302 692 8400 SH DFND 1 8400 0 0 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 5984 4640000 PRN DFND 1 4640000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 24 800 SH DFND 1 800 0 0 SCHLUMBERGER LTD COM 806857108 84437 1081164 SH DFND 1 1081164 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3415 61500 SH DFND 1 61500 0 0 SEABRIDGE GOLD INC COM 811916105 38 3500 SH DFND 1 3500 0 0 SELECT SECTOR SPDR TR CALL 81369Y900 650 303000 SH Call DFND 1 303000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 79 2504 SH DFND 1 2504 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 15 200 SH DFND 1 200 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 14 203 SH DFND 1 203 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1258 53000 SH DFND 1 53000 0 0 SEMPRA ENERGY COM 816851109 108 990 SH DFND 1 990 0 0 SERVICE CORP INTL COM 817565104 124 4000 SH DFND 1 4000 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 3248 2520000 PRN DFND 1 2520000 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0 35 SH DFND 1 35 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 606 12970 SH DFND 1 12970 0 0 SILVER WHEATON CORP COM 828336107 64 3100 SH DFND 1 3100 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 31 320 SH DFND 1 320 0 0 SNAP INC CL A 83304A106 72 3200 SH DFND 1 3200 0 0 SOCIETE GENERALE DEBT 8.250%12/3 F849BQAA2 4300 4000000 PRN DFND 1 4000000 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 232 4800 SH DFND 1 4800 0 0 SOUTHWEST AIRLS CO COM 844741108 48 896 SH DFND 1 896 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 289 1400 SH DFND 1 1400 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2126 17900 SH DFND 1 17900 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 281 7725 SH DFND 1 7725 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 49 1432 SH DFND 1 1432 0 0 SPDR S&P 500 ETF TR PUT 78462F953 14 19300 SH Put DFND 1 19300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11929 50598 SH DFND 1 50598 0 0 SPDR SERIES TRUST HLTH CARE SVCS 78464A573 939 16150 SH DFND 1 16150 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1336 19270 SH DFND 1 19270 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 273 5000 SH DFND 1 5000 0 0 SPROUTS FMRS MKT INC COM 85208M102 12242 529597 SH DFND 1 529597 0 0 STANDARD CHARTERED PLC DEBT 7.500%12/3 G84228CQ9 6151 5950000 PRN DFND 1 5950000 0 0 STARBUCKS CORP COM 855244109 198 3400 SH DFND 1 3400 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 1868 1640000 PRN DFND 1 1640000 0 0 STARWOOD PPTY TR INC NOTE 4.550% 3/0 85571BAA3 1382 1260000 PRN DFND 1 1260000 0 0 SUNCOR ENERGY INC NEW COM 867224107 427 13950 SH DFND 1 13950 0 0 SYMANTEC CORP COM 871503108 153 5000 SH DFND 1 5000 0 0 SYNCHRONY FINL COM 87165B103 10245 298742 SH DFND 1 298742 0 0 T MOBILE US INC COM 872590104 75 1160 SH DFND 1 1160 0 0 TABLEAU SOFTWARE INC CL A 87336U105 198 4000 SH DFND 1 4000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1609 49000 SH DFND 1 49000 0 0 TARGET CORP COM 87612E106 111 2012 SH DFND 1 2012 0 0 TATA MTRS LTD SPONSORED ADR 876568502 164 4600 SH DFND 1 4600 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1685 22598 SH DFND 1 22598 0 0 TECHNIPFMC PLC COM G87110105 318 9696 SH DFND 1 9696 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 77 5212 SH DFND 1 5212 0 0 TELEFONICA S A SPONSORED ADR 879382208 6 534 SH DFND 1 534 0 0 TERRAVIA HLDGS INC COM 88105A106 615 850000 SH DFND 1 850000 0 0 TESLA INC COM 88160R101 3180 11423 SH DFND 1 11423 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 1868 1800000 PRN DFND 1 1800000 0 0 TESORO CORP COM 881609101 578 7120 SH DFND 1 7120 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 2568 2400000 PRN DFND 1 2400000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 2368 73800 SH DFND 1 73800 0 0 TEXAS INSTRS INC COM 882508104 13164 163414 SH DFND 1 163414 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1129 7357 SH DFND 1 7357 0 0 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 8 13504 SH DFND 1 13504 0 0 TIFFANY & CO NEW COM 886547108 6071 63710 SH DFND 1 63710 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1 45 SH DFND 1 45 0 0 TIME INC NEW COM 887228104 0 2 SH DFND 1 2 0 0 TIME WARNER INC COM NEW 887317303 2 23 SH DFND 1 23 0 0 TIMMINS GOLD CORP COM 88741P103 684 1825000 SH DFND 1 1825000 0 0 TJX COS INC NEW COM 872540109 189 2386 SH DFND 1 2386 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 125 2500 SH DFND 1 2500 0 0 TRANSCANADA CORP COM 89353D107 118 2554 SH DFND 1 2554 0 0 TRANSENTERIX INC COM NEW 89366M201 12 10000 SH DFND 1 10000 0 0 TRANSOCEAN LTD REG SHS H8817H100 20 1634 SH DFND 1 1634 0 0 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 4444 3600000 PRN DFND 1 3600000 0 0 TURQUOISE HILL RES LTD COM 900435108 148 48445 SH DFND 1 48445 0 0 TUTOR PERINI CORP COM 901109108 16 500 SH DFND 1 500 0 0 TWITTER INC COM 90184L102 149 10000 SH DFND 1 10000 0 0 UBS GROUP AG SHS H42097107 70432 4399570 SH DFND 1 4399570 0 0 UNILEVER N V N Y SHS NEW 904784709 19375 390000 SH DFND 1 390000 0 0 UNILEVER PLC SPON ADR NEW 904767704 647 13100 SH DFND 1 13100 0 0 UNION PAC CORP COM 907818108 212 2000 SH DFND 1 2000 0 0 UNIQURE NV SHS N90064101 12 2000 SH DFND 1 2000 0 0 UNITED CONTL HLDGS INC COM 910047109 39 547 SH DFND 1 547 0 0 UNITED NAT FOODS INC COM 911163103 108 2500 SH DFND 1 2500 0 0 UNITED PARCEL SERVICE INC CL B 911312106 215 2000 SH DFND 1 2000 0 0 UNITED STATES STL CORP NEW COM 912909108 51 1500 SH DFND 1 1500 0 0 UNITED TECHNOLOGIES CORP COM 913017109 18059 160969 SH DFND 1 160969 0 0 UNITEDHEALTH GROUP INC COM 91324P102 312 1900 SH DFND 1 1900 0 0 US BANCORP DEL COM NEW 902973304 347 6750 SH DFND 1 6750 0 0 V F CORP COM 918204108 608 11078 SH DFND 1 11078 0 0 VALE S A ADR 91912E105 784 82650 SH DFND 1 82650 0 0 VALE S A ADR REPSTG PFD 91912E204 242 27000 SH DFND 1 27000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 281 25471 SH DFND 1 25471 0 0 VALERO ENERGY CORP NEW COM 91913Y100 127 1909 SH DFND 1 1909 0 0 VANECK VECTORS ETF TR AFRICA INDEX ETF 92189F866 374 17909 SH DFND 1 17909 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 412 7700 SH DFND 1 7700 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 6 280 SH DFND 1 280 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 80 1000 SH DFND 1 1000 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 77 590 SH DFND 1 590 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2643 32600 SH DFND 1 32600 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 1234 22800 SH DFND 1 22800 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7029 57938 SH DFND 1 57938 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 588 14800 SH DFND 1 14800 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2759 53500 SH DFND 1 53500 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 252 5100 SH DFND 1 5100 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 21518 288486 SH DFND 1 288486 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1069 13400 SH DFND 1 13400 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 4372 88000 SH DFND 1 88000 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 460 5920 SH DFND 1 5920 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1385 9850 SH DFND 1 9850 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1378 10000 SH DFND 1 10000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 8674 178048 SH DFND 1 178048 0 0 VERSUM MATLS INC COM 92532W103 74 2400 SH DFND 1 2400 0 0 VISA INC COM CL A 92826C839 97539 1097534 SH DFND 1 1097534 0 0 VMWARE INC CL A COM 928563402 46 500 SH DFND 1 500 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 37 1400 SH DFND 1 1400 0 0 VULCAN MATLS CO COM 929160109 48 400 SH DFND 1 400 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 11122 133909 SH DFND 1 133909 0 0 WAL-MART STORES INC COM 931142103 82 1141 SH DFND 1 1141 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 59 8900 SH DFND 1 8900 0 0 WELLS FARGO & CO NEW COM 949746101 9528 171137 SH DFND 1 171137 0 0 WHIRLPOOL CORP COM 963320106 398 2315 SH DFND 1 2315 0 0 WHITING PETE CORP NEW COM 966387102 14 1500 SH DFND 1 1500 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 14 2629 SH DFND 1 2629 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 2854 75943 SH DFND 1 75943 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 2836 48000 SH DFND 1 48000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1693 33450 SH DFND 1 33450 0 0 WIX COM LTD SHS M98068105 1900 28000 SH DFND 1 28000 0 0 YAHOO INC COM 984332106 6 140 SH DFND 1 140 0 0 YAMANA GOLD INC COM 98462Y100 1409 512000 SH DFND 1 512000 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 24 1000 SH DFND 1 1000 0 0 YUM BRANDS INC COM 988498101 221 3450 SH DFND 1 3450 0 0 YUM CHINA HLDGS INC COM 98850P109 2269 83400 SH DFND 1 83400 0 0 ISHARES MSCI GERMANY ETF 464286806 73 2547 SH DFND 2 2547 0 0 ISHARES MSCI PAC JP ETF 464286665 4053 90700 SH DFND 2 90700 0 0 ISHARES GOLD TRUST ISHARES 464285105 87 7280 SH DFND 2 7280 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 379 11400 SH DFND 2 11400 0 0 ISHARES TR 20 YR TR BD ETF 464287432 3752 31145 SH DFND 2 31145 0 0 ISHARES TR CHINA ETF 46429B671 1772 35500 SH DFND 2 35500 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 35 900 SH DFND 2 900 0 0 ISHARES TR CORE S&P SCP ETF 464287804 97 1400 SH DFND 2 1400 0 0 ISHARES TR CORE S&P500 ETF 464287200 676 2850 SH DFND 2 2850 0 0 ISHARES TR CORE US AGGBD ET 464287226 1546 14250 SH DFND 2 14250 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 422 8300 SH DFND 2 8300 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 82 800 SH DFND 2 800 0 0 ISHARES TR MSCI ACWI ETF 464288257 1961 31000 SH DFND 2 31000 0 0 ISHARES TR MSCI EAFE ETF 464287465 994 15950 SH DFND 2 15950 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3939 100000 SH DFND 2 100000 0 0 ISHARES TR US HOME CONS ETF 464288752 50 1570 SH DFND 2 1570 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 301 6000 SH DFND 2 6000 0 0 JOHNSON & JOHNSON COM 478160104 3451 27725 SH DFND 2 27725 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 32 1000 SH DFND 2 1000 0 0 JPMORGAN CHASE & CO COM 46625H100 1021 11610 SH DFND 2 11610 0 0 KINROSS GOLD CORP COM NO PAR 496902404 21 6000 SH DFND 2 6000 0 0 LOGMEIN INC COM 54142L109 19 200 SH DFND 2 200 0 0 MARATHON PETE CORP COM 56585A102 3869 76570 SH DFND 2 76570 0 0 MCDONALDS CORP COM 580135101 3792 29300 SH DFND 2 29300 0 0 MEDTRONIC PLC SHS G5960L103 44 550 SH DFND 2 550 0 0 MERCK & CO INC COM 58933Y105 393 6190 SH DFND 2 6190 0 0 METLIFE INC COM 59156R108 359 6800 SH DFND 2 6800 0 0 MICROSOFT CORP COM 594918104 224 3400 SH DFND 2 3400 0 0 3M CO COM 88579Y101 230 1200 SH DFND 2 1200 0 0 ABBVIE INC COM 00287Y109 4952 75995 SH DFND 2 75995 0 0 AGNICO EAGLE MINES LTD COM 008474108 42 1000 SH DFND 2 1000 0 0 ALLERGAN PLC SHS G0177J108 144 600 SH DFND 2 600 0 0 ALPHABET INC CAP STK CL A 02079K305 6365 7510 SH DFND 2 7510 0 0 ALPHABET INC CAP STK CL C 02079K107 2986 3600 SH DFND 2 3600 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 22 1800 SH DFND 2 1800 0 0 ALTRIA GROUP INC COM 02209S103 71 1000 SH DFND 2 1000 0 0 AMBEV SA SPONSORED ADR 02319V103 52 9000 SH DFND 2 9000 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 21 1500 SH DFND 2 1500 0 0 AMGEN INC COM 031162100 246 1500 SH DFND 2 1500 0 0 APPLE INC COM 037833100 3964 27590 SH DFND 2 27590 0 0 AT&T INC COM 00206R102 58 1400 SH DFND 2 1400 0 0 BANK AMER CORP COM 060505104 609 25800 SH DFND 2 25800 0 0 BANK MONTREAL QUE COM 063671101 82 1100 SH DFND 2 1100 0 0 BANK N S HALIFAX COM 064149107 120 2050 SH DFND 2 2050 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 467 2800 SH DFND 2 2800 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 27 500 SH DFND 2 500 0 0 BUNGE LIMITED COM G16962105 571 7200 SH DFND 2 7200 0 0 CAE INC COM 124765108 46 3000 SH DFND 2 3000 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 0 8 SH DFND 2 8 0 0 CANADIAN NAT RES LTD COM 136385101 88 2700 SH DFND 2 2700 0 0 CANADIAN NATL RY CO COM 136375102 162 2200 SH DFND 2 2200 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 37 2400 SH DFND 2 2400 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 254 4575 SH DFND 2 4575 0 0 CISCO SYS INC COM 17275R102 51 1500 SH DFND 2 1500 0 0 COCA COLA CO COM 191216100 280 6600 SH DFND 2 6600 0 0 COLGATE PALMOLIVE CO COM 194162103 153 2080 SH DFND 2 2080 0 0 DENTSPLY SIRONA INC COM 24906P109 31 500 SH DFND 2 500 0 0 DEXCOM INC COM 252131107 932 11000 SH DFND 2 11000 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 469 4070 SH DFND 2 4070 0 0 DISNEY WALT CO COM DISNEY 254687106 227 2000 SH DFND 2 2000 0 0 DR REDDYS LABS LTD ADR 256135203 33 830 SH DFND 2 830 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 22 1000 SH DFND 2 1000 0 0 ENBRIDGE INC COM 29250N105 50 1200 SH DFND 2 1200 0 0 EOG RES INC COM 26875P101 3455 35375 SH DFND 2 35375 0 0 EQUINIX INC COM PAR $0.001 29444U700 42 104 SH DFND 2 104 0 0 ETF MANAGERS TR PUREFUNDS ISE CY 26924G201 70 2370 SH DFND 2 2370 0 0 FACEBOOK INC CL A 30303M102 178 1250 SH DFND 2 1250 0 0 FLIR SYS INC COM 302445101 27 750 SH DFND 2 750 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 62 700 SH DFND 2 700 0 0 FRANCO NEVADA CORP COM 351858105 46 700 SH DFND 2 700 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 11 250 SH DFND 2 250 0 0 GILDAN ACTIVEWEAR INC COM 375916103 67 2500 SH DFND 2 2500 0 0 GILEAD SCIENCES INC COM 375558103 102 1500 SH DFND 2 1500 0 0 GOLDCORP INC NEW COM 380956409 76 5200 SH DFND 2 5200 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 48 1000 SH DFND 2 1000 0 0 GULFMARK OFFSHORE INC CL A NEW 402629208 2 6303 SH DFND 2 6303 0 0 HASBRO INC COM 418056107 35 350 SH DFND 2 350 0 0 HONDA MOTOR LTD AMERN SHS 438128308 600 19850 SH DFND 2 19850 0 0 HONEYWELL INTL INC COM 438516106 37 300 SH DFND 2 300 0 0 HUDSON GLOBAL INC COM 443787106 44 35000 SH DFND 2 35000 0 0 IMPERIAL OIL LTD COM NEW 453038408 46 1500 SH DFND 2 1500 0 0 INGERSOLL-RAND PLC SHS G47791101 146 1800 SH DFND 2 1800 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 70 400 SH DFND 2 400 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 33 45 SH DFND 2 45 0 0 ISHARES MSCI EURO FL ETF 464289180 81 4000 SH DFND 2 4000 0 0 MONDELEZ INTL INC CL A 609207105 3551 82355 SH DFND 2 82355 0 0 NATIONAL OILWELL VARCO INC COM 637071101 112 2800 SH DFND 2 2800 0 0 NEWMONT MINING CORP COM 651639106 33 1000 SH DFND 2 1000 0 0 NOVARTIS A G SPONSORED ADR 66987V109 11 150 SH DFND 2 150 0 0 NUCOR CORP COM 670346105 60 1000 SH DFND 2 1000 0 0 NVIDIA CORP COM 67066G104 54 500 SH DFND 2 500 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 628 9900 SH DFND 2 9900 0 0 ORACLE CORP COM 68389X105 4054 90860 SH DFND 2 90860 0 0 PALO ALTO NETWORKS INC COM 697435105 113 1000 SH DFND 2 1000 0 0 PEPSICO INC COM 713448108 4912 43895 SH DFND 2 43895 0 0 PFIZER INC COM 717081103 17 500 SH DFND 2 500 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 5996 59000 SH DFND 2 59000 0 0 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 137 1300 SH DFND 2 1300 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 33 1250 SH DFND 2 1250 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2118 16000 SH DFND 2 16000 0 0 PRAXAIR INC COM 74005P104 5466 46085 SH DFND 2 46085 0 0 PRECISION DRILLING CORP COM 2010 74022D308 71 15000 SH DFND 2 15000 0 0 PROCTER AND GAMBLE CO COM 742718109 293 3275 SH DFND 2 3275 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 83 1500 SH DFND 2 1500 0 0 RICHMONT MINES INC COM 76547T106 18 2500 SH DFND 2 2500 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 159 3600 SH DFND 2 3600 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 116 1600 SH DFND 2 1600 0 0 S&P GLOBAL INC COM 78409V104 31 240 SH DFND 2 240 0 0 SALESFORCE COM INC COM 79466L302 111 1350 SH DFND 2 1350 0 0 SCHLUMBERGER LTD COM 806857108 4870 62350 SH DFND 2 62350 0 0 SELECT BANCORP INC NEW COM 81617L108 19 1724 SH DFND 2 1724 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 807 34000 SH DFND 2 34000 0 0 SILVER WHEATON CORP COM 828336107 52 2500 SH DFND 2 2500 0 0 SOTHEBYS COM 835898107 102 2250 SH DFND 2 2250 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2282 19200 SH DFND 2 19200 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2275 9646 SH DFND 2 9646 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 419 15000 SH DFND 2 15000 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 582 12000 SH DFND 2 12000 0 0 STARBUCKS CORP COM 855244109 537 9200 SH DFND 2 9200 0 0 STERICYCLE INC COM 858912108 43 525 SH DFND 2 525 0 0 SUNCOR ENERGY INC NEW COM 867224107 4541 148350 SH DFND 2 148350 0 0 TAHOE RES INC COM 873868103 27 3400 SH DFND 2 3400 0 0 TE CONNECTIVITY LTD REG SHS H84989104 3570 47850 SH DFND 2 47850 0 0 TELUS CORP COM 87971M103 62 1900 SH DFND 2 1900 0 0 TESLA INC COM 88160R101 334 1200 SH DFND 2 1200 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 42 275 SH DFND 2 275 0 0 TJX COS INC NEW COM 872540109 3433 43390 SH DFND 2 43390 0 0 TOTAL S A SPONSORED ADR 89151E109 62 1230 SH DFND 2 1230 0 0 TRANSCANADA CORP COM 89353D107 39 850 SH DFND 2 850 0 0 UBS GROUP AG SHS H42097107 940 58756 SH DFND 2 58756 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3613 32230 SH DFND 2 32230 0 0 US BANCORP DEL COM NEW 902973304 5282 102625 SH DFND 2 102625 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 123 5400 SH DFND 2 5400 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 36 1000 SH DFND 2 1000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2351 45600 SH DFND 2 45600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 231 4745 SH DFND 2 4745 0 0 VISA INC COM CL A 92826C839 112 1260 SH DFND 2 1260 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 133 20000 SH DFND 2 20000 0 0 WELLS FARGO & CO NEW COM 949746101 3621 65050 SH DFND 2 65050 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 1297 34500 SH DFND 2 34500 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 2848 48200 SH DFND 2 48200 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 152 3000 SH DFND 2 3000 0 0