Executive Vice President

0001420506-16-001327.txt : 20161114 0001420506-16-001327.hdr.sgml : 20161111 20161114072045 ACCESSION NUMBER: 0001420506-16-001327 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 161990467 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001615423 XXXXXXXX 09-30-2016 09-30-2016 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 11-14-2016 2 1163 3426574 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001615424 028-16236 Lombard Odier & Cie (Bahamas) Ltd INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA 3M CO COM 88579Y101 299 1700 SH DFND 1700 0 0 ABBVIE INC COM 00287Y109 13051 206951 SH DFND 206951 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 218 27000 SH DFND 27000 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 7 5000 SH DFND 5000 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 406 57560 SH DFND 57560 0 0 AFLAC INC COM 001055102 815 11343 SH DFND 11343 0 0 AIR PRODS & CHEMS INC COM 009158106 50 331 SH DFND 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1000 0 0 BB&T CORP COM 054937107 6052 160420 SH DFND 1 160420 0 0 BCE INC COM NEW 05534B760 74 1602 SH DFND 1 1602 0 0 BED BATH & BEYOND INC COM 075896100 1022 23700 SH DFND 1 23700 0 0 BELLATRIX EXPLORATION LTD COM 078314101 64 75000 SH DFND 1 75000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3459 16 SH DFND 1 16 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4736 32802 SH DFND 1 32802 0 0 BERRY PLASTICS GROUP INC COM 08579W103 35 800 SH DFND 1 800 0 0 BEST BUY INC COM 086516101 1754 45918 SH DFND 1 45918 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 702 20250 SH DFND 1 20250 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 4 120 SH DFND 1 120 0 0 BIOGEN INC COM 09062X103 926 2959 SH DFND 1 2959 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1985 21462 SH DFND 1 21462 0 0 BLACKBERRY LTD COM 09228F103 598 75000 SH DFND 1 75000 0 0 BLACKROCK INC COM 09247X101 763 2105 SH DFND 1 2105 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1047 41000 SH DFND 1 41000 0 0 BLUEBIRD BIO INC COM 09609G100 78 1150 SH DFND 1 1150 0 0 BOEING CO COM 097023105 359 2723 SH DFND 1 2723 0 0 BOSTON SCIENTIFIC CORP COM 101137107 654 27500 SH DFND 1 27500 0 0 BP PLC SPONSORED ADR 055622104 13979 397582 SH DFND 1 397582 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 13230 245365 SH DFND 1 245365 0 0 BROCADE COMMUNICATIONS SYS I NOTE 1.375% 1/0 111621AQ1 1566 1580000 PRN DFND 1 1580000 0 0 BROWN & BROWN INC COM 115236101 4940 131000 SH DFND 1 131000 0 0 BT GROUP PLC ADR 05577E101 6 250 SH DFND 1 250 0 0 BUNGE LIMITED COM G16962105 1986 33545 SH DFND 1 33545 0 0 BURCON NUTRASCIENCE CORP COM 120831102 26 10588 SH DFND 1 10588 0 0 CA INC COM 12673P105 76 2305 SH DFND 1 2305 0 0 CABOT OIL & GAS CORP COM 127097103 39 1500 SH DFND 1 1500 0 0 CADIZ INC COM NEW 127537207 95 12700 SH DFND 1 12700 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 0 151 SH DFND 1 151 0 0 CALLAWAY GOLF CO COM 131193104 35 3000 SH DFND 1 3000 0 0 CAMECO CORP COM 13321L108 279 32765 SH DFND 1 32765 0 0 CAMPBELL SOUP CO COM 134429109 6017 110000 SH DFND 1 110000 0 0 CANADIAN NAT RES LTD COM 136385101 35 1100 SH DFND 1 1100 0 0 CANADIAN NATL RY CO COM 136375102 157 2400 SH DFND 1 2400 0 0 CANADIAN SOLAR INC COM 136635109 13 971 SH DFND 1 971 0 0 CAPITAL ONE FINL CORP COM 14040H105 175 2440 SH DFND 1 2440 0 0 CARDIOME PHARMA CORP COM NO PAR 14159U301 0 87 SH DFND 1 87 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 124 2540 SH DFND 1 2540 0 0 CATERPILLAR INC DEL COM 149123101 565 6370 SH DFND 1 6370 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 197 2550 SH DFND 1 2550 0 0 CELGENE CORP COM 151020104 718 6860 SH DFND 1 6860 0 0 CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 1238 1100000 PRN DFND 1 1100000 0 0 CENOVUS ENERGY INC COM 15135U109 137 9548 SH DFND 1 9548 0 0 CENTURYLINK INC COM 156700106 124 4521 SH DFND 1 4521 0 0 CERNER CORP COM 156782104 25 400 SH DFND 1 400 0 0 CF INDS HLDGS INC COM 125269100 178 7250 SH DFND 1 7250 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 3 10 SH DFND 1 10 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1709 21996 SH DFND 1 21996 0 0 CHEMOURS CO COM 163851108 1 106 SH DFND 1 106 0 0 CHENIERE ENERGY INC COM NEW 16411R208 118 2695 SH DFND 1 2695 0 0 CHESAPEAKE ENERGY CORP COM 165167107 138 22000 SH DFND 1 22000 0 0 CHEVRON CORP NEW COM 166764100 14292 138877 SH DFND 1 138877 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 179 6369 SH DFND 1 6369 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 31 2400 SH DFND 1 2400 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 306 4985 SH DFND 1 4985 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 24 2000 SH DFND 1 2000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1114 2634 SH DFND 1 2634 0 0 CHUBB LIMITED COM H1467J104 3836 30522 SH DFND 1 30522 0 0 CIENA CORP COM NEW 171779309 37 1714 SH DFND 1 1714 0 0 CIGNA CORPORATION COM 125509109 44 335 SH DFND 1 335 0 0 CINCINNATI FINL CORP COM 172062101 84 1109 SH DFND 1 1109 0 0 CISCO SYS INC COM 17275R102 24226 763736 SH DFND 1 763736 0 0 CITIGROUP INC COM NEW 172967424 1084 22950 SH DFND 1 22950 0 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 9936 9000000 PRN DFND 1 9000000 0 0 CLOVIS ONCOLOGY INC COM 189464100 90 2500 SH DFND 1 2500 0 0 CNH INDL N V SHS N20944109 98 13700 SH DFND 1 13700 0 0 COACH INC COM 189754104 232 6351 SH DFND 1 6351 0 0 COBALT INTL ENERGY INC COM 19075F106 66 53560 SH DFND 1 53560 0 0 COCA COLA CO COM 191216100 41108 971515 SH DFND 1 971515 0 0 COEUR MNG INC COM NEW 192108504 60 5120 SH DFND 1 5120 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 224 4691 SH DFND 1 4691 0 0 COLGATE PALMOLIVE CO COM 194162103 26129 352452 SH DFND 1 352452 0 0 COMCAST CORP NEW CL A 20030N101 1858 28000 SH DFND 1 28000 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 105 6400 SH DFND 1 6400 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 205 74130 SH DFND 1 74130 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1683 121625 SH DFND 1 121625 0 0 CONFORMIS INC COM 20717E101 10 1000 SH DFND 1 1000 0 0 CONOCOPHILLIPS COM 20825C104 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DFND 1 1367 0 0 DR REDDYS LABS LTD ADR 256135203 39 830 SH DFND 1 830 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 304 4530 SH DFND 1 4530 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 62 782 SH DFND 1 782 0 0 DUNKIN BRANDS GROUP INC COM 265504100 149 2870 SH DFND 1 2870 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 968 880000 PRN DFND 1 880000 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 5 500 SH DFND 1 500 0 0 EATON CORP PLC SHS G29183103 387 5888 SH DFND 1 5888 0 0 EBAY INC COM 278642103 941 28590 SH DFND 1 28590 0 0 ECOLAB INC COM 278865100 1004 8255 SH DFND 1 8255 0 0 EDAP TMS S A SPONSORED ADR 268311107 217 75000 SH DFND 1 75000 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 398 3300 SH DFND 1 3300 0 0 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 1564 63000 SH DFND 1 63000 0 0 EL POLLO LOCO HLDGS INC COM 268603107 104 8300 SH DFND 1 8300 0 0 ELDORADO GOLD CORP NEW COM 284902103 2490 634250 SH DFND 1 634250 0 0 ELECTRONIC ARTS INC COM 285512109 195 2282 SH DFND 1 2282 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 17 1000 SH DFND 1 1000 0 0 EMCORE CORP COM NEW 290846203 57 10000 SH DFND 1 10000 0 0 EMERSON ELEC CO COM 291011104 136 2494 SH DFND 1 2494 0 0 ENBRIDGE INC COM 29250N105 277 6305 SH DFND 1 6305 0 0 ENCANA CORP COM 292505104 115 11048 SH DFND 1 11048 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 37 7400 SH DFND 1 7400 0 0 ENERGOUS CORP COM 29272C103 59 3000 SH DFND 1 3000 0 0 ENERSYS COM 29275Y102 42 600 SH DFND 1 600 0 0 ENI S P A SPONSORED ADR 26874R108 23 800 SH DFND 1 800 0 0 ENSCO PLC SHS CLASS A G3157S106 255 30000 SH DFND 1 30000 0 0 ENZYMOTEC LTD SHS M4059L101 28 4000 SH DFND 1 4000 0 0 EOG RES INC COM 26875P101 15131 156430 SH DFND 1 156430 0 0 EQT CORP COM 26884L109 20 270 SH DFND 1 270 0 0 EQUINIX INC COM PAR $0.001 29444U700 196 545 SH DFND 1 545 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 154 2400 SH DFND 1 2400 0 0 ERA GROUP INC COM 26885G109 9 1080 SH DFND 1 1080 0 0 ETF MANAGERS TR PUREFUNDS ISE CY 26924G201 56 2000 SH DFND 1 2000 0 0 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INFORMATION SV COM 31620M106 616 8000 SH DFND 1 8000 0 0 FIESTA RESTAURANT GROUP INC COM 31660B101 55 2300 SH DFND 1 2300 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 33 3200 SH DFND 1 3200 0 0 FIRST SOLAR INC COM 336433107 896 22700 SH DFND 1 22700 0 0 FISERV INC COM 337738108 2267 22800 SH DFND 1 22800 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 37 3000 SH DFND 1 3000 0 0 FLIR SYS INC COM 302445101 2381 75770 SH DFND 1 75770 0 0 FLUOR CORP NEW COM 343412102 2483 48400 SH DFND 1 48400 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 791 8600 SH DFND 1 8600 0 0 FOOT LOCKER INC COM 344849104 266 3930 SH DFND 1 3930 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 243 20130 SH DFND 1 20130 0 0 FORTINET INC COM 34959E109 240 6500 SH DFND 1 6500 0 0 FORTUNA SILVER MINES INC COM 349915108 776 107200 SH DFND 1 107200 0 0 FRANCO NEVADA CORP COM 351858105 133 1900 SH DFND 1 1900 0 0 FREEPORT-MCMORAN INC CL B 35671D857 4512 415600 SH DFND 1 415600 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 305 6950 SH DFND 1 6950 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 1 360 SH DFND 1 360 0 0 FUEL TECH INC COM 359523107 10 6850 SH DFND 1 6850 0 0 GAIA INC NEW CL A 36269P104 119 16500 SH DFND 1 16500 0 0 GALLAGHER ARTHUR J & CO COM 363576109 80 1572 SH DFND 1 1572 0 0 GAMESTOP CORP NEW CL A 36467W109 1360 49300 SH DFND 1 49300 0 0 GARMIN LTD SHS H2906T109 97 2008 SH DFND 1 2008 0 0 GENERAL DYNAMICS CORP COM 369550108 143 920 SH DFND 1 920 0 0 GENERAL ELECTRIC CO COM 369604103 19715 665663 SH DFND 1 665663 0 0 GENERAL MLS INC COM 370334104 97349 1523930 SH DFND 1 1523930 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 1152 82128 SH DFND 1 82128 0 0 GENERAL MTRS CO COM 37045V100 1256 39519 SH DFND 1 39519 0 0 GERDAU S A SPON ADR REP PFD 373737105 155 56805 SH DFND 1 56805 0 0 GILDAN ACTIVEWEAR INC COM 375916103 161 5780 SH DFND 1 5780 0 0 GILEAD SCIENCES INC COM 375558103 54848 693062 SH DFND 1 693062 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2204 51083 SH DFND 1 51083 0 0 GLOBAL X FDS GBL X MSCI NGR 37950E424 32 6800 SH DFND 1 6800 0 0 GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 57 2300 SH DFND 1 2300 0 0 GLOBAL X FDS MSCI GREECE ETF 37950E366 29 4000 SH DFND 1 4000 0 0 GOGO INC COM 38046C109 28 2500 SH DFND 1 2500 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1423 293400 SH DFND 1 293400 0 0 GOLDCORP INC NEW COM 380956409 9077 551200 SH DFND 1 551200 0 0 GOLDEN MINERALS CO COM 381119106 0 160 SH DFND 1 160 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2030 12587 SH DFND 1 12587 0 0 GOPRO INC CL A 38268T103 41 2500 SH DFND 1 2500 0 0 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 387437114 132 4335 SH DFND 1 4335 0 0 GREAT PANTHER SILVER LTD COM 39115V101 11 7900 SH DFND 1 7900 0 0 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 384 12350 SH DFND 1 12350 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 93 700 SH DFND 1 700 0 0 HABIT RESTAURANTS INC COM CL A 40449J103 14 1000 SH DFND 1 1000 0 0 HAIN CELESTIAL GROUP INC COM 405217100 283 7965 SH DFND 1 7965 0 0 HALLIBURTON CO COM 406216101 2189 48804 SH DFND 1 48804 0 0 HANESBRANDS INC COM 410345102 206 8160 SH DFND 1 8160 0 0 HARLEY DAVIDSON INC COM 412822108 16 300 SH DFND 1 300 0 0 HARTE-HANKS INC COM 416196103 162 100000 SH DFND 1 100000 0 0 HASBRO INC COM 418056107 28 350 SH DFND 1 350 0 0 HECLA MNG CO COM 422704106 3836 673000 SH DFND 1 673000 0 0 HELMERICH & PAYNE INC COM 423452101 202 3000 SH DFND 1 3000 0 0 HERC HLDGS INC COM 42704L104 22 666 SH DFND 1 666 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 80 2000 SH DFND 1 2000 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 103 16408 SH DFND 1 16408 0 0 HESS CORP COM 42809H107 541 10100 SH DFND 1 10100 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1501 65990 SH DFND 1 65990 0 0 HEXCEL CORP NEW COM 428291108 443 10000 SH DFND 1 10000 0 0 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 3214 2360000 PRN DFND 1 2360000 0 0 HOME DEPOT INC COM 437076102 32402 251809 SH DFND 1 251809 0 0 HONDA MOTOR LTD AMERN SHS 438128308 707 24450 SH DFND 1 24450 0 0 HONEYWELL INTL INC COM 438516106 748 6409 SH DFND 1 6409 0 0 HOST HOTELS & RESORTS INC COM 44107P104 76 4876 SH DFND 1 4876 0 0 HP INC COM 40434L105 328 21130 SH DFND 1 21130 0 0 HSBC HLDGS PLC NOTE 6.875%12/3 404280BC2 3430 3200000 PRN DFND 1 3200000 0 0 HSBC HLDGS PLC SDCV 5.625%12/3 404280AR0 1003 1000000 PRN DFND 1 1000000 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 38 1000 SH DFND 1 1000 0 0 HUDSON GLOBAL INC COM 443787106 54 35000 SH DFND 1 35000 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 38 16000 SH DFND 1 16000 0 0 HURON CONSULTING GROUP INC COM 447462102 20 338 SH DFND 1 338 0 0 IAMGOLD CORP COM 450913108 3733 925800 SH DFND 1 925800 0 0 ICAD INC COM NEW 44934S206 10 2000 SH DFND 1 2000 0 0 ICICI BK LTD ADR 45104G104 781 104600 SH DFND 1 104600 0 0 IHS MARKIT LTD SHS G47567105 71 1899 SH DFND 1 1899 0 0 ILLINOIS TOOL WKS INC COM 452308109 5788 48300 SH DFND 1 48300 0 0 ILLUMINA INC COM 452327109 1447 7970 SH DFND 1 7970 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 3118 2840000 PRN DFND 1 2840000 0 0 ILLUMINA INC NOTE 6/1 452327AF6 4136 3980000 PRN DFND 1 3980000 0 0 IMPAX LABORATORIES INC NOTE 2.000% 6/1 45256BAE1 1234 1390000 PRN DFND 1 1390000 0 0 IMPERVA INC COM 45321L100 183 3400 SH DFND 1 3400 0 0 INCYTE CORP COM 45337C102 575 6100 SH DFND 1 6100 0 0 INFOSYS LTD SPONSORED ADR 456788108 1297 82260 SH DFND 1 82260 0 0 ING GROEP N V DBCV 6.500%12/3 456837AF0 402 400000 PRN DFND 1 400000 0 0 INGERSOLL-RAND PLC SHS G47791101 27071 398360 SH DFND 1 398360 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 19 2000 SH DFND 1 2000 0 0 INTEL CORP COM 458140100 23809 630739 SH DFND 1 630739 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 4042 2200000 PRN DFND 1 2200000 0 0 INTEL CORP SDCV 12/1 458140AD2 6116 4400000 PRN DFND 1 4400000 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 51 3000 SH DFND 1 3000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4579 28820 SH DFND 1 28820 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 18229 127495 SH DFND 1 127495 0 0 INTEROIL CORP COM 460951106 51 1000 SH DFND 1 1000 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 250 345 SH DFND 1 345 0 0 INVESCO LTD SHS G491BT108 75 2413 SH DFND 1 2413 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 127 6700 SH DFND 1 6700 0 0 IRSA PROPIEDADES COMERCIALES SPONSORED ADR 463588103 22 500 SH DFND 1 500 0 0 ISHARES AUSTRIA CAPD ETF 464286202 11 700 SH DFND 1 700 0 0 ISHARES INDIA 50 ETF 464289529 85 2850 SH DFND 1 2850 0 0 ISHARES MSCI BRIC INDX 464286657 120 3500 SH DFND 1 3500 0 0 ISHARES MSCI BRZ CAP ETF 464286400 411 12170 SH DFND 1 12170 0 0 ISHARES MSCI CDA ETF 464286509 23 880 SH DFND 1 880 0 0 ISHARES MSCI EURO FL ETF 464289180 241 14000 SH DFND 1 14000 0 0 ISHARES MSCI EURZONE ETF 464286608 1254 36350 SH DFND 1 36350 0 0 ISHARES MSCI FRANCE ETF 464286707 60 2470 SH DFND 1 2470 0 0 ISHARES MSCI GERMANY ETF 464286806 756 28797 SH DFND 1 28797 0 0 ISHARES MSCI HONG KG ETF 464286871 149 6785 SH DFND 1 6785 0 0 ISHARES MSCI ITALCPD ETF 464286855 38 3450 SH DFND 1 3450 0 0 ISHARES MSCI JAPAN ETF 464286848 4566 364075 SH DFND 1 364075 0 0 ISHARES MSCI MEX CAP ETF 464286822 19 388 SH DFND 1 388 0 0 ISHARES MSCI PAC JP ETF 464286665 4650 109980 SH DFND 1 109980 0 0 ISHARES MSCI SPAN CP ETF 464286764 115 4276 SH DFND 1 4276 0 0 ISHARES MSCI STH KOR ETF 464286772 1055 18145 SH DFND 1 18145 0 0 ISHARES MSCI SWEDEN ETF 464286756 12 400 SH DFND 1 400 0 0 ISHARES MSCI TAIWAN ETF 464286731 1841 117250 SH DFND 1 117250 0 0 ISHARES MSCI TURKEY ETF 464286715 69 1825 SH DFND 1 1825 0 0 ISHARES GOLD TRUST ISHARES 464285105 92 7280 SH DFND 1 7280 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 109 6000 SH DFND 1 6000 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 574 3963 SH DFND 1 3963 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 2649 31150 SH DFND 1 31150 0 0 ISHARES TR 20 YR TR BD ETF 464287432 10194 74095 SH DFND 1 74095 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 3207 25346 SH DFND 1 25346 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 1510 13500 SH DFND 1 13500 0 0 ISHARES TR ASIA 50 ETF 464288430 355 7100 SH DFND 1 7100 0 0 ISHARES TR CHINA ETF 46429B671 1815 37500 SH DFND 1 37500 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 850 22380 SH DFND 1 22380 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 244 3000 SH DFND 1 3000 0 0 ISHARES TR CORE MSCI EAFE 46432F842 4301 78000 SH DFND 1 78000 0 0 ISHARES TR CORE S&P MCP ETF 464287507 656 4237 SH DFND 1 4237 0 0 ISHARES TR CORE S&P SCP ETF 464287804 757 6100 SH DFND 1 6100 0 0 ISHARES TR CORE S&P500 ETF 464287200 848 3900 SH DFND 1 3900 0 0 ISHARES TR CORE US AGGBD ET 464287226 2410 21450 SH DFND 1 21450 0 0 ISHARES TR CORE US TR BD 46429B267 1513 58000 SH DFND 1 58000 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 212 8535 SH DFND 1 8535 0 0 ISHARES TR EMGR MKT INF ETF 464288216 419 13673 SH DFND 1 13673 0 0 ISHARES TR EUROPE ETF 464287861 583 14795 SH DFND 1 14795 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 288 5700 SH DFND 1 5700 0 0 ISHARES TR GLB CNS DISC ETF 464288745 38 425 SH DFND 1 425 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 81 800 SH DFND 1 800 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 100 3050 SH DFND 1 3050 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 80 1570 SH DFND 1 1570 0 0 ISHARES TR GLOBAL TECH ETF 464287291 38 340 SH DFND 1 340 0 0 ISHARES TR HDG MSCI EAFE 46434V803 92 3700 SH DFND 1 3700 0 0 ISHARES TR HDG MSCI GERMN 46434V704 107 4450 SH DFND 1 4450 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 161 6500 SH DFND 1 6500 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1165 13350 SH DFND 1 13350 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2127 17260 SH DFND 1 17260 0 0 ISHARES TR INTL SEL DIV ETF 464288448 33 1100 SH DFND 1 1100 0 0 ISHARES TR INTL TREA BD ETF 464288117 27123 270120 SH DFND 1 270120 0 0 ISHARES TR IRELAND CAPD ETF 46429B507 8 200 SH DFND 1 200 0 0 ISHARES TR JP MOR EM MK ETF 464288281 100 850 SH DFND 1 850 0 0 ISHARES TR LATN AMER 40 ETF 464287390 8 300 SH DFND 1 300 0 0 ISHARES TR MSCI ACWI ETF 464288257 2644 44750 SH DFND 1 44750 0 0 ISHARES TR MSCI EAFE ETF 464287465 532 9000 SH DFND 1 9000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 8030 214394 SH DFND 1 214394 0 0 ISHARES TR MSCI INDIA ETF 46429B598 90 3080 SH DFND 1 3080 0 0 ISHARES TR MSCI POL CAP ETF 46429B606 224 12320 SH DFND 1 12320 0 0 ISHARES TR NA NAT RES 464287374 396 11485 SH DFND 1 11485 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 46 160 SH DFND 1 160 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 41 395 SH DFND 1 395 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 81 770 SH DFND 1 770 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 481 3230 SH DFND 1 3230 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 272 2600 SH DFND 1 2600 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 446 3595 SH DFND 1 3595 0 0 ISHARES TR S&P 500 VAL ETF 464287408 5849 61600 SH DFND 1 61600 0 0 ISHARES TR S&P MC 400GR ETF 464287606 79 450 SH DFND 1 450 0 0 ISHARES TR TIPS BD ETF 464287176 12325 105800 SH DFND 1 105800 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 23 200 SH DFND 1 200 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 379 2577 SH DFND 1 2577 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 9 100 SH DFND 1 100 0 0 ISHARES TR U.S. FINLS ETF 464287788 80 890 SH DFND 1 890 0 0 ISHARES TR U.S. PFD STK ETF 464288687 567 14350 SH DFND 1 14350 0 0 ISHARES TR U.S. TECH ETF 464287721 577 4850 SH DFND 1 4850 0 0 ISHARES TR US HLTHCR PR ETF 464288828 620 5000 SH DFND 1 5000 0 0 ISHARES TR US HOME CONS ETF 464288752 80 2897 SH DFND 1 2897 0 0 ISHARES TR US REGNL BKS ETF 464288778 9 250 SH DFND 1 250 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 297 27181 SH DFND 1 27181 0 0 ITT INC COM 45073V108 56 1550 SH DFND 1 1550 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 67 11100 SH DFND 1 11100 0 0 JACK IN THE BOX INC COM 466367109 90 940 SH DFND 1 940 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 1507 1480000 PRN DFND 1 1480000 0 0 JD COM INC SPON ADR CL A 47215P106 2178 83490 SH DFND 1 83490 0 0 JDS UNIPHASE CORP DBCV 0.625% 8/1 46612JAF8 831 830000 PRN DFND 1 830000 0 0 JETBLUE AIRWAYS CORP COM 477143101 52 3000 SH DFND 1 3000 0 0 JOHNSON & JOHNSON COM 478160104 30063 254423 SH DFND 1 254423 0 0 JOHNSON CTLS INTL PLC SHS G51502105 210 4514 SH DFND 1 4514 0 0 JOY GLOBAL INC COM 481165108 795 28650 SH DFND 1 28650 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 31 1000 SH DFND 1 1000 0 0 JPMORGAN CHASE & CO COM 46625H100 50252 754593 SH DFND 1 754593 0 0 JPMORGAN CHINA REGION FD INC COM 48126T104 58 3361 SH DFND 1 3361 0 0 JUNIPER NETWORKS INC COM 48203R104 6 244 SH DFND 1 244 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 429 4600 SH DFND 1 4600 0 0 KARYOPHARM THERAPEUTICS INC COM 48576U106 18 1800 SH DFND 1 1800 0 0 KELLOGG CO COM 487836108 6972 90000 SH DFND 1 90000 0 0 KEYCORP NEW COM 493267108 146 12050 SH DFND 1 12050 0 0 KIMBERLY CLARK CORP COM 494368103 11353 90000 SH DFND 1 90000 0 0 KINDER MORGAN INC DEL COM 49456B101 62 2678 SH DFND 1 2678 0 0 KINROSS GOLD CORP COM NO PAR 496902404 4278 1016448 SH DFND 1 1016448 0 0 KITE PHARMA INC COM 49803L109 447 8000 SH DFND 1 8000 0 0 KLONDEX MNS LTD COM 498696103 3001 523000 SH DFND 1 523000 0 0 KLX INC COM 482539103 36 1025 SH DFND 1 1025 0 0 KRAFT HEINZ CO COM 500754106 19798 221170 SH DFND 1 221170 0 0 KROGER CO COM 501044101 3045 102600 SH DFND 1 102600 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 646 4700 SH DFND 1 4700 0 0 LANDS END INC NEW COM 51509F105 17 1200 SH DFND 1 1200 0 0 LAS VEGAS SANDS CORP COM 517834107 69 1193 SH DFND 1 1193 0 0 LAUDER ESTEE COS INC CL A 518439104 647 7300 SH DFND 1 7300 0 0 LEJU HLDGS LTD SPONSORED ADS 50187J108 1 100 SH DFND 1 100 0 0 LENDINGCLUB CORP COM 52603A109 43 7000 SH DFND 1 7000 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 81 1753 SH DFND 1 1753 0 0 LIBERTY INTERACTIVE LLC DEB 1.750% 9/3 530610AD6 244 230000 PRN DFND 1 230000 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 2700 2560000 PRN DFND 1 2560000 0 0 LILLY ELI & CO COM 532457108 319 3981 SH DFND 1 3981 0 0 LINCOLN NATL CORP IND COM 534187109 235 5000 SH DFND 1 5000 0 0 LINKEDIN CORP COM CL A 53578A108 38 200 SH DFND 1 200 0 0 LINKEDIN CORP NOTE 0.500%11/0 53578AAB4 9250 9310000 PRN DFND 1 9310000 0 0 LLOYDS BANKING GROUP PLC SDCV 7.500%12/3 539439AG4 207 200000 PRN DFND 1 200000 0 0 LOCKHEED MARTIN CORP COM 539830109 36 150 SH DFND 1 150 0 0 LOGITECH INTL S A SHS H50430232 13323 592595 SH DFND 1 592595 0 0 LOGMEIN INC COM 54142L109 18 200 SH DFND 1 200 0 0 LOWES COS INC COM 548661107 43 600 SH DFND 1 600 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 128 1580 SH DFND 1 1580 0 0 MACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 55608BAA3 902 760000 PRN DFND 1 760000 0 0 MACROGENICS INC COM 556099109 72 2400 SH DFND 1 2400 0 0 MAG SILVER CORP COM 55903Q104 1825 121300 SH DFND 1 121300 0 0 MAGNA INTL INC COM 559222401 586 13665 SH DFND 1 13665 0 0 MAGNEGAS CORP COM NEW 55939L202 65 100000 SH DFND 1 100000 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 1 11 SH DFND 1 11 0 0 MANNKIND CORP COM 56400P201 5 7797 SH DFND 1 7797 0 0 MANULIFE FINL CORP COM 56501R106 39 2800 SH DFND 1 2800 0 0 MARATHON PETE CORP COM 56585A102 2529 62345 SH DFND 1 62345 0 0 MARRIOTT INTL INC NEW CL A 571903202 47 700 SH DFND 1 700 0 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 22 300 SH DFND 1 300 0 0 MARSH & MCLENNAN COS INC COM 571748102 931 13846 SH DFND 1 13846 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 20 1500 SH DFND 1 1500 0 0 MASTERCARD INCORPORATED CL A 57636Q104 502 4930 SH DFND 1 4930 0 0 MCDERMOTT INTL INC COM 580037109 1402 279900 SH DFND 1 279900 0 0 MCDONALDS CORP COM 580135101 18693 162031 SH DFND 1 162031 0 0 MCKESSON CORP COM 58155Q103 636 3818 SH DFND 1 3818 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 8170 103393 SH DFND 1 103393 0 0 MEDTRONIC PLC SHS G5960L103 13021 150718 SH DFND 1 150718 0 0 MELCO CROWN ENTMT LTD ADR 585464100 13 800 SH DFND 1 800 0 0 MERCK & CO INC COM 58933Y105 41756 669080 SH DFND 1 669080 0 0 METHODE ELECTRS INC COM 591520200 5 150 SH DFND 1 150 0 0 METLIFE INC COM 59156R108 32071 721694 SH DFND 1 721694 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 1600 34200 SH DFND 1 34200 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 91 1473 SH DFND 1 1473 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 4538 3540000 PRN DFND 1 3540000 0 0 MICRON TECHNOLOGY INC COM 595112103 2511 141250 SH DFND 1 141250 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 690 760000 PRN DFND 1 760000 0 0 MICROSOFT CORP COM 594918104 22760 395147 SH DFND 1 395147 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 876 20550 SH DFND 1 20550 0 0 MODUSLINK GLOBAL SOLUTIONS I COM NEW 60786L206 2 800 SH DFND 1 800 0 0 MONDELEZ INTL INC CL A 609207105 91405 2082011 SH DFND 1 2082011 0 0 MONSANTO CO NEW COM 61166W101 7467 73059 SH DFND 1 73059 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 147 1000 SH DFND 1 1000 0 0 MOODYS CORP COM 615369105 245 2265 SH DFND 1 2265 0 0 MORGAN STANLEY COM NEW 617446448 3721 116061 SH DFND 1 116061 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 356 19013 SH DFND 1 19013 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 33 1000 SH DFND 1 1000 0 0 MOSAIC CO NEW COM 61945C103 73 3000 SH DFND 1 3000 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 479 6285 SH DFND 1 6285 0 0 MYLAN N V SHS EURO N59465109 766 20097 SH DFND 1 20097 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1718 46850 SH DFND 1 46850 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 102 2000 SH DFND 1 2000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 5 200 SH DFND 1 200 0 0 NETEASE INC SPONSORED ADR 64110W102 497 2065 SH DFND 1 2065 0 0 NETFLIX INC COM 64110L106 684 6950 SH DFND 1 6950 0 0 NETSCOUT SYS INC COM 64115T104 66 2258 SH DFND 1 2258 0 0 NETSUITE INC COM 64118Q107 33 300 SH DFND 1 300 0 0 NEW GOLD INC CDA COM 644535106 3843 887500 SH DFND 1 887500 0 0 NEWMONT MINING CORP COM 651639106 9107 231785 SH DFND 1 231785 0 0 NEXPOINT CR STRATEGIES FD COM NEW 65340G205 1 37 SH DFND 1 37 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 1 49 SH DFND 1 49 0 0 NIKE INC CL B 654106103 938 17802 SH DFND 1 17802 0 0 NOBLE CORP PLC SHS USD G65431101 23 3500 SH DFND 1 3500 0 0 NOBLE ENERGY INC COM 655044105 6223 174183 SH DFND 1 174183 0 0 NOKIA CORP SPONSORED ADR 654902204 11 2034 SH DFND 1 2034 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 203 45660 SH DFND 1 45660 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 202 20000 SH DFND 1 20000 0 0 NORTEL INVERSORA S A SPON ADR PFD B 656567401 154 6300 SH DFND 1 6300 0 0 NORTHROP GRUMMAN CORP COM 666807102 300 1400 SH DFND 1 1400 0 0 NORTHWEST BIOTHERAPEUTICS IN COM PAR $0.001 66737P600 4 7584 SH DFND 1 7584 0 0 NOVAGOLD RES INC COM NEW 66987E206 965 173000 SH DFND 1 173000 0 0 NOVARTIS A G SPONSORED ADR 66987V109 392 4952 SH DFND 1 4952 0 0 NUCOR CORP COM 670346105 147 2978 SH DFND 1 2978 0 0 NVIDIA CORP COM 67066G104 48 706 SH DFND 1 706 0 0 NXP SEMICONDUCTORS N V COM N6596X109 843 8269 SH DFND 1 8269 0 0 NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 3336 2800000 PRN DFND 1 2800000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 5357 73426 SH DFND 1 73426 0 0 OCEAN RIG UDW INC SHS G66964100 166 198000 SH DFND 1 198000 0 0 OCLARO INC COM NEW 67555N206 214 25000 SH DFND 1 25000 0 0 OCULAR THERAPEUTIX INC COM 67576A100 19 2700 SH DFND 1 2700 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 11 4000 SH DFND 1 4000 0 0 OI S A SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 OIL STS INTL INC COM 678026105 552 17500 SH DFND 1 17500 0 0 OLD REP INTL CORP NOTE 3.750% 3/1 680223AH7 1136 940000 PRN DFND 1 940000 0 0 OMNICOM GROUP INC COM 681919106 170 2000 SH DFND 1 2000 0 0 ON DECK CAP INC COM 682163100 30 5300 SH DFND 1 5300 0 0 ONCOMED PHARMACEUTICALS INC COM 68234X102 17 1500 SH DFND 1 1500 0 0 ORACLE CORP COM 68389X105 5553 141272 SH DFND 1 141272 0 0 OREXIGEN THERAPEUTICS INC COM NEW 686164302 3 1000 SH DFND 1 1000 0 0 OSIRIS THERAPEUTICS INC NEW COM 68827R108 129 26000 SH DFND 1 26000 0 0 OVASCIENCE INC COM 69014Q101 24 3400 SH DFND 1 3400 0 0 PACCAR INC COM 693718108 54 923 SH DFND 1 923 0 0 PACIFIC BIOSCIENCES CALIF IN CALL 69404D908 0 2000 SH Call DFND 1 2000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 1122 125000 SH DFND 1 125000 0 0 PACIFIC DRILLING SA LUXEMBOU SHS NEW L7257P114 132 32500 SH DFND 1 32500 0 0 PALO ALTO NETWORKS INC CALL 697435905 556 50400 SH Call DFND 1 50400 0 0 PALO ALTO NETWORKS INC COM 697435105 44060 276404 SH DFND 1 276404 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 379 11700 SH DFND 1 11700 0 0 PAN AMERICAN SILVER CORP COM 697900108 66 3760 SH DFND 1 3760 0 0 PANHANDLE OIL AND GAS INC CL A 698477106 35 2000 SH DFND 1 2000 0 0 PAPA JOHNS INTL INC COM 698813102 10 130 SH DFND 1 130 0 0 PAPA MURPHYS HLDGS INC COM 698814100 86 13400 SH DFND 1 13400 0 0 PARKER HANNIFIN CORP COM 701094104 81 645 SH DFND 1 645 0 0 PAYPAL HLDGS INC COM 70450Y103 669 16317 SH DFND 1 16317 0 0 PDL BIOPHARMA INC COM 69329Y104 9 2720 SH DFND 1 2720 0 0 PEMBINA PIPELINE CORP COM 706327103 146 4800 SH DFND 1 4800 0 0 PENGROWTH ENERGY CORP COM 70706P104 37 23625 SH DFND 1 23625 0 0 PENN WEST PETE LTD NEW COM 707887105 284 159000 SH DFND 1 159000 0 0 PENNEY J C INC COM 708160106 37 4000 SH DFND 1 4000 0 0 PEPSICO INC COM 713448108 5920 54406 SH DFND 1 54406 0 0 PERSHING GOLD CORP COM NEW 715302204 50 11111 SH DFND 1 11111 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 156 18955 SH DFND 1 18955 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 556 59575 SH DFND 1 59575 0 0 PFIZER INC COM 717081103 9906 292533 SH DFND 1 292533 0 0 PGT INC COM 69336V101 21 2000 SH DFND 1 2000 0 0 PHH CORP COM NEW 693320202 1 100 SH DFND 1 100 0 0 PHILIP MORRIS INTL INC COM 718172109 4724 48606 SH DFND 1 48606 0 0 PHILLIPS 66 COM 718546104 26 328 SH DFND 1 328 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1333 13150 SH DFND 1 13150 0 0 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 151 1400 SH DFND 1 1400 0 0 PIONEER NAT RES CO COM 723787107 111 600 SH DFND 1 600 0 0 PNC FINL SVCS GROUP INC COM 693475105 110 1220 SH DFND 1 1220 0 0 POLARIS INDS INC COM 731068102 16 210 SH DFND 1 210 0 0 POPEYES LA KITCHEN INC COM 732872106 29 550 SH DFND 1 550 0 0 POTASH CORP SASK INC COM 73755L107 5413 333258 SH DFND 1 333258 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 179 7250 SH DFND 1 7250 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 214 10320 SH DFND 1 10320 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 10721 90306 SH DFND 1 90306 0 0 PPG INDS INC COM 693506107 517 5000 SH DFND 1 5000 0 0 PRAXAIR INC COM 74005P104 11436 94679 SH DFND 1 94679 0 0 PRETIUM RES INC COM 74139C102 1373 134000 SH DFND 1 134000 0 0 PRICE T ROWE GROUP INC COM 74144T108 86 1300 SH DFND 1 1300 0 0 PRICELINE GRP INC COM NEW 741503403 25373 17244 SH DFND 1 17244 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 9090 7140000 PRN DFND 1 7140000 0 0 PRICELINE GRP INC NOTE 1.000% 3/1 741503AQ9 1426 900000 PRN DFND 1 900000 0 0 PRIMORIS SVCS CORP COM 74164F103 21 1000 SH DFND 1 1000 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 89 1715 SH DFND 1 1715 0 0 PROCTER AND GAMBLE CO CALL 742718909 9 1500 SH Call DFND 1 1500 0 0 PROCTER AND GAMBLE CO COM 742718109 26076 290574 SH DFND 1 290574 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 914 12875 SH DFND 1 12875 0 0 PROSHARES TR PSHS ULTRA O&G 74347R719 6 150 SH DFND 1 150 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 126 4000 SH DFND 1 4000 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 57 1200 SH DFND 1 1200 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 7681 201750 SH DFND 1 201750 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 472 6500 SH DFND 1 6500 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 2 33 SH DFND 1 33 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 2014 1990000 PRN DFND 1 1990000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 1000 960000 PRN DFND 1 960000 0 0 PRUDENTIAL FINL INC COM 744320102 267 3270 SH DFND 1 3270 0 0 PRUDENTIAL PLC ADR 74435K204 39 1100 SH DFND 1 1100 0 0 PUBLIC STORAGE COM 74460D109 80 360 SH DFND 1 360 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 191 4553 SH DFND 1 4553 0 0 PVH CORP COM 693656100 1782 16123 SH DFND 1 16123 0 0 QUALCOMM INC COM 747525103 2787 40680 SH DFND 1 40680 0 0 RACKSPACE HOSTING INC COM 750086100 201 6330 SH DFND 1 6330 0 0 RANDGOLD RES LTD ADR 752344309 4298 42950 SH DFND 1 42950 0 0 RANGE RES CORP COM 75281A109 7993 206233 SH DFND 1 206233 0 0 RAPTOR PHARMACEUTICAL CORP COM 75382F106 448 50000 SH DFND 1 50000 0 0 RAYONIER INC COM 754907103 27 1000 SH DFND 1 1000 0 0 RAYTHEON CO COM NEW 755111507 68 500 SH DFND 1 500 0 0 RED HAT INC COM 756577102 9651 119400 SH DFND 1 119400 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 6770 5320000 PRN DFND 1 5320000 0 0 REGIONS FINL CORP NEW COM 7591EP100 10 1000 SH DFND 1 1000 0 0 REGULUS THERAPEUTICS INC COM 75915K101 10 3000 SH DFND 1 3000 0 0 RENNOVA HEALTH INC COM 759757107 3 13500 SH DFND 1 13500 0 0 REPROS THERAPEUTICS INC COM NEW 76028H209 13 6000 SH DFND 1 6000 0 0 REPUBLIC SVCS INC COM 760759100 25 500 SH DFND 1 500 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 1735 38972 SH DFND 1 38972 0 0 REYNOLDS AMERICAN INC COM 761713106 109 2312 SH DFND 1 2312 0 0 RICHMONT MINES INC COM 76547T106 943 93750 SH DFND 1 93750 0 0 RIO TINTO PLC SPONSORED ADR 767204100 17 500 SH DFND 1 500 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 68 1600 SH DFND 1 1600 0 0 ROSS STORES INC COM 778296103 37 578 SH DFND 1 578 0 0 ROYAL BANK OF CANADA NOTE 4.650% 1/2 780082AD5 9653 8750000 PRN DFND 1 8750000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 2423 39183 SH DFND 1 39183 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 31 1180 SH DFND 1 1180 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 162 3050 SH DFND 1 3050 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 59 1185 SH DFND 1 1185 0 0 ROYAL GOLD INC COM 780287108 4073 52600 SH DFND 1 52600 0 0 RPM INTL INC NOTE 2.250%12/1 749685AT0 1844 1530000 PRN DFND 1 1530000 0 0 S&P GLOBAL INC COM 78409V104 27161 214601 SH DFND 1 214601 0 0 SALESFORCE COM INC COM 79466L302 292 4100 SH DFND 1 4100 0 0 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 3468 2900000 PRN DFND 1 2900000 0 0 SANOFI RIGHT 12/31/2020 80105N113 267 1000084 SH DFND 1 1000084 0 0 SANOFI SPONSORED ADR 80105N105 764 20000 SH DFND 1 20000 0 0 SAP SE SPON ADR 803054204 162 1781 SH DFND 1 1781 0 0 SAREPTA THERAPEUTICS INC COM 803607100 49 800 SH DFND 1 800 0 0 SASOL LTD SPONSORED ADR 803866300 14 500 SH DFND 1 500 0 0 SBA COMMUNICATIONS CORP COM 78388J106 128 1145 SH DFND 1 1145 0 0 SCHLUMBERGER LTD COM 806857108 44377 564318 SH DFND 1 564318 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3510 61500 SH DFND 1 61500 0 0 SEABRIDGE GOLD INC COM 811916105 39 3500 SH DFND 1 3500 0 0 SEADRILL LIMITED SHS G7945E105 82 34000 SH DFND 1 34000 0 0 SEARS HLDGS CORP COM 812350106 74 6500 SH DFND 1 6500 0 0 SEATTLE GENETICS INC COM 812578102 81 1500 SH DFND 1 1500 0 0 SECOND SIGHT MED PRODS INC COM 81362J100 11 3000 SH DFND 1 3000 0 0 SELECT BANCORP INC NEW COM 81617L108 14 1724 SH DFND 1 1724 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 142 4325 SH DFND 1 4325 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 199 2485 SH DFND 1 2485 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 378 7099 SH DFND 1 7099 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 625 8679 SH DFND 1 8679 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 102 1455 SH DFND 1 1455 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2163 112100 SH DFND 1 112100 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 420 8794 SH DFND 1 8794 0 0 SEMPRA ENERGY COM 816851109 991 9240 SH DFND 1 9240 0 0 SERES THERAPEUTICS INC COM 81750R102 17 1400 SH DFND 1 1400 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 73 1450 SH DFND 1 1450 0 0 SERVICE CORP INTL COM 817565104 118 4400 SH DFND 1 4400 0 0 SERVICENOW INC COM 81762P102 981 12400 SH DFND 1 12400 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 1904 1560000 PRN DFND 1 1560000 0 0 SHAKE SHACK INC CL A 819047101 191 5500 SH DFND 1 5500 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 61 3000 SH DFND 1 3000 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 85 5800 SH DFND 1 5800 0 0 SHIRE PLC SPONSORED ADR 82481R106 10 52 SH DFND 1 52 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0 35 SH DFND 1 35 0 0 SILVER WHEATON CORP COM 828336107 3931 145800 SH DFND 1 145800 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 76 1000 SH DFND 1 1000 0 0 SOCIETE GENERALE DEBT 8.250%12/3 F849BQAA2 3615 3450000 PRN DFND 1 3450000 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 287 10800 SH DFND 1 10800 0 0 SOLARCITY CORP COM 83416T100 141 7200 SH DFND 1 7200 0 0 SONY CORP ADR NEW 835699307 58 1750 SH DFND 1 1750 0 0 SOTHEBYS COM 835898107 467 12250 SH DFND 1 12250 0 0 SOUTHWEST AIRLS CO COM 844741108 31 805 SH DFND 1 805 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1162 83980 SH DFND 1 83980 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1858 14789 SH DFND 1 14789 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 364 4400 SH DFND 1 4400 0 0 SPDR INDEX SHS FDS CONSM SPLS ETF 78463X723 26 595 SH DFND 1 595 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 256 7820 SH DFND 1 7820 0 0 SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 16 930 SH DFND 1 930 0 0 SPDR INDEX SHS FDS INTL FINL ETF 78463X699 27 1495 SH DFND 1 1495 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 47 1432 SH DFND 1 1432 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 16 200 SH DFND 1 200 0 0 SPDR INDEX SHS FDS S&P INTL CONS 78463X731 134 3700 SH DFND 1 3700 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 59 1600 SH DFND 1 1600 0 0 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 70 2300 SH DFND 1 2300 0 0 SPDR S&P 500 ETF TR PUT 78462F953 294 56300 SH Put DFND 1 56300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 12517 57863 SH DFND 1 57863 0 0 SPDR SER TR NUVN BR SHT MUNI 78468R739 830 17000 SH DFND 1 17000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1629 24570 SH DFND 1 24570 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 49 1458 SH DFND 1 1458 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 37 1085 SH DFND 1 1085 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 31 800 SH DFND 1 800 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 13 300 SH DFND 1 300 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 37 860 SH DFND 1 860 0 0 SPECTRA ENERGY CORP COM 847560109 41 950 SH DFND 1 950 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 1050 940000 PRN DFND 1 940000 0 0 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 3100 2700000 PRN DFND 1 2700000 0 0 SPLUNK INC COM 848637104 50 850 SH DFND 1 850 0 0 SPROUTS FMRS MKT INC COM 85208M102 5738 277880 SH DFND 1 277880 0 0 STANDARD CHARTERED PLC DEBT 7.500%12/3 G84228CQ9 2515 2500000 PRN DFND 1 2500000 0 0 STARBUCKS CORP COM 855244109 906 16750 SH DFND 1 16750 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 1206 1060000 PRN DFND 1 1060000 0 0 STARWOOD PPTY TR INC NOTE 4.550% 3/0 85571BAA3 1786 1620000 PRN DFND 1 1620000 0 0 STATE NATL COS INC COM 85711T305 11 1000 SH DFND 1 1000 0 0 STATOIL ASA SPONSORED ADR 85771P102 302 18000 SH DFND 1 18000 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 655 60500 SH DFND 1 60500 0 0 STERICYCLE INC COM 858912108 1268 15850 SH DFND 1 15850 0 0 STRATASYS LTD SHS M85548101 113 4680 SH DFND 1 4680 0 0 SUN LIFE FINL INC COM 866796105 152 4690 SH DFND 1 4690 0 0 SUNCOR ENERGY INC NEW COM 867224107 3016 108835 SH DFND 1 108835 0 0 SUNPOWER CORP COM 867652406 40 4500 SH DFND 1 4500 0 0 SYMANTEC CORP COM 871503108 43 1700 SH DFND 1 1700 0 0 SYNCHRONY FINL COM 87165B103 39 1377 SH DFND 1 1377 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 6 1100 SH DFND 1 1100 0 0 TABLEAU SOFTWARE INC CL A 87336U105 111 2000 SH DFND 1 2000 0 0 TAHOE RES INC COM 873868103 3780 295365 SH DFND 1 295365 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1499 49000 SH DFND 1 49000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 41 900 SH DFND 1 900 0 0 TALEND S A ADS 874224207 78 3000 SH DFND 1 3000 0 0 TARGET CORP COM 87612E106 76 1107 SH DFND 1 1107 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 6 50 SH DFND 1 50 0 0 TATA MTRS LTD SPONSORED ADR 876568502 304 7600 SH DFND 1 7600 0 0 TE CONNECTIVITY LTD REG SHS H84989104 4750 73769 SH DFND 1 73769 0 0 TEEKAY CORPORATION COM Y8564W103 19853 2575000 SH DFND 1 2575000 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 166 11000 SH DFND 1 11000 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 95 15000 SH DFND 1 15000 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 218 11900 SH DFND 1 11900 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 75 5212 SH DFND 1 5212 0 0 TELEFONICA S A SPONSORED ADR 879382208 5 514 SH DFND 1 514 0 0 TERRAVIA HLDGS INC COM 88105A106 1210 440000 SH DFND 1 440000 0 0 TESLA MTRS INC COM 88160R101 5816 28513 SH DFND 1 28513 0 0 TESORO CORP COM 881609101 88 1100 SH DFND 1 1100 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 172 3737 SH DFND 1 3737 0 0 TEXAS INSTRS INC COM 882508104 11517 164100 SH DFND 1 164100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1689 10617 SH DFND 1 10617 0 0 THOR INDS INC COM 885160101 428 5054 SH DFND 1 5054 0 0 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 9 13504 SH DFND 1 13504 0 0 TIFFANY & CO NEW COM 886547108 14104 194207 SH DFND 1 194207 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1 45 SH DFND 1 45 0 0 TIME INC NEW COM 887228104 0 10 SH DFND 1 10 0 0 TIME WARNER INC COM NEW 887317303 1839 23093 SH DFND 1 23093 0 0 TIMMINS GOLD CORP COM 88741P103 847 1825000 SH DFND 1 1825000 0 0 TJX COS INC NEW COM 872540109 2270 30398 SH DFND 1 30398 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 347 7830 SH DFND 1 7830 0 0 TORONTO DOMINION BK ONT NOTE 3.625% 9/1 891160MJ9 2012 2000000 PRN DFND 1 2000000 0 0 TOTAL S A SPONSORED ADR 89151E109 107 2241 SH DFND 1 2241 0 0 TRANSCANADA CORP COM 89353D107 457 9651 SH DFND 1 9651 0 0 TRANSENTERIX INC COM NEW 89366M201 26 15100 SH DFND 1 15100 0 0 TRANSOCEAN LTD REG SHS H8817H100 124 11634 SH DFND 1 11634 0 0 TRAVELERS COMPANIES INC COM 89417E109 3 28 SH DFND 1 28 0 0 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 1214 1000000 PRN DFND 1 1000000 0 0 TURQUOISE HILL RES LTD COM 900435108 37 12445 SH DFND 1 12445 0 0 TUTOR PERINI CORP COM 901109108 11 500 SH DFND 1 500 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 27 1106 SH DFND 1 1106 0 0 TWITTER INC COM 90184L102 931 40528 SH DFND 1 40528 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 2130 2240000 PRN DFND 1 2240000 0 0 UBS GROUP AG SHS H42097107 71075 5208006 SH DFND 1 5208006 0 0 UNDER ARMOUR INC CL A 904311107 387 10000 SH DFND 1 10000 0 0 UNDER ARMOUR INC CL C 904311206 205 6042 SH DFND 1 6042 0 0 UNILEVER N V N Y SHS NEW 904784709 17979 390000 SH DFND 1 390000 0 0 UNILEVER PLC SPON ADR NEW 904767704 242 5100 SH DFND 1 5100 0 0 UNION PAC CORP COM 907818108 464 4755 SH DFND 1 4755 0 0 UNIQURE NV SHS N90064101 15 2000 SH DFND 1 2000 0 0 UNITED CONTL HLDGS INC COM 910047109 25 485 SH DFND 1 485 0 0 UNITED NAT FOODS INC COM 911163103 100 2500 SH DFND 1 2500 0 0 UNITED PARCEL SERVICE INC CL B 911312106 246 2250 SH DFND 1 2250 0 0 UNITED TECHNOLOGIES CORP COM 913017109 24454 240679 SH DFND 1 240679 0 0 US BANCORP DEL COM NEW 902973304 3666 85540 SH DFND 1 85540 0 0 USA TECHNOLOGIES INC COM NO PAR 90328S500 11 2000 SH DFND 1 2000 0 0 V F CORP COM 918204108 634 11328 SH DFND 1 11328 0 0 VALE S A ADR 91912E105 870 158300 SH DFND 1 158300 0 0 VALE S A ADR REPSTG PFD 91912E204 127 27000 SH DFND 1 27000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 941 38346 SH DFND 1 38346 0 0 VALERO ENERGY CORP NEW COM 91913Y100 58 1101 SH DFND 1 1101 0 0 VANECK VECTORS ETF TR AFRICA INDEX ETF 92189F866 371 17909 SH DFND 1 17909 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 415 8300 SH DFND 1 8300 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 92 800 SH DFND 1 800 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1299 49120 SH DFND 1 49120 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 546 12364 SH DFND 1 12364 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 508 17386 SH DFND 1 17386 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 413 22000 SH DFND 1 22000 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 69 1000 SH DFND 1 1000 0 0 VANECK VECTORS ETF TR URANIUM NUCLEAR 92189F601 41 833 SH DFND 1 833 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 70 590 SH DFND 1 590 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2465 29300 SH DFND 1 29300 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 897 16000 SH DFND 1 16000 0 0 VANGUARD INDEX FDS REIT ETF 922908553 19 215 SH DFND 1 215 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 101 915 SH DFND 1 915 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7117 63922 SH DFND 1 63922 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1179 31340 SH DFND 1 31340 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3836 78700 SH DFND 1 78700 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 970 15940 SH DFND 1 15940 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 253 5100 SH DFND 1 5100 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 27054 320318 SH DFND 1 320318 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1079 13400 SH DFND 1 13400 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 4154 88000 SH DFND 1 88000 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1834 25420 SH DFND 1 25420 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1576 11860 SH DFND 1 11860 0 0 VASCO DATA SEC INTL INC COM 92230Y104 70 4000 SH DFND 1 4000 0 0 VENTAS INC COM 92276F100 565 8000 SH DFND 1 8000 0 0 VERISIGN INC COM 92343E102 156 2000 SH DFND 1 2000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 7740 148919 SH DFND 1 148919 0 0 VISA INC COM CL A 92826C839 88629 1071688 SH DFND 1 1071688 0 0 VMWARE INC CL A COM 928563402 172 2345 SH DFND 1 2345 0 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 95 3250 SH DFND 1 3250 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 10939 135692 SH DFND 1 135692 0 0 WAL-MART STORES INC COM 931142103 2073 28739 SH DFND 1 28739 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 15 2600 SH DFND 1 2600 0 0 WEB COM GROUP INC COM 94733A104 60 3500 SH DFND 1 3500 0 0 WELLS FARGO & CO NEW COM 949746101 1441 32567 SH DFND 1 32567 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 290 222 SH DFND 1 222 0 0 WEYERHAEUSER CO COM 962166104 81 2522 SH DFND 1 2522 0 0 WHIRLPOOL CORP COM 963320106 641 3966 SH DFND 1 3966 0 0 WHITING PETE CORP NEW COM 966387102 26 3000 SH DFND 1 3000 0 0 WHOLE FOODS MKT INC COM 966837106 170 6000 SH DFND 1 6000 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 2987 78443 SH DFND 1 78443 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 297 5533 SH DFND 1 5533 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 3599 65000 SH DFND 1 65000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1344 31350 SH DFND 1 31350 0 0 WORKDAY INC CL A 98138H101 92 1000 SH DFND 1 1000 0 0 WYNN RESORTS LTD COM 983134107 585 6000 SH DFND 1 6000 0 0 XEROX CORP COM 984121103 10 1000 SH DFND 1 1000 0 0 YAHOO INC COM 984332106 221 5140 SH DFND 1 5140 0 0 YAHOO INC NOTE 12/0 984332AF3 3696 3600000 PRN DFND 1 3600000 0 0 YAMANA GOLD INC COM 98462Y100 5258 1223372 SH DFND 1 1223372 0 0 YANDEX N V SHS CLASS A N97284108 32 1500 SH DFND 1 1500 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 446 24500 SH DFND 1 24500 0 0 YUM BRANDS INC COM 988498101 417 4600 SH DFND 1 4600 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 85 650 SH DFND 1 650 0 0 ZIX CORP COM 98974P100 8 2000 SH DFND 1 2000 0 0 ZOETIS INC CL A 98978V103 287 5525 SH DFND 1 5525 0 0 3M CO COM 88579Y101 4934 28000 SH DFND 2 28000 0 0 ABBOTT LABS COM 002824100 5075 120000 SH DFND 2 120000 0 0 ABBVIE INC COM 00287Y109 10299 163260 SH DFND 2 163260 0 0 ADOBE SYS INC COM 00724F101 5427 50000 SH DFND 2 50000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6423 60720 SH DFND 2 60720 0 0 ALLERGAN PLC SHS G0177J108 6058 26300 SH DFND 2 26300 0 0 ALPHABET INC CAP STK CL A 02079K305 12470 15510 SH DFND 2 15510 0 0 ALPHABET INC CAP STK CL C 02079K107 78 100 SH DFND 2 100 0 0 ALTRIA GROUP INC COM 02209S103 158 2500 SH DFND 2 2500 0 0 AMAZON COM INC COM 023135106 92 110 SH DFND 2 110 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 178 3000 SH DFND 2 3000 0 0 AMETEK INC NEW COM 031100100 6527 136560 SH DFND 2 136560 0 0 AMGEN INC COM 031162100 6672 40000 SH DFND 2 40000 0 0 APPLE INC COM 037833100 7761 68648 SH DFND 2 68648 0 0 BANK AMER CORP COM 060505104 313 20025 SH DFND 2 20025 0 0 BANK NEW YORK MELLON CORP COM 064058100 5184 130000 SH DFND 2 130000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 2 50 SH DFND 2 50 0 0 CATERPILLAR INC DEL COM 149123101 53 600 SH DFND 2 600 0 0 CHEVRON CORP NEW COM 166764100 3396 33000 SH DFND 2 33000 0 0 CISCO SYS INC COM 17275R102 9232 291035 SH DFND 2 291035 0 0 COCA COLA CO COM 191216100 20376 481466 SH DFND 2 481466 0 0 COLGATE PALMOLIVE CO COM 194162103 1631 22000 SH DFND 2 22000 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 7079 152000 SH DFND 2 152000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 5349 75000 SH DFND 2 75000 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 22 1710 SH DFND 2 1710 0 0 DEXCOM INC COM 252131107 4514 51500 SH DFND 2 51500 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 114 3900 SH DFND 2 3900 0 0 DISNEY WALT CO COM DISNEY 254687106 5061 54500 SH DFND 2 54500 0 0 DOW CHEM CO COM 260543103 4561 88000 SH DFND 2 88000 0 0 EOG RES INC COM 26875P101 5803 60000 SH DFND 2 60000 0 0 EXXON MOBIL CORP COM 30231G102 7000 80200 SH DFND 2 80200 0 0 FACEBOOK INC CL A 30303M102 8202 63950 SH DFND 2 63950 0 0 FERRARI N V COM N3167Y103 71 1360 SH DFND 2 1360 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1520 140000 SH DFND 2 140000 0 0 GENERAL ELECTRIC CO COM 369604103 5924 200000 SH DFND 2 200000 0 0 GENERAL MTRS CO COM 37045V100 127 4000 SH DFND 2 4000 0 0 GILEAD SCIENCES INC COM 375558103 5060 63950 SH DFND 2 63950 0 0 HOME DEPOT INC COM 437076102 9651 75000 SH DFND 2 75000 0 0 ILLINOIS TOOL WKS INC COM 452308109 5153 43000 SH DFND 2 43000 0 0 INGERSOLL-RAND PLC SHS G47791101 6115 90000 SH DFND 2 90000 0 0 INTEL CORP COM 458140100 5802 153701 SH DFND 2 153701 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 79 500 SH DFND 2 500 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 7863 55000 SH DFND 2 55000 0 0 ISHARES MSCI BRZ CAP ETF 464286400 7 200 SH DFND 2 200 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 30 800 SH DFND 2 800 0 0 ISHARES TR GLB CNS DISC ETF 464288745 38 425 SH DFND 2 425 0 0 JOHNSON & JOHNSON COM 478160104 4288 36300 SH DFND 2 36300 0 0 JPMORGAN CHASE & CO COM 46625H100 7235 108650 SH DFND 2 108650 0 0 KRAFT HEINZ CO COM 500754106 4565 51000 SH DFND 2 51000 0 0 MCDONALDS CORP COM 580135101 4672 40500 SH DFND 2 40500 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 4741 60000 SH DFND 2 60000 0 0 MEDTRONIC PLC SHS G5960L103 6048 70000 SH DFND 2 70000 0 0 MERCK & CO INC COM 58933Y105 5380 86200 SH DFND 2 86200 0 0 METLIFE INC COM 59156R108 6174 138900 SH DFND 2 138900 0 0 MICROSOFT CORP COM 594918104 4781 83000 SH DFND 2 83000 0 0 MONDELEZ INTL INC CL A 609207105 11019 251020 SH DFND 2 251020 0 0 MONSANTO CO NEW COM 61166W101 3708 36287 SH DFND 2 36287 0 0 NEWMONT MINING CORP COM 651639106 2947 75000 SH DFND 2 75000 0 0 NOBLE ENERGY INC COM 655044105 1109 31000 SH DFND 2 31000 0 0 PALO ALTO NETWORKS INC COM 697435105 5606 35180 SH DFND 2 35180 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 126 13500 SH DFND 2 13500 0 0 PHILIP MORRIS INTL INC COM 718172109 87 900 SH DFND 2 900 0 0 PRAXAIR INC COM 74005P104 4833 40000 SH DFND 2 40000 0 0 PRICELINE GRP INC COM NEW 741503403 5886 4000 SH DFND 2 4000 0 0 PROCTER AND GAMBLE CO COM 742718109 90 1000 SH DFND 2 1000 0 0 RANGE RES CORP COM 75281A109 2519 65000 SH DFND 2 65000 0 0 RED HAT INC COM 756577102 6062 75000 SH DFND 2 75000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 131 2940 SH DFND 2 2940 0 0 S&P GLOBAL INC COM 78409V104 8479 67000 SH DFND 2 67000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 49 800 SH DFND 2 800 0 0 SCHLUMBERGER LTD COM 806857108 7461 94860 SH DFND 2 94860 0 0 SOCIETE GENERALE DEBT 8.250%12/3 F849BQAA2 838 800000 PRN DFND 2 800000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 37 1085 SH DFND 2 1085 0 0 UBS GROUP AG SHS H42097107 239 17600 SH DFND 2 17600 0 0 UNITED TECHNOLOGIES CORP COM 913017109 8433 83000 SH DFND 2 83000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 104 3920 SH DFND 2 3920 0 0 VISA INC COM CL A 92826C839 8866 107200 SH DFND 2 107200 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 6046 75000 SH DFND 2 75000 0 0 YAHOO INC COM 984332106 86 2000 SH DFND 2 2000 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 364 20000 SH DFND 2 20000 0 0