Executive Vice President

0001420506-16-001220.txt : 20160815 0001420506-16-001220.hdr.sgml : 20160815 20160815071108 ACCESSION NUMBER: 0001420506-16-001220 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compagnie Lombard Odier SCmA CENTRAL INDEX KEY: 0001615423 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16235 FILM NUMBER: 161829971 BUSINESS ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 BUSINESS PHONE: 44 22 709 2111 MAIL ADDRESS: STREET 1: RUE DE LA CORRATERIE 18 CITY: 1204 GENEVA STATE: V8 ZIP: CH1204 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Odier SCA DATE OF NAME CHANGE: 20160205 FORMER COMPANY: FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA DATE OF NAME CHANGE: 20140731 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001615423 XXXXXXXX 06-30-2016 06-30-2016 false Compagnie Lombard Odier SCmA

RUE DE LA CORRATERIE 18 1204 GENEVA V8 CH1204

13F COMBINATION REPORT 028-16235 0001535660 028-16247 Lombard Odier Asset Management (Switzerland) SA 0001491719 028-13939 Lombard Odier Asset Management (USA) Corp 0001535784 028-16246 Lombard Odier Asset Management (Europe) Ltd N Dominic Stearns Executive Vice President 44 22 709 2111 Dominic Stearns, Executive Vice President 1204 GENEVA V8 08-15-2016 2 1144 3440725 false 1 0001106185 028-16234 Bank Lombard Odier & Co Ltd 2 0001615424 028-16236 Lombard Odier & Cie (Bahamas) Ltd INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR COMPAGNIE LOMBARD ODIER SCMA ABBVIE INC COM 00287Y109 4811 77658 SH DFND 77658 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 210 27000 SH DFND 27000 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 9 5000 SH DFND 5000 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 469 57560 SH DFND 57560 0 0 AFLAC INC COM 001055102 890 12348 SH DFND 12348 0 0 AIR PRODS & CHEMS INC COM 009158106 47 331 SH DFND 331 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 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ISHARES MSCI BRIC INDX 464286657 107 3500 SH DFND 1 3500 0 0 ISHARES MSCI BRZ CAP ETF 464286400 342 11354 SH DFND 1 11354 0 0 ISHARES MSCI CDA ETF 464286509 78 3180 SH DFND 1 3180 0 0 ISHARES MSCI EURO FL ETF 464289180 220 14000 SH DFND 1 14000 0 0 ISHARES MSCI EURZONE ETF 464286608 1676 51970 SH DFND 1 51970 0 0 ISHARES MSCI FRANCE ETF 464286707 56 2470 SH DFND 1 2470 0 0 ISHARES MSCI GERMANY ETF 464286806 1942 80754 SH DFND 1 80754 0 0 ISHARES MSCI HONG KG ETF 464286871 482 24645 SH DFND 1 24645 0 0 ISHARES MSCI ITALCPD ETF 464286855 37 3450 SH DFND 1 3450 0 0 ISHARES MSCI JAPAN ETF 464286848 4557 396185 SH DFND 1 396185 0 0 ISHARES MSCI PAC JP ETF 464286665 4718 120380 SH DFND 1 120380 0 0 ISHARES MSCI SINGAP ETF 464286673 382 35100 SH DFND 1 35100 0 0 ISHARES MSCI SPAN CP ETF 464286764 148 5920 SH DFND 1 5920 0 0 ISHARES MSCI STH KOR ETF 464286772 977 18770 SH DFND 1 18770 0 0 ISHARES MSCI SWEDEN ETF 464286756 11 400 SH DFND 1 400 0 0 ISHARES MSCI TAIWAN ETF 464286731 1763 125650 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20900 0 0 ISHARES TR CORE US TR BD 46429B267 1522 58000 SH DFND 1 58000 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 205 8535 SH DFND 1 8535 0 0 ISHARES TR EMGR MKT INF ETF 464288216 408 13673 SH DFND 1 13673 0 0 ISHARES TR EUROPE ETF 464287861 636 16835 SH DFND 1 16835 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 339 6700 SH DFND 1 6700 0 0 ISHARES TR GLB CNS DISC ETF 464288745 36 425 SH DFND 1 425 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 176 1740 SH DFND 1 1740 0 0 ISHARES TR GLOB INDSTRL ETF 464288729 52 747 SH DFND 1 747 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 99 3050 SH DFND 1 3050 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 75 1570 SH DFND 1 1570 0 0 ISHARES TR GLOBAL TECH ETF 464287291 33 340 SH DFND 1 340 0 0 ISHARES TR HDG MSCI EAFE 46434V803 448 18700 SH DFND 1 18700 0 0 ISHARES TR HDG MSCI GERMN 46434V704 101 4450 SH DFND 1 4450 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 152 6500 SH DFND 1 6500 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1131 13350 SH DFND 1 13350 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2196 17885 SH DFND 1 17885 0 0 ISHARES TR INTL SEL DIV ETF 464288448 31 1100 SH DFND 1 1100 0 0 ISHARES TR INTL TREA BD ETF 464288117 15962 160308 SH DFND 1 160308 0 0 ISHARES TR IRELAND CAPD ETF 46429B507 7 200 SH DFND 1 200 0 0 ISHARES TR JP MOR EM MK ETF 464288281 172 1490 SH DFND 1 1490 0 0 ISHARES TR LATN AMER 40 ETF 464287390 46 1750 SH DFND 1 1750 0 0 ISHARES TR MSCI ACWI ETF 464288257 2517 44750 SH DFND 1 44750 0 0 ISHARES TR MSCI EAFE ETF 464287465 450 8050 SH DFND 1 8050 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 7573 220404 SH DFND 1 220404 0 0 ISHARES TR MSCI INDIA ETF 46429B598 86 3080 SH DFND 1 3080 0 0 ISHARES TR MSCI POL CAP ETF 46429B606 236 13930 SH DFND 1 13930 0 0 ISHARES TR NA NAT RES 464287374 382 11485 SH DFND 1 11485 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 41 160 SH DFND 1 160 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 50 495 SH DFND 1 495 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 94 915 SH DFND 1 915 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 540 3935 SH DFND 1 3935 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 253 2600 SH DFND 1 2600 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 993 8637 SH DFND 1 8637 0 0 ISHARES TR S&P 500 VAL ETF 464287408 5351 57600 SH DFND 1 57600 0 0 ISHARES TR S&P MC 400GR ETF 464287606 110 650 SH DFND 1 650 0 0 ISHARES TR SHRT TRS BD ETF 464288679 690 6250 SH DFND 1 6250 0 0 ISHARES TR TIPS BD ETF 464287176 12364 105980 SH DFND 1 105980 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 23 200 SH DFND 1 200 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 370 2577 SH DFND 1 2577 0 0 ISHARES TR U.S. ENERGY ETF 464287796 424 11055 SH DFND 1 11055 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 630 7817 SH DFND 1 7817 0 0 ISHARES TR U.S. FINLS ETF 464287788 77 890 SH DFND 1 890 0 0 ISHARES TR U.S. PFD STK ETF 464288687 319 8000 SH DFND 1 8000 0 0 ISHARES TR U.S. PHARMA ETF 464288836 22 150 SH DFND 1 150 0 0 ISHARES TR U.S. TECH ETF 464287721 511 4850 SH DFND 1 4850 0 0 ISHARES TR US HLTHCR PR ETF 464288828 1134 8900 SH DFND 1 8900 0 0 ISHARES TR US HOME CONS ETF 464288752 80 2897 SH DFND 1 2897 0 0 ISHARES TR US REGNL BKS ETF 464288778 8 250 SH DFND 1 250 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 218 23112 SH DFND 1 23112 0 0 ITT INC COM 45073V108 50 1550 SH DFND 1 1550 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 76 11100 SH DFND 1 11100 0 0 JACK IN THE BOX INC COM 466367109 291 3390 SH DFND 1 3390 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 15 300 SH DFND 1 300 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 3206 2960000 PRN DFND 1 2960000 0 0 JD COM INC SPON ADR CL A 47215P106 2898 136490 SH DFND 1 136490 0 0 JDS UNIPHASE CORP DBCV 0.625% 8/1 46612JAF8 813 830000 PRN DFND 1 830000 0 0 JETBLUE AIRWAYS CORP COM 477143101 50 3000 SH DFND 1 3000 0 0 JOHNSON & JOHNSON COM 478160104 34821 287124 SH DFND 1 287124 0 0 JOHNSON CTLS INC COM 478366107 214 4834 SH DFND 1 4834 0 0 JOY GLOBAL INC COM 481165108 808 38200 SH DFND 1 38200 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 32 1000 SH DFND 1 1000 0 0 JPMORGAN CHASE & CO COM 46625H100 50971 820376 SH DFND 1 820376 0 0 JPMORGAN CHINA REGION FD INC COM 48126T104 51 3361 SH DFND 1 3361 0 0 JUNIPER NETWORKS INC COM 48203R104 5 244 SH DFND 1 244 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 414 4600 SH DFND 1 4600 0 0 KARYOPHARM THERAPEUTICS INC COM 48576U106 12 1800 SH DFND 1 1800 0 0 KELLOGG CO COM 487836108 7491 91745 SH DFND 1 91745 0 0 KEYCORP NEW COM 493267108 133 12050 SH DFND 1 12050 0 0 KIMBERLY CLARK CORP COM 494368103 12373 90000 SH DFND 1 90000 0 0 KINDER MORGAN INC DEL COM 49456B101 44 2378 SH DFND 1 2378 0 0 KINROSS GOLD CORP COM NO PAR 496902404 5234 1071948 SH DFND 1 1071948 0 0 KITE PHARMA INC COM 49803L109 400 8000 SH DFND 1 8000 0 0 KLONDEX MNS LTD COM 498696103 2069 573000 SH DFND 1 573000 0 0 KLX INC COM 482539103 32 1025 SH DFND 1 1025 0 0 KOREA FD COM NEW 500634209 454 14035 SH DFND 1 14035 0 0 KRAFT HEINZ CO COM 500754106 24878 281196 SH DFND 1 281196 0 0 KROGER CO COM 501044101 3775 102600 SH DFND 1 102600 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2078 15950 SH DFND 1 15950 0 0 LANDS END INC NEW COM 51509F105 20 1200 SH DFND 1 1200 0 0 LAS VEGAS SANDS CORP COM 517834107 33 763 SH DFND 1 763 0 0 LAUDER ESTEE COS INC CL A 518439104 382 4200 SH DFND 1 4200 0 0 LEJU HLDGS LTD SPONSORED ADS 50187J108 0 100 SH DFND 1 100 0 0 LENDINGCLUB CORP COM 52603A109 30 7000 SH DFND 1 7000 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 90 1753 SH DFND 1 1753 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 2316 2330000 PRN DFND 1 2330000 0 0 LILLY ELI & CO COM 532457108 284 3606 SH DFND 1 3606 0 0 LINCOLN NATL CORP IND COM 534187109 194 5000 SH DFND 1 5000 0 0 LINKEDIN CORP COM CL A 53578A108 85 450 SH DFND 1 450 0 0 LINKEDIN CORP NOTE 0.500%11/0 53578AAB4 2282 2310000 PRN DFND 1 2310000 0 0 LLOYDS BANKING GROUP PLC SDCV 7.500%12/3 539439AG4 195 200000 PRN DFND 1 200000 0 0 LOGITECH INTL S A SHS H50430232 13136 809989 SH DFND 1 809989 0 0 LOGMEIN INC COM 54142L109 13 200 SH DFND 1 200 0 0 LOWES COS INC COM 548661107 48 600 SH DFND 1 600 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 99 1334 SH DFND 1 1334 0 0 MACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 55608BAA3 878 760000 PRN DFND 1 760000 0 0 MACROGENICS INC COM 556099109 65 2400 SH DFND 1 2400 0 0 MAG SILVER CORP COM 55903Q104 1710 136300 SH DFND 1 136300 0 0 MAGNA INTL INC COM 559222401 551 15785 SH DFND 1 15785 0 0 MAGNEGAS CORP COM NEW 55939L202 59 100000 SH DFND 1 100000 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 1 11 SH DFND 1 11 0 0 MANNKIND CORP COM 56400P201 9 7797 SH DFND 1 7797 0 0 MANULIFE FINL CORP COM 56501R106 38 2800 SH DFND 1 2800 0 0 MARATHON PETE CORP COM 56585A102 2229 58758 SH DFND 1 58758 0 0 MARRIOTT INTL INC NEW CL A 571903202 246 3700 SH DFND 1 3700 0 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 21 300 SH DFND 1 300 0 0 MARSH & MCLENNAN COS INC COM 571748102 948 13846 SH DFND 1 13846 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 29 3000 SH DFND 1 3000 0 0 MASTERCARD INC CL A 57636Q104 159 1800 SH DFND 1 1800 0 0 MCDERMOTT INTL INC COM 580037109 1383 279900 SH DFND 1 279900 0 0 MCDONALDS CORP COM 580135101 18103 150497 SH DFND 1 150497 0 0 MCKESSON CORP COM 58155Q103 638 3416 SH DFND 1 3416 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 9427 103896 SH DFND 1 103896 0 0 MEDTRONIC PLC SHS G5960L103 13203 152160 SH DFND 1 152160 0 0 MELCO CROWN ENTMT LTD ADR 585464100 10 800 SH DFND 1 800 0 0 MERCK & CO INC COM 58933Y105 41290 716757 SH DFND 1 716757 0 0 METHODE ELECTRS INC COM 591520200 5 150 SH DFND 1 150 0 0 METLIFE INC COM 59156R108 32577 817596 SH DFND 1 817596 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 1742 35200 SH DFND 1 35200 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 47 920 SH DFND 1 920 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 3132 2800000 PRN DFND 1 2800000 0 0 MICRON TECHNOLOGY INC COM 595112103 1968 142990 SH DFND 1 142990 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 348 460000 PRN DFND 1 460000 0 0 MICROSOFT CORP COM 594918104 20837 407186 SH DFND 1 407186 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 924 20050 SH DFND 1 20050 0 0 MODUSLINK GLOBAL SOLUTIONS I COM NEW 60786L206 0 800 SH DFND 1 800 0 0 MONDELEZ INTL INC CL A 609207105 91775 2016349 SH DFND 1 2016349 0 0 MONSANTO CO NEW COM 61166W101 5004 48389 SH DFND 1 48389 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 482 3000 SH DFND 1 3000 0 0 MOODYS CORP COM 615369105 245 2615 SH DFND 1 2615 0 0 MORGAN STANLEY COM NEW 617446448 3073 118291 SH DFND 1 118291 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 340 19013 SH DFND 1 19013 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 31 1000 SH DFND 1 1000 0 0 MOSAIC CO NEW COM 61945C103 79 3000 SH DFND 1 3000 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 415 6285 SH DFND 1 6285 0 0 MYLAN N V SHS EURO N59465109 742 17167 SH DFND 1 17167 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1305 38850 SH DFND 1 38850 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 207 4000 SH DFND 1 4000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 2 200 SH DFND 1 200 0 0 NCR CORP NEW COM 62886E108 735 26470 SH DFND 1 26470 0 0 NETEASE INC SPONSORED ADR 64110W102 399 2065 SH DFND 1 2065 0 0 NETFLIX INC COM 64110L106 531 5800 SH DFND 1 5800 0 0 NETSCOUT SYS INC COM 64115T104 44 1958 SH DFND 1 1958 0 0 NETSUITE INC COM 64118Q107 44 600 SH DFND 1 600 0 0 NEW GOLD INC CDA COM 644535106 4099 942000 SH DFND 1 942000 0 0 NEWMONT MINING CORP COM 651639106 9308 237942 SH DFND 1 237942 0 0 NEXPOINT CR STRATEGIES FD COM NEW 65340G205 1 37 SH DFND 1 37 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 1 49 SH DFND 1 49 0 0 NIKE INC CL B 654106103 1572 28472 SH DFND 1 28472 0 0 NOBLE CORP PLC SHS USD G65431101 28 3500 SH DFND 1 3500 0 0 NOBLE ENERGY INC COM 655044105 5444 151737 SH DFND 1 151737 0 0 NOKIA CORP SPONSORED ADR 654902204 11 2034 SH DFND 1 2034 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 160 45660 SH DFND 1 45660 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 278 20000 SH DFND 1 20000 0 0 NORTHROP GRUMMAN CORP COM 666807102 311 1400 SH DFND 1 1400 0 0 NORTHWEST BIOTHERAPEUTICS IN COM PAR $0.001 66737P600 4 7584 SH DFND 1 7584 0 0 NOVAGOLD RES INC COM NEW 66987E206 1224 201000 SH DFND 1 201000 0 0 NOVARTIS A G SPONSORED ADR 66987V109 228 2772 SH DFND 1 2772 0 0 NOVAVAX INC COM 670002104 102 14000 SH DFND 1 14000 0 0 NUCOR CORP COM 670346105 147 2978 SH DFND 1 2978 0 0 NVIDIA CORP COM 67066G104 99 2090 SH DFND 1 2090 0 0 NXP SEMICONDUCTORS N V COM N6596X109 648 8269 SH DFND 1 8269 0 0 NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 3054 2800000 PRN DFND 1 2800000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 2969 39276 SH DFND 1 39276 0 0 OCEAN RIG UDW INC SHS G66964100 491 198000 SH DFND 1 198000 0 0 OCLARO INC COM NEW 67555N206 122 25000 SH DFND 1 25000 0 0 OCULAR THERAPEUTIX INC COM 67576A100 3 700 SH DFND 1 700 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 11 4000 SH DFND 1 4000 0 0 OI S A SPONSORED ADR NE 670851500 0 2 SH DFND 1 2 0 0 OIL STS INTL INC COM 678026105 575 17500 SH DFND 1 17500 0 0 OLD REP INTL CORP NOTE 3.750% 3/1 680223AH7 1212 940000 PRN DFND 1 940000 0 0 OMNICOM GROUP INC COM 681919106 163 2000 SH DFND 1 2000 0 0 ON DECK CAP INC COM 682163100 27 5300 SH DFND 1 5300 0 0 ONCOMED PHARMACEUTICALS INC COM 68234X102 18 1500 SH DFND 1 1500 0 0 ORACLE CORP COM 68389X105 5745 140472 SH DFND 1 140472 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 4 10000 SH DFND 1 10000 0 0 OSIRIS THERAPEUTICS INC NEW COM 68827R108 92 18000 SH DFND 1 18000 0 0 OUTERWALL INC COM 690070107 8 200 SH DFND 1 200 0 0 OVASCIENCE INC COM 69014Q101 18 3400 SH DFND 1 3400 0 0 PACCAR INC COM 693718108 48 923 SH DFND 1 923 0 0 PACIFIC BIOSCIENCES CALIF IN CALL 69404D908 1 2000 SH Call DFND 1 2000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 857 122000 SH DFND 1 122000 0 0 PACIFIC DRILLING SA LUXEMBOU SHS NEW L7257P114 36 5000 SH DFND 1 5000 0 0 PALO ALTO NETWORKS INC COM 697435105 94 765 SH DFND 1 765 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 41 1500 SH DFND 1 1500 0 0 PAN AMERICAN SILVER CORP COM 697900108 62 3760 SH DFND 1 3760 0 0 PAPA JOHNS INTL INC COM 698813102 33 480 SH DFND 1 480 0 0 PAPA MURPHYS HLDGS INC COM 698814100 76 11500 SH DFND 1 11500 0 0 PARKER HANNIFIN CORP COM 701094104 106 980 SH DFND 1 980 0 0 PAYPAL HLDGS INC COM 70450Y103 753 20627 SH DFND 1 20627 0 0 PDL BIOPHARMA INC COM 69329Y104 9 2720 SH DFND 1 2720 0 0 PEMBINA PIPELINE CORP COM 706327103 145 4800 SH DFND 1 4800 0 0 PENGROWTH ENERGY CORP COM 70706P104 43 23625 SH DFND 1 23625 0 0 PENN WEST PETE LTD NEW COM 707887105 220 159000 SH DFND 1 159000 0 0 PENTAIR PLC SHS G7S00T104 94 1610 SH DFND 1 1610 0 0 PEPSICO INC COM 713448108 4838 45676 SH DFND 1 45676 0 0 PERSHING GOLD CORP COM NEW 715302204 47 11111 SH DFND 1 11111 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 14 200 SH DFND 1 200 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 110 18955 SH DFND 1 18955 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 585 81580 SH DFND 1 81580 0 0 PFIZER INC COM 717081103 10997 312380 SH DFND 1 312380 0 0 PGT INC COM 69336V101 21 2000 SH DFND 1 2000 0 0 PHH CORP COM NEW 693320202 1 100 SH DFND 1 100 0 0 PHILIP MORRIS INTL INC COM 718172109 5066 49806 SH DFND 1 49806 0 0 PHILLIPS 66 COM 718546104 26 328 SH DFND 1 328 0 0 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 236 2200 SH DFND 1 2200 0 0 PIONEER NAT RES CO COM 723787107 91 600 SH DFND 1 600 0 0 PNC FINL SVCS GROUP INC COM 693475105 99 1220 SH DFND 1 1220 0 0 POLARIS INDS INC COM 731068102 17 210 SH DFND 1 210 0 0 POLYMET MINING CORP COM 731916102 3 4500 SH DFND 1 4500 0 0 POPEYES LA KITCHEN INC COM 732872106 30 550 SH DFND 1 550 0 0 POTASH CORP SASK INC COM 73755L107 5337 330158 SH DFND 1 330158 0 0 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 28 1500 SH DFND 1 1500 0 0 POWERSHARES ETF TR II GBL CLEAN ENER 73936T615 10 900 SH DFND 1 900 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 172 7250 SH DFND 1 7250 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 101 4410 SH DFND 1 4410 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 196 10020 SH DFND 1 10020 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 9644 89671 SH DFND 1 89671 0 0 PPG INDS INC COM 693506107 521 5000 SH DFND 1 5000 0 0 PRAXAIR INC COM 74005P104 11512 102429 SH DFND 1 102429 0 0 PRETIUM RES INC COM 74139C102 1681 151000 SH DFND 1 151000 0 0 PRICE T ROWE GROUP INC COM 74144T108 94 1300 SH DFND 1 1300 0 0 PRICELINE GRP INC COM NEW 741503403 28702 22996 SH DFND 1 22996 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 8382 7140000 PRN DFND 1 7140000 0 0 PRICELINE GRP INC NOTE 1.000% 3/1 741503AQ9 1254 900000 PRN DFND 1 900000 0 0 PRIMORIS SVCS CORP COM 74164F103 19 1000 SH DFND 1 1000 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 45 1083 SH DFND 1 1083 0 0 PROCTER & GAMBLE CO CALL 742718909 4 1500 SH Call DFND 1 1500 0 0 PROCTER & GAMBLE CO COM 742718109 31149 367886 SH DFND 1 367886 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 267 15000 SH DFND 1 15000 0 0 PROSHARES TR PSHS ULTRA O&G 74347R719 6 150 SH DFND 1 150 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 127 4000 SH DFND 1 4000 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 63 1200 SH DFND 1 1200 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 7964 201000 SH DFND 1 201000 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 430 6500 SH DFND 1 6500 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 2 38 SH DFND 1 38 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 1912 1990000 PRN DFND 1 1990000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 986 960000 PRN DFND 1 960000 0 0 PRUDENTIAL FINL INC COM 744320102 310 4352 SH DFND 1 4352 0 0 PRUDENTIAL PLC ADR 74435K204 37 1100 SH DFND 1 1100 0 0 PUBLIC STORAGE COM 74460D109 92 360 SH DFND 1 360 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 189 4054 SH DFND 1 4054 0 0 PVH CORP COM 693656100 2419 25677 SH DFND 1 25677 0 0 QUALCOMM INC COM 747525103 3624 67680 SH DFND 1 67680 0 0 QUIDEL CORP COM 74838J101 18 1000 SH DFND 1 1000 0 0 RACKSPACE HOSTING INC COM 750086100 191 9165 SH DFND 1 9165 0 0 RANDGOLD RES LTD ADR 752344309 5512 49202 SH DFND 1 49202 0 0 RANGE RES CORP COM 75281A109 6954 161233 SH DFND 1 161233 0 0 RAPTOR PHARMACEUTICAL CORP COM 75382F106 269 50000 SH DFND 1 50000 0 0 RAYONIER INC COM 754907103 26 1000 SH DFND 1 1000 0 0 RAYTHEON CO COM NEW 755111507 68 500 SH DFND 1 500 0 0 RED HAT INC COM 756577102 8669 119400 SH DFND 1 119400 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 6460 5320000 PRN DFND 1 5320000 0 0 REGIONS FINL CORP NEW COM 7591EP100 9 1000 SH DFND 1 1000 0 0 RELYPSA INC COM 759531106 15 800 SH DFND 1 800 0 0 RENNOVA HEALTH INC COM 759757107 9 13500 SH DFND 1 13500 0 0 REPROS THERAPEUTICS INC COM NEW 76028H209 10 6000 SH DFND 1 6000 0 0 REPUBLIC SVCS INC COM 760759100 26 500 SH DFND 1 500 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 1697 40972 SH DFND 1 40972 0 0 REYNOLDS AMERICAN INC COM 761713106 95 1769 SH DFND 1 1769 0 0 RICHMONT MINES INC COM 76547T106 1047 113750 SH DFND 1 113750 0 0 RIO TINTO PLC SPONSORED ADR 767204100 16 500 SH DFND 1 500 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 64 1600 SH DFND 1 1600 0 0 ROSS STORES INC COM 778296103 33 578 SH DFND 1 578 0 0 ROYAL BANK OF CANADA NOTE 4.650% 1/2 780082AD5 9660 8850000 PRN DFND 1 8850000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 2938 49983 SH DFND 1 49983 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 50 1975 SH DFND 1 1975 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 30 1180 SH DFND 1 1180 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 171 3050 SH DFND 1 3050 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 456 8267 SH DFND 1 8267 0 0 ROYAL GOLD INC COM 780287108 5091 70700 SH DFND 1 70700 0 0 RPM INTL INC NOTE 2.250%12/1 749685AT0 1798 1530000 PRN DFND 1 1530000 0 0 S&P GLOBAL INC COM 78409V104 25292 235805 SH DFND 1 235805 0 0 SALESFORCE COM INC COM 79466L302 357 4500 SH DFND 1 4500 0 0 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 4638 3580000 PRN DFND 1 3580000 0 0 SANOFI RIGHT 12/31/2020 80105N113 240 1000084 SH DFND 1 1000084 0 0 SANOFI SPONSORED ADR 80105N105 837 20000 SH DFND 1 20000 0 0 SAP SE SPON ADR 803054204 172 2281 SH DFND 1 2281 0 0 SAREPTA THERAPEUTICS INC COM 803607100 15 800 SH DFND 1 800 0 0 SASOL LTD SPONSORED ADR 803866300 14 500 SH DFND 1 500 0 0 SBA COMMUNICATIONS CORP COM 78388J106 124 1145 SH DFND 1 1145 0 0 SCHLUMBERGER LTD COM 806857108 52017 657553 SH DFND 1 657553 0 0 SEABRIDGE GOLD INC COM 811916105 51 3500 SH DFND 1 3500 0 0 SEADRILL LIMITED SHS G7945E105 109 34000 SH DFND 1 34000 0 0 SEARS HLDGS CORP COM 812350106 117 8570 SH DFND 1 8570 0 0 SEATTLE GENETICS INC COM 812578102 61 1500 SH DFND 1 1500 0 0 SECOND SIGHT MED PRODS INC COM 81362J100 11 3000 SH DFND 1 3000 0 0 SELECT BANCORP INC NEW COM 81617L108 14 1724 SH DFND 1 1724 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 194 2485 SH DFND 1 2485 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 392 7099 SH DFND 1 7099 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1123 15666 SH DFND 1 15666 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 304 4455 SH DFND 1 4455 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2674 117125 SH DFND 1 117125 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 16 290 SH DFND 1 290 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 353 8150 SH DFND 1 8150 0 0 SEMPRA ENERGY COM 816851109 3064 26880 SH DFND 1 26880 0 0 SERES THERAPEUTICS INC COM 81750R102 41 1400 SH DFND 1 1400 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 72 1450 SH DFND 1 1450 0 0 SERVICE CORP INTL COM 817565104 119 4400 SH DFND 1 4400 0 0 SERVICENOW INC COM 81762P102 823 12400 SH DFND 1 12400 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 1738 1560000 PRN DFND 1 1560000 0 0 SHAKE SHACK INC CL A 819047101 200 5500 SH DFND 1 5500 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 57 3000 SH DFND 1 3000 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 85 5800 SH DFND 1 5800 0 0 SHIRE PLC SPONSORED ADR 82481R106 10 52 SH DFND 1 52 0 0 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0 35 SH DFND 1 35 0 0 SILVER WHEATON CORP COM 828336107 3721 158900 SH DFND 1 158900 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 63 1000 SH DFND 1 1000 0 0 SOCIETE GENERALE DEBT 8.250%12/2 F849BQAA2 2681 2650000 PRN DFND 1 2650000 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 230 10800 SH DFND 1 10800 0 0 SOLARCITY CORP COM 83416T100 225 9400 SH DFND 1 9400 0 0 SONY CORP ADR NEW 835699307 286 9750 SH DFND 1 9750 0 0 SOTHEBYS COM 835898107 337 12250 SH DFND 1 12250 0 0 SOUTHWEST AIRLS CO COM 844741108 32 805 SH DFND 1 805 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1056 83980 SH DFND 1 83980 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 647 3616 SH DFND 1 3616 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1893 14964 SH DFND 1 14964 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 329 4400 SH DFND 1 4400 0 0 SPDR INDEX SHS FDS CONSM SPLS ETF 78463X723 26 595 SH DFND 1 595 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 1390 44628 SH DFND 1 44628 0 0 SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 16 930 SH DFND 1 930 0 0 SPDR INDEX SHS FDS INTL FINL ETF 78463X699 25 1495 SH DFND 1 1495 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 44 1432 SH DFND 1 1432 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 14 200 SH DFND 1 200 0 0 SPDR INDEX SHS FDS S&P INTL CONS 78463X731 125 3700 SH DFND 1 3700 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 56 1600 SH DFND 1 1600 0 0 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 84 2800 SH DFND 1 2800 0 0 SPDR S&P 500 ETF TR PUT 78462F953 2287 600500 SH Put DFND 1 600500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11571 55227 SH DFND 1 55227 0 0 SPDR SER TR NUVN BR SHT MUNI 78468R739 836 17000 SH DFND 1 17000 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 39 1080 SH DFND 1 1080 0 0 SPDR SERIES TRUST HLTH CR EQUIP 78464A581 14 300 SH DFND 1 300 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 530 9800 SH DFND 1 9800 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 44 1458 SH DFND 1 1458 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1132 33740 SH DFND 1 33740 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 28 800 SH DFND 1 800 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 12 300 SH DFND 1 300 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 61 1460 SH DFND 1 1460 0 0 SPECTRA ENERGY CORP COM 847560109 35 950 SH DFND 1 950 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 390 360000 PRN DFND 1 360000 0 0 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 2844 2520000 PRN DFND 1 2520000 0 0 SPLUNK INC COM 848637104 46 850 SH DFND 1 850 0 0 SPROUTS FMRS MKT INC COM 85208M102 5465 238600 SH DFND 1 238600 0 0 ST JUDE MED INC COM 790849103 156 2000 SH DFND 1 2000 0 0 STARBUCKS CORP COM 855244109 1249 21850 SH DFND 1 21850 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 1124 1060000 PRN DFND 1 1060000 0 0 STARWOOD PPTY TR INC NOTE 4.550% 3/0 85571BAA3 1708 1620000 PRN DFND 1 1620000 0 0 STATE NATL COS INC COM 85711T305 11 1000 SH DFND 1 1000 0 0 STATOIL ASA SPONSORED ADR 85771P102 312 18000 SH DFND 1 18000 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 409 60500 SH DFND 1 60500 0 0 STERICYCLE INC COM 858912108 1957 18760 SH DFND 1 18760 0 0 STRATASYS LTD SHS M85548101 107 4680 SH DFND 1 4680 0 0 SUN LIFE FINL INC COM 866796105 153 4690 SH DFND 1 4690 0 0 SUNCOR ENERGY INC NEW COM 867224107 3368 121985 SH DFND 1 121985 0 0 SYMANTEC CORP COM 871503108 35 1700 SH DFND 1 1700 0 0 SYNCHRONY FINL COM 87165B103 77 3019 SH DFND 1 3019 0 0 T MOBILE US INC COM 872590104 100 2300 SH DFND 1 2300 0 0 TABLEAU SOFTWARE INC CL A 87336U105 98 2000 SH DFND 1 2000 0 0 TAHOE RES INC COM 873868103 4836 324565 SH DFND 1 324565 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1482 56500 SH DFND 1 56500 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2 50 SH DFND 1 50 0 0 TARGET CORP COM 87612E106 49 697 SH DFND 1 697 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 7 50 SH DFND 1 50 0 0 TATA MTRS LTD SPONSORED ADR 876568502 263 7600 SH DFND 1 7600 0 0 TE CONNECTIVITY LTD REG SHS H84989104 5488 96076 SH DFND 1 96076 0 0 TEEKAY CORPORATION COM Y8564W103 18360 2575000 SH DFND 1 2575000 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 124 11000 SH DFND 1 11000 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 89 15000 SH DFND 1 15000 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 71 5212 SH DFND 1 5212 0 0 TELEFONICA S A SPONSORED ADR 879382208 5 514 SH DFND 1 514 0 0 TERRAVIA HLDGS INC COM 88105A106 1113 440000 SH DFND 1 440000 0 0 TESLA MTRS INC COM 88160R101 6088 28688 SH DFND 1 28688 0 0 TESORO CORP COM 881609101 82 1100 SH DFND 1 1100 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 373 7437 SH DFND 1 7437 0 0 TEXAS INSTRS INC COM 882508104 9028 144100 SH DFND 1 144100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1621 10967 SH DFND 1 10967 0 0 THOR INDS INC COM 885160101 327 5054 SH DFND 1 5054 0 0 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 9 13504 SH DFND 1 13504 0 0 TIFFANY & CO NEW COM 886547108 12818 211501 SH DFND 1 211501 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 0 45 SH DFND 1 45 0 0 TIME INC NEW COM 887228104 0 10 SH DFND 1 10 0 0 TIME WARNER INC COM NEW 887317303 2151 29251 SH DFND 1 29251 0 0 TIMMINS GOLD CORP COM 88741P103 667 1825000 SH DFND 1 1825000 0 0 TJX COS INC NEW COM 872540109 2368 30678 SH DFND 1 30678 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 335 7830 SH DFND 1 7830 0 0 TOTAL S A SPONSORED ADR 89151E109 108 2241 SH DFND 1 2241 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 91 912 SH DFND 1 912 0 0 TRANSCANADA CORP COM 89353D107 208 4651 SH DFND 1 4651 0 0 TRANSENTERIX INC COM NEW 89366M201 18 15100 SH DFND 1 15100 0 0 TRANSOCEAN LTD REG SHS H8817H100 180 15134 SH DFND 1 15134 0 0 TRAVELERS COMPANIES INC COM 89417E109 3 28 SH DFND 1 28 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 31 4050 SH DFND 1 4050 0 0 TURQUOISE HILL RES LTD COM 900435108 42 12445 SH DFND 1 12445 0 0 TUTOR PERINI CORP COM 901109108 12 500 SH DFND 1 500 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 30 1106 SH DFND 1 1106 0 0 TWITTER INC COM 90184L102 666 39378 SH DFND 1 39378 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 1110 1240000 PRN DFND 1 1240000 0 0 TYCO INTL PLC SHS G91442106 166 3905 SH DFND 1 3905 0 0 UBS GROUP AG SHS H42097107 68948 5343002 SH DFND 1 5343002 0 0 UNDER ARMOUR INC CL A 904311107 602 14999 SH DFND 1 14999 0 0 UNDER ARMOUR INC CL C 904311206 257 7047 SH DFND 1 7047 0 0 UNILEVER N V N Y SHS NEW 904784709 18307 390000 SH DFND 1 390000 0 0 UNILEVER PLC SPON ADR NEW 904767704 293 6100 SH DFND 1 6100 0 0 UNION PAC CORP COM 907818108 1412 16175 SH DFND 1 16175 0 0 UNIQURE NV SHS N90064101 15 2000 SH DFND 1 2000 0 0 UNITED CONTL HLDGS INC COM 910047109 20 485 SH DFND 1 485 0 0 UNITED NAT FOODS INC COM 911163103 117 2500 SH DFND 1 2500 0 0 UNITED PARCEL SERVICE INC CL B 911312106 242 2250 SH DFND 1 2250 0 0 UNITED TECHNOLOGIES CORP COM 913017109 26407 257409 SH DFND 1 257409 0 0 URBAN OUTFITTERS INC COM 917047102 507 18450 SH DFND 1 18450 0 0 US BANCORP DEL COM NEW 902973304 3273 81340 SH DFND 1 81340 0 0 USA TECHNOLOGIES INC COM NO PAR 90328S500 9 2000 SH DFND 1 2000 0 0 V F CORP COM 918204108 697 11328 SH DFND 1 11328 0 0 VALE S A ADR 91912E105 798 157558 SH DFND 1 157558 0 0 VALE S A ADR REPSTG PFD 91912E204 108 27000 SH DFND 1 27000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1515 75246 SH DFND 1 75246 0 0 VALERO ENERGY CORP NEW COM 91913Y100 56 1101 SH DFND 1 1101 0 0 VANECK VECTORS ETF TR AFRICA INDEX ETF 92189F866 359 17909 SH DFND 1 17909 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 399 8300 SH DFND 1 8300 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 82 800 SH DFND 1 800 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1455 52500 SH DFND 1 52500 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1531 35914 SH DFND 1 35914 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 508 17386 SH DFND 1 17386 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 383 22000 SH DFND 1 22000 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 57 1000 SH DFND 1 1000 0 0 VANECK VECTORS ETF TR URANIUM NUCLEAR 92189F601 42 833 SH DFND 1 833 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 65 590 SH DFND 1 590 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 45 508 SH DFND 1 508 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2082 24700 SH DFND 1 24700 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 891 16000 SH DFND 1 16000 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 96 915 SH DFND 1 915 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6850 63922 SH DFND 1 63922 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1104 31340 SH DFND 1 31340 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3780 81000 SH DFND 1 81000 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 256 4410 SH DFND 1 4410 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3780 76400 SH DFND 1 76400 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 15812 185741 SH DFND 1 185741 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1165 14418 SH DFND 1 14418 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 3914 88000 SH DFND 1 88000 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1816 25420 SH DFND 1 25420 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1548 11860 SH DFND 1 11860 0 0 VASCO DATA SEC INTL INC COM 92230Y104 66 4000 SH DFND 1 4000 0 0 VENTAS INC COM 92276F100 583 8000 SH DFND 1 8000 0 0 VERISIGN INC COM 92343E102 173 2000 SH DFND 1 2000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 11479 205616 SH DFND 1 205616 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 9 830 SH DFND 1 830 0 0 VISA INC COM CL A 92826C839 85979 1159013 SH DFND 1 1159013 0 0 VMWARE INC CL A COM 928563402 309 5400 SH DFND 1 5400 0 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 135 4400 SH DFND 1 4400 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 11301 135692 SH DFND 1 135692 0 0 WAL-MART STORES INC COM 931142103 2322 31798 SH DFND 1 31798 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 66 12000 SH DFND 1 12000 0 0 WEBMD HEALTH CORP COM 94770V102 4150 71480 SH DFND 1 71480 0 0 WELLS FARGO & CO NEW COM 949746101 2474 52241 SH DFND 1 52241 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 576 444 SH DFND 1 444 0 0 WEYERHAEUSER CO COM 962166104 75 2522 SH DFND 1 2522 0 0 WHIRLPOOL CORP COM 963320106 25 151 SH DFND 1 151 0 0 WHITEWAVE FOODS CO COM 966244105 53075 1130700 SH DFND 1 1130700 0 0 WHITING PETE CORP NEW COM 966387102 28 3000 SH DFND 1 3000 0 0 WHOLE FOODS MKT INC COM 966837106 216 6760 SH DFND 1 6760 0 0 WILLIAMS COS INC DEL COM 969457100 34 1550 SH DFND 1 1550 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 348 9300 SH DFND 1 9300 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 482 9533 SH DFND 1 9533 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 3315 65000 SH DFND 1 65000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1349 34800 SH DFND 1 34800 0 0 WORKDAY INC CL A 98138H101 75 1000 SH DFND 1 1000 0 0 WYNN RESORTS LTD COM 983134107 544 6000 SH DFND 1 6000 0 0 XEROX CORP COM 984121103 9 1000 SH DFND 1 1000 0 0 XILINX INC COM 983919101 130 2822 SH DFND 1 2822 0 0 YAHOO INC COM 984332106 298 7940 SH DFND 1 7940 0 0 YAHOO INC NOTE 12/0 984332AF3 3578 3600000 PRN DFND 1 3600000 0 0 YAMANA GOLD INC COM 98462Y100 6620 1279372 SH DFND 1 1279372 0 0 YANDEX N V SHS CLASS A N97284108 33 1500 SH DFND 1 1500 0 0 YELP INC CL A 985817105 146 4800 SH DFND 1 4800 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 2851 148500 SH DFND 1 148500 0 0 YUM BRANDS INC COM 988498101 828 9980 SH DFND 1 9980 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 78 650 SH DFND 1 650 0 0 ZIX CORP COM 98974P100 8 2000 SH DFND 1 2000 0 0 ZOETIS INC CL A 98978V103 319 6725 SH DFND 1 6725 0 0 ABBOTT LABS COM 002824100 4717 120000 SH DFND 2 120000 0 0 ABBVIE INC COM 00287Y109 10629 171660 SH DFND 2 171660 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 12 7000 SH DFND 2 7000 0 0 ADOBE SYS INC COM 00724F101 4790 50000 SH DFND 2 50000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4829 60720 SH DFND 2 60720 0 0 ALLERGAN PLC SHS G0177J108 6008 26000 SH DFND 2 26000 0 0 ALPHABET INC CAP STK CL A 02079K305 11344 16120 SH DFND 2 16120 0 0 ALPHABET INC CAP STK CL C 02079K107 69 100 SH DFND 2 100 0 0 ALTRIA GROUP INC COM 02209S103 207 3000 SH DFND 2 3000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 159 3000 SH DFND 2 3000 0 0 AMETEK INC NEW COM 031100100 6315 136560 SH DFND 2 136560 0 0 AMGEN INC COM 031162100 6086 40000 SH DFND 2 40000 0 0 APPLE INC COM 037833100 6353 66448 SH DFND 2 66448 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 62 7986 SH DFND 2 7986 0 0 BANK AMER CORP COM 060505104 266 20025 SH DFND 2 20025 0 0 BANK NEW YORK MELLON CORP COM 064058100 5276 135800 SH DFND 2 135800 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 6 400 SH DFND 2 400 0 0 CATERPILLAR INC DEL COM 149123101 45 600 SH DFND 2 600 0 0 CHEVRON CORP NEW COM 166764100 3459 33000 SH DFND 2 33000 0 0 CISCO SYS INC COM 17275R102 8351 291035 SH DFND 2 291035 0 0 COCA COLA CO COM 191216100 21938 483966 SH DFND 2 483966 0 0 COLGATE PALMOLIVE CO COM 194162103 1610 22000 SH DFND 2 22000 0 0 CREDIT SUISSE GRP GUERNSEY I DEBT 7.875% 2/2 G25320AQ8 78 75000 PRN DFND 2 75000 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 6262 152000 SH DFND 2 152000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 4695 75000 SH DFND 2 75000 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 99 3900 SH DFND 2 3900 0 0 DISNEY WALT CO COM DISNEY 254687106 5771 59000 SH DFND 2 59000 0 0 DOW CHEM CO COM 260543103 4374 88000 SH DFND 2 88000 0 0 E M C CORP MASS COM 268648102 5434 200000 SH DFND 2 200000 0 0 EOG RES INC COM 26875P101 5005 60000 SH DFND 2 60000 0 0 EXXON MOBIL CORP COM 30231G102 7518 80200 SH DFND 2 80200 0 0 FACEBOOK INC CL A 30303M102 7566 66200 SH DFND 2 66200 0 0 FERRARI N V COM N3167Y103 55 1360 SH DFND 2 1360 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1560 140000 SH DFND 2 140000 0 0 GENERAL ELECTRIC CO COM 369604103 6562 208436 SH DFND 2 208436 0 0 GENERAL MTRS CO COM 37045V100 175 6200 SH DFND 2 6200 0 0 GILEAD SCIENCES INC COM 375558103 4959 59450 SH DFND 2 59450 0 0 HAIN CELESTIAL GROUP INC COM 405217100 37810 760000 SH DFND 2 760000 0 0 HOME DEPOT INC COM 437076102 9577 75000 SH DFND 2 75000 0 0 ILLINOIS TOOL WKS INC COM 452308109 4479 43000 SH DFND 2 43000 0 0 INGERSOLL-RAND PLC SHS G47791101 6177 97000 SH DFND 2 97000 0 0 INTEL CORP COM 458140100 5041 153701 SH DFND 2 153701 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 76 500 SH DFND 2 500 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 6934 55000 SH DFND 2 55000 0 0 ISHARES MSCI BRZ CAP ETF 464286400 6 200 SH DFND 2 200 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 27 800 SH DFND 2 800 0 0 ISHARES TR GLB CNS DISC ETF 464288745 36 425 SH DFND 2 425 0 0 ISHARES TR GLOB INDSTRL ETF 464288729 34 498 SH DFND 2 498 0 0 JOHNSON & JOHNSON COM 478160104 4403 36300 SH DFND 2 36300 0 0 JPMORGAN CHASE & CO COM 46625H100 6777 109100 SH DFND 2 109100 0 0 KRAFT HEINZ CO COM 500754106 4512 51000 SH DFND 2 51000 0 0 MCDONALDS CORP COM 580135101 4852 40315 SH DFND 2 40315 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 5445 60000 SH DFND 2 60000 0 0 MEDTRONIC PLC SHS G5960L103 6074 70000 SH DFND 2 70000 0 0 MERCK & CO INC COM 58933Y105 5007 86915 SH DFND 2 86915 0 0 METLIFE INC COM 59156R108 5532 138900 SH DFND 2 138900 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 49 1000 SH DFND 2 1000 0 0 MICROSOFT CORP COM 594918104 4247 83000 SH DFND 2 83000 0 0 MONDELEZ INTL INC CL A 609207105 11853 260520 SH DFND 2 260520 0 0 MONSANTO CO NEW COM 61166W101 3753 36287 SH DFND 2 36287 0 0 NEWMONT MINING CORP COM 651639106 2934 75000 SH DFND 2 75000 0 0 NIKE INC CL B 654106103 105 1900 SH DFND 2 1900 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 97 13500 SH DFND 2 13500 0 0 PHILIP MORRIS INTL INC COM 718172109 92 900 SH DFND 2 900 0 0 PRAXAIR INC COM 74005P104 4496 40000 SH DFND 2 40000 0 0 PRICELINE GRP INC COM NEW 741503403 4994 4000 SH DFND 2 4000 0 0 PROCTER & GAMBLE CO COM 742718109 84 1000 SH DFND 2 1000 0 0 RANGE RES CORP COM 75281A109 2804 65000 SH DFND 2 65000 0 0 RED HAT INC COM 756577102 5445 75000 SH DFND 2 75000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 205 4940 SH DFND 2 4940 0 0 S&P GLOBAL INC COM 78409V104 7187 67000 SH DFND 2 67000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 15 800 SH DFND 2 800 0 0 SCHLUMBERGER LTD COM 806857108 8220 103960 SH DFND 2 103960 0 0 SOCIETE GENERALE DEBT 8.250%12/2 F849BQAA2 1012 1000000 PRN DFND 2 1000000 0 0 SPDR S&P 500 ETF TR PUT 78462F953 37 10000 SH Put DFND 2 10000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 72 2170 SH DFND 2 2170 0 0 SYNCHRONY FINL COM 87165B103 42 1642 SH DFND 2 1642 0 0 TE CONNECTIVITY LTD REG SHS H84989104 97 1700 SH DFND 2 1700 0 0 UBS GROUP AG SHS H42097107 461 35684 SH DFND 2 35684 0 0 UNITED TECHNOLOGIES CORP COM 913017109 8604 83900 SH DFND 2 83900 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 109 3920 SH DFND 2 3920 0 0 VISA INC COM CL A 92826C839 8374 112900 SH DFND 2 112900 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 6245 75000 SH DFND 2 75000 0 0 WHITEWAVE FOODS CO COM 966244105 53042 1130000 SH DFND 2 1130000 0 0 YAHOO INC COM 984332106 75 2000 SH DFND 2 2000 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 384 20000 SH DFND 2 20000 0 0