0001420506-16-001049.txt : 20160517
0001420506-16-001049.hdr.sgml : 20160517
20160517071803
ACCESSION NUMBER: 0001420506-16-001049
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160517
DATE AS OF CHANGE: 20160517
EFFECTIVENESS DATE: 20160517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compagnie Odier SCA
CENTRAL INDEX KEY: 0001615423
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16235
FILM NUMBER: 161656076
BUSINESS ADDRESS:
STREET 1: RUE DE LA CORRATERIE 18
CITY: 1204 GENEVA
STATE: V8
ZIP: CH1204
BUSINESS PHONE: 44 22 709 2111
MAIL ADDRESS:
STREET 1: RUE DE LA CORRATERIE 18
CITY: 1204 GENEVA
STATE: V8
ZIP: CH1204
FORMER COMPANY:
FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA
DATE OF NAME CHANGE: 20140731
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001615423
XXXXXXXX
03-31-2016
03-31-2016
false
Compagnie Odier SCA
RUE DE LA CORRATERIE 18
1204 GENEVA
V8
CH1204
13F COMBINATION REPORT
028-16235
0001535784
028-16246
Lombard Odier Asset Management (Europe) Ltd
0001491719
028-13939
Lombard Odier Asset Management (USA) Corp
0001535660
028-16247
Lombard Odier Asset Management (Switzerland) SA
N
Dominic Stearns
Executive Vice President
44 22 709 2111
Dominic Stearns, Executive Vice President
1204 GENEVA
V8
05-13-2016
2
1225
3266130
false
1
0001106185
028-16234
Bank Lombard Odier & Co Ltd
2
0001615424
028-16236
Lombard Odier & Cie (Bahamas) Ltd
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR COMPAGNIE ODIER SCA
ABBVIE INC
COM
00287Y109
5553
97238
SH
DFND
97238
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
209
27000
SH
DFND
27000
0
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W107
10
5000
SH
DFND
5000
0
0
ADAPTIMMUNE THERAPEUTICS PLC
SPONDS ADR
00653A107
468
57560
SH
DFND
57560
0
0
AFLAC INC
COM
001055102
157
2498
SH
DFND
2498
0
0
AIR PRODS & CHEMS INC
COM
009158106
48
331
SH
DFND
331
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3912
49500
SH
DFND
49500
0
0
ALPHABET INC
CAP STK CL A
02079K305
12936
16953
SH
DFND
16953
0
0
ALPHABET INC
CAP STK CL C
02079K107
2036
2733
SH
DFND
2733
0
0
ALTRIA GROUP INC
COM
02209S103
281
4485
SH
DFND
4485
0
0
AMAZON COM INC
COM
023135106
74
125
SH
DFND
125
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
234
2700
SH
DFND
2700
0
0
AMETEK INC NEW
COM
031100100
342
6857
SH
DFND
6857
0
0
AMGEN INC
COM
031162100
2362
15756
SH
DFND
15756
0
0
APPLE INC
COM
037833100
1507
13829
SH
DFND
13829
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
106
2913
SH
DFND
2913
0
0
ARRAY BIOPHARMA INC
COM
04269X105
10
3500
SH
DFND
3500
0
0
AT&T INC
COM
00206R102
63
1600
SH
DFND
1600
0
0
AUTOLIV INC
COM
052800109
36
300
SH
DFND
300
0
0
BAIDU INC
SPON ADR REP A
056752108
802
4200
SH
DFND
4200
0
0
BARD C R INC
COM
067383109
171
840
SH
DFND
840
0
0
BARRICK GOLD CORP
COM
067901108
332
24400
SH
DFND
24400
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
309
2175
SH
DFND
2175
0
0
BIOGEN INC
COM
09062X103
156
600
SH
DFND
600
0
0
BLACKROCK INC
COM
09247X101
33
98
SH
DFND
98
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
13274
380100
SH
DFND
380100
0
0
BUNGE LIMITED
COM
G16962105
101
1780
SH
DFND
1780
0
0
CADIZ INC
COM NEW
127537207
23
4345
SH
DFND
4345
0
0
CANADIAN NATL RY CO
COM
136375102
270
4300
SH
DFND
4300
0
0
CARNIVAL CORP
PAIRED CTF
143658300
610
11550
SH
DFND
11550
0
0
CATERPILLAR INC DEL
COM
149123101
266
3470
SH
DFND
3470
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
189
2520
SH
DFND
2520
0
0
CEMPRA INC
COM
15130J109
5
290
SH
DFND
290
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
233
56600
SH
DFND
56600
0
0
CHEVRON CORP NEW
COM
166764100
1861
19500
SH
DFND
19500
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
66
140
SH
DFND
140
0
0
CINCINNATI FINL CORP
COM
172062101
110
1690
SH
DFND
1690
0
0
CISCO SYS INC
COM
17275R102
182
6422
SH
DFND
6422
0
0
CITIGROUP INC
COM NEW
172967424
68
1620
SH
DFND
1620
0
0
COCA COLA CO
COM
191216100
2177
46900
SH
DFND
46900
0
0
COLGATE PALMOLIVE CO
COM
194162103
116
1640
SH
DFND
1640
0
0
CONOCOPHILLIPS
COM
20825C104
32
800
SH
DFND
800
0
0
CONSOLIDATED EDISON INC
COM
209115104
130
1700
SH
DFND
1700
0
0
CSX CORP
COM
126408103
118
4600
SH
DFND
4600
0
0
CUMMINS INC
COM
231021106
175
1590
SH
DFND
1590
0
0
CVS HEALTH CORP
COM
126650100
31
298
SH
DFND
298
0
0
DANAHER CORP DEL
COM
235851102
99
1047
SH
DFND
1047
0
0
DEERE & CO
COM
244199105
2792
36270
SH
DFND
36270
0
0
DIGITALGLOBE INC
COM NEW
25389M877
24
1400
SH
DFND
1400
0
0
DISCOVER FINL SVCS
COM
254709108
331
6500
SH
DFND
6500
0
0
DISNEY WALT CO
COM DISNEY
254687106
7248
72960
SH
DFND
72960
0
0
DOVER CORP
COM
260003108
104
1620
SH
DFND
1620
0
0
DOW CHEM CO
COM
260543103
99
1950
SH
DFND
1950
0
0
E M C CORP MASS
COM
268648102
716
26840
SH
DFND
26840
0
0
EARTHLINK HLDGS CORP
COM
27033X101
18
3215
SH
DFND
3215
0
0
EATON CORP PLC
SHS
G29183103
106
1691
SH
DFND
1691
0
0
EBAY INC
COM
278642103
28
1159
SH
DFND
1159
0
0
ECOLAB INC
COM
278865100
29
257
SH
DFND
257
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
55
625
SH
DFND
625
0
0
ELECTRONIC ARTS INC
COM
285512109
116
1750
SH
DFND
1750
0
0
EMERSON ELEC CO
COM
291011104
105
1928
SH
DFND
1928
0
0
EXELIXIS INC
COM
30161Q104
20
5100
SH
DFND
5100
0
0
EXXON MOBIL CORP
COM
30231G102
4061
48590
SH
DFND
48590
0
0
FACEBOOK INC
CL A
30303M102
4129
36201
SH
DFND
36201
0
0
FERRARI N V
COM
N3167Y103
483
11587
SH
DFND
11587
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
938
115919
SH
DFND
115919
0
0
FISERV INC
COM
337738108
44
425
SH
DFND
425
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
47
3500
SH
DFND
3500
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
104
10040
SH
DFND
10040
0
0
GENERAL ELECTRIC CO
COM
369604103
5254
165241
SH
DFND
165241
0
0
GENERAL MTRS CO
COM
37045V100
106
3350
SH
DFND
3350
0
0
GILEAD SCIENCES INC
COM
375558103
1549
16829
SH
DFND
16829
0
0
GOLDCORP INC NEW
COM
380956409
1460
89600
SH
DFND
89600
0
0
GOLDEN MINERALS CO
COM
381119106
5
10000
SH
DFND
10000
0
0
HALLIBURTON CO
COM
406216101
859
24084
SH
DFND
24084
0
0
HARRIS CORP DEL
COM
413875105
395
5075
SH
DFND
5075
0
0
HCP INC
COM
40414L109
25
774
SH
DFND
774
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
28
1229
SH
DFND
1229
0
0
HOME DEPOT INC
COM
437076102
926
6930
SH
DFND
6930
0
0
HONEYWELL INTL INC
COM
438516106
102
910
SH
DFND
910
0
0
HSBC HLDGS PLC
SDCV 5.625%12/2
404280AR0
875
900000
PRN
DFND
900000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
110
1070
SH
DFND
1070
0
0
IMMUNOGEN INC
COM
45253H101
9
1050
SH
DFND
1050
0
0
INGERSOLL-RAND PLC
SHS
G47791101
3072
49520
SH
DFND
49520
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
21
2400
SH
DFND
2400
0
0
INTEL CORP
COM
458140100
2231
69000
SH
DFND
69000
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
114
1000
SH
DFND
1000
0
0
INVENSENSE INC
COM
46123D205
12
1470
SH
DFND
1470
0
0
ISHARES
INDIA 50 ETF
464289529
933
34666
SH
DFND
34666
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
50
1880
SH
DFND
1880
0
0
ISHARES
MSCI CDA ETF
464286509
266
11200
SH
DFND
11200
0
0
ISHARES TR
20 YR TR BD ETF
464287432
50
380
SH
DFND
380
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
110
3240
SH
DFND
3240
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
81
559
SH
DFND
559
0
0
ISHARES TR
CORE S&P500 ETF
464287200
930
4500
SH
DFND
4500
0
0
ISHARES TR
INTERM CR BD ETF
464288638
82
750
SH
DFND
750
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
345
2120
SH
DFND
2120
0
0
ISHARES TR
U.S. CNSM GD ETF
464287812
87
770
SH
DFND
770
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
255
7330
SH
DFND
7330
0
0
JOHNSON & JOHNSON
COM
478160104
1199
11085
SH
DFND
11085
0
0
JPMORGAN CHASE & CO
COM
46625H100
836
14117
SH
DFND
14117
0
0
KIMBERLY CLARK CORP
COM
494368103
67
500
SH
DFND
500
0
0
KINDER MORGAN INC DEL
COM
49456B101
23
1300
SH
DFND
1300
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
34
10000
SH
DFND
10000
0
0
KRAFT HEINZ CO
COM
500754106
1002
12750
SH
DFND
12750
0
0
KROGER CO
COM
501044101
183
4800
SH
DFND
4800
0
0
LAUDER ESTEE COS INC
CL A
518439104
33
355
SH
DFND
355
0
0
LOCKHEED MARTIN CORP
COM
539830109
233
1050
SH
DFND
1050
0
0
LOGITECH INTL S A
SHS
H50430232
152
9500
SH
DFND
9500
0
0
LOWES COS INC
COM
548661107
107
1414
SH
DFND
1414
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
317
3700
SH
DFND
3700
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
47
1000
SH
DFND
1000
0
0
MASCO CORP
COM
574599106
47
1500
SH
DFND
1500
0
0
MCDONALDS CORP
COM
580135101
1100
8759
SH
DFND
8759
0
0
MCGRAW HILL FINL INC
COM
580645109
791
7995
SH
DFND
7995
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
35
409
SH
DFND
409
0
0
MERCK & CO INC NEW
COM
58933Y105
767
14525
SH
DFND
14525
0
0
METLIFE INC
COM
59156R108
819
18608
SH
DFND
18608
0
0
MICROSOFT CORP
COM
594918104
2596
46990
SH
DFND
46990
0
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
407
50250
SH
DFND
50250
0
0
MONDELEZ INTL INC
CL A
609207105
7904
197022
SH
DFND
197022
0
0
NETFLIX INC
COM
64110L106
61
600
SH
DFND
600
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
10
260
SH
DFND
260
0
0
NEWMONT MINING CORP
COM
651639106
266
10000
SH
DFND
10000
0
0
NIKE INC
CL B
654106103
7
122
SH
DFND
122
0
0
NOBLE ENERGY INC
COM
655044105
220
7000
SH
DFND
7000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
119
1430
SH
DFND
1430
0
0
NVE CORP
COM NEW
629445206
11
200
SH
DFND
200
0
0
NVIDIA CORP
COM
67066G104
45
1275
SH
DFND
1275
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
124
3520
SH
DFND
3520
0
0
ONCOGENEX PHARMACEUTICALS IN
COM
68230A106
2
2200
SH
DFND
2200
0
0
ORACLE CORP
COM
68389X105
360
8800
SH
DFND
8800
0
0
PEPSICO INC
COM
713448108
63
615
SH
DFND
615
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
372
63665
SH
DFND
63665
0
0
PFIZER INC
COM
717081103
175
5906
SH
DFND
5906
0
0
PHILIP MORRIS INTL INC
COM
718172109
2105
21455
SH
DFND
21455
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
649
5943
SH
DFND
5943
0
0
PRICELINE GRP INC
COM NEW
741503403
466
362
SH
DFND
362
0
0
PROCTER & GAMBLE CO
COM
742718109
58
700
SH
DFND
700
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
9
250
SH
DFND
250
0
0
PVH CORP
COM
693656100
218
2195
SH
DFND
2195
0
0
QIAGEN NV
REG SHS
N72482107
89
4000
SH
DFND
4000
0
0
QUALCOMM INC
COM
747525103
28
543
SH
DFND
543
0
0
RANGE RES CORP
COM
75281A109
49
1500
SH
DFND
1500
0
0
RAYTHEON CO
COM NEW
755111507
221
1800
SH
DFND
1800
0
0
RITE AID CORP
COM
767754104
1630
200000
SH
DFND
200000
0
0
SCHLUMBERGER LTD
COM
806857108
3737
50665
SH
DFND
50665
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
332
4200
SH
DFND
4200
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
7
112
SH
DFND
112
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
105
1900
SH
DFND
1900
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
48
1063
SH
DFND
1063
0
0
SERVICE CORP INTL
COM
817565104
26
1064
SH
DFND
1064
0
0
SHERWIN WILLIAMS CO
COM
824348106
726
2545
SH
DFND
2545
0
0
SOLARCITY CORP
COM
83416T100
14
580
SH
DFND
580
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
325
1840
SH
DFND
1840
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
544
2650
SH
DFND
2650
0
0
SPLUNK INC
COM
848637104
24
500
SH
DFND
500
0
0
SPROUTS FMRS MKT INC
COM
85208M102
218
7485
SH
DFND
7485
0
0
STARBUCKS CORP
COM
855244109
131
2200
SH
DFND
2200
0
0
SYNCHRONY FINL
COM
87165B103
6
203
SH
DFND
203
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
609
9825
SH
DFND
9825
0
0
TESLA MTRS INC
COM
88160R101
34
150
SH
DFND
150
0
0
TETRAPHASE PHARMACEUTICALS I
COM
88165N105
5
1000
SH
DFND
1000
0
0
THE ADT CORPORATION
COM
00101J106
380
9200
SH
DFND
9200
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
33
236
SH
DFND
236
0
0
TIFFANY & CO NEW
COM
886547108
73
990
SH
DFND
990
0
0
TIME WARNER INC
COM NEW
887317303
44
600
SH
DFND
600
0
0
TRAVELERS COMPANIES INC
COM
89417E109
373
3200
SH
DFND
3200
0
0
TWITTER INC
COM
90184L102
325
19584
SH
DFND
19584
0
0
UBS GROUP AG
SHS
H42097107
3501
216306
SH
DFND
216306
0
0
UNDER ARMOUR INC
CL A
904311107
178
2100
SH
DFND
2100
0
0
UNION PAC CORP
COM
907818108
149
1870
SH
DFND
1870
0
0
UNIQURE NV
SHS
N90064101
95
8000
SH
DFND
8000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
3632
36272
SH
DFND
36272
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
32
248
SH
DFND
248
0
0
VAIL RESORTS INC
COM
91879Q109
37
277
SH
DFND
277
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
308
4800
SH
DFND
4800
0
0
VCA INC
COM
918194101
31
536
SH
DFND
536
0
0
VENTAS INC
COM
92276F100
33
518
SH
DFND
518
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3870
71587
SH
DFND
71587
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
318
75500
SH
DFND
75500
0
0
VISA INC
COM CL A
92826C839
9043
118252
SH
DFND
118252
0
0
WAL-MART STORES INC
COM
931142103
141
2070
SH
DFND
2070
0
0
WEBMD HEALTH CORP
COM
94770V102
689
11000
SH
DFND
11000
0
0
WELLS FARGO & CO NEW
COM
949746101
6
134
SH
DFND
134
0
0
WELLTOWER INC
COM
95040Q104
143
2068
SH
DFND
2068
0
0
WILLIAMS COS INC DEL
COM
969457100
18
1100
SH
DFND
1100
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
45
860
SH
DFND
860
0
0
YANDEX N V
SHS CLASS A
N97284108
22
1450
SH
DFND
1450
0
0
YUM BRANDS INC
COM
988498101
29
350
SH
DFND
350
0
0
3-D SYS CORP DEL
CALL
88554D905
1
1500
SH
Call
DFND
1
1500
0
0
3-D SYS CORP DEL
COM NEW
88554D205
214
13920
SH
DFND
1
13920
0
0
3M CO
COM
88579Y101
6973
41850
SH
DFND
1
41850
0
0
ABB LTD
SPONSORED ADR
000375204
113
5810
SH
DFND
1
5810
0
0
ABBOTT LABS
COM
002824100
9044
216212
SH
DFND
1
216212
0
0
ABBVIE INC
COM
00287Y109
157977
2765695
SH
DFND
1
2765695
0
0
ABERDEEN JAPAN EQUITY FD INC
COM
00306J109
13
1772
SH
DFND
1
1772
0
0
ABIOMED INC
COM
003654100
8
80
SH
DFND
1
80
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
5770
50000
SH
DFND
1
50000
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
411
53200
SH
DFND
1
53200
0
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W107
14
7000
SH
DFND
1
7000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
10
300
SH
DFND
1
300
0
0
ADOBE SYS INC
COM
00724F101
9943
106000
SH
DFND
1
106000
0
0
AETNA INC NEW
COM
00817Y108
11
100
SH
DFND
1
100
0
0
AFLAC INC
COM
001055102
1332
21092
SH
DFND
1
21092
0
0
AIR PRODS & CHEMS INC
COM
009158106
692
4800
SH
DFND
1
4800
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1184
21305
SH
DFND
1
21305
0
0
AKAMAI TECHNOLOGIES INC
DBCV 2/1
00971TAG6
1830
1875000
PRN
DFND
1
1875000
0
0
AKORN INC
COM
009728106
235
10000
SH
DFND
1
10000
0
0
ALASKA AIR GROUP INC
COM
011659109
4429
54000
SH
DFND
1
54000
0
0
ALCOA INC
COM
013817101
652
68000
SH
DFND
1
68000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
825
5930
SH
DFND
1
5930
0
0
ALEXZA PHARMACEUTICALS INC
COM NEW
015384209
72
150000
SH
DFND
1
150000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
13292
168194
SH
DFND
1
168194
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
408
25000
SH
DFND
1
25000
0
0
ALLERGAN PLC
SHS
G0177J108
1198
4471
SH
DFND
1
4471
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
220
1000
SH
DFND
1
1000
0
0
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
2423
103430
SH
DFND
1
103430
0
0
ALPHABET INC
CAP STK CL A
02079K305
158619
207919
SH
DFND
1
207919
0
0
ALPHABET INC
CAP STK CL C
02079K107
32341
43415
SH
DFND
1
43415
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
1067
97650
SH
DFND
1
97650
0
0
ALTRIA GROUP INC
COM
02209S103
5078
81031
SH
DFND
1
81031
0
0
AMAYA INC
COM
02314M108
57
4210
SH
DFND
1
4210
0
0
AMAZON COM INC
COM
023135106
10361
17447
SH
DFND
1
17447
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
14
887
SH
DFND
1
887
0
0
AMBEV SA
SPONSORED ADR
02319V103
405
77950
SH
DFND
1
77950
0
0
AMEC FOSTER WHEELER PLC
SPONSORED ADR
00167X205
6
1008
SH
DFND
1
1008
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
34
2238
SH
DFND
1
2238
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
46
1113
SH
DFND
1
1113
0
0
AMERICAN DG ENERGY INC
COM
025398108
65
209577
SH
DFND
1
209577
0
0
AMERICAN ELEC PWR INC
COM
025537101
19
285
SH
DFND
1
285
0
0
AMERICAN EXPRESS CO
CALL
025816909
0
1000
SH
Call
DFND
1
1000
0
0
AMERICAN EXPRESS CO
COM
025816109
115
1875
SH
DFND
1
1875
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
16
893
SH
DFND
1
893
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
322
5960
SH
DFND
1
5960
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
139
1350
SH
DFND
1
1350
0
0
AMERIPRISE FINL INC
COM
03076C106
3
30
SH
DFND
1
30
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
52
600
SH
DFND
1
600
0
0
AMETEK INC NEW
COM
031100100
29657
593332
SH
DFND
1
593332
0
0
AMGEN INC
CALL
031162900
31
5500
SH
Call
DFND
1
5500
0
0
AMGEN INC
COM
031162100
59075
394066
SH
DFND
1
394066
0
0
ANADARKO PETE CORP
COM
032511107
2528
54300
SH
DFND
1
54300
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
18
1300
SH
DFND
1
1300
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
436
3500
SH
DFND
1
3500
0
0
ANNALY CAP MGMT INC
COM
035710409
3
300
SH
DFND
1
300
0
0
ANTHEM INC
COM
036752103
45
323
SH
DFND
1
323
0
0
APACHE CORP
COM
037411105
4432
90800
SH
DFND
1
90800
0
0
APOLLO ED GROUP INC
CL A
037604105
20
2400
SH
DFND
1
2400
0
0
APOLLO INVT CORP
COM
03761U106
7
1347
SH
DFND
1
1347
0
0
APPLE INC
COM
037833100
71447
655714
SH
DFND
1
655714
0
0
APPLIED MATLS INC
COM
038222105
1059
49950
SH
DFND
1
49950
0
0
ARAMARK
COM
03852U106
80
2405
SH
DFND
1
2405
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
131
3605
SH
DFND
1
3605
0
0
ARCOS DORADOS HOLDINGS INC
SHS CLASS -A -
G0457F107
28
7285
SH
DFND
1
7285
0
0
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
871
850000
PRN
DFND
1
850000
0
0
ARES CAP CORP
NOTE 4.875% 3/1
04010LAG8
572
560000
PRN
DFND
1
560000
0
0
ARES CAP CORP
NOTE 5.125% 6/0
04010LAD5
1022
1000000
PRN
DFND
1
1000000
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
35
800
SH
DFND
1
800
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
173
6140
SH
DFND
1
6140
0
0
AT&T INC
COM
00206R102
2881
73566
SH
DFND
1
73566
0
0
ATARA BIOTHERAPEUTICS INC
COM
046513107
19
1000
SH
DFND
1
1000
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
84
931
SH
DFND
1
931
0
0
AUTOZONE INC
COM
053332102
1657
2080
SH
DFND
1
2080
0
0
AVON PRODS INC
COM
054303102
41
8367
SH
DFND
1
8367
0
0
B/E AEROSPACE INC
COM
073302101
95
2050
SH
DFND
1
2050
0
0
B2GOLD CORP
COM
11777Q209
10
5846
SH
DFND
1
5846
0
0
BAIDU INC
SPON ADR REP A
056752108
468
2450
SH
DFND
1
2450
0
0
BAKER HUGHES INC
COM
057224107
2892
65993
SH
DFND
1
65993
0
0
BALLARD PWR SYS INC NEW
COM
058586108
150
107500
SH
DFND
1
107500
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
351
47219
SH
DFND
1
47219
0
0
BANCO SANTANDER SA
ADR
05964H105
1
280
SH
DFND
1
280
0
0
BANK AMER CORP
CALL
060505904
1
5500
SH
Call
DFND
1
5500
0
0
BANK AMER CORP
COM
060505104
4294
317524
SH
DFND
1
317524
0
0
BANK MONTREAL QUE
COM
063671101
350
5735
SH
DFND
1
5735
0
0
BANK N S HALIFAX
COM
064149107
178
3640
SH
DFND
1
3640
0
0
BANK NEW YORK MELLON CORP
COM
064058100
12913
350607
SH
DFND
1
350607
0
0
BANRO CORP
COM
066800103
5
20000
SH
DFND
1
20000
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
14
807
SH
DFND
1
807
0
0
BARCLAYS BK PLC
IPMS INDIA ETN
06739F291
1118
17800
SH
DFND
1
17800
0
0
BARCLAYS BK PLC
IPSP CROIL ETN
06738C786
19
3800
SH
DFND
1
3800
0
0
BARCLAYS PLC
ADR
06738E204
56
6475
SH
DFND
1
6475
0
0
BARRACUDA NETWORKS INC
COM
068323104
61
4000
SH
DFND
1
4000
0
0
BARRICK GOLD CORP
COM
067901108
3818
280075
SH
DFND
1
280075
0
0
BAXALTA INC
COM
07177M103
34
840
SH
DFND
1
840
0
0
BAXTER INTL INC
COM
071813109
80
1942
SH
DFND
1
1942
0
0
BAYTEX ENERGY CORP
COM
07317Q105
4
1000
SH
DFND
1
1000
0
0
BB&T CORP
COM
054937107
4824
144905
SH
DFND
1
144905
0
0
BCE INC
COM NEW
05534B760
74
1602
SH
DFND
1
1602
0
0
BED BATH & BEYOND INC
COM
075896100
1176
23700
SH
DFND
1
23700
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
77
75000
SH
DFND
1
75000
0
0
BELLICUM PHARMACEUTICALS INC
COM
079481107
9
1000
SH
DFND
1
1000
0
0
BENCHMARK ELECTRS INC
COM
08160H101
131
5674
SH
DFND
1
5674
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3414
16
SH
DFND
1
16
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4609
32476
SH
DFND
1
32476
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
29
800
SH
DFND
1
800
0
0
BEST BUY INC
COM
086516101
3558
109685
SH
DFND
1
109685
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
525
20250
SH
DFND
1
20250
0
0
BHP BILLITON PLC
SPONSORED ADR
05545E209
3
120
SH
DFND
1
120
0
0
BIOGEN INC
COM
09062X103
2903
11161
SH
DFND
1
11161
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1158
14056
SH
DFND
1
14056
0
0
BLACKBERRY LTD
COM
09228F103
775
95840
SH
DFND
1
95840
0
0
BLACKROCK INC
COM
09247X101
645
1895
SH
DFND
1
1895
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2740
97694
SH
DFND
1
97694
0
0
BLUEBIRD BIO INC
COM
09609G100
49
1150
SH
DFND
1
1150
0
0
BOEING CO
COM
097023105
845
6663
SH
DFND
1
6663
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
526
28000
SH
DFND
1
28000
0
0
BP PLC
SPONSORED ADR
055622104
11692
387401
SH
DFND
1
387401
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
16106
252116
SH
DFND
1
252116
0
0
BROADCOM LTD
SHS
Y09827109
16
100
SH
DFND
1
100
0
0
BROADVISION INC
COM PAR $.001
111412706
0
10
SH
DFND
1
10
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
2096
198037
SH
DFND
1
198037
0
0
BROCADE COMMUNICATIONS SYS I
NOTE 1.375% 1/0
111621AQ1
788
790000
PRN
DFND
1
790000
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
82
2355
SH
DFND
1
2355
0
0
BROWN & BROWN INC
COM
115236101
4690
131000
SH
DFND
1
131000
0
0
BT GROUP PLC
ADR
05577E101
8
250
SH
DFND
1
250
0
0
BUNGE LIMITED
COM
G16962105
1901
33545
SH
DFND
1
33545
0
0
BURCON NUTRASCIENCE CORP
COM
120831102
27
10588
SH
DFND
1
10588
0
0
CA INC
COM
12673P105
23
750
SH
DFND
1
750
0
0
CABOT OIL & GAS CORP
COM
127097103
34
1500
SH
DFND
1
1500
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
142
6009
SH
DFND
1
6009
0
0
CADIZ INC
COM NEW
127537207
68
12700
SH
DFND
1
12700
0
0
CALATLANTIC GROUP INC
COM
128195104
174
5192
SH
DFND
1
5192
0
0
CALIFORNIA RES CORP
COM
13057Q107
0
1838
SH
DFND
1
1838
0
0
CALLAWAY GOLF CO
COM
131193104
27
3000
SH
DFND
1
3000
0
0
CALPINE CORP
COM NEW
131347304
116
7662
SH
DFND
1
7662
0
0
CAMECO CORP
COM
13321L108
422
32765
SH
DFND
1
32765
0
0
CAMPBELL SOUP CO
COM
134429109
7017
110000
SH
DFND
1
110000
0
0
CANADIAN NAT RES LTD
COM
136385101
30
1100
SH
DFND
1
1100
0
0
CANADIAN NATL RY CO
COM
136375102
151
2400
SH
DFND
1
2400
0
0
CANADIAN PAC RY LTD
COM
13645T100
41
310
SH
DFND
1
310
0
0
CANADIAN SOLAR INC
COM
136635109
19
971
SH
DFND
1
971
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3085
44480
SH
DFND
1
44480
0
0
CARDINAL HEALTH INC
COM
14149Y108
164
2000
SH
DFND
1
2000
0
0
CARDIOME PHARMA CORP
COM NO PAR
14159U301
0
87
SH
DFND
1
87
0
0
CARNIVAL CORP
PAIRED CTF
143658300
2610
49476
SH
DFND
1
49476
0
0
CATERPILLAR INC DEL
COM
149123101
597
7800
SH
DFND
1
7800
0
0
CBS CORP NEW
CL B
124857202
147
2664
SH
DFND
1
2664
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
188
2500
SH
DFND
1
2500
0
0
CELGENE CORP
COM
151020104
820
8199
SH
DFND
1
8199
0
0
CEMEX SAB DE CV
NOTE 3.720% 3/1
151290BR3
333
361000
PRN
DFND
1
361000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
366
350000
PRN
DFND
1
350000
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
73
10000
SH
DFND
1
10000
0
0
CENOVUS ENERGY INC
COM
15135U109
124
9548
SH
DFND
1
9548
0
0
CENTURYLINK INC
COM
156700106
163
5116
SH
DFND
1
5116
0
0
CERNER CORP
COM
156782104
21
400
SH
DFND
1
400
0
0
CF INDS HLDGS INC
COM
125269100
227
7250
SH
DFND
1
7250
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
3103
35510
SH
DFND
1
35510
0
0
CHEETAH MOBILE INC
ADR
163075104
327
20000
SH
DFND
1
20000
0
0
CHEMOURS CO
COM
163851108
2
314
SH
DFND
1
314
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
91
2695
SH
DFND
1
2695
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
91
22000
SH
DFND
1
22000
0
0
CHEVRON CORP NEW
COM
166764100
12573
131771
SH
DFND
1
131771
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
234
6369
SH
DFND
1
6369
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
29
2400
SH
DFND
1
2400
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
69
1260
SH
DFND
1
1260
0
0
CHINA UNICOM (HONG KONG) LTD
SPONSORED ADR
16945R104
26
2000
SH
DFND
1
2000
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
715
1519
SH
DFND
1
1519
0
0
CHUBB LIMITED
COM
H1467J104
1653
13874
SH
DFND
1
13874
0
0
CIENA CORP
COM NEW
171779309
33
1714
SH
DFND
1
1714
0
0
CIMAREX ENERGY CO
COM
171798101
1819
18699
SH
DFND
1
18699
0
0
CIRRUS LOGIC INC
COM
172755100
4
100
SH
DFND
1
100
0
0
CISCO SYS INC
COM
17275R102
23440
823363
SH
DFND
1
823363
0
0
CIT GROUP INC
COM NEW
125581801
47
1500
SH
DFND
1
1500
0
0
CITIGROUP INC
COM NEW
172967424
1574
37630
SH
DFND
1
37630
0
0
CITRIX SYS INC
NOTE 0.500% 4/1
177376AD2
5049
4500000
PRN
DFND
1
4500000
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGGENHEIM SOLAR
18383Q739
14
600
SH
DFND
1
600
0
0
CLUBCORP HLDGS INC
COM
18948M108
1269
90352
SH
DFND
1
90352
0
0
CNH INDL N V
SHS
N20944109
127
18700
SH
DFND
1
18700
0
0
CNO FINL GROUP INC
COM
12621E103
1843
102836
SH
DFND
1
102836
0
0
COACH INC
COM
189754104
423
10555
SH
DFND
1
10555
0
0
COBALT INTL ENERGY INC
COM
19075F106
26
8795
SH
DFND
1
8795
0
0
COCA COLA CO
COM
191216100
50022
1078212
SH
DFND
1
1078212
0
0
COEUR MNG INC
COM NEW
192108504
28
5120
SH
DFND
1
5120
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
261
4160
SH
DFND
1
4160
0
0
COLGATE PALMOLIVE CO
COM
194162103
26204
370892
SH
DFND
1
370892
0
0
COMCAST CORP NEW
CL A
20030N101
5099
83490
SH
DFND
1
83490
0
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
89
6400
SH
DFND
1
6400
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
47
20726
SH
DFND
1
20726
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
185
94150
SH
DFND
1
94150
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
895
121625
SH
DFND
1
121625
0
0
CONAGRA FOODS INC
COM
205887102
231
5173
SH
DFND
1
5173
0
0
CONFORMIS INC
COM
20717E101
4
400
SH
DFND
1
400
0
0
CONOCOPHILLIPS
COM
20825C104
114
2857
SH
DFND
1
2857
0
0
CONSOLIDATED EDISON INC
COM
209115104
153
2000
SH
DFND
1
2000
0
0
CONSTELLIUM NV
CL A
N22035104
41
7836
SH
DFND
1
7836
0
0
CORNING INC
COM
219350105
1163
55629
SH
DFND
1
55629
0
0
COSAN LTD
SHS A
G25343107
10
2000
SH
DFND
1
2000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
255
1620
SH
DFND
1
1620
0
0
CREDIT SUISSE AG NASSAU BRH
VELSHS DLY SHTRM
22539T423
1
182
SH
DFND
1
182
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX STERM
22542D795
242
9360
SH
DFND
1
9360
0
0
CREE INC
COM
225447101
112
3850
SH
DFND
1
3850
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
104
7450
SH
DFND
1
7450
0
0
CRITEO S A
CALL
226718904
1
1200
SH
Call
DFND
1
1200
0
0
CRITEO S A
SPONS ADS
226718104
162
3900
SH
DFND
1
3900
0
0
CST BRANDS INC
COM
12646R105
1
27
SH
DFND
1
27
0
0
CSX CORP
COM
126408103
541
21000
SH
DFND
1
21000
0
0
CTC MEDIA INC
COM
12642X106
1
500
SH
DFND
1
500
0
0
CTI BIOPHARMA CORP
COM
12648L106
4
8000
SH
DFND
1
8000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
6728
152000
SH
DFND
1
152000
0
0
CULLEN FROST BANKERS INC
COM
229899109
33
590
SH
DFND
1
590
0
0
CUMMINS INC
COM
231021106
110
1003
SH
DFND
1
1003
0
0
CUMULUS MEDIA INC
CL A
231082108
122
263228
SH
DFND
1
263228
0
0
CVENT INC
COM
23247G109
193
9000
SH
DFND
1
9000
0
0
CVS HEALTH CORP
COM
126650100
1179
11356
SH
DFND
1
11356
0
0
DANAHER CORP DEL
COM
235851102
1820
19200
SH
DFND
1
19200
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
39
1200
SH
DFND
1
1200
0
0
DBX ETF TR
XTRAK MSCI BRAZL
233051309
81
8500
SH
DFND
1
8500
0
0
DEERE & CO
COM
244199105
1186
15410
SH
DFND
1
15410
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
10180
135673
SH
DFND
1
135673
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2209
45369
SH
DFND
1
45369
0
0
DENTSPLY SIRONA INC
COM
24906P109
4930
80000
SH
DFND
1
80000
0
0
DESTINATION XL GROUP INC
COM
25065K104
18
3500
SH
DFND
1
3500
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
1250
73347
SH
DFND
1
73347
0
0
DEVON ENERGY CORP NEW
COM
25179M103
90
3298
SH
DFND
1
3298
0
0
DEVRY ED GROUP INC
COM
251893103
78
4500
SH
DFND
1
4500
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
421
3900
SH
DFND
1
3900
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
3301
151900
SH
DFND
1
151900
0
0
DICKS SPORTING GOODS INC
COM
253393102
701
15000
SH
DFND
1
15000
0
0
DIEBOLD INC
COM
253651103
222
7668
SH
DFND
1
7668
0
0
DIGITALGLOBE INC
COM NEW
25389M877
91
5247
SH
DFND
1
5247
0
0
DIREXION SHS ETF TR
DAILY FINL BEAR
25490K539
1
31
SH
DFND
1
31
0
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25490K570
15
250
SH
DFND
1
250
0
0
DIREXION SHS ETF TR
DAILY SM CAP BEA
25490K521
6
139
SH
DFND
1
139
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
97
3900
SH
DFND
1
3900
0
0
DIREXION SHS ETF TR
DLY R/E BEAR3X
25459Y363
27
1775
SH
DFND
1
1775
0
0
DISCOVER FINL SVCS
COM
254709108
20
400
SH
DFND
1
400
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
29
1000
SH
DFND
1
1000
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
9585
355000
SH
DFND
1
355000
0
0
DISNEY WALT CO
CALL
254687906
29
16200
SH
Call
DFND
1
16200
0
0
DISNEY WALT CO
COM DISNEY
254687106
74014
744943
SH
DFND
1
744943
0
0
DOMINOS PIZZA INC
COM
25754A201
13
100
SH
DFND
1
100
0
0
DONNELLEY R R & SONS CO
COM
257867101
422
25740
SH
DFND
1
25740
0
0
DOW CHEM CO
COM
260543103
4865
95675
SH
DFND
1
95675
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
40
451
SH
DFND
1
451
0
0
DR REDDYS LABS LTD
ADR
256135203
38
830
SH
DFND
1
830
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
285
4505
SH
DFND
1
4505
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
65
806
SH
DFND
1
806
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
199
4210
SH
DFND
1
4210
0
0
E M C CORP MASS
COM
268648102
22208
833223
SH
DFND
1
833223
0
0
EATON CORP PLC
SHS
G29183103
550
8791
SH
DFND
1
8791
0
0
EBAY INC
COM
278642103
1136
47541
SH
DFND
1
47541
0
0
ECOLAB INC
COM
278865100
1274
11405
SH
DFND
1
11405
0
0
EDAP TMS S A
SPONSORED ADR
268311107
302
75000
SH
DFND
1
75000
0
0
EDISON INTL
COM
281020107
154
2144
SH
DFND
1
2144
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
291
3300
SH
DFND
1
3300
0
0
EL POLLO LOCO HLDGS INC
COM
268603107
141
10600
SH
DFND
1
10600
0
0
ELDORADO GOLD CORP NEW
COM
284902103
940
297800
SH
DFND
1
297800
0
0
ELECTRONIC ARTS INC
COM
285512109
10
150
SH
DFND
1
150
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
26
1000
SH
DFND
1
1000
0
0
EMCORE CORP
COM NEW
290846203
50
10000
SH
DFND
1
10000
0
0
EMERSON ELEC CO
COM
291011104
111
2038
SH
DFND
1
2038
0
0
ENBRIDGE INC
COM
29250N105
263
6705
SH
DFND
1
6705
0
0
ENCANA CORP
COM
292505104
68
11048
SH
DFND
1
11048
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
18
7400
SH
DFND
1
7400
0
0
ENERSYS
COM
29275Y102
329
5897
SH
DFND
1
5897
0
0
ENI S P A
SPONSORED ADR
26874R108
5
154
SH
DFND
1
154
0
0
ENSCO PLC
SHS CLASS A
G3157S106
311
30000
SH
DFND
1
30000
0
0
ENZYMOTEC LTD
SHS
M4059L101
36
4000
SH
DFND
1
4000
0
0
EOG RES INC
COM
26875P101
9281
127875
SH
DFND
1
127875
0
0
EQT CORP
COM
26884L109
18
270
SH
DFND
1
270
0
0
EQUINIX INC
COM PAR $0.001
29444U700
146
441
SH
DFND
1
441
0
0
ERA GROUP INC
COM
26885G109
10
1080
SH
DFND
1
1080
0
0
ERICSSON
ADR B SEK 10
294821608
6
581
SH
DFND
1
581
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
12
700
SH
DFND
1
700
0
0
ETFS PLATINUM TR
SH BEN INT
26922V101
8
80
SH
DFND
1
80
0
0
EVER GLORY INTL GRP INC
COM NEW
299766204
4
2000
SH
DFND
1
2000
0
0
EXELIXIS INC
COM
30161Q104
6
1500
SH
DFND
1
1500
0
0
EXELON CORP
COM
30161N101
709
19751
SH
DFND
1
19751
0
0
EXPEDIA INC DEL
COM NEW
30212P303
97
900
SH
DFND
1
900
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
4888
71165
SH
DFND
1
71165
0
0
EXTREME NETWORKS INC
COM
30226D106
62
20000
SH
DFND
1
20000
0
0
EXXON MOBIL CORP
COM
30231G102
21707
259644
SH
DFND
1
259644
0
0
EZCORP INC
CL A NON VTG
302301106
1
400
SH
DFND
1
400
0
0
FACEBOOK INC
CALL
30303M902
11
3100
SH
Call
DFND
1
3100
0
0
FACEBOOK INC
CL A
30303M102
63556
557014
SH
DFND
1
557014
0
0
FACTORSHARES TR
ISE CYBER SEC
30304R407
48
2000
SH
DFND
1
2000
0
0
FEDERAL MOGUL HOLDINGS CORP
COM
313549404
87
8800
SH
DFND
1
8800
0
0
FEDEX CORP
COM
31428X106
4390
26982
SH
DFND
1
26982
0
0
FERRARI N V
COM
N3167Y103
1466
35206
SH
DFND
1
35206
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
10192
1259664
SH
DFND
1
1259664
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
506
8000
SH
DFND
1
8000
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
21
3200
SH
DFND
1
3200
0
0
FIRSTENERGY CORP
COM
337932107
252
7015
SH
DFND
1
7015
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
33
3000
SH
DFND
1
3000
0
0
FLIR SYS INC
COM
302445101
2326
70580
SH
DFND
1
70580
0
0
FLOTEK INDS INC DEL
COM
343389102
22
3000
SH
DFND
1
3000
0
0
FLUOR CORP NEW
COM
343412102
2852
53100
SH
DFND
1
53100
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
1082
11250
SH
DFND
1
11250
0
0
FOOT LOCKER INC
COM
344849104
253
3930
SH
DFND
1
3930
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
343
25385
SH
DFND
1
25385
0
0
FORTINET INC
COM
34959E109
123
4013
SH
DFND
1
4013
0
0
FORTUNA SILVER MINES INC
COM
349915108
24
6200
SH
DFND
1
6200
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
4352
420831
SH
DFND
1
420831
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
299
6800
SH
DFND
1
6800
0
0
FRESH MKT INC
COM
35804H106
815
28578
SH
DFND
1
28578
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
179
31986
SH
DFND
1
31986
0
0
FUEL TECH INC
COM
359523107
12
6850
SH
DFND
1
6850
0
0
GALENA BIOPHARMA INC
COM
363256108
3
2000
SH
DFND
1
2000
0
0
GAMESTOP CORP NEW
CL A
36467W109
1564
49300
SH
DFND
1
49300
0
0
GARMIN LTD
SHS
H2906T109
12
300
SH
DFND
1
300
0
0
GENERAL DYNAMICS CORP
COM
369550108
13
100
SH
DFND
1
100
0
0
GENERAL ELECTRIC CO
COM
369604103
22015
692384
SH
DFND
1
692384
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
71
2400
SH
DFND
1
2400
0
0
GENERAL MLS INC
COM
370334104
96576
1524480
SH
DFND
1
1524480
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
869
40043
SH
DFND
1
40043
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
583
42703
SH
DFND
1
42703
0
0
GENERAL MTRS CO
COM
37045V100
1543
49091
SH
DFND
1
49091
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
9
1700
SH
DFND
1
1700
0
0
GERDAU S A
SPON ADR REP PFD
373737105
132
73305
SH
DFND
1
73305
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
177
5780
SH
DFND
1
5780
0
0
GILEAD SCIENCES INC
COM
375558103
37286
405806
SH
DFND
1
405806
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
2197
54197
SH
DFND
1
54197
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
1324
155400
SH
DFND
1
155400
0
0
GLOBAL X FDS
GBL X MSCI NGR
37950E424
41
6800
SH
DFND
1
6800
0
0
GOGO INC
COM
38046C109
28
2500
SH
DFND
1
2500
0
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
1156
293400
SH
DFND
1
293400
0
0
GOLDCORP INC NEW
COM
380956409
5389
330958
SH
DFND
1
330958
0
0
GOLDEN MINERALS CO
COM
381119106
0
160
SH
DFND
1
160
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2201
14025
SH
DFND
1
14025
0
0
GOPRO INC
CL A
38268T103
30
2500
SH
DFND
1
2500
0
0
GRANITE REAL ESTATE INVT TR
UNIT 99/99/9999
387437114
125
4335
SH
DFND
1
4335
0
0
GREAT PANTHER SILVER LTD
COM
39115V101
8
7900
SH
DFND
1
7900
0
0
GREATBATCH INC
COM
39153L106
2080
58358
SH
DFND
1
58358
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
112
2049
SH
DFND
1
2049
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
51
700
SH
DFND
1
700
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
19
1000
SH
DFND
1
1000
0
0
HAEMONETICS CORP
COM
405024100
442
12642
SH
DFND
1
12642
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
230
5620
SH
DFND
1
5620
0
0
HALLIBURTON CO
COM
406216101
3834
107412
SH
DFND
1
107412
0
0
HALYARD HEALTH INC
COM
40650V100
2
56
SH
DFND
1
56
0
0
HANESBRANDS INC
COM
410345102
231
8160
SH
DFND
1
8160
0
0
HARLEY DAVIDSON INC
COM
412822108
236
4600
SH
DFND
1
4600
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
46
1000
SH
DFND
1
1000
0
0
HASBRO INC
COM
418056107
28
350
SH
DFND
1
350
0
0
HCP INC
COM
40414L109
90
2751
SH
DFND
1
2751
0
0
HECLA MNG CO
COM
422704106
1871
673000
SH
DFND
1
673000
0
0
HELMERICH & PAYNE INC
COM
423452101
176
3000
SH
DFND
1
3000
0
0
HERSHEY CO
CALL
427866908
2
1800
SH
Call
DFND
1
1800
0
0
HERSHEY CO
COM
427866108
579
6292
SH
DFND
1
6292
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
277
26349
SH
DFND
1
26349
0
0
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
114
16408
SH
DFND
1
16408
0
0
HESS CORP
COM
42809H107
533
10100
SH
DFND
1
10100
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
626
35366
SH
DFND
1
35366
0
0
HEXCEL CORP NEW
COM
428291108
437
10000
SH
DFND
1
10000
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
1163
900000
PRN
DFND
1
900000
0
0
HOLOGIC INC
FRNT 12/1
436440AG6
622
500000
PRN
DFND
1
500000
0
0
HOME DEPOT INC
COM
437076102
38215
286440
SH
DFND
1
286440
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
567
20690
SH
DFND
1
20690
0
0
HONEYWELL INTL INC
COM
438516106
711
6339
SH
DFND
1
6339
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
94
5619
SH
DFND
1
5619
0
0
HP INC
COM
40434L105
277
22366
SH
DFND
1
22366
0
0
HSBC HLDGS PLC
SDCV 5.625%12/2
404280AR0
972
1000000
PRN
DFND
1
1000000
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
50
1591
SH
DFND
1
1591
0
0
HUDSON GLOBAL INC
COM
443787106
83
35000
SH
DFND
1
35000
0
0
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
22
16000
SH
DFND
1
16000
0
0
HURON CONSULTING GROUP INC
COM
447462102
20
338
SH
DFND
1
338
0
0
HYATT HOTELS CORP
COM CL A
448579102
206
4159
SH
DFND
1
4159
0
0
IAMGOLD CORP
COM
450913108
2047
925800
SH
DFND
1
925800
0
0
ICAD INC
COM NEW
44934S206
10
2000
SH
DFND
1
2000
0
0
ICICI BK LTD
ADR
45104G104
1163
162500
SH
DFND
1
162500
0
0
IHS INC
CL A
451734107
66
534
SH
DFND
1
534
0
0
ILLINOIS TOOL WKS INC
COM
452308109
5214
50900
SH
DFND
1
50900
0
0
ILLUMINA INC
COM
452327109
1413
8714
SH
DFND
1
8714
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
1535
1420000
PRN
DFND
1
1420000
0
0
ILLUMINA INC
NOTE 6/1
452327AF6
1965
1890000
PRN
DFND
1
1890000
0
0
INCYTE CORP
COM
45337C102
442
6100
SH
DFND
1
6100
0
0
INFOSYS LTD
SPONSORED ADR
456788108
14
760
SH
DFND
1
760
0
0
ING GROEP N V
DBCV 6.500%12/2
456837AF0
190
200000
PRN
DFND
1
200000
0
0
INGERSOLL-RAND PLC
SHS
G47791101
31848
513557
SH
DFND
1
513557
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
17
2000
SH
DFND
1
2000
0
0
INTEL CORP
CALL
458140900
459
122500
SH
Call
DFND
1
122500
0
0
INTEL CORP
COM
458140100
23778
734911
SH
DFND
1
734911
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
461
3587
SH
DFND
1
3587
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
4479
29576
SH
DFND
1
29576
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
31032
272735
SH
DFND
1
272735
0
0
INTEROIL CORP
COM
460951106
10
300
SH
DFND
1
300
0
0
INTUIT
COM
461202103
5
50
SH
DFND
1
50
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
207
345
SH
DFND
1
345
0
0
INVENSENSE INC
COM
46123D205
1
100
SH
DFND
1
100
0
0
ISHARES
AUSTRIA CAPD ETF
464286202
264
16787
SH
DFND
1
16787
0
0
ISHARES
INDIA 50 ETF
464289529
77
2850
SH
DFND
1
2850
0
0
ISHARES
MSCI AUST ETF
464286103
387
20000
SH
DFND
1
20000
0
0
ISHARES
MSCI BRIC INDX
464286657
104
3500
SH
DFND
1
3500
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
337
12844
SH
DFND
1
12844
0
0
ISHARES
MSCI CDA ETF
464286509
75
3180
SH
DFND
1
3180
0
0
ISHARES
MSCI EM ASIA ETF
464286426
119
2300
SH
DFND
1
2300
0
0
ISHARES
MSCI EURO FL ETF
464289180
250
14000
SH
DFND
1
14000
0
0
ISHARES
MSCI EURZONE ETF
464286608
1942
56470
SH
DFND
1
56470
0
0
ISHARES
MSCI FRANCE ETF
464286707
60
2470
SH
DFND
1
2470
0
0
ISHARES
MSCI GERMANY ETF
464286806
1899
73754
SH
DFND
1
73754
0
0
ISHARES
MSCI HONG KG ETF
464286871
487
24645
SH
DFND
1
24645
0
0
ISHARES
MSCI ITALCPD ETF
464286855
386
31650
SH
DFND
1
31650
0
0
ISHARES
MSCI JAPAN ETF
464286848
1749
153335
SH
DFND
1
153335
0
0
ISHARES
MSCI PAC JP ETF
464286665
4416
112580
SH
DFND
1
112580
0
0
ISHARES
MSCI SINGAP ETF
464286673
1026
94468
SH
DFND
1
94468
0
0
ISHARES
MSCI SPAN CP ETF
464286764
455
16720
SH
DFND
1
16720
0
0
ISHARES
MSCI STH KOR ETF
464286772
991
18770
SH
DFND
1
18770
0
0
ISHARES
MSCI SWEDEN ETF
464286756
12
400
SH
DFND
1
400
0
0
ISHARES
MSCI TAIWAN ETF
464286731
2192
158150
SH
DFND
1
158150
0
0
ISHARES
MSCI TURKEY ETF
464286715
80
1825
SH
DFND
1
1825
0
0
ISHARES
MSCI WORLD ETF
464286392
1578
22750
SH
DFND
1
22750
0
0
ISHARES GOLD TRUST
ISHARES
464285105
90
7530
SH
DFND
1
7530
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
110
7500
SH
DFND
1
7500
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
2649
31150
SH
DFND
1
31150
0
0
ISHARES TR
20 YR TR BD ETF
464287432
6404
48995
SH
DFND
1
48995
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
3192
25346
SH
DFND
1
25346
0
0
ISHARES TR
CHINA ETF
46429B671
1509
35500
SH
DFND
1
35500
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1198
35480
SH
DFND
1
35480
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
117
1500
SH
DFND
1
1500
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
4145
78000
SH
DFND
1
78000
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
201
1395
SH
DFND
1
1395
0
0
ISHARES TR
CORE S&P500 ETF
464287200
796
3850
SH
DFND
1
3850
0
0
ISHARES TR
CORE US AGGBD ET
464287226
2041
18400
SH
DFND
1
18400
0
0
ISHARES TR
CUR HD EURZN ETF
46434V639
110
4535
SH
DFND
1
4535
0
0
ISHARES TR
EMGR MKT INF ETF
464288216
405
13673
SH
DFND
1
13673
0
0
ISHARES TR
EUROPE ETF
464287861
658
16835
SH
DFND
1
16835
0
0
ISHARES TR
FLTG RATE BD ETF
46429B655
308
6100
SH
DFND
1
6100
0
0
ISHARES TR
GL CLEAN ENE ETF
464288224
52
5500
SH
DFND
1
5500
0
0
ISHARES TR
GLB CNS DISC ETF
464288745
57
638
SH
DFND
1
638
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
218
2270
SH
DFND
1
2270
0
0
ISHARES TR
GLOB INDSTRL ETF
464288729
53
747
SH
DFND
1
747
0
0
ISHARES TR
GLOBAL ENERG ETF
464287341
90
3050
SH
DFND
1
3050
0
0
ISHARES TR
GLOBAL FINLS ETF
464287333
77
1570
SH
DFND
1
1570
0
0
ISHARES TR
GLOBAL TECH ETF
464287291
174
1740
SH
DFND
1
1740
0
0
ISHARES TR
HDG MSCI EAFE
46434V803
446
18700
SH
DFND
1
18700
0
0
ISHARES TR
HDG MSCI GERMN
46434V704
102
4450
SH
DFND
1
4450
0
0
ISHARES TR
HDG MSCI JAPAN
46434V886
164
6500
SH
DFND
1
6500
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
1091
13350
SH
DFND
1
13350
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
1994
16775
SH
DFND
1
16775
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
32
1100
SH
DFND
1
1100
0
0
ISHARES TR
INTL TREA BD ETF
464288117
9744
100253
SH
DFND
1
100253
0
0
ISHARES TR
IRELAND CAPD ETF
46429B507
80
1980
SH
DFND
1
1980
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
165
1490
SH
DFND
1
1490
0
0
ISHARES TR
LATN AMER 40 ETF
464287390
44
1750
SH
DFND
1
1750
0
0
ISHARES TR
MSCI ACWI ETF
464288257
5312
94750
SH
DFND
1
94750
0
0
ISHARES TR
MSCI EAFE ETF
464287465
431
7550
SH
DFND
1
7550
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
4956
144724
SH
DFND
1
144724
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
83
3080
SH
DFND
1
3080
0
0
ISHARES TR
MSCI POL CAP ETF
46429B606
282
13930
SH
DFND
1
13930
0
0
ISHARES TR
NA NAT RES
464287374
341
11485
SH
DFND
1
11485
0
0
ISHARES TR
NA TEC-SFTWR ETF
464287515
9
90
SH
DFND
1
90
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
42
160
SH
DFND
1
160
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
1513
15170
SH
DFND
1
15170
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
167
1690
SH
DFND
1
1690
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
569
4285
SH
DFND
1
4285
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
3830
34612
SH
DFND
1
34612
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
4929
54800
SH
DFND
1
54800
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
200
1230
SH
DFND
1
1230
0
0
ISHARES TR
SHRT TRS BD ETF
464288679
883
8000
SH
DFND
1
8000
0
0
ISHARES TR
TIPS BD ETF
464287176
1374
11980
SH
DFND
1
11980
0
0
ISHARES TR
U.S. AER&DEF ETF
464288760
20
170
SH
DFND
1
170
0
0
ISHARES TR
U.S. CNSM GD ETF
464287812
23
200
SH
DFND
1
200
0
0
ISHARES TR
U.S. CNSM SV ETF
464287580
376
2577
SH
DFND
1
2577
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
478
13755
SH
DFND
1
13755
0
0
ISHARES TR
U.S. FIN SVC ETF
464287770
634
7817
SH
DFND
1
7817
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
312
8000
SH
DFND
1
8000
0
0
ISHARES TR
U.S. PHARMA ETF
464288836
21
150
SH
DFND
1
150
0
0
ISHARES TR
U.S. TECH ETF
464287721
526
4850
SH
DFND
1
4850
0
0
ISHARES TR
US HLTHCR PR ETF
464288828
476
3900
SH
DFND
1
3900
0
0
ISHARES TR
US HOME CONS ETF
464288752
79
2897
SH
DFND
1
2897
0
0
ISHARES TR
US REGNL BKS ETF
464288778
8
250
SH
DFND
1
250
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
619
71792
SH
DFND
1
71792
0
0
ITT CORP NEW
COM NEW
450911201
82
2210
SH
DFND
1
2210
0
0
JA SOLAR HOLDINGS CO LTD
SPON ADR REP5ORD
466090206
96
11100
SH
DFND
1
11100
0
0
JACK IN THE BOX INC
COM
466367109
225
3520
SH
DFND
1
3520
0
0
JARDEN CORP
NOTE 1.125% 3/1
471109AM0
1142
900000
PRN
DFND
1
900000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
1529
1480000
PRN
DFND
1
1480000
0
0
JD COM INC
SPON ADR CL A
47215P106
2323
87620
SH
DFND
1
87620
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
810
830000
PRN
DFND
1
830000
0
0
JOHNSON & JOHNSON
COM
478160104
32151
297115
SH
DFND
1
297115
0
0
JOHNSON CTLS INC
COM
478366107
214
5490
SH
DFND
1
5490
0
0
JOY GLOBAL INC
COM
481165108
614
38200
SH
DFND
1
38200
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
27
1000
SH
DFND
1
1000
0
0
JPMORGAN CHASE & CO
COM
46625H100
51796
874658
SH
DFND
1
874658
0
0
JPMORGAN CHINA REGION FD INC
COM
48126T104
50
3361
SH
DFND
1
3361
0
0
JUNIPER NETWORKS INC
COM
48203R104
123
4826
SH
DFND
1
4826
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
393
4600
SH
DFND
1
4600
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
16
1800
SH
DFND
1
1800
0
0
KELLOGG CO
COM
487836108
7024
91745
SH
DFND
1
91745
0
0
KEYCORP NEW
COM
493267108
133
12050
SH
DFND
1
12050
0
0
KIMBERLY CLARK CORP
COM
494368103
12113
90050
SH
DFND
1
90050
0
0
KINDER MORGAN INC DEL
COM
49456B101
43
2378
SH
DFND
1
2378
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
1748
510198
SH
DFND
1
510198
0
0
KITE PHARMA INC
COM
49803L109
367
8000
SH
DFND
1
8000
0
0
KLX INC
COM
482539103
33
1025
SH
DFND
1
1025
0
0
KNOWLES CORP
COM
49926D109
285
21630
SH
DFND
1
21630
0
0
KOREA FD
COM NEW
500634209
455
14035
SH
DFND
1
14035
0
0
KRAFT HEINZ CO
COM
500754106
22060
280796
SH
DFND
1
280796
0
0
KROGER CO
COM
501044101
3951
103300
SH
DFND
1
103300
0
0
L BRANDS INC
COM
501797104
26
295
SH
DFND
1
295
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
258
2200
SH
DFND
1
2200
0
0
LAREDO PETROLEUM INC
COM
516806106
49
6143
SH
DFND
1
6143
0
0
LAUDER ESTEE COS INC
CL A
518439104
288
3050
SH
DFND
1
3050
0
0
LEAR CORP
COM NEW
521865204
75
677
SH
DFND
1
677
0
0
LEJU HLDGS LTD
SPONSORED ADS
50187J108
1
100
SH
DFND
1
100
0
0
LENDINGCLUB CORP
COM
52603A109
58
7000
SH
DFND
1
7000
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
55
4571
SH
DFND
1
4571
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
1166
1165000
PRN
DFND
1
1165000
0
0
LILLY ELI & CO
COM
532457108
780
10830
SH
DFND
1
10830
0
0
LINCOLN NATL CORP IND
COM
534187109
196
5000
SH
DFND
1
5000
0
0
LINKEDIN CORP
COM CL A
53578A108
157
1370
SH
DFND
1
1370
0
0
LINKEDIN CORP
NOTE 0.500%11/0
53578AAB4
576
635000
PRN
DFND
1
635000
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
203
9090
SH
DFND
1
9090
0
0
LOCKHEED MARTIN CORP
COM
539830109
18
80
SH
DFND
1
80
0
0
LOGITECH INTL S A
SHS
H50430232
15641
978650
SH
DFND
1
978650
0
0
LOGMEIN INC
COM
54142L109
10
200
SH
DFND
1
200
0
0
LOUISIANA PAC CORP
COM
546347105
157
9160
SH
DFND
1
9160
0
0
LOWES COS INC
COM
548661107
45
600
SH
DFND
1
600
0
0
LULULEMON ATHLETICA INC
COM
550021109
174
2566
SH
DFND
1
2566
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
75
873
SH
DFND
1
873
0
0
MACQUARIE INFRASTRUCTURE COR
NOTE 2.875% 7/1
55608BAA3
423
380000
PRN
DFND
1
380000
0
0
MACROGENICS INC
COM
556099109
45
2400
SH
DFND
1
2400
0
0
MAGNA INTL INC
COM
559222401
704
16315
SH
DFND
1
16315
0
0
MAGNEGAS CORP
COM NEW
55939L202
104
100000
SH
DFND
1
100000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
1
11
SH
DFND
1
11
0
0
MANNKIND CORP
COM
56400P201
13
7797
SH
DFND
1
7797
0
0
MANULIFE FINL CORP
COM
56501R106
182
12800
SH
DFND
1
12800
0
0
MARATHON OIL CORP
COM
565849106
46
4100
SH
DFND
1
4100
0
0
MARATHON PETE CORP
COM
56585A102
2107
56618
SH
DFND
1
56618
0
0
MARKET VECTORS ETF TR
AFRICA ETF
57060U787
343
17909
SH
DFND
1
17909
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
375
8050
SH
DFND
1
8050
0
0
MARKET VECTORS ETF TR
BIOTECH ETF
57060U183
83
800
SH
DFND
1
800
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
1817
90920
SH
DFND
1
90920
0
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
992
35664
SH
DFND
1
35664
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
415
15586
SH
DFND
1
15586
0
0
MARKET VECTORS ETF TR
RETAIL ETF
57060U225
154
2000
SH
DFND
1
2000
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
985
60200
SH
DFND
1
60200
0
0
MARKET VECTORS ETF TR
URAN NUCLR ENRGY
57061R577
41
833
SH
DFND
1
833
0
0
MARKETO INC
COM
57063L107
68
3500
SH
DFND
1
3500
0
0
MARRIOTT INTL INC NEW
CL A
571903202
264
3700
SH
DFND
1
3700
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
20
300
SH
DFND
1
300
0
0
MARSH & MCLENNAN COS INC
COM
571748102
842
13846
SH
DFND
1
13846
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
33
3200
SH
DFND
1
3200
0
0
MASTERCARD INC
CL A
57636Q104
169
1785
SH
DFND
1
1785
0
0
MATCH GROUP INC
COM
57665R106
46
4185
SH
DFND
1
4185
0
0
MCDERMOTT INTL INC
COM
580037109
1145
279900
SH
DFND
1
279900
0
0
MCDONALDS CORP
COM
580135101
20916
166458
SH
DFND
1
166458
0
0
MCGRAW HILL FINL INC
COM
580645109
46587
470691
SH
DFND
1
470691
0
0
MCKESSON CORP
COM
58155Q103
435
2768
SH
DFND
1
2768
0
0
MDC PARTNERS INC
CL A SUB VTG
552697104
1759
81851
SH
DFND
1
81851
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
9000
105939
SH
DFND
1
105939
0
0
MEDTRONIC PLC
SHS
G5960L103
11377
151657
SH
DFND
1
151657
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
13
800
SH
DFND
1
800
0
0
MERCK & CO INC NEW
COM
58933Y105
43749
826938
SH
DFND
1
826938
0
0
METHODE ELECTRS INC
COM
591520200
4
150
SH
DFND
1
150
0
0
METLIFE INC
COM
59156R108
37468
852552
SH
DFND
1
852552
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
224
10444
SH
DFND
1
10444
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
2140
37560
SH
DFND
1
37560
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
615
600000
PRN
DFND
1
600000
0
0
MICRON TECHNOLOGY INC
COM
595112103
876
83738
SH
DFND
1
83738
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
160
230000
PRN
DFND
1
230000
0
0
MICROSEMI CORP
COM
595137100
2176
56802
SH
DFND
1
56802
0
0
MICROSOFT CORP
COM
594918104
20498
371183
SH
DFND
1
371183
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
395
10600
SH
DFND
1
10600
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM NEW
60786L206
2
800
SH
DFND
1
800
0
0
MONDELEZ INTL INC
CL A
609207105
80051
1996208
SH
DFND
1
1996208
0
0
MONSANTO CO NEW
COM
61166W101
4326
49323
SH
DFND
1
49323
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
200
1500
SH
DFND
1
1500
0
0
MOODYS CORP
COM
615369105
253
2615
SH
DFND
1
2615
0
0
MORGAN STANLEY
CALL
617446908
0
3100
SH
Call
DFND
1
3100
0
0
MORGAN STANLEY
COM NEW
617446448
4374
174888
SH
DFND
1
174888
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
322
19013
SH
DFND
1
19013
0
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
29
1000
SH
DFND
1
1000
0
0
MOSAIC CO NEW
COM
61945C103
81
3000
SH
DFND
1
3000
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
476
6285
SH
DFND
1
6285
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
77
7817
SH
DFND
1
7817
0
0
MYLAN N V
SHS EURO
N59465109
796
17167
SH
DFND
1
17167
0
0
MYRIAD GENETICS INC
COM
62855J104
4
100
SH
DFND
1
100
0
0
NASDAQ INC
COM
631103108
7
100
SH
DFND
1
100
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
983
31648
SH
DFND
1
31648
0
0
NATIONAL RETAIL PPTYS INC
COM
637417106
185
4000
SH
DFND
1
4000
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
3
200
SH
DFND
1
200
0
0
NCR CORP NEW
COM
62886E108
792
26470
SH
DFND
1
26470
0
0
NETFLIX INC
COM
64110L106
316
3100
SH
DFND
1
3100
0
0
NETSCOUT SYS INC
COM
64115T104
45
1958
SH
DFND
1
1958
0
0
NETSUITE INC
COM
64118Q107
41
600
SH
DFND
1
600
0
0
NEW GOLD INC CDA
COM
644535106
1579
421000
SH
DFND
1
421000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
71
4474
SH
DFND
1
4474
0
0
NEWFIELD EXPL CO
COM
651290108
1484
44642
SH
DFND
1
44642
0
0
NEWMONT MINING CORP
COM
651639106
3016
113492
SH
DFND
1
113492
0
0
NEXPOINT CR STRATEGIES FD
COM NEW
65340G205
1
37
SH
DFND
1
37
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
1
49
SH
DFND
1
49
0
0
NICE SYS LTD
SPONSORED ADR
653656108
12
183
SH
DFND
1
183
0
0
NIKE INC
CL B
654106103
2382
38752
SH
DFND
1
38752
0
0
NOBLE CORP PLC
SHS USD
G65431101
37
3500
SH
DFND
1
3500
0
0
NOBLE ENERGY INC
COM
655044105
5402
172074
SH
DFND
1
172074
0
0
NOKIA CORP
SPONSORED ADR
654902204
12
2034
SH
DFND
1
2034
0
0
NOMURA HLDGS INC
SPONSORED ADR
65535H208
203
45660
SH
DFND
1
45660
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
282
20000
SH
DFND
1
20000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
299
1510
SH
DFND
1
1510
0
0
NORTHWEST BIOTHERAPEUTICS IN
COM PAR $0.001
66737P600
11
7584
SH
DFND
1
7584
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
204
2822
SH
DFND
1
2822
0
0
NUCOR CORP
COM
670346105
47
1000
SH
DFND
1
1000
0
0
NUVECTRA CORP
COM
67075N108
96
17684
SH
DFND
1
17684
0
0
NVIDIA CORP
COM
67066G104
24
675
SH
DFND
1
675
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
617
7619
SH
DFND
1
7619
0
0
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
1332
1200000
PRN
DFND
1
1200000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
3110
45443
SH
DFND
1
45443
0
0
OCEAN RIG UDW INC
SHS
Y64354205
162
198000
SH
DFND
1
198000
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
7
700
SH
DFND
1
700
0
0
OHR PHARMACEUTICAL INC
COM NEW
67778H200
13
4000
SH
DFND
1
4000
0
0
OI S A
SPONSORED ADR NE
670851500
0
2
SH
DFND
1
2
0
0
OI S.A.
SPN ADR PFD NEW
670851401
5
16354
SH
DFND
1
16354
0
0
OIL STS INTL INC
COM
678026105
552
17500
SH
DFND
1
17500
0
0
OLD REP INTL CORP
NOTE 3.750% 3/1
680223AH7
582
470000
PRN
DFND
1
470000
0
0
OMNICOM GROUP INC
COM
681919106
166
2000
SH
DFND
1
2000
0
0
ON DECK CAP INC
COM
682163100
41
5300
SH
DFND
1
5300
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
15
1500
SH
DFND
1
1500
0
0
OPOWER INC
COM
68375Y109
347
51000
SH
DFND
1
51000
0
0
ORACLE CORP
COM
68389X105
6232
152386
SH
DFND
1
152386
0
0
OREXIGEN THERAPEUTICS INC
COM
686164104
6
10000
SH
DFND
1
10000
0
0
OSIRIS THERAPEUTICS INC NEW
COM
68827R108
103
18000
SH
DFND
1
18000
0
0
OUTERWALL INC
COM
690070107
7
200
SH
DFND
1
200
0
0
OVASCIENCE INC
COM
69014Q101
32
3400
SH
DFND
1
3400
0
0
PACIFIC BIOSCIENCES CALIF IN
CALL
69404D908
0
2000
SH
Call
DFND
1
2000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
713
83600
SH
DFND
1
83600
0
0
PACWEST BANCORP DEL
COM
695263103
2040
54920
SH
DFND
1
54920
0
0
PALO ALTO NETWORKS INC
COM
697435105
125
765
SH
DFND
1
765
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
32
1500
SH
DFND
1
1500
0
0
PAN AMERICAN SILVER CORP
COM
697900108
46
4260
SH
DFND
1
4260
0
0
PAPA JOHNS INTL INC
COM
698813102
26
480
SH
DFND
1
480
0
0
PAPA MURPHYS HLDGS INC
COM
698814100
137
11500
SH
DFND
1
11500
0
0
PARKER HANNIFIN CORP
COM
701094104
109
980
SH
DFND
1
980
0
0
PATTERSON UTI ENERGY INC
COM
703481101
6310
358106
SH
DFND
1
358106
0
0
PAYPAL HLDGS INC
COM
70450Y103
997
25837
SH
DFND
1
25837
0
0
PDL BIOPHARMA INC
COM
69329Y104
9
2720
SH
DFND
1
2720
0
0
PEABODY ENERGY CORP
COM NEW
704549203
1
440
SH
DFND
1
440
0
0
PEMBINA PIPELINE CORP
COM
706327103
130
4800
SH
DFND
1
4800
0
0
PENGROWTH ENERGY CORP
COM
70706P104
31
23625
SH
DFND
1
23625
0
0
PENN WEST PETE LTD NEW
COM
707887105
149
160750
SH
DFND
1
160750
0
0
PENTAIR PLC
SHS
G7S00T104
87
1610
SH
DFND
1
1610
0
0
PEPSICO INC
COM
713448108
4890
47751
SH
DFND
1
47751
0
0
PERSHING GOLD CORP
COM NEW
715302204
44
11111
SH
DFND
1
11111
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
13
200
SH
DFND
1
200
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
86
18955
SH
DFND
1
18955
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
967
165680
SH
DFND
1
165680
0
0
PFIZER INC
COM
717081103
13630
459920
SH
DFND
1
459920
0
0
PG&E CORP
COM
69331C108
138
2308
SH
DFND
1
2308
0
0
PGT INC
COM
69336V101
20
2000
SH
DFND
1
2000
0
0
PHH CORP
COM NEW
693320202
1
100
SH
DFND
1
100
0
0
PHILIP MORRIS INTL INC
COM
718172109
5920
60331
SH
DFND
1
60331
0
0
PHILLIPS 66
COM
718546104
78
908
SH
DFND
1
908
0
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
232
2200
SH
DFND
1
2200
0
0
PINNACLE ENTMT INC
COM
723456109
127
3609
SH
DFND
1
3609
0
0
PIONEER NAT RES CO
COM
723787107
84
600
SH
DFND
1
600
0
0
PNC FINL SVCS GROUP INC
COM
693475105
275
3248
SH
DFND
1
3248
0
0
POLARIS INDS INC
COM
731068102
21
210
SH
DFND
1
210
0
0
POLYCOM INC
COM
73172K104
1762
158014
SH
DFND
1
158014
0
0
POPEYES LA KITCHEN INC
COM
732872106
29
550
SH
DFND
1
550
0
0
POTASH CORP SASK INC
COM
73755L107
6000
350958
SH
DFND
1
350958
0
0
POWERSHARES ETF TR II
FDM HG YLD RAFI
73936T557
27
1500
SH
DFND
1
1500
0
0
POWERSHARES ETF TR II
GBL CLEAN ENER
73936T615
10
900
SH
DFND
1
900
0
0
POWERSHARES ETF TRUST
DYN LSR & ENT
73935X757
148
4000
SH
DFND
1
4000
0
0
POWERSHARES ETF TRUST
DYN PHRMA PORT
73935X799
90
1500
SH
DFND
1
1500
0
0
POWERSHARES ETF TRUST
DYNM LRG CP GR
73935X609
46
1500
SH
DFND
1
1500
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
159
7250
SH
DFND
1
7250
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
100
4410
SH
DFND
1
4410
0
0
POWERSHARES INDIA ETF TR
INDIA PORT
73935L100
192
10020
SH
DFND
1
10020
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
8520
78013
SH
DFND
1
78013
0
0
PPG INDS INC
COM
693506107
557
5000
SH
DFND
1
5000
0
0
PPL CORP
COM
69351T106
155
4074
SH
DFND
1
4074
0
0
PRAXAIR INC
COM
74005P104
10234
89429
SH
DFND
1
89429
0
0
PRICE T ROWE GROUP INC
COM
74144T108
120
1624
SH
DFND
1
1624
0
0
PRICELINE GRP INC
COM NEW
741503403
35900
27845
SH
DFND
1
27845
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
4304
3570000
PRN
DFND
1
3570000
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
646
450000
PRN
DFND
1
450000
0
0
PRIMORIS SVCS CORP
COM
74164F103
24
1000
SH
DFND
1
1000
0
0
PROCTER & GAMBLE CO
CALL
742718909
3
1500
SH
Call
DFND
1
1500
0
0
PROCTER & GAMBLE CO
COM
742718109
30709
373066
SH
DFND
1
373066
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
190
10000
SH
DFND
1
10000
0
0
PROSHARES TR
PSHS ULTRA O&G
74347R719
5
150
SH
DFND
1
150
0
0
PROSHARES TR
PSHS ULTRA QQQ
74347R206
1033
14000
SH
DFND
1
14000
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
147
4000
SH
DFND
1
4000
0
0
PROSHARES TR
ULTRA FNCLS NEW
74347X633
708
11000
SH
DFND
1
11000
0
0
PROSHARES TR
ULTSHT REAL EST
74348A244
2
33
SH
DFND
1
33
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
1009
1120000
PRN
DFND
1
1120000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
455
480000
PRN
DFND
1
480000
0
0
PRUDENTIAL FINL INC
COM
744320102
403
5580
SH
DFND
1
5580
0
0
PRUDENTIAL PLC
ADR
74435K204
41
1100
SH
DFND
1
1100
0
0
PTC INC
COM
69370C100
161
4857
SH
DFND
1
4857
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
138
2933
SH
DFND
1
2933
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
3
100
SH
DFND
1
100
0
0
PVH CORP
COM
693656100
7300
73677
SH
DFND
1
73677
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
110
3788
SH
DFND
1
3788
0
0
QUALCOMM INC
COM
747525103
3552
69462
SH
DFND
1
69462
0
0
QUANTA SVCS INC
COM
74762E102
113
5000
SH
DFND
1
5000
0
0
QUIDEL CORP
COM
74838J101
17
1000
SH
DFND
1
1000
0
0
RACKSPACE HOSTING INC
COM
750086100
198
9165
SH
DFND
1
9165
0
0
RANDGOLD RES LTD
ADR
752344309
445
4900
SH
DFND
1
4900
0
0
RANGE RES CORP
COM
75281A109
5671
175099
SH
DFND
1
175099
0
0
RAPTOR PHARMACEUTICAL CORP
COM
75382F106
230
50000
SH
DFND
1
50000
0
0
RAYONIER INC
COM
754907103
25
1000
SH
DFND
1
1000
0
0
RAYTHEON CO
COM NEW
755111507
61
500
SH
DFND
1
500
0
0
RED HAT INC
COM
756577102
8896
119400
SH
DFND
1
119400
0
0
RED HAT INC
NOTE 0.250%10/0
756577AD4
2770
2230000
PRN
DFND
1
2230000
0
0
REGIONS FINL CORP NEW
COM
7591EP100
8
1000
SH
DFND
1
1000
0
0
REPROS THERAPEUTICS INC
COM NEW
76028H209
6
6000
SH
DFND
1
6000
0
0
REPUBLIC SVCS INC
COM
760759100
24
500
SH
DFND
1
500
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
2043
52372
SH
DFND
1
52372
0
0
REYNOLDS AMERICAN INC
COM
761713106
222
4415
SH
DFND
1
4415
0
0
RICE ENERGY INC
COM
762760106
54
3858
SH
DFND
1
3858
0
0
RICHMONT MINES INC
COM
76547T106
16
2750
SH
DFND
1
2750
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
14
500
SH
DFND
1
500
0
0
ROCKWELL AUTOMATION INC
COM
773903109
96
847
SH
DFND
1
847
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
64
1600
SH
DFND
1
1600
0
0
ROSS STORES INC
COM
778296103
26
441
SH
DFND
1
441
0
0
ROVI CORP
COM
779376102
181
8811
SH
DFND
1
8811
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2656
45915
SH
DFND
1
45915
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF T
780097713
50
1975
SH
DFND
1
1975
0
0
ROYAL BK SCOTLAND GROUP PLC
SPON ADR F
780097804
30
1180
SH
DFND
1
1180
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
150
3050
SH
DFND
1
3050
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
44130
910836
SH
DFND
1
910836
0
0
ROYAL GOLD INC
COM
780287108
1533
29894
SH
DFND
1
29894
0
0
RPM INTL INC
NOTE 2.250%12/1
749685AT0
873
765000
PRN
DFND
1
765000
0
0
RPX CORP
COM
74972G103
39
3500
SH
DFND
1
3500
0
0
RUCKUS WIRELESS INC
COM
781220108
2321
233548
SH
DFND
1
233548
0
0
RYDER SYS INC
COM
783549108
1524
23522
SH
DFND
1
23522
0
0
SALESFORCE COM INC
COM
79466L302
901
12180
SH
DFND
1
12180
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
2031
1640000
PRN
DFND
1
1640000
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
1429
905000
PRN
DFND
1
905000
0
0
SANOFI
RIGHT 12/31/2020
80105N113
114
1000084
SH
DFND
1
1000084
0
0
SANOFI
SPONSORED ADR
80105N105
803
20000
SH
DFND
1
20000
0
0
SAP SE
SPON ADR
803054204
184
2281
SH
DFND
1
2281
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
16
800
SH
DFND
1
800
0
0
SASOL LTD
SPONSORED ADR
803866300
15
500
SH
DFND
1
500
0
0
SCHEIN HENRY INC
COM
806407102
117
675
SH
DFND
1
675
0
0
SCHLUMBERGER LTD
COM
806857108
51601
699292
SH
DFND
1
699292
0
0
SEADRILL LIMITED
SHS
G7945E105
110
34000
SH
DFND
1
34000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
354
10300
SH
DFND
1
10300
0
0
SEARS CDA INC
COM
81234D109
8
2800
SH
DFND
1
2800
0
0
SEARS HLDGS CORP
COM
812350106
131
8570
SH
DFND
1
8570
0
0
SEARS HOMETOWN & OUTLET STOR
COM
812362101
28
4400
SH
DFND
1
4400
0
0
SEATTLE GENETICS INC
COM
812578102
53
1500
SH
DFND
1
1500
0
0
SEAWORLD ENTMT INC
COM
81282V100
145
6894
SH
DFND
1
6894
0
0
SECOND SIGHT MED PRODS INC
COM
81362J100
14
3000
SH
DFND
1
3000
0
0
SELECT SECTOR SPDR TR
PUT
81369Y950
1
2000
SH
Put
DFND
1
2000
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
213
2695
SH
DFND
1
2695
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
382
7199
SH
DFND
1
7199
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1260
18581
SH
DFND
1
18581
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
277
4455
SH
DFND
1
4455
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
3439
152825
SH
DFND
1
152825
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
73
1320
SH
DFND
1
1320
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
385
8675
SH
DFND
1
8675
0
0
SEMPRA ENERGY
COM
816851109
1965
18880
SH
DFND
1
18880
0
0
SERES THERAPEUTICS INC
COM
81750R102
37
1400
SH
DFND
1
1400
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
72
1450
SH
DFND
1
1450
0
0
SERVICE CORP INTL
COM
817565104
109
4400
SH
DFND
1
4400
0
0
SERVICENOW INC
COM
81762P102
428
7000
SH
DFND
1
7000
0
0
SERVICENOW INC
NOTE 11/0
81762PAB8
775
730000
PRN
DFND
1
730000
0
0
SHAKE SHACK INC
CL A
819047101
205
5500
SH
DFND
1
5500
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
58
3000
SH
DFND
1
3000
0
0
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
81
5800
SH
DFND
1
5800
0
0
SHIRE PLC
SPONSORED ADR
82481R106
188
1096
SH
DFND
1
1096
0
0
SHUTTERFLY INC
COM
82568P304
1835
39576
SH
DFND
1
39576
0
0
SIFY TECHNOLOGIES LIMITED
SPONSORED ADR
82655M107
0
35
SH
DFND
1
35
0
0
SILVER WHEATON CORP
COM
828336107
115
6900
SH
DFND
1
6900
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
16
76
SH
DFND
1
76
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
86
1100
SH
DFND
1
1100
0
0
SNAP ON INC
COM
833034101
118
750
SH
DFND
1
750
0
0
SODASTREAM INTERNATIONAL LTD
USD SHS
M9068E105
152
10800
SH
DFND
1
10800
0
0
SOLARCITY CORP
COM
83416T100
171
6940
SH
DFND
1
6940
0
0
SOLAZYME INC
COM
83415T101
893
440000
SH
DFND
1
440000
0
0
SONIC CORP
COM
835451105
28
800
SH
DFND
1
800
0
0
SONY CORP
ADR NEW
835699307
251
9750
SH
DFND
1
9750
0
0
SOTHEBYS
COM
835898107
327
12250
SH
DFND
1
12250
0
0
SOUTHWEST AIRLS CO
COM
844741108
37
817
SH
DFND
1
817
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
758
93980
SH
DFND
1
93980
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
685
3876
SH
DFND
1
3876
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1211
10279
SH
DFND
1
10279
0
0
SPDR INDEX SHS FDS
CONSM SPLS ETF
78463X723
25
595
SH
DFND
1
595
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
1483
44628
SH
DFND
1
44628
0
0
SPDR INDEX SHS FDS
INTL ENRGY ETF
78463X715
15
930
SH
DFND
1
930
0
0
SPDR INDEX SHS FDS
INTL FINL ETF
78463X699
26
1495
SH
DFND
1
1495
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
44
1432
SH
DFND
1
1432
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
14
200
SH
DFND
1
200
0
0
SPDR INDEX SHS FDS
S&P INTL CONS
78463X731
135
3700
SH
DFND
1
3700
0
0
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
56
1600
SH
DFND
1
1600
0
0
SPDR INDEX SHS FDS
STOXX EUR 50 ETF
78463X103
84
2800
SH
DFND
1
2800
0
0
SPDR S&P 500 ETF TR
PUT
78462F953
125
53100
SH
Put
DFND
1
53100
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12501
60812
SH
DFND
1
60812
0
0
SPDR SER TR
NUVN BR SHT MUNI
78468R739
928
19000
SH
DFND
1
19000
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
37
1080
SH
DFND
1
1080
0
0
SPDR SERIES TRUST
HLTH CR EQUIP
78464A581
72
1700
SH
DFND
1
1700
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
15
300
SH
DFND
1
300
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
44
1458
SH
DFND
1
1458
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
110
3255
SH
DFND
1
3255
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
24
800
SH
DFND
1
800
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
11
300
SH
DFND
1
300
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
67
1460
SH
DFND
1
1460
0
0
SPECTRA ENERGY CORP
COM
847560109
29
950
SH
DFND
1
950
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
182
180000
PRN
DFND
1
180000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
614
600000
PRN
DFND
1
600000
0
0
SPLUNK INC
COM
848637104
536
10950
SH
DFND
1
10950
0
0
SPROUTS FMRS MKT INC
COM
85208M102
6426
221350
SH
DFND
1
221350
0
0
ST JUDE MED INC
COM
790849103
660
12000
SH
DFND
1
12000
0
0
STARBUCKS CORP
COM
855244109
681
11400
SH
DFND
1
11400
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
531
530000
PRN
DFND
1
530000
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
817
810000
PRN
DFND
1
810000
0
0
STATE NATL COS INC
COM
85711T305
25
2000
SH
DFND
1
2000
0
0
STATOIL ASA
SPONSORED ADR
85771P102
280
18000
SH
DFND
1
18000
0
0
STEEL DYNAMICS INC
COM
858119100
2025
89974
SH
DFND
1
89974
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
282
60500
SH
DFND
1
60500
0
0
STERICYCLE INC
COM
858912108
2348
18660
SH
DFND
1
18660
0
0
STRATASYS LTD
SHS
M85548101
164
6330
SH
DFND
1
6330
0
0
SUN LIFE FINL INC
COM
866796105
152
4690
SH
DFND
1
4690
0
0
SUNCOR ENERGY INC NEW
COM
867224107
3474
124035
SH
DFND
1
124035
0
0
SUNEDISON INC
COM
86732Y109
71
131600
SH
DFND
1
131600
0
0
SUNTRUST BKS INC
COM
867914103
92
2550
SH
DFND
1
2550
0
0
SYMANTEC CORP
COM
871503108
56
3039
SH
DFND
1
3039
0
0
SYNCHRONY FINL
COM
87165B103
220
7702
SH
DFND
1
7702
0
0
SYSCO CORP
COM
871829107
94
2015
SH
DFND
1
2015
0
0
T MOBILE US INC
COM
872590104
88
2300
SH
DFND
1
2300
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
92
2000
SH
DFND
1
2000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
1362
52000
SH
DFND
1
52000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
5
132
SH
DFND
1
132
0
0
TARGET CORP
COM
87612E106
246
2988
SH
DFND
1
2988
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
14
100
SH
DFND
1
100
0
0
TASER INTL INC
COM
87651B104
2030
103407
SH
DFND
1
103407
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
233
8022
SH
DFND
1
8022
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
55
1748
SH
DFND
1
1748
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
6109
98688
SH
DFND
1
98688
0
0
TEEKAY CORPORATION
COM
Y8564W103
22300
2575000
SH
DFND
1
2575000
0
0
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
139
11000
SH
DFND
1
11000
0
0
TEEKAY OFFSHORE PARTNERS L P
PARTNERSHIP UN
Y8565J101
85
15000
SH
DFND
1
15000
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
65
5212
SH
DFND
1
5212
0
0
TELEFONICA S A
SPONSORED ADR
879382208
6
514
SH
DFND
1
514
0
0
TESLA MTRS INC
COM
88160R101
6515
28353
SH
DFND
1
28353
0
0
TESORO CORP
COM
881609101
568
6600
SH
DFND
1
6600
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
264
4937
SH
DFND
1
4937
0
0
TEXAS INSTRS INC
COM
882508104
8274
144100
SH
DFND
1
144100
0
0
THE ADT CORPORATION
COM
00101J106
793
19185
SH
DFND
1
19185
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1798
12702
SH
DFND
1
12702
0
0
THOR INDS INC
COM
885160101
322
5054
SH
DFND
1
5054
0
0
THRESHOLD PHARMACEUTICAL INC
COM NEW
885807206
6
13504
SH
DFND
1
13504
0
0
TIFFANY & CO NEW
COM
886547108
13601
185403
SH
DFND
1
185403
0
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
0
45
SH
DFND
1
45
0
0
TIME INC NEW
COM
887228104
0
10
SH
DFND
1
10
0
0
TIME WARNER CABLE INC
COM
88732J207
4
22
SH
DFND
1
22
0
0
TIME WARNER INC
COM NEW
887317303
2123
29251
SH
DFND
1
29251
0
0
TIMMINS GOLD CORP
COM
88741P103
416
1825000
SH
DFND
1
1825000
0
0
TJX COS INC NEW
COM
872540109
2398
30561
SH
DFND
1
30561
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
321
7400
SH
DFND
1
7400
0
0
TOTAL S A
SPONSORED ADR
89151E109
101
2230
SH
DFND
1
2230
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
97
912
SH
DFND
1
912
0
0
TRANSCANADA CORP
COM
89353D107
184
4651
SH
DFND
1
4651
0
0
TRANSENTERIX INC
COM NEW
89366M201
44
10000
SH
DFND
1
10000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
145
15262
SH
DFND
1
15262
0
0
TRAVELERS COMPANIES INC
COM
89417E109
3
28
SH
DFND
1
28
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
40
4050
SH
DFND
1
4050
0
0
TURQUOISE HILL RES LTD
COM
900435108
32
12445
SH
DFND
1
12445
0
0
TUTOR PERINI CORP
COM
901109108
8
500
SH
DFND
1
500
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
104
3735
SH
DFND
1
3735
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
1920
68101
SH
DFND
1
68101
0
0
TWITTER INC
COM
90184L102
394
23773
SH
DFND
1
23773
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
523
620000
PRN
DFND
1
620000
0
0
TYCO INTL PLC
SHS
G91442106
228
6228
SH
DFND
1
6228
0
0
UBS GROUP AG
SHS
H42097107
92694
5731233
SH
DFND
1
5731233
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
81
4200
SH
DFND
1
4200
0
0
UNDER ARMOUR INC
CL A
904311107
594
6999
SH
DFND
1
6999
0
0
UNILEVER N V
N Y SHS NEW
904784709
17442
390385
SH
DFND
1
390385
0
0
UNILEVER PLC
SPON ADR NEW
904767704
276
6100
SH
DFND
1
6100
0
0
UNION PAC CORP
COM
907818108
1056
13276
SH
DFND
1
13276
0
0
UNIQURE NV
SHS
N90064101
24
2000
SH
DFND
1
2000
0
0
UNITED NAT FOODS INC
COM
911163103
158
3927
SH
DFND
1
3927
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
296
2806
SH
DFND
1
2806
0
0
UNITED RENTALS INC
COM
911363109
187
3000
SH
DFND
1
3000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
27602
275792
SH
DFND
1
275792
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
18
139
SH
DFND
1
139
0
0
URBAN OUTFITTERS INC
COM
917047102
2893
87428
SH
DFND
1
87428
0
0
US BANCORP DEL
COM NEW
902973304
3323
81872
SH
DFND
1
81872
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
9
2000
SH
DFND
1
2000
0
0
V F CORP
COM
918204108
735
11328
SH
DFND
1
11328
0
0
VALE S A
ADR
91912E105
846
200958
SH
DFND
1
200958
0
0
VALE S A
ADR REPSTG PFD
91912E204
952
305000
SH
DFND
1
305000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
132
5000
SH
DFND
1
5000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
46
713
SH
DFND
1
713
0
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
63
590
SH
DFND
1
590
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
44
508
SH
DFND
1
508
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
1159
14000
SH
DFND
1
14000
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
873
16000
SH
DFND
1
16000
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
93
915
SH
DFND
1
915
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
6700
63922
SH
DFND
1
63922
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
53
1540
SH
DFND
1
1540
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
3612
74400
SH
DFND
1
74400
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
254
4410
SH
DFND
1
4410
0
0
VANGUARD SCOTTSDALE FDS
LONG-TERM GOV
92206C847
9672
120283
SH
DFND
1
120283
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1153
14418
SH
DFND
1
14418
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
3953
88000
SH
DFND
1
88000
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1783
25830
SH
DFND
1
25830
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
476
3860
SH
DFND
1
3860
0
0
VASCO DATA SEC INTL INC
COM
92230Y104
62
4000
SH
DFND
1
4000
0
0
VEEVA SYS INC
CL A COM
922475108
160
6377
SH
DFND
1
6377
0
0
VENTAS INC
COM
92276F100
504
8000
SH
DFND
1
8000
0
0
VERISIGN INC
COM
92343E102
177
2000
SH
DFND
1
2000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
13809
255447
SH
DFND
1
255447
0
0
VIACOM INC NEW
CL B
92553P201
221
5357
SH
DFND
1
5357
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
11
830
SH
DFND
1
830
0
0
VISA INC
COM CL A
92826C839
94816
1239676
SH
DFND
1
1239676
0
0
VMWARE INC
CL A COM
928563402
295
5650
SH
DFND
1
5650
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
155
4825
SH
DFND
1
4825
0
0
VOYA FINL INC
COM
929089100
153
5141
SH
DFND
1
5141
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
11584
137516
SH
DFND
1
137516
0
0
WAL-MART STORES INC
COM
931142103
3010
43936
SH
DFND
1
43936
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
93
12000
SH
DFND
1
12000
0
0
WEBMD HEALTH CORP
COM
94770V102
12972
207092
SH
DFND
1
207092
0
0
WELLS FARGO & CO NEW
COM
949746101
1893
39158
SH
DFND
1
39158
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
134
111
SH
DFND
1
111
0
0
WELLTOWER INC
COM
95040Q104
16
232
SH
DFND
1
232
0
0
WENDYS CO
COM
95058W100
144
13192
SH
DFND
1
13192
0
0
WESTERN DIGITAL CORP
COM
958102105
13
281
SH
DFND
1
281
0
0
WESTROCK CO
COM
96145D105
52
1339
SH
DFND
1
1339
0
0
WEYERHAEUSER CO
COM
962166104
122
3929
SH
DFND
1
3929
0
0
WHIRLPOOL CORP
COM
963320106
27
148
SH
DFND
1
148
0
0
WHITEWAVE FOODS CO
COM
966244105
28
700
SH
DFND
1
700
0
0
WHITING PETE CORP NEW
COM
966387102
24
3000
SH
DFND
1
3000
0
0
WHOLE FOODS MKT INC
COM
966837106
211
6760
SH
DFND
1
6760
0
0
WILLIAMS COS INC DEL
COM
969457100
25
1550
SH
DFND
1
1550
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
342
9300
SH
DFND
1
9300
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
653
12573
SH
DFND
1
12573
0
0
WISDOMTREE TR
EUROPE SMCP DV
97717W869
3705
65000
SH
DFND
1
65000
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
1798
41124
SH
DFND
1
41124
0
0
WISDOMTREE TR
JP SMALLCP DIV
97717W836
11
200
SH
DFND
1
200
0
0
WORKDAY INC
CL A
98138H101
77
1000
SH
DFND
1
1000
0
0
WPP PLC NEW
ADR
92937A102
8
71
SH
DFND
1
71
0
0
WYNN RESORTS LTD
COM
983134107
747
8000
SH
DFND
1
8000
0
0
XEROX CORP
COM
984121103
11
1000
SH
DFND
1
1000
0
0
XILINX INC
COM
983919101
119
2510
SH
DFND
1
2510
0
0
XL GROUP PLC
SHS
G98290102
44
1200
SH
DFND
1
1200
0
0
YAHOO INC
COM
984332106
314
8540
SH
DFND
1
8540
0
0
YAHOO INC
NOTE 12/0
984332AF3
1779
1800000
PRN
DFND
1
1800000
0
0
YAMANA GOLD INC
COM
98462Y100
1736
570000
SH
DFND
1
570000
0
0
YANDEX N V
SHS CLASS A
N97284108
23
1500
SH
DFND
1
1500
0
0
YELP INC
CL A
985817105
126
6300
SH
DFND
1
6300
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
3461
193500
SH
DFND
1
193500
0
0
YUM BRANDS INC
COM
988498101
759
9280
SH
DFND
1
9280
0
0
ZENDESK INC
COM
98936J101
1524
72814
SH
DFND
1
72814
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
69
650
SH
DFND
1
650
0
0
ZIX CORP
COM
98974P100
8
2000
SH
DFND
1
2000
0
0
ZOETIS INC
CL A
98978V103
363
8190
SH
DFND
1
8190
0
0
ABBOTT LABS
COM
002824100
5020
120000
SH
DFND
2
120000
0
0
ABBVIE INC
COM
00287Y109
10053
175986
SH
DFND
2
175986
0
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W107
14
7000
SH
DFND
2
7000
0
0
ADOBE SYS INC
COM
00724F101
4690
50000
SH
DFND
2
50000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4799
60720
SH
DFND
2
60720
0
0
ALPHABET INC
CAP STK CL A
02079K305
10388
13617
SH
DFND
2
13617
0
0
ALPHABET INC
CAP STK CL C
02079K107
74
100
SH
DFND
2
100
0
0
ALTRIA GROUP INC
COM
02209S103
188
3000
SH
DFND
2
3000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
162
3000
SH
DFND
2
3000
0
0
AMETEK INC NEW
COM
031100100
6940
138878
SH
DFND
2
138878
0
0
AMGEN INC
COM
031162100
5997
40000
SH
DFND
2
40000
0
0
APPLE INC
COM
037833100
7243
66448
SH
DFND
2
66448
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
54
7260
SH
DFND
2
7260
0
0
BANK AMER CORP
COM
060505104
271
20025
SH
DFND
2
20025
0
0
BANK NEW YORK MELLON CORP
COM
064058100
5002
135800
SH
DFND
2
135800
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
7
400
SH
DFND
2
400
0
0
CATERPILLAR INC DEL
COM
149123101
46
600
SH
DFND
2
600
0
0
CHEVRON CORP NEW
COM
166764100
3148
33000
SH
DFND
2
33000
0
0
CISCO SYS INC
COM
17275R102
8286
291035
SH
DFND
2
291035
0
0
COCA COLA CO
COM
191216100
22451
483966
SH
DFND
2
483966
0
0
COLGATE PALMOLIVE CO
COM
194162103
1554
22000
SH
DFND
2
22000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
6728
152000
SH
DFND
2
152000
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
5627
75000
SH
DFND
2
75000
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
97
3900
SH
DFND
2
3900
0
0
DISNEY WALT CO
COM DISNEY
254687106
5860
59000
SH
DFND
2
59000
0
0
DOW CHEM CO
COM
260543103
4476
88000
SH
DFND
2
88000
0
0
E M C CORP MASS
COM
268648102
5330
200000
SH
DFND
2
200000
0
0
EOG RES INC
COM
26875P101
4355
60000
SH
DFND
2
60000
0
0
EXXON MOBIL CORP
COM
30231G102
6704
80200
SH
DFND
2
80200
0
0
FACEBOOK INC
CL A
30303M102
7188
63000
SH
DFND
2
63000
0
0
FERRARI N V
COM
N3167Y103
57
1360
SH
DFND
2
1360
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1448
140000
SH
DFND
2
140000
0
0
GENERAL ELECTRIC CO
COM
369604103
6626
208436
SH
DFND
2
208436
0
0
GENERAL MTRS CO
COM
37045V100
195
6200
SH
DFND
2
6200
0
0
GILEAD SCIENCES INC
COM
375558103
5515
60050
SH
DFND
2
60050
0
0
HALLIBURTON CO
COM
406216101
193
5400
SH
DFND
2
5400
0
0
HOME DEPOT INC
COM
437076102
10274
77000
SH
DFND
2
77000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
4405
43000
SH
DFND
2
43000
0
0
INGERSOLL-RAND PLC
SHS
G47791101
6015
97000
SH
DFND
2
97000
0
0
INTEL CORP
COM
458140100
4972
153701
SH
DFND
2
153701
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
76
500
SH
DFND
2
500
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
6735
59200
SH
DFND
2
59200
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
5
200
SH
DFND
2
200
0
0
ISHARES
MSCI WORLD ETF
464286392
485
7000
SH
DFND
2
7000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
27
800
SH
DFND
2
800
0
0
ISHARES TR
GLB CNS DISC ETF
464288745
38
426
SH
DFND
2
426
0
0
ISHARES TR
GLOB INDSTRL ETF
464288729
36
498
SH
DFND
2
498
0
0
JOHNSON & JOHNSON
COM
478160104
3927
36300
SH
DFND
2
36300
0
0
JPMORGAN CHASE & CO
COM
46625H100
6560
110738
SH
DFND
2
110738
0
0
KRAFT HEINZ CO
COM
500754106
4007
51000
SH
DFND
2
51000
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
78
3920
SH
DFND
2
3920
0
0
MCDONALDS CORP
COM
580135101
5027
40000
SH
DFND
2
40000
0
0
MCGRAW HILL FINL INC
COM
580645109
7028
71000
SH
DFND
2
71000
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
5098
60000
SH
DFND
2
60000
0
0
MEDTRONIC PLC
SHS
G5960L103
5250
70000
SH
DFND
2
70000
0
0
MERCK & CO INC NEW
COM
58933Y105
4561
86200
SH
DFND
2
86200
0
0
METLIFE INC
COM
59156R108
6501
147950
SH
DFND
2
147950
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
57
1000
SH
DFND
2
1000
0
0
MICROSOFT CORP
COM
594918104
4584
83000
SH
DFND
2
83000
0
0
MONDELEZ INTL INC
CL A
609207105
10401
259269
SH
DFND
2
259269
0
0
MONSANTO CO NEW
COM
61166W101
3184
36287
SH
DFND
2
36287
0
0
NEWMONT MINING CORP
COM
651639106
1994
75000
SH
DFND
2
75000
0
0
NIKE INC
CL B
654106103
117
1900
SH
DFND
2
1900
0
0
NOBLE ENERGY INC
COM
655044105
154
4914
SH
DFND
2
4914
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
79
13500
SH
DFND
2
13500
0
0
PFIZER INC
COM
717081103
3260
110000
SH
DFND
2
110000
0
0
PHILIP MORRIS INTL INC
COM
718172109
88
900
SH
DFND
2
900
0
0
PRAXAIR INC
COM
74005P104
4578
40000
SH
DFND
2
40000
0
0
PRICELINE GRP INC
COM NEW
741503403
6837
5305
SH
DFND
2
5305
0
0
PROCTER & GAMBLE CO
COM
742718109
83
1000
SH
DFND
2
1000
0
0
RANGE RES CORP
COM
75281A109
2105
65000
SH
DFND
2
65000
0
0
RED HAT INC
COM
756577102
5588
75000
SH
DFND
2
75000
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
232
5940
SH
DFND
2
5940
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
16
800
SH
DFND
2
800
0
0
SCHLUMBERGER LTD
COM
806857108
7630
103460
SH
DFND
2
103460
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
74
2170
SH
DFND
2
2170
0
0
SYNCHRONY FINL
COM
87165B103
47
1642
SH
DFND
2
1642
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
105
1700
SH
DFND
2
1700
0
0
TWITTER INC
COM
90184L102
36
2200
SH
DFND
2
2200
0
0
UBS GROUP AG
SHS
H42097107
2081
128618
SH
DFND
2
128618
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
8398
83900
SH
DFND
2
83900
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1657
30650
SH
DFND
2
30650
0
0
VISA INC
COM CL A
92826C839
8710
113900
SH
DFND
2
113900
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
6318
75000
SH
DFND
2
75000
0
0
YAHOO INC
COM
984332106
74
2000
SH
DFND
2
2000
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
358
20000
SH
DFND
2
20000
0
0