0001420506-16-000855.txt : 20160226
0001420506-16-000855.hdr.sgml : 20160226
20160226070633
ACCESSION NUMBER: 0001420506-16-000855
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160226
DATE AS OF CHANGE: 20160226
EFFECTIVENESS DATE: 20160226
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compagnie Odier SCA
CENTRAL INDEX KEY: 0001615423
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16235
FILM NUMBER: 161457925
BUSINESS ADDRESS:
STREET 1: RUE DE LA CORRATERIE 18
CITY: 1204 GENEVA
STATE: V8
ZIP: CH1204
BUSINESS PHONE: 44 22 709 2111
MAIL ADDRESS:
STREET 1: RUE DE LA CORRATERIE 18
CITY: 1204 GENEVA
STATE: V8
ZIP: CH1204
FORMER COMPANY:
FORMER CONFORMED NAME: Compagnie Lombard, Odier SCA
DATE OF NAME CHANGE: 20140731
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
true
0001615423
XXXXXXXX
12-31-2015
12-31-2015
true
1
RESTATEMENT
false
Compagnie Odier SCA
RUE DE LA CORRATERIE 18
1204 GENEVA
V8
CH1204
13F COMBINATION REPORT
028-16235
0001535784
028-16246
Lombard Odier Asset Management (Europe) Ltd
0001535660
028-16247
Lombard Odier Asset Management (Switzerland) SA
0001491719
028-13939
Lombard Odier Asset Management (USA) Corp
N
Dominic Stearns
Executive Vice President
44 22 709 2111
Dominic Stearns, Executive Vice President
1204 GENEVA
V8
02-26-2016
2
1190
3180883
false
1
0001106185
028-16234
Bank Lombard Odier & Co Ltd
2
0001615424
028-16236
Lombard Odier & Cie (Bahamas) Ltd
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR COMPAGNIE ODIER SCA
3-D SYS CORP DEL
COM NEW
88554D205
3
350
SH
DFND
350
0
0
3M CO
COM
88579Y101
90
600
SH
DFND
600
0
0
ABBOTT LABS
COM
002824100
56
1236
SH
DFND
1236
0
0
ABBVIE INC
COM
00287Y109
16241
274195
SH
DFND
274195
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
291
27000
SH
DFND
27000
0
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W107
16
5000
SH
DFND
5000
0
0
ADAPTIMMUNE THERAPEUTICS PLC
SPONDS ADR
00653A107
91
7560
SH
DFND
7560
0
0
AFLAC INC
COM
001055102
150
2498
SH
DFND
2498
0
0
AGNICO EAGLE MINES LTD
COM
008474108
5
180
SH
DFND
180
0
0
AIR PRODS & CHEMS INC
COM
009158106
35
270
SH
DFND
270
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4439
54618
SH
DFND
54618
0
0
ALPHABET INC
CAP STK CL A
02079K305
23447
30127
SH
DFND
30127
0
0
ALPHABET INC
CAP STK CL C
02079K107
4279
5638
SH
DFND
5638
0
0
ALTRIA GROUP INC
COM
02209S103
260
4485
SH
DFND
4485
0
0
AMAZON COM INC
COM
023135106
108
160
SH
DFND
160
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
6
SH
DFND
6
0
0
AMERIPRISE FINL INC
COM
03076C106
53
500
SH
DFND
500
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
280
2700
SH
DFND
2700
0
0
AMETEK INC NEW
COM
031100100
578
10784
SH
DFND
10784
0
0
AMGEN INC
COM
031162100
5578
34356
SH
DFND
34356
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
56
450
SH
DFND
450
0
0
APPLE INC
COM
037833100
2502
23786
SH
DFND
23786
0
0
APPLIED MATLS INC
COM
038222105
69
3700
SH
DFND
3700
0
0
AT&T INC
COM
00206R102
119
3461
SH
DFND
3461
0
0
AUTOLIV INC
COM
052800109
37
300
SH
DFND
300
0
0
BAIDU INC
SPON ADR REP A
056752108
794
4200
SH
DFND
4200
0
0
BANK N S HALIFAX
COM
064149107
18
451
SH
DFND
451
0
0
BANK NEW YORK MELLON CORP
COM
064058100
478
11583
SH
DFND
11583
0
0
BARD C R INC
COM
067383109
159
840
SH
DFND
840
0
0
BARRICK GOLD CORP
COM
067901108
401
54400
SH
DFND
54400
0
0
BB&T CORP
COM
054937107
1340
35409
SH
DFND
35409
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
388
2937
SH
DFND
2937
0
0
BIOGEN INC
COM
09062X103
271
885
SH
DFND
885
0
0
BLACKROCK INC
COM
09247X101
33
98
SH
DFND
98
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
11878
378000
SH
DFND
378000
0
0
CADIZ INC
COM NEW
127537207
23
4345
SH
DFND
4345
0
0
CAE INC
COM
124765108
12
1075
SH
DFND
1075
0
0
CALIFORNIA RES CORP
COM
13057Q107
1
440
SH
DFND
440
0
0
CANADIAN NATL RY CO
COM
136375102
267
4800
SH
DFND
4800
0
0
CARNIVAL CORP
PAIRED CTF
143658300
182
3350
SH
DFND
3350
0
0
CATERPILLAR INC DEL
COM
149123101
236
3470
SH
DFND
3470
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
165
2520
SH
DFND
2520
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
534
95784
SH
DFND
95784
0
0
CEMPRA INC
COM
15130J109
9
290
SH
DFND
290
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
255
56600
SH
DFND
56600
0
0
CHEVRON CORP NEW
COM
166764100
1754
19500
SH
DFND
19500
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
91
190
SH
DFND
190
0
0
CINCINNATI FINL CORP
COM
172062101
53
900
SH
DFND
900
0
0
CISCO SYS INC
COM
17275R102
174
6422
SH
DFND
6422
0
0
CITIGROUP INC
COM NEW
172967424
110
2120
SH
DFND
2120
0
0
COCA COLA CO
COM
191216100
3112
72460
SH
DFND
72460
0
0
COLGATE PALMOLIVE CO
COM
194162103
202
3040
SH
DFND
3040
0
0
CONOCOPHILLIPS
COM
20825C104
37
800
SH
DFND
800
0
0
CONSOLIDATED EDISON INC
COM
209115104
109
1700
SH
DFND
1700
0
0
CRITEO S A
SPONS ADS
226718104
94
2380
SH
DFND
2380
0
0
CSX CORP
COM
126408103
119
4600
SH
DFND
4600
0
0
CUMMINS INC
COM
231021106
39
440
SH
DFND
440
0
0
CVS HEALTH CORP
COM
126650100
324
3316
SH
DFND
3316
0
0
DANAHER CORP DEL
COM
235851102
73
788
SH
DFND
788
0
0
DBX ETF TR
XTRAK MSCI JAPN
233051507
181
4751
SH
DFND
4751
0
0
DEERE & CO
COM
244199105
3014
39527
SH
DFND
39527
0
0
DISCOVER FINL SVCS
COM
254709108
349
6500
SH
DFND
6500
0
0
DISNEY WALT CO
COM DISNEY
254687106
9632
91640
SH
DFND
91640
0
0
DOVER CORP
COM
260003108
50
820
SH
DFND
820
0
0
E M C CORP MASS
COM
268648102
1522
59241
SH
DFND
59241
0
0
EARTHLINK HLDGS CORP
COM
27033X101
24
3215
SH
DFND
3215
0
0
EBAY INC
COM
278642103
437
15915
SH
DFND
15915
0
0
ECOLAB INC
COM
278865100
92
807
SH
DFND
807
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
237
3000
SH
DFND
3000
0
0
ELECTRONIC ARTS INC
COM
285512109
168
2450
SH
DFND
2450
0
0
EMERSON ELEC CO
COM
291011104
109
2283
SH
DFND
2283
0
0
ENBRIDGE INC
COM
29250N105
20
600
SH
DFND
600
0
0
EXELIXIS INC
COM
30161Q104
29
5100
SH
DFND
5100
0
0
EXXON MOBIL CORP
COM
30231G102
3860
49518
SH
DFND
49518
0
0
FACEBOOK INC
CL A
30303M102
5836
55757
SH
DFND
55757
0
0
FIRST SOLAR INC
COM
336433107
33
500
SH
DFND
500
0
0
FLUOR CORP NEW
COM
343412102
45
949
SH
DFND
949
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
49
3500
SH
DFND
3500
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
255
37577
SH
DFND
37577
0
0
GENERAL ELECTRIC CO
COM
369604103
5295
170041
SH
DFND
170041
0
0
GENERAL MTRS CO
COM
37045V100
114
3350
SH
DFND
3350
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
16
560
SH
DFND
560
0
0
GILEAD SCIENCES INC
COM
375558103
6075
60056
SH
DFND
60056
0
0
GOLDCORP INC NEW
COM
380956409
1031
89600
SH
DFND
89600
0
0
GOLDEN MINERALS CO
COM
381119106
2
10000
SH
DFND
10000
0
0
GROUPE CGI INC
CL A SUB VTG
39945C109
22
542
SH
DFND
542
0
0
HALLIBURTON CO
COM
406216101
1049
30779
SH
DFND
30779
0
0
HARRIS CORP DEL
COM
413875105
441
5075
SH
DFND
5075
0
0
HCP INC
COM
40414L109
30
774
SH
DFND
774
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
26
1229
SH
DFND
1229
0
0
HOME DEPOT INC
COM
437076102
2839
21468
SH
DFND
21468
0
0
HONEYWELL INTL INC
COM
438516106
14
140
SH
DFND
140
0
0
ILLINOIS TOOL WKS INC
COM
452308109
54
580
SH
DFND
580
0
0
IMMUNOGEN INC
COM
45253H101
14
1050
SH
DFND
1050
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
6
900
SH
DFND
900
0
0
INTEL CORP
COM
458140100
2390
69403
SH
DFND
69403
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
202
1469
SH
DFND
1469
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
792
6617
SH
DFND
6617
0
0
INVENSENSE INC
COM
46123D205
15
1470
SH
DFND
1470
0
0
ISHARES
INDIA 50 ETF
464289529
943
34666
SH
DFND
34666
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
38
1880
SH
DFND
1880
0
0
ISHARES
MSCI CDA ETF
464286509
241
11200
SH
DFND
11200
0
0
ISHARES
MSCI STH AFR ETF
464286780
17
3000
SH
Put
DFND
3000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
114
3240
SH
DFND
3240
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
53
380
SH
DFND
380
0
0
ISHARES TR
INTERM CR BD ETF
464288638
80
750
SH
DFND
750
0
0
ISHARES TR
MSCI AC ASIA ETF
464288182
37
700
SH
DFND
700
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
99
3600
SH
DFND
3600
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
482
4296
SH
DFND
4296
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
341
2120
SH
DFND
2120
0
0
ISHARES TR
U.S. CNSM GD ETF
464287812
83
770
SH
DFND
770
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
248
7330
SH
DFND
7330
0
0
JOHNSON & JOHNSON
COM
478160104
377
3671
SH
DFND
3671
0
0
JPMORGAN CHASE & CO
COM
46625H100
7583
114870
SH
DFND
114870
0
0
KIMBERLY CLARK CORP
COM
494368103
153
1200
SH
DFND
1200
0
0
KINDER MORGAN INC DEL
COM
49456B101
19
1300
SH
DFND
1300
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
18
10000
SH
DFND
10000
0
0
KRAFT HEINZ CO
COM
500754106
928
12750
SH
DFND
12750
0
0
KROGER CO
COM
501044101
201
4800
SH
DFND
4800
0
0
LAUDER ESTEE COS INC
CL A
518439104
31
355
SH
DFND
355
0
0
LOCKHEED MARTIN CORP
COM
539830109
130
600
SH
DFND
600
0
0
LOWES COS INC
COM
548661107
107
1414
SH
DFND
1414
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
46
1000
SH
DFND
1000
0
0
MASCO CORP
COM
574599106
42
1500
SH
DFND
1500
0
0
MCDONALDS CORP
COM
580135101
4369
36984
SH
DFND
36984
0
0
MCGRAW HILL FINL INC
COM
580645109
2960
30044
SH
DFND
30044
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
302
3829
SH
DFND
3829
0
0
MERCK & CO INC NEW
COM
58933Y105
6806
128870
SH
DFND
128870
0
0
METLIFE INC
COM
59156R108
4308
89415
SH
DFND
89415
0
0
MICROSOFT CORP
COM
594918104
2590
46690
SH
DFND
46690
0
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
311
50250
SH
DFND
50250
0
0
MONDELEZ INTL INC
CL A
609207105
14282
318465
SH
DFND
318465
0
0
MONSANTO CO NEW
COM
61166W101
84
858
SH
DFND
858
0
0
MOOG INC
CL A
615394202
13
215
SH
DFND
215
0
0
NETFLIX INC
COM
64110L106
69
600
SH
DFND
600
0
0
NEWMONT MINING CORP
COM
651639106
180
10000
SH
DFND
10000
0
0
NIKE INC
CL B
654106103
67
1078
SH
DFND
1078
0
0
NOBLE ENERGY INC
COM
655044105
903
27450
SH
DFND
27450
0
0
NORFOLK SOUTHERN CORP
COM
655844108
121
1430
SH
DFND
1430
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
39
580
SH
DFND
580
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
123
3520
SH
DFND
3520
0
0
ONCOGENEX PHARMACEUTICALS IN
COM
68230A106
3
2200
SH
DFND
2200
0
0
ORACLE CORP
COM
68389X105
431
11800
SH
DFND
11800
0
0
PAYPAL HLDGS INC
COM
70450Y103
563
15561
SH
DFND
15561
0
0
PEPSICO INC
COM
713448108
76
766
SH
DFND
766
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
306
70910
SH
DFND
70910
0
0
PFIZER INC
COM
717081103
253
7883
SH
DFND
7883
0
0
PHILIP MORRIS INTL INC
COM
718172109
2080
23648
SH
DFND
23648
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
933
8343
SH
DFND
8343
0
0
PRICELINE GRP INC
COM NEW
741503403
2498
1962
SH
DFND
1962
0
0
PROCTER & GAMBLE CO
COM
742718109
404
5078
SH
DFND
5078
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
11
250
SH
DFND
250
0
0
PVH CORP
COM
693656100
2116
28753
SH
DFND
28753
0
0
QUALCOMM INC
COM
747525103
297
5919
SH
DFND
5919
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
527
7415
SH
DFND
7415
0
0
RANGE RES CORP
COM
75281A109
415
16783
SH
DFND
16783
0
0
RAYTHEON CO
COM NEW
755111507
224
1800
SH
DFND
1800
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
4
101
SH
DFND
101
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
22
630
SH
DFND
630
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
16
293
SH
DFND
293
0
0
SCHLUMBERGER LTD
COM
806857108
5674
81350
SH
DFND
81350
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
328
4200
SH
DFND
4200
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
101
1900
SH
DFND
1900
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
31
734
SH
DFND
734
0
0
SERVICE CORP INTL
COM
817565104
28
1064
SH
DFND
1064
0
0
SOLARCITY CORP
COM
83416T100
30
580
SH
DFND
580
0
0
SOUTHWEST AIRLS CO
COM
844741108
19
450
SH
DFND
450
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
320
1840
SH
DFND
1840
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1475
7226
SH
DFND
7226
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
14
54
SH
DFND
54
0
0
SPLUNK INC
COM
848637104
29
500
SH
DFND
500
0
0
SPROUTS FMRS MKT INC
COM
85208M102
3067
115276
SH
DFND
115276
0
0
STARBUCKS CORP
COM
855244109
132
2200
SH
DFND
2200
0
0
SUNCOR ENERGY INC NEW
COM
867224107
21
800
SH
DFND
800
0
0
SYNCHRONY FINL
COM
87165B103
70
2303
SH
DFND
2303
0
0
TESLA MTRS INC
COM
88160R101
65
270
SH
DFND
270
0
0
TETRAPHASE PHARMACEUTICALS I
COM
88165N105
10
1000
SH
DFND
1000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
66
1000
SH
DFND
1000
0
0
THE ADT CORPORATION
COM
00101J106
848
25770
SH
DFND
25770
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
33
236
SH
DFND
236
0
0
THOMSON REUTERS CORP
COM
884903105
12
320
SH
DFND
320
0
0
TIFFANY & CO NEW
COM
886547108
2836
37179
SH
DFND
37179
0
0
TIME WARNER INC
COM NEW
887317303
39
600
SH
DFND
600
0
0
TRAVELERS COMPANIES INC
COM
89417E109
361
3200
SH
DFND
3200
0
0
TWITTER INC
COM
90184L102
482
20757
SH
DFND
20757
0
0
UNDER ARMOUR INC
CL A
904311107
169
2100
SH
DFND
2100
0
0
UNION PAC CORP
COM
907818108
146
1870
SH
DFND
1870
0
0
UNITED RENTALS INC
COM
911363109
152
2100
SH
DFND
2100
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
4407
45898
SH
DFND
45898
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
29
248
SH
DFND
248
0
0
VAIL RESORTS INC
COM
91879Q109
35
277
SH
DFND
277
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
311
4400
SH
DFND
4400
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
24
291
SH
DFND
291
0
0
VCA INC
COM
918194101
29
536
SH
DFND
536
0
0
VENTAS INC
COM
92276F100
29
518
SH
DFND
518
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
4499
97387
SH
DFND
97387
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
248
75500
SH
DFND
75500
0
0
VISA INC
COM CL A
92826C839
11345
146280
SH
DFND
146280
0
0
WAL-MART STORES INC
COM
931142103
644
10470
SH
DFND
10470
0
0
WEBMD HEALTH CORP
COM
94770V102
748
15500
SH
DFND
15500
0
0
WELLS FARGO & CO NEW
COM
949746101
52
948
SH
DFND
948
0
0
WELLTOWER INC
COM
95040Q104
141
2068
SH
DFND
2068
0
0
WESTERN UN CO
COM
959802109
68
3800
SH
DFND
3800
0
0
WILLIAMS COS INC DEL
COM
969457100
28
1100
SH
DFND
1100
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
46
860
SH
DFND
860
0
0
YUM BRANDS INC
COM
988498101
26
350
SH
DFND
350
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
3
33
SH
DFND
33
0
0
3-D SYS CORP DEL
CALL
88554D905
0
1500
SH
Call
DFND
1
1500
0
0
3-D SYS CORP DEL
COM NEW
88554D205
226
26062
SH
DFND
1
26062
0
0
3M CO
COM
88579Y101
6530
43350
SH
DFND
1
43350
0
0
ABB LTD
SPONSORED ADR
000375204
103
5810
SH
DFND
1
5810
0
0
ABBOTT LABS
COM
002824100
7559
168307
SH
DFND
1
168307
0
0
ABBVIE INC
COM
00287Y109
173544
2929273
SH
DFND
1
2929273
0
0
ABERCROMBIE & FITCH CO
CL A
002896207
281
10400
SH
DFND
1
10400
0
0
ABERDEEN JAPAN EQUITY FD INC
COM
00306J109
13
1700
SH
DFND
1
1700
0
0
ABIOMED INC
COM
003654100
7
80
SH
DFND
1
80
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
575
53200
SH
DFND
1
53200
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
12
300
SH
DFND
1
300
0
0
ADOBE SYS INC
COM
00724F101
10086
107365
SH
DFND
1
107365
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1
500
SH
DFND
1
500
0
0
AEROVIRONMENT INC
COM
008073108
12
410
SH
DFND
1
410
0
0
AETNA INC NEW
COM
00817Y108
119
1100
SH
DFND
1
1100
0
0
AFLAC INC
COM
001055102
175
2918
SH
DFND
1
2918
0
0
AGENUS INC
COM NEW
00847G705
9
2000
SH
DFND
1
2000
0
0
AIR PRODS & CHEMS INC
COM
009158106
662
5095
SH
DFND
1
5095
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1126
21388
SH
DFND
1
21388
0
0
AKAMAI TECHNOLOGIES INC
DBCV 2/1
00971TAG6
1800
1875000
PRN
DFND
1
1875000
0
0
AKORN INC
COM
009728106
373
10000
SH
DFND
1
10000
0
0
ALASKA AIR GROUP INC
COM
011659109
4348
54000
SH
DFND
1
54000
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
8
2068
SH
DFND
1
2068
0
0
ALCOA INC
COM
013817101
857
86900
SH
DFND
1
86900
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
1392
7290
SH
DFND
1
7290
0
0
ALEXZA PHARMACEUTICALS INC
COM NEW
015384209
148
211110
SH
DFND
1
211110
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
12750
156894
SH
DFND
1
156894
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
281
25000
SH
DFND
1
25000
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
277
1000
SH
DFND
1
1000
0
0
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
2675
112164
SH
DFND
1
112164
0
0
ALPHABET INC
CAP STK CL A
02079K305
167176
214867
SH
DFND
1
214867
0
0
ALPHABET INC
CAP STK CL C
02079K107
36091
47549
SH
DFND
1
47549
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
1417
117650
SH
DFND
1
117650
0
0
ALTRIA GROUP INC
COM
02209S103
4715
81031
SH
DFND
1
81031
0
0
AMAYA INC
COM
02314M108
53
4210
SH
DFND
1
4210
0
0
AMAZON COM INC
COM
023135106
7440
11005
SH
DFND
1
11005
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
12
887
SH
DFND
1
887
0
0
AMBEV SA
SPONSORED ADR
02319V103
348
77950
SH
DFND
1
77950
0
0
AMEC FOSTER WHEELER PLC
SPONSORED ADR
00167X205
6
1008
SH
DFND
1
1008
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
31
2238
SH
DFND
1
2238
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
47
1113
SH
DFND
1
1113
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
26
1500
SH
DFND
1
1500
0
0
AMERICAN DG ENERGY INC
COM
025398108
70
209577
SH
DFND
1
209577
0
0
AMERICAN ELEC PWR INC
COM
025537101
17
285
SH
DFND
1
285
0
0
AMERICAN EXPRESS CO
CALL
025816909
1
1000
SH
Call
DFND
1
1000
0
0
AMERICAN EXPRESS CO
COM
025816109
587
8435
SH
DFND
1
8435
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
8
360
SH
DFND
1
360
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
252
4060
SH
DFND
1
4060
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
498
5133
SH
DFND
1
5133
0
0
AMERIPRISE FINL INC
COM
03076C106
3
30
SH
DFND
1
30
0
0
AMETEK INC NEW
COM
031100100
28265
527471
SH
DFND
1
527471
0
0
AMGEN INC
CALL
031162900
275
12700
SH
Call
DFND
1
12700
0
0
AMGEN INC
COM
031162100
77976
480406
SH
DFND
1
480406
0
0
ANADARKO PETE CORP
COM
032511107
2087
42958
SH
DFND
1
42958
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
9
1300
SH
DFND
1
1300
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
438
3500
SH
DFND
1
3500
0
0
ANNALY CAP MGMT INC
COM
035710409
3
300
SH
DFND
1
300
0
0
ANTHEM INC
COM
036752103
45
323
SH
DFND
1
323
0
0
APACHE CORP
COM
037411105
4038
90800
SH
DFND
1
90800
0
0
APOLLO ED GROUP INC
CL A
037604105
1045
136305
SH
DFND
1
136305
0
0
APOLLO INVT CORP
COM
03761U106
7
1300
SH
DFND
1
1300
0
0
APPLE INC
COM
037833100
67692
642980
SH
DFND
1
642980
0
0
APPLIED MATLS INC
COM
038222105
559
29950
SH
DFND
1
29950
0
0
ARCH COAL INC
COM NEW
039380308
2
2260
SH
DFND
1
2260
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
132
3605
SH
DFND
1
3605
0
0
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
869
850000
PRN
DFND
1
850000
0
0
ARES CAP CORP
NOTE 4.875% 3/1
04010LAG8
571
560000
PRN
DFND
1
560000
0
0
ARES CAP CORP
NOTE 5.125% 6/0
04010LAD5
1005
1000000
PRN
DFND
1
1000000
0
0
ARES CAP CORP
NOTE 5.750% 2/0
04010LAB9
2088
2040000
PRN
DFND
1
2040000
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
36
800
SH
DFND
1
800
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
141
4140
SH
DFND
1
4140
0
0
AT&T INC
COM
00206R102
4855
141041
SH
DFND
1
141041
0
0
ATARA BIOTHERAPEUTICS INC
COM
046513107
26
1000
SH
DFND
1
1000
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
330
3901
SH
DFND
1
3901
0
0
AUTOZONE INC
COM
053332102
1543
2080
SH
DFND
1
2080
0
0
AVALONBAY CMNTYS INC
COM
053484101
239
1300
SH
DFND
1
1300
0
0
AVON PRODS INC
COM
054303102
34
8367
SH
DFND
1
8367
0
0
B/E AEROSPACE INC
COM
073302101
87
2050
SH
DFND
1
2050
0
0
B2GOLD CORP
COM
11777Q209
6
5846
SH
DFND
1
5846
0
0
BAIDU INC
SPON ADR REP A
056752108
483
2555
SH
DFND
1
2555
0
0
BAKER HUGHES INC
COM
057224107
1595
34551
SH
DFND
1
34551
0
0
BALLARD PWR SYS INC NEW
COM
058586108
453
292500
SH
DFND
1
292500
0
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
18
2500
SH
DFND
1
2500
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
295
61461
SH
DFND
1
61461
0
0
BANCO SANTANDER SA
ADR
05964H105
1
280
SH
DFND
1
280
0
0
BANK AMER CORP
CALL
060505904
9
5500
SH
Call
DFND
1
5500
0
0
BANK AMER CORP
COM
060505104
4789
284657
SH
DFND
1
284657
0
0
BANK MONTREAL QUE
COM
063671101
297
5290
SH
DFND
1
5290
0
0
BANK N S HALIFAX
COM
064149107
93
2310
SH
DFND
1
2310
0
0
BANK NEW YORK MELLON CORP
COM
064058100
13554
328775
SH
DFND
1
328775
0
0
BANRO CORP
COM
066800103
4
20000
SH
DFND
1
20000
0
0
BARCLAYS PLC
ADR
06738E204
294
22651
SH
DFND
1
22651
0
0
BARRACUDA NETWORKS INC
COM
068323104
75
4000
SH
DFND
1
4000
0
0
BARRICK GOLD CORP
COM
067901108
3066
416005
SH
DFND
1
416005
0
0
BAXALTA INC
COM
07177M103
33
840
SH
DFND
1
840
0
0
BAXTER INTL INC
COM
071813109
74
1942
SH
DFND
1
1942
0
0
BAYTEX ENERGY CORP
COM
07317Q105
3
1000
SH
DFND
1
1000
0
0
BB&T CORP
COM
054937107
4646
122750
SH
DFND
1
122750
0
0
BCE INC
COM NEW
05534B760
404
10502
SH
DFND
1
10502
0
0
BED BATH & BEYOND INC
COM
075896100
1144
23700
SH
DFND
1
23700
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
59
50000
SH
DFND
1
50000
0
0
BENCHMARK ELECTRS INC
COM
08160H101
149
7221
SH
DFND
1
7221
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3165
16
SH
DFND
1
16
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3221
24382
SH
DFND
1
24382
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
29
800
SH
DFND
1
800
0
0
BEST BUY INC
COM
086516101
4109
134953
SH
DFND
1
134953
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
522
20250
SH
DFND
1
20250
0
0
BHP BILLITON PLC
SPONSORED ADR
05545E209
3
120
SH
DFND
1
120
0
0
BIOGEN INC
COM
09062X103
3662
11955
SH
DFND
1
11955
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
431
4112
SH
DFND
1
4112
0
0
BLACKBERRY LTD
COM
09228F103
889
95840
SH
DFND
1
95840
0
0
BLACKROCK INC
COM
09247X101
728
2141
SH
DFND
1
2141
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1929
65983
SH
DFND
1
65983
0
0
BLUEBIRD BIO INC
COM
09609G100
74
1150
SH
DFND
1
1150
0
0
BOEING CO
COM
097023105
1090
7533
SH
DFND
1
7533
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
682
37000
SH
DFND
1
37000
0
0
BP PLC
SPONSORED ADR
055622104
3272
104667
SH
DFND
1
104667
0
0
BRF SA
SPONSORED ADR
10552T107
21
1500
SH
DFND
1
1500
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
17680
256994
SH
DFND
1
256994
0
0
BROADCOM CORP
CL A
111320107
81
1400
SH
DFND
1
1400
0
0
BROADVISION INC
COM PAR $.001
111412706
0
10
SH
DFND
1
10
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
2412
262804
SH
DFND
1
262804
0
0
BROWN & BROWN INC
COM
115236101
4205
131000
SH
DFND
1
131000
0
0
BT GROUP PLC
ADR
05577E101
9
250
SH
DFND
1
250
0
0
BURCON NUTRASCIENCE CORP
COM
120831102
16
10588
SH
DFND
1
10588
0
0
CA INC
COM
12673P105
149
5227
SH
DFND
1
5227
0
0
CABOT OIL & GAS CORP
COM
127097103
27
1500
SH
DFND
1
1500
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
167
8010
SH
DFND
1
8010
0
0
CADIZ INC
COM NEW
127537207
66
12700
SH
DFND
1
12700
0
0
CALATLANTIC GROUP INC
COM
128195104
264
6955
SH
DFND
1
6955
0
0
CALLAWAY GOLF CO
COM
131193104
28
3000
SH
DFND
1
3000
0
0
CALPINE CORP
COM NEW
131347304
141
9752
SH
DFND
1
9752
0
0
CAMECO CORP
COM
13321L108
472
38465
SH
DFND
1
38465
0
0
CAMPBELL SOUP CO
COM
134429109
5781
110000
SH
DFND
1
110000
0
0
CANADIAN NAT RES LTD
COM
136385101
24
1100
SH
DFND
1
1100
0
0
CANADIAN NATL RY CO
COM
136375102
134
2400
SH
DFND
1
2400
0
0
CANADIAN PAC RY LTD
COM
13645T100
39
310
SH
DFND
1
310
0
0
CANADIAN SOLAR INC
COM
136635109
28
971
SH
DFND
1
971
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3119
43310
SH
DFND
1
43310
0
0
CARDIOME PHARMA CORP
COM NO PAR
14159U301
1
87
SH
DFND
1
87
0
0
CARNIVAL CORP
PAIRED CTF
143658300
2508
46051
SH
DFND
1
46051
0
0
CATERPILLAR INC DEL
COM
149123101
646
9500
SH
DFND
1
9500
0
0
CBIZ INC
COM
124805102
55
50000
PRN
DFND
1
50000
0
0
CBS CORP NEW
CL B
124857202
125
2664
SH
DFND
1
2664
0
0
CDK GLOBAL INC
COM
12508E101
5
113
SH
DFND
1
113
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
164
2500
SH
DFND
1
2500
0
0
CELGENE CORP
COM
151020104
1180
9850
SH
DFND
1
9850
0
0
CEMEX SAB DE CV
NOTE 3.720% 3/1
151290BR3
287
361000
PRN
DFND
1
361000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
328
350000
PRN
DFND
1
350000
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
293
52520
SH
DFND
1
52520
0
0
CENOVUS ENERGY INC
COM
15135U109
121
9548
SH
DFND
1
9548
0
0
CENTURYLINK INC
COM
156700106
129
5116
SH
DFND
1
5116
0
0
CERNER CORP
COM
156782104
264
4400
SH
DFND
1
4400
0
0
CF INDS HLDGS INC
COM
125269100
275
6750
SH
DFND
1
6750
0
0
CHEETAH MOBILE INC
ADR
163075104
320
20000
SH
DFND
1
20000
0
0
CHEMOURS CO
COM
163851108
1
314
SH
DFND
1
314
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
107
2870
SH
DFND
1
2870
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
81
18000
SH
DFND
1
18000
0
0
CHEVRON CORP NEW
COM
166764100
7337
81560
SH
DFND
1
81560
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
249
6369
SH
DFND
1
6369
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
38
2400
SH
DFND
1
2400
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
71
1260
SH
DFND
1
1260
0
0
CHINA UNICOM (HONG KONG) LTD
SPONSORED ADR
16945R104
24
2000
SH
DFND
1
2000
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
2453
5110
SH
DFND
1
5110
0
0
CHURCH & DWIGHT INC
COM
171340102
432
5100
SH
DFND
1
5100
0
0
CIENA CORP
COM NEW
171779309
35
1714
SH
DFND
1
1714
0
0
CIMAREX ENERGY CO
COM
171798101
2361
26413
SH
DFND
1
26413
0
0
CIRRUS LOGIC INC
COM
172755100
89
3000
SH
DFND
1
3000
0
0
CISCO SYS INC
COM
17275R102
29089
1071189
SH
DFND
1
1071189
0
0
CIT GROUP INC
COM NEW
125581801
60
1500
SH
DFND
1
1500
0
0
CITIGROUP INC
COM NEW
172967424
2182
42172
SH
DFND
1
42172
0
0
CITRIX SYS INC
COM
177376100
5192
4750000
PRN
DFND
1
4750000
0
0
CLUBCORP HLDGS INC
COM
18948M108
1354
74055
SH
DFND
1
74055
0
0
CNO FINL GROUP INC
COM
12621E103
2350
123115
SH
DFND
1
123115
0
0
COACH INC
COM
189754104
393
11973
SH
DFND
1
11973
0
0
COBALT INTL ENERGY INC
COM
19075F106
60
11194
SH
DFND
1
11194
0
0
COCA COLA CO
COM
191216100
70889
1650054
SH
DFND
1
1650054
0
0
COEUR MNG INC
COM NEW
192108504
13
5120
SH
DFND
1
5120
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
379
6317
SH
DFND
1
6317
0
0
COLGATE PALMOLIVE CO
COM
194162103
26014
390507
SH
DFND
1
390507
0
0
COMCAST CORP NEW
CL A
20030N101
5024
89029
SH
DFND
1
89029
0
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
67
6400
SH
DFND
1
6400
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
90
92420
SH
DFND
1
92420
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
521
121625
SH
DFND
1
121625
0
0
CONAGRA FOODS INC
COM
205887102
278
6584
SH
DFND
1
6584
0
0
CONFORMIS INC
COM
20717E101
7
400
SH
DFND
1
400
0
0
CONOCOPHILLIPS
COM
20825C104
134
2857
SH
DFND
1
2857
0
0
CONSOLIDATED EDISON INC
COM
209115104
129
2000
SH
DFND
1
2000
0
0
CORNING INC
COM
219350105
2489
136150
SH
DFND
1
136150
0
0
COSTCO WHSL CORP NEW
COM
22160K105
129
800
SH
DFND
1
800
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
40
1859
SH
DFND
1
1859
0
0
CREE INC
COM
225447101
103
3850
SH
DFND
1
3850
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
60
5200
SH
DFND
1
5200
0
0
CRITEO S A
CALL
226718904
3
1200
SH
Call
DFND
1
1200
0
0
CRITEO S A
SPONS ADS
226718104
155
3900
SH
DFND
1
3900
0
0
CST BRANDS INC
COM
12646R105
1
27
SH
DFND
1
27
0
0
CSX CORP
COM
126408103
544
21000
SH
DFND
1
21000
0
0
CTC MEDIA INC
COM
12642X106
1
500
SH
DFND
1
500
0
0
CTI BIOPHARMA CORP
COM
12648L106
10
8000
SH
DFND
1
8000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
7042
152000
SH
DFND
1
152000
0
0
CULLEN FROST BANKERS INC
COM
229899109
129
2152
SH
DFND
1
2152
0
0
CUMMINS INC
COM
231021106
89
1003
SH
DFND
1
1003
0
0
CUMULUS MEDIA INC
CL A
231082108
178
539744
SH
DFND
1
539744
0
0
CVENT INC
COM
23247G109
314
9000
SH
DFND
1
9000
0
0
CVS HEALTH CORP
COM
126650100
876
8956
SH
DFND
1
8956
0
0
DANAHER CORP DEL
COM
235851102
1951
21029
SH
DFND
1
21029
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
44
1200
SH
DFND
1
1200
0
0
DBX ETF TR
DBXTR HAR CS 300
233051879
201
7178
SH
DFND
1
7178
0
0
DBX ETF TR
HRV CHINA SMCP
233051754
126
3035
SH
DFND
1
3035
0
0
DBX ETF TR
XTRAK MSCI BRAZL
233051309
68
8500
SH
DFND
1
8500
0
0
DEERE & CO
COM
244199105
1298
17010
SH
DFND
1
17010
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2797
55175
SH
DFND
1
55175
0
0
DENISON MINES CORP
COM
248356107
0
155
SH
DFND
1
155
0
0
DENTSPLY INTL INC NEW
COM
249030107
4868
80000
SH
DFND
1
80000
0
0
DESTINATION XL GROUP INC
COM
25065K104
19
3500
SH
DFND
1
3500
0
0
DEVON ENERGY CORP NEW
COM
25179M103
61
1900
SH
DFND
1
1900
0
0
DEVRY ED GROUP INC
COM
251893103
114
4500
SH
DFND
1
4500
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
376
3450
SH
DFND
1
3450
0
0
DIAMOND FOODS INC
COM
252603105
163
4220
SH
DFND
1
4220
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
3205
151900
SH
DFND
1
151900
0
0
DICKS SPORTING GOODS INC
COM
253393102
530
15000
SH
DFND
1
15000
0
0
DIEBOLD INC
COM
253651103
294
9759
SH
DFND
1
9759
0
0
DIREXION SHS ETF TR
DAILY FINL BEAR
25490K539
1
31
SH
DFND
1
31
0
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25490K570
1
60
SH
DFND
1
60
0
0
DIREXION SHS ETF TR
DAILY SM CAP BEA
25490K521
6
139
SH
DFND
1
139
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
113
3900
SH
DFND
1
3900
0
0
DIREXION SHS ETF TR
DLY R/E BEAR3X
25459Y363
35
1775
SH
DFND
1
1775
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
27
1000
SH
DFND
1
1000
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
8953
355000
SH
DFND
1
355000
0
0
DISNEY WALT CO
CALL
254687906
106
15000
SH
Call
DFND
1
15000
0
0
DISNEY WALT CO
COM DISNEY
254687106
58329
554916
SH
DFND
1
554916
0
0
DOMINOS PIZZA INC
COM
25754A201
177
1590
SH
DFND
1
1590
0
0
DONNELLEY R R & SONS CO
COM
257867101
379
25740
SH
DFND
1
25740
0
0
DOVER CORP
COM
260003108
61
1000
SH
DFND
1
1000
0
0
DOW CHEM CO
COM
260543103
4926
95675
SH
DFND
1
95675
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
42
451
SH
DFND
1
451
0
0
DR REDDYS LABS LTD
ADR
256135203
38
830
SH
DFND
1
830
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
300
4505
SH
DFND
1
4505
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
58
806
SH
DFND
1
806
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
199
4670
SH
DFND
1
4670
0
0
DYAX CORP
COM
26746E103
158
4200
SH
DFND
1
4200
0
0
E M C CORP MASS
COM
268648102
24699
961713
SH
DFND
1
961713
0
0
EBAY INC
CALL
278642903
16
1300
SH
Call
DFND
1
1300
0
0
EBAY INC
COM
278642103
1355
49289
SH
DFND
1
49289
0
0
ECOLAB INC
COM
278865100
438
3830
SH
DFND
1
3830
0
0
EDAP TMS S A
SPONSORED ADR
268311107
248
60000
SH
DFND
1
60000
0
0
EDISON INTL
COM
281020107
127
2144
SH
DFND
1
2144
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
261
3300
SH
DFND
1
3300
0
0
EL POLLO LOCO HLDGS INC
COM
268603107
227
17950
SH
DFND
1
17950
0
0
ELDORADO GOLD CORP NEW
COM
284902103
879
297800
SH
DFND
1
297800
0
0
ELECTRONIC ARTS INC
COM
285512109
10
150
SH
DFND
1
150
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
178
6000
SH
DFND
1
6000
0
0
EMCORE CORP
COM NEW
290846203
61
10000
SH
DFND
1
10000
0
0
EMERSON ELEC CO
COM
291011104
118
2463
SH
DFND
1
2463
0
0
ENBRIDGE INC
COM
29250N105
198
5990
SH
DFND
1
5990
0
0
ENCANA CORP
COM
292505104
56
11048
SH
DFND
1
11048
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
11
7400
SH
DFND
1
7400
0
0
ENERGY FUELS INC
COM NEW
292671708
0
3
SH
DFND
1
3
0
0
ENERSYS
COM
29275Y102
363
6492
SH
DFND
1
6492
0
0
ENI S P A
SPONSORED ADR
26874R108
5
154
SH
DFND
1
154
0
0
EOG RES INC
COM
26875P101
9405
132875
SH
DFND
1
132875
0
0
EQT CORP
COM
26884L109
14
270
SH
DFND
1
270
0
0
EQUINIX INC
COM PAR $0.001
29444U700
94
311
SH
DFND
1
311
0
0
ERA GROUP INC
COM
26885G109
12
1080
SH
DFND
1
1080
0
0
ERICSSON
ADR B SEK 10
294821608
6
581
SH
DFND
1
581
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
11
500
SH
DFND
1
500
0
0
EVER GLORY INTL GRP INC
COM NEW
299766204
5
2000
SH
DFND
1
2000
0
0
EXELIXIS INC
COM
30161Q104
8
1500
SH
DFND
1
1500
0
0
EXELON CORP
COM
30161N101
548
19751
SH
DFND
1
19751
0
0
EXPEDIA INC DEL
COM NEW
30212P303
112
900
SH
DFND
1
900
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
6547
74903
SH
DFND
1
74903
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
1099
1000000
PRN
DFND
1
1000000
0
0
EXTREME NETWORKS INC
COM
30226D106
82
20000
SH
DFND
1
20000
0
0
EXXON MOBIL CORP
COM
30231G102
17802
228344
SH
DFND
1
228344
0
0
EZCORP INC
CL A NON VTG
302301106
2
400
SH
DFND
1
400
0
0
FACEBOOK INC
CL A
30303M102
47693
455684
SH
DFND
1
455684
0
0
FACTORSHARES TR
ISE CYBER SEC
30304R407
52
2000
SH
DFND
1
2000
0
0
FEDERAL MOGUL HOLDINGS CORP
COM
313549404
44
6500
SH
DFND
1
6500
0
0
FEDERAL SIGNAL CORP
COM
313855108
10
650
SH
DFND
1
650
0
0
FEDEX CORP
COM
31428X106
3935
26412
SH
DFND
1
26412
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
485
8000
SH
DFND
1
8000
0
0
FIREEYE INC
COM
31816Q101
207
10000
SH
DFND
1
10000
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
10
3200
SH
DFND
1
3200
0
0
FIRSTENERGY CORP
COM
337932107
336
10596
SH
DFND
1
10596
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
37
3000
SH
DFND
1
3000
0
0
FLIR SYS INC
COM
302445101
2068
73830
SH
DFND
1
73830
0
0
FLOTEK INDS INC DEL
COM
343389102
34
3000
SH
DFND
1
3000
0
0
FLOWSERVE CORP
COM
34354P105
161
3835
SH
DFND
1
3835
0
0
FLUOR CORP NEW
COM
343412102
2563
54300
SH
DFND
1
54300
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
347
3750
SH
DFND
1
3750
0
0
FOOT LOCKER INC
COM
344849104
137
2100
SH
DFND
1
2100
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
415
29445
SH
DFND
1
29445
0
0
FORTINET INC
COM
34959E109
119
3814
SH
DFND
1
3814
0
0
FORTUNA SILVER MINES INC
COM
349915108
14
6200
SH
DFND
1
6200
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2664
393506
SH
DFND
1
393506
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
286
6800
SH
DFND
1
6800
0
0
FRESH MKT INC
COM
35804H106
1850
78985
SH
DFND
1
78985
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
188
40184
SH
DFND
1
40184
0
0
FUEL TECH INC
COM
359523107
13
6850
SH
DFND
1
6850
0
0
GALENA BIOPHARMA INC
COM
363256108
3
2000
SH
DFND
1
2000
0
0
GAMESTOP CORP NEW
CL A
36467W109
1382
49300
SH
DFND
1
49300
0
0
GAP INC DEL
COM
364760108
195
7850
SH
DFND
1
7850
0
0
GENERAL ELECTRIC CO
CALL
369604903
39
6000
SH
Call
DFND
1
6000
0
0
GENERAL ELECTRIC CO
COM
369604103
22325
716564
SH
DFND
1
716564
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
65
2400
SH
DFND
1
2400
0
0
GENERAL MLS INC
COM
370334104
87773
1522250
SH
DFND
1
1522250
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
670
27593
SH
DFND
1
27593
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
491
29993
SH
DFND
1
29993
0
0
GENERAL MTRS CO
COM
37045V100
1284
37739
SH
DFND
1
37739
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
13
1700
SH
DFND
1
1700
0
0
GERDAU S A
SPON ADR REP PFD
373737105
51
42805
SH
DFND
1
42805
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
137
4840
SH
DFND
1
4840
0
0
GILEAD SCIENCES INC
COM
375558103
31578
312115
SH
DFND
1
312115
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
303
7482
SH
DFND
1
7482
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
1694
171604
SH
DFND
1
171604
0
0
GLOBAL X FDS
GBL X MSCI NGR
37950E424
48
6800
SH
DFND
1
6800
0
0
GOGO INC
COM
38046C109
45
2500
SH
DFND
1
2500
0
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
813
293400
SH
DFND
1
293400
0
0
GOLDCORP INC NEW
COM
380956409
4375
379756
SH
DFND
1
379756
0
0
GOLDEN MINERALS CO
COM
381119106
0
160
SH
DFND
1
160
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2504
13891
SH
DFND
1
13891
0
0
GOODRICH PETE CORP
COM NEW
382410405
3
12000
SH
DFND
1
12000
0
0
GOPRO INC
CL A
38268T103
45
2500
SH
DFND
1
2500
0
0
GRANITE REAL ESTATE INVT TR
UNIT 99/99/9999
387437114
94
3450
SH
DFND
1
3450
0
0
GREAT PANTHER SILVER LTD
COM
39115V101
4
7900
SH
DFND
1
7900
0
0
GREATBATCH INC
COM
39153L106
2850
54278
SH
DFND
1
54278
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
144
2391
SH
DFND
1
2391
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
49
700
SH
DFND
1
700
0
0
H & E EQUIPMENT SERVICES INC
COM
404030108
70
4000
SH
DFND
1
4000
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
23
1000
SH
DFND
1
1000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
83
2050
SH
DFND
1
2050
0
0
HALLIBURTON CO
COM
406216101
5370
157799
SH
DFND
1
157799
0
0
HALYARD HEALTH INC
COM
40650V100
2
56
SH
DFND
1
56
0
0
HANESBRANDS INC
COM
410345102
118
4000
SH
DFND
1
4000
0
0
HARLEY DAVIDSON INC
COM
412822108
182
4000
SH
DFND
1
4000
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
43
1000
SH
DFND
1
1000
0
0
HASBRO INC
COM
418056107
24
350
SH
DFND
1
350
0
0
HCP INC
COM
40414L109
105
2751
SH
DFND
1
2751
0
0
HECLA MNG CO
COM
422704106
1272
673000
SH
DFND
1
673000
0
0
HELMERICH & PAYNE INC
COM
423452101
161
3000
SH
DFND
1
3000
0
0
HERSHEY CO
CALL
427866908
3
1800
SH
Call
DFND
1
1800
0
0
HERSHEY CO
COM
427866108
678
7592
SH
DFND
1
7592
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
356
25025
SH
DFND
1
25025
0
0
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
106
16000
SH
DFND
1
16000
0
0
HESS CORP
COM
42809H107
490
10100
SH
DFND
1
10100
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
537
35366
SH
DFND
1
35366
0
0
HEXCEL CORP NEW
COM
428291108
465
10000
SH
DFND
1
10000
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
1277
950000
PRN
DFND
1
950000
0
0
HOLOGIC INC
FRNT 12/1
436440AG6
636
500000
PRN
DFND
1
500000
0
0
HOME DEPOT INC
COM
437076102
29180
220661
SH
DFND
1
220661
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
679
21203
SH
DFND
1
21203
0
0
HONEYWELL INTL INC
COM
438516106
1047
10103
SH
DFND
1
10103
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
86
5619
SH
DFND
1
5619
0
0
HP INC
COM
40434L105
254
21366
SH
DFND
1
21366
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
62
1591
SH
DFND
1
1591
0
0
HSN INC
COM
404303109
1112
1280000
PRN
DFND
1
1280000
0
0
HUDSON GLOBAL INC
COM
443787106
102
35000
SH
DFND
1
35000
0
0
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
26
16000
SH
DFND
1
16000
0
0
HURON CONSULTING GROUP INC
COM
447462102
20
338
SH
DFND
1
338
0
0
HYATT HOTELS CORP
COM CL A
448579102
243
5161
SH
DFND
1
5161
0
0
IAMGOLD CORP
COM
450913108
1313
925800
SH
DFND
1
925800
0
0
ICAD INC
COM NEW
44934S206
10
2000
SH
DFND
1
2000
0
0
ICICI BK LTD
ADR
45104G104
1272
162500
SH
DFND
1
162500
0
0
IHS INC
CL A
451734107
63
534
SH
DFND
1
534
0
0
ILLINOIS TOOL WKS INC
COM
452308109
4812
51920
SH
DFND
1
51920
0
0
ILLUMINA INC
COM
452327109
1533
7987
SH
DFND
1
7987
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
1720
1480000
PRN
DFND
1
1480000
0
0
ILLUMINA INC
NOTE 6/1
452327AF6
2067
1890000
PRN
DFND
1
1890000
0
0
IMPAX LABORATORIES INC
COM
45256B101
683
695000
PRN
DFND
1
695000
0
0
INCYTE CORP
COM
45337C102
335
3100
SH
DFND
1
3100
0
0
INFOSYS LTD
SPONSORED ADR
456788108
13
760
SH
DFND
1
760
0
0
ING GROEP N V
SPONSORED ADR
456837103
199
200000
PRN
DFND
1
200000
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
13
2000
SH
DFND
1
2000
0
0
INTEL CORP
CALL
458140900
712
122500
SH
Call
DFND
1
122500
0
0
INTEL CORP
COM
458140100
25422
737861
SH
DFND
1
737861
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
3887
28245
SH
DFND
1
28245
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
33863
282935
SH
DFND
1
282935
0
0
INTEROIL CORP
COM
460951106
44
1400
SH
DFND
1
1400
0
0
INTUIT
COM
461202103
89
920
SH
DFND
1
920
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
24
45
SH
DFND
1
45
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
546
570000
PRN
DFND
1
570000
0
0
ISHARES
AUSTRIA CAPD ETF
464286202
374
23912
SH
DFND
1
23912
0
0
ISHARES
INDIA 50 ETF
464289529
77
2850
SH
DFND
1
2850
0
0
ISHARES
MSCI AUST ETF
464286103
379
20000
SH
DFND
1
20000
0
0
ISHARES
MSCI BRIC INDX
464286657
103
3500
SH
DFND
1
3500
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
373
18064
SH
DFND
1
18064
0
0
ISHARES
MSCI CDA ETF
464286509
68
3180
SH
DFND
1
3180
0
0
ISHARES
MSCI EURO FL ETF
464289180
3232
159050
SH
DFND
1
159050
0
0
ISHARES
MSCI EURZONE ETF
464286608
2505
71470
SH
DFND
1
71470
0
0
ISHARES
MSCI FRANCE ETF
464286707
60
2470
SH
DFND
1
2470
0
0
ISHARES
MSCI GERMANY ETF
464286806
1980
75554
SH
DFND
1
75554
0
0
ISHARES
MSCI HONG KG ETF
464286871
488
24645
SH
DFND
1
24645
0
0
ISHARES
MSCI ITALCPD ETF
464286855
434
31650
SH
DFND
1
31650
0
0
ISHARES
MSCI JAPAN ETF
464286848
1157
95435
SH
DFND
1
95435
0
0
ISHARES
MSCI MEX CAP ETF
464286822
7
150
SH
DFND
1
150
0
0
ISHARES
MSCI PAC JP ETF
464286665
4250
110705
SH
DFND
1
110705
0
0
ISHARES
MSCI SINGAP ETF
464286673
1117
108642
SH
DFND
1
108642
0
0
ISHARES
MSCI SPAN CP ETF
464286764
365
12920
SH
DFND
1
12920
0
0
ISHARES
MSCI STH KOR ETF
464286772
932
18770
SH
DFND
1
18770
0
0
ISHARES
MSCI SWEDEN ETF
464286756
12
400
SH
DFND
1
400
0
0
ISHARES
MSCI TAIWAN ETF
464286731
3380
264300
SH
DFND
1
264300
0
0
ISHARES
MSCI TURKEY ETF
464286715
66
1825
SH
DFND
1
1825
0
0
ISHARES
MSCI WORLD ETF
464286392
609
8750
SH
DFND
1
8750
0
0
ISHARES GOLD TRUST
ISHARES
464285105
77
7530
SH
DFND
1
7530
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
99
7500
SH
DFND
1
7500
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
83
985
SH
DFND
1
985
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
4297
35670
SH
DFND
1
35670
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
533
4346
SH
DFND
1
4346
0
0
ISHARES TR
CHINA ETF
46429B671
1584
35500
SH
DFND
1
35500
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1415
40090
SH
DFND
1
40090
0
0
ISHARES TR
CHINA SM-CAP ETF
46429B200
94
2100
SH
DFND
1
2100
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
147
2000
SH
DFND
1
2000
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
177
1265
SH
DFND
1
1265
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
47
424
SH
DFND
1
424
0
0
ISHARES TR
CORE S&P500 ETF
464287200
788
3850
SH
DFND
1
3850
0
0
ISHARES TR
CORE US AGGBD ET
464287226
783
7250
SH
DFND
1
7250
0
0
ISHARES TR
EMGR MKT INF ETF
464288216
373
13673
SH
DFND
1
13673
0
0
ISHARES TR
EUROPE ETF
464287861
583
14535
SH
DFND
1
14535
0
0
ISHARES TR
FLTG RATE BD ETF
46429B655
509
10100
SH
DFND
1
10100
0
0
ISHARES TR
GLB CNS DISC ETF
464288745
57
638
SH
DFND
1
638
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
298
2920
SH
DFND
1
2920
0
0
ISHARES TR
GLOB INDSTRL ETF
464288729
183
2707
SH
DFND
1
2707
0
0
ISHARES TR
GLOBAL ENERG ETF
464287341
85
3050
SH
DFND
1
3050
0
0
ISHARES TR
GLOBAL FINLS ETF
464287333
83
1570
SH
DFND
1
1570
0
0
ISHARES TR
GLOBAL TECH ETF
464287291
121
1240
SH
DFND
1
1240
0
0
ISHARES TR
HDG MSCI EAFE
46434V803
475
18700
SH
DFND
1
18700
0
0
ISHARES TR
HDG MSCI JAPAN
46434V886
186
6500
SH
DFND
1
6500
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
1076
13350
SH
DFND
1
13350
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
2109
18497
SH
DFND
1
18497
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
32
1100
SH
DFND
1
1100
0
0
ISHARES TR
INTL TREA BD ETF
464288117
3881
43276
SH
DFND
1
43276
0
0
ISHARES TR
IRELAND CAPD ETF
46429B507
295
7100
SH
DFND
1
7100
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
158
1490
SH
DFND
1
1490
0
0
ISHARES TR
LATN AMER 40 ETF
464287390
37
1750
SH
DFND
1
1750
0
0
ISHARES TR
MSCI ACWI ETF
464288257
6126
109750
SH
DFND
1
109750
0
0
ISHARES TR
MSCI EAFE ETF
464287465
523
8900
SH
DFND
1
8900
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3758
116724
SH
DFND
1
116724
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
85
3080
SH
DFND
1
3080
0
0
ISHARES TR
MSCI POL CAP ETF
46429B606
252
13930
SH
DFND
1
13930
0
0
ISHARES TR
MSCI UTD KNGDM
46434V548
474
29367
SH
DFND
1
29367
0
0
ISHARES TR
NA NAT RES
464287374
323
11485
SH
DFND
1
11485
0
0
ISHARES TR
NA TEC-SFTWR ETF
464287515
9
90
SH
DFND
1
90
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
54
160
SH
DFND
1
160
0
0
ISHARES TR
NAT AMT FREE BD
464288414
288
2600
SH
DFND
1
2600
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
128
1285
SH
DFND
1
1285
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
165
1690
SH
DFND
1
1690
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
562
4035
SH
DFND
1
4035
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
4404
39144
SH
DFND
1
39144
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
3745
42300
SH
DFND
1
42300
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
198
1230
SH
DFND
1
1230
0
0
ISHARES TR
SELECT DIVID ETF
464287168
223
2968
SH
DFND
1
2968
0
0
ISHARES TR
SHRT TRS BD ETF
464288679
1020
9250
SH
DFND
1
9250
0
0
ISHARES TR
TIPS BD ETF
464287176
20
180
SH
DFND
1
180
0
0
ISHARES TR
U.S. AER&DEF ETF
464288760
20
170
SH
DFND
1
170
0
0
ISHARES TR
U.S. CNSM GD ETF
464287812
22
200
SH
DFND
1
200
0
0
ISHARES TR
U.S. CNSM SV ETF
464287580
373
2577
SH
DFND
1
2577
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
465
13755
SH
DFND
1
13755
0
0
ISHARES TR
U.S. FIN SVC ETF
464287770
703
7817
SH
DFND
1
7817
0
0
ISHARES TR
U.S. PHARMA ETF
464288836
552
3418
SH
DFND
1
3418
0
0
ISHARES TR
US HOME CONS ETF
464288752
79
2897
SH
DFND
1
2897
0
0
ISHARES TR
US REGNL BKS ETF
464288778
9
250
SH
DFND
1
250
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
955
146757
SH
DFND
1
146757
0
0
ITT CORP NEW
COM NEW
450911201
167
4595
SH
DFND
1
4595
0
0
JA SOLAR HOLDINGS CO LTD
SPON ADR REP5ORD
466090206
108
11100
SH
DFND
1
11100
0
0
JACK IN THE BOX INC
COM
466367109
164
2135
SH
DFND
1
2135
0
0
JARDEN CORP
COM
471109108
1105
900000
PRN
DFND
1
900000
0
0
JD COM INC
SPON ADR CL A
47215P106
1947
60330
SH
DFND
1
60330
0
0
JOHNSON & JOHNSON
CALL
478160904
3
6000
SH
Call
DFND
1
6000
0
0
JOHNSON & JOHNSON
COM
478160104
32794
319293
SH
DFND
1
319293
0
0
JOHNSON CTLS INC
COM
478366107
217
5490
SH
DFND
1
5490
0
0
JOY GLOBAL INC
COM
481165108
482
38200
SH
DFND
1
38200
0
0
JPMORGAN CHASE & CO
COM
46625H100
65221
987831
SH
DFND
1
987831
0
0
JPMORGAN CHINA REGION FD INC
COM
48126T104
51
3361
SH
DFND
1
3361
0
0
JUNIPER NETWORKS INC
COM
48203R104
168
6076
SH
DFND
1
6076
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
344
4600
SH
DFND
1
4600
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
24
1800
SH
DFND
1
1800
0
0
KELLOGG CO
COM
487836108
6631
91745
SH
DFND
1
91745
0
0
KEYCORP NEW
COM
493267108
159
12050
SH
DFND
1
12050
0
0
KIMBERLY CLARK CORP
COM
494368103
15436
121260
SH
DFND
1
121260
0
0
KINDER MORGAN INC DEL
COM
49456B101
26
1778
SH
DFND
1
1778
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
922
510198
SH
DFND
1
510198
0
0
KITE PHARMA INC
COM
49803L109
493
8000
SH
DFND
1
8000
0
0
KLX INC
COM
482539103
32
1025
SH
DFND
1
1025
0
0
KNOWLES CORP
COM
49926D109
1398
104895
SH
DFND
1
104895
0
0
KOREA FD
COM NEW
500634209
447
14035
SH
DFND
1
14035
0
0
KRAFT HEINZ CO
COM
500754106
19257
264623
SH
DFND
1
264623
0
0
KROGER CO
COM
501044101
4321
103300
SH
DFND
1
103300
0
0
L BRANDS INC
COM
501797104
28
295
SH
DFND
1
295
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
2219
17950
SH
DFND
1
17950
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
0
19
SH
DFND
1
19
0
0
LAM RESEARCH CORP
COM
512807108
2103
1460000
PRN
DFND
1
1460000
0
0
LAREDO PETROLEUM INC
COM
516806106
62
7818
SH
DFND
1
7818
0
0
LAUDER ESTEE COS INC
CL A
518439104
697
7920
SH
DFND
1
7920
0
0
LEAR CORP
COM NEW
521865204
173
1408
SH
DFND
1
1408
0
0
LEJU HLDGS LTD
SPONSORED ADS
50187J108
1
100
SH
DFND
1
100
0
0
LENDINGCLUB CORP
COM
52603A109
334
30200
SH
DFND
1
30200
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
101
7571
SH
DFND
1
7571
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
1153
1165000
PRN
DFND
1
1165000
0
0
LILLY ELI & CO
COM
532457108
875
10380
SH
DFND
1
10380
0
0
LINKEDIN CORP
COM CL A
53578A108
135
600
SH
DFND
1
600
0
0
LINKEDIN CORP
NOTE 0.500%11/0
53578AAB4
716
685000
PRN
DFND
1
685000
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
284
11568
SH
DFND
1
11568
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
95
21900
SH
DFND
1
21900
0
0
LOCKHEED MARTIN CORP
COM
539830109
223
1026
SH
DFND
1
1026
0
0
LOGMEIN INC
COM
54142L109
13
200
SH
DFND
1
200
0
0
LOUISIANA PAC CORP
COM
546347105
160
8899
SH
DFND
1
8899
0
0
LOWES COS INC
COM
548661107
46
600
SH
DFND
1
600
0
0
LULULEMON ATHLETICA INC
COM
550021109
351
6692
SH
DFND
1
6692
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
430
380000
PRN
DFND
1
380000
0
0
MACROGENICS INC
COM
556099109
74
2400
SH
DFND
1
2400
0
0
MAGNA INTL INC
COM
559222401
693
17150
SH
DFND
1
17150
0
0
MAGNEGAS CORP
COM NEW
55939L202
161
100000
SH
DFND
1
100000
0
0
MANNKIND CORP
COM
56400P201
100
69397
SH
DFND
1
69397
0
0
MANULIFE FINL CORP
COM
56501R106
191
12800
SH
DFND
1
12800
0
0
MARATHON OIL CORP
COM
565849106
59
4690
SH
DFND
1
4690
0
0
MARATHON PETE CORP
COM
56585A102
3070
59168
SH
DFND
1
59168
0
0
MARKET VECTORS ETF TR
AFRICA ETF
57060U787
319
17909
SH
DFND
1
17909
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
374
8050
SH
DFND
1
8050
0
0
MARKET VECTORS ETF TR
BIOTECH ETF
57060U183
101
800
SH
DFND
1
800
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
2240
163200
SH
DFND
1
163200
0
0
MARKET VECTORS ETF TR
HG YLD MUN ETF
57060U878
46
1500
SH
DFND
1
1500
0
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
738
38414
SH
DFND
1
38414
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
423
15986
SH
DFND
1
15986
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
322
22000
SH
DFND
1
22000
0
0
MARKET VECTORS ETF TR
URAN NUCLR ENRGY
57061R577
38
833
SH
DFND
1
833
0
0
MARKETO INC
COM
57063L107
100
3500
SH
DFND
1
3500
0
0
MARRIOTT INTL INC NEW
CL A
571903202
248
3700
SH
DFND
1
3700
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
17
300
SH
DFND
1
300
0
0
MARSH & MCLENNAN COS INC
COM
571748102
768
13846
SH
DFND
1
13846
0
0
MASTERCARD INC
CL A
57636Q104
376
3865
SH
DFND
1
3865
0
0
MATCH GROUP INC
COM
57665R106
72
5327
SH
DFND
1
5327
0
0
MAXWELL TECHNOLOGIES INC
COM
577767106
29
4000
SH
DFND
1
4000
0
0
MCDERMOTT INTL INC
COM
580037109
875
261300
SH
DFND
1
261300
0
0
MCDONALDS CORP
COM
580135101
18320
155043
SH
DFND
1
155043
0
0
MCEWEN MNG INC
COM
58039P107
22
20300
SH
DFND
1
20300
0
0
MCGRAW HILL FINL INC
COM
580645109
52092
528441
SH
DFND
1
528441
0
0
MCKESSON CORP
COM
58155Q103
420
2132
SH
DFND
1
2132
0
0
MDC PARTNERS INC
CL A SUB VTG
552697104
1590
79436
SH
DFND
1
79436
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
8362
105942
SH
DFND
1
105942
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
13
800
SH
DFND
1
800
0
0
MERCK & CO INC NEW
COM
58933Y105
52027
985107
SH
DFND
1
985107
0
0
METHODE ELECTRS INC
COM
591520200
5
150
SH
DFND
1
150
0
0
METLIFE INC
COM
59156R108
55496
1151191
SH
DFND
1
1151191
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
289
12748
SH
DFND
1
12748
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
29
610
SH
DFND
1
610
0
0
MICRON TECHNOLOGY INC
COM
595112103
1186
83738
SH
DFND
1
83738
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
193
230000
PRN
DFND
1
230000
0
0
MICROSEMI CORP
COM
595137100
2207
67719
SH
DFND
1
67719
0
0
MICROSOFT CORP
CALL
594918904
28
2000
SH
Call
DFND
1
2000
0
0
MICROSOFT CORP
COM
594918104
19865
358092
SH
DFND
1
358092
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM NEW
60786L206
2
800
SH
DFND
1
800
0
0
MONDELEZ INTL INC
CL A
609207105
64085
1429219
SH
DFND
1
1429219
0
0
MONSANTO CO NEW
COM
61166W101
5185
52632
SH
DFND
1
52632
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
223
1500
SH
DFND
1
1500
0
0
MOODYS CORP
COM
615369105
120
1200
SH
DFND
1
1200
0
0
MORGAN STANLEY
CALL
617446908
4
3100
SH
Call
DFND
1
3100
0
0
MORGAN STANLEY
COM NEW
617446448
3976
124960
SH
DFND
1
124960
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
379
19013
SH
DFND
1
19013
0
0
MOSAIC CO NEW
COM
61945C103
83
3000
SH
DFND
1
3000
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
39
571
SH
DFND
1
571
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
919
27428
SH
DFND
1
27428
0
0
NATIONAL RETAIL PPTYS INC
COM
637417106
160
4000
SH
DFND
1
4000
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
2
200
SH
DFND
1
200
0
0
NCR CORP NEW
COM
62886E108
647
26470
SH
DFND
1
26470
0
0
NETFLIX INC
COM
64110L106
148
1300
SH
DFND
1
1300
0
0
NETSCOUT SYS INC
COM
64115T104
136
4453
SH
DFND
1
4453
0
0
NETSUITE INC
COM
64118Q107
51
600
SH
DFND
1
600
0
0
NEW GOLD INC CDA
COM
644535106
976
421000
SH
DFND
1
421000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
73
4474
SH
DFND
1
4474
0
0
NEWFIELD EXPL CO
COM
651290108
1484
45564
SH
DFND
1
45564
0
0
NEWMONT MINING CORP
COM
651639106
2159
119992
SH
DFND
1
119992
0
0
NEXPOINT CR STRATEGIES FD
COM NEW
65340G205
1
37
SH
DFND
1
37
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
1
49
SH
DFND
1
49
0
0
NICE SYS LTD
SPONSORED ADR
653656108
10
183
SH
DFND
1
183
0
0
NIDEC CORP
SPONSORED ADR
654090109
5
275
SH
DFND
1
275
0
0
NIKE INC
CL B
654106103
2272
36354
SH
DFND
1
36354
0
0
NOBLE ENERGY INC
COM
655044105
6598
200407
SH
DFND
1
200407
0
0
NOKIA CORP
SPONSORED ADR
654902204
6
900
SH
DFND
1
900
0
0
NOMURA HLDGS INC
SPONSORED ADR
65535H208
198
35660
SH
DFND
1
35660
0
0
NORTHROP GRUMMAN CORP
COM
666807102
389
2060
SH
DFND
1
2060
0
0
NORTHWEST BIOTHERAPEUTICS IN
COM PAR $0.001
66737P600
25
7829
SH
DFND
1
7829
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
29
342
SH
DFND
1
342
0
0
NOW INC
COM
67011P100
5
345
SH
DFND
1
345
0
0
NUCOR CORP
COM
670346105
40
1000
SH
DFND
1
1000
0
0
NVIDIA CORP
COM
67066G104
232
7020
SH
DFND
1
7020
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
3338
49381
SH
DFND
1
49381
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
7
700
SH
DFND
1
700
0
0
OHR PHARMACEUTICAL INC
COM NEW
67778H200
25
4000
SH
DFND
1
4000
0
0
OI S.A.
SPN ADR PFD NEW
670851401
8
16270
SH
DFND
1
16270
0
0
OLD REP INTL CORP
COM
680223104
605
470000
PRN
DFND
1
470000
0
0
OMNICOM GROUP INC
COM
681919106
151
2000
SH
DFND
1
2000
0
0
ON DECK CAP INC
COM
682163100
55
5300
SH
DFND
1
5300
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
34
1500
SH
DFND
1
1500
0
0
OPKO HEALTH INC
COM
68375N103
5
500
SH
DFND
1
500
0
0
OPOWER INC
COM
68375Y109
538
51000
SH
DFND
1
51000
0
0
ORACLE CORP
COM
68389X105
6128
167666
SH
DFND
1
167666
0
0
OREXIGEN THERAPEUTICS INC
COM
686164104
17
10000
SH
DFND
1
10000
0
0
OSIRIS THERAPEUTICS INC NEW
COM
68827R108
187
18000
SH
DFND
1
18000
0
0
OUTERWALL INC
COM
690070107
7
200
SH
DFND
1
200
0
0
OVASCIENCE INC
COM
69014Q101
33
3400
SH
DFND
1
3400
0
0
OWENS ILL INC
COM NEW
690768403
70
4000
SH
DFND
1
4000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
630
48000
SH
DFND
1
48000
0
0
PACWEST BANCORP DEL
COM
695263103
2621
60820
SH
DFND
1
60820
0
0
PALO ALTO NETWORKS INC
COM
697435105
134
765
SH
DFND
1
765
0
0
PAN AMERICAN SILVER CORP
COM
697900108
27
4260
SH
DFND
1
4260
0
0
PAPA JOHNS INTL INC
COM
698813102
27
480
SH
DFND
1
480
0
0
PAPA MURPHYS HLDGS INC
COM
698814100
101
9000
SH
DFND
1
9000
0
0
PARKER HANNIFIN CORP
COM
701094104
95
980
SH
DFND
1
980
0
0
PATTERSON UTI ENERGY INC
COM
703481101
5446
361135
SH
DFND
1
361135
0
0
PAYPAL HLDGS INC
COM
70450Y103
1438
39704
SH
DFND
1
39704
0
0
PDL BIOPHARMA INC
COM
69329Y104
10
2720
SH
DFND
1
2720
0
0
PEABODY ENERGY CORP
COM NEW
704549203
3
440
SH
DFND
1
440
0
0
PEMBINA PIPELINE CORP
COM
706327103
95
4417
SH
DFND
1
4417
0
0
PENGROWTH ENERGY CORP
COM
70706P104
17
23625
SH
DFND
1
23625
0
0
PENN WEST PETE LTD NEW
COM
707887105
119
140750
SH
DFND
1
140750
0
0
PENNEY J C INC
COM
708160106
107
16000
SH
DFND
1
16000
0
0
PEPSICO INC
COM
713448108
5813
58141
SH
DFND
1
58141
0
0
PERSHING GOLD CORP
COM NEW
715302204
39
11111
SH
DFND
1
11111
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
64
18955
SH
DFND
1
18955
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
1016
236180
SH
DFND
1
236180
0
0
PFIZER INC
COM
717081103
14953
463256
SH
DFND
1
463256
0
0
PG&E CORP
COM
69331C108
156
2937
SH
DFND
1
2937
0
0
PGT INC
COM
69336V101
23
2000
SH
DFND
1
2000
0
0
PHH CORP
COM NEW
693320202
2
100
SH
DFND
1
100
0
0
PHILIP MORRIS INTL INC
COM
718172109
5368
61032
SH
DFND
1
61032
0
0
PHILLIPS 66
COM
718546104
73
908
SH
DFND
1
908
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
142
1550
SH
DFND
1
1550
0
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
770
7391
SH
DFND
1
7391
0
0
PINNACLE ENTMT INC
COM
723456109
143
4593
SH
DFND
1
4593
0
0
PIONEER NAT RES CO
COM
723787107
75
600
SH
DFND
1
600
0
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
78
8223
SH
DFND
1
8223
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
29
600
SH
DFND
1
600
0
0
PNC FINL SVCS GROUP INC
COM
693475105
362
3800
SH
DFND
1
3800
0
0
POLARIS INDS INC
COM
731068102
8
90
SH
DFND
1
90
0
0
POLYCOM INC
COM
73172K104
2372
188345
SH
DFND
1
188345
0
0
POPEYES LA KITCHEN INC
COM
732872106
32
550
SH
DFND
1
550
0
0
POTASH CORP SASK INC
COM
73755L107
6180
362158
SH
DFND
1
362158
0
0
POWERSHARES ETF TRUST
DYNM LRG CP GR
73935X609
273
8705
SH
DFND
1
8705
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
157
7250
SH
DFND
1
7250
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
99
4410
SH
DFND
1
4410
0
0
POWERSHARES GLOBAL ETF TRUST
FDM HG YLD RAFI
73936T557
26
1500
SH
DFND
1
1500
0
0
POWERSHARES GLOBAL ETF TRUST
GBL CLEAN ENER
73936T615
10
900
SH
DFND
1
900
0
0
POWERSHARES INDIA ETF TR
INDIA PORT
73935L100
196
10020
SH
DFND
1
10020
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
8371
74843
SH
DFND
1
74843
0
0
PPG INDS INC
COM
693506107
494
5000
SH
DFND
1
5000
0
0
PPL CORP
COM
69351T106
139
4074
SH
DFND
1
4074
0
0
PRAXAIR INC
COM
74005P104
8159
79740
SH
DFND
1
79740
0
0
PRECISION CASTPARTS CORP
COM
740189105
3435
14807
SH
DFND
1
14807
0
0
PRICE T ROWE GROUP INC
COM
74144T108
181
2537
SH
DFND
1
2537
0
0
PRICELINE GRP INC
COM NEW
741503403
39984
31377
SH
DFND
1
31377
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
4252
3570000
PRN
DFND
1
3570000
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
472
330000
PRN
DFND
1
330000
0
0
PRIMORIS SVCS CORP
COM
74164F103
22
1000
SH
DFND
1
1000
0
0
PROCTER & GAMBLE CO
CALL
742718909
3
1500
SH
Call
DFND
1
1500
0
0
PROCTER & GAMBLE CO
COM
742718109
71050
894681
SH
DFND
1
894681
0
0
PROSHARES TR
PSHS ULTRA O&G
74347R719
4
150
SH
DFND
1
150
0
0
PROSHARES TR
PSHS ULTRA QQQ
74347R206
1097
14000
SH
DFND
1
14000
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
176
4000
SH
DFND
1
4000
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
66
2650
SH
DFND
1
2650
0
0
PROSHARES TR
ULTRA FNCLS NEW
74347X633
995
14000
SH
DFND
1
14000
0
0
PROSHARES TR
ULTSHT REAL EST
74348A244
2
38
SH
DFND
1
38
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
983
1120000
PRN
DFND
1
1120000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
479
480000
PRN
DFND
1
480000
0
0
PROTO LABS INC
COM
743713109
86
1350
SH
DFND
1
1350
0
0
PRUDENTIAL FINL INC
COM
744320102
430
5291
SH
DFND
1
5291
0
0
PRUDENTIAL PLC
ADR
74435K204
50
1100
SH
DFND
1
1100
0
0
PTC INC
COM
69370C100
251
7243
SH
DFND
1
7243
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
113
2933
SH
DFND
1
2933
0
0
PULTE GROUP INC
COM
745867101
46
2600
SH
DFND
1
2600
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
16
200
SH
DFND
1
200
0
0
PVH CORP
COM
693656100
7745
105125
SH
DFND
1
105125
0
0
QUALCOMM INC
COM
747525103
3472
69462
SH
DFND
1
69462
0
0
QUANTA SVCS INC
COM
74762E102
361
17850
SH
DFND
1
17850
0
0
QUIDEL CORP
COM
74838J101
21
1000
SH
DFND
1
1000
0
0
RACKSPACE HOSTING INC
COM
750086100
316
12465
SH
DFND
1
12465
0
0
RANDGOLD RES LTD
ADR
752344309
483
7800
SH
DFND
1
7800
0
0
RANGE RES CORP
COM
75281A109
6173
250791
SH
DFND
1
250791
0
0
RAPTOR PHARMACEUTICAL CORP
COM
75382F106
260
50000
SH
DFND
1
50000
0
0
RARE ELEMENT RES LTD
COM
75381M102
2
12200
SH
DFND
1
12200
0
0
RAYONIER INC
COM
754907103
22
1000
SH
DFND
1
1000
0
0
RAYTHEON CO
COM NEW
755111507
77
615
SH
DFND
1
615
0
0
RED HAT INC
COM
756577102
9888
119400
SH
DFND
1
119400
0
0
RED HAT INC
NOTE 0.250%10/0
756577AD4
2775
2130000
PRN
DFND
1
2130000
0
0
REGIONS FINL CORP NEW
COM
7591EP100
10
1000
SH
DFND
1
1000
0
0
REPROS THERAPEUTICS INC
COM NEW
76028H209
7
6000
SH
DFND
1
6000
0
0
REPUBLIC SVCS INC
COM
760759100
22
500
SH
DFND
1
500
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
1951
52372
SH
DFND
1
52372
0
0
REYNOLDS AMERICAN INC
COM
761713106
96
2073
SH
DFND
1
2073
0
0
RICE ENERGY INC
COM
762760106
54
4910
SH
DFND
1
4910
0
0
RICHMONT MINES INC
COM
76547T106
9
2750
SH
DFND
1
2750
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
15
500
SH
DFND
1
500
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
84
3500
SH
DFND
1
3500
0
0
ROCKWELL AUTOMATION INC
COM
773903109
202
1959
SH
DFND
1
1959
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
55
1600
SH
DFND
1
1600
0
0
ROSS STORES INC
COM
778296103
24
441
SH
DFND
1
441
0
0
ROVI CORP
COM
779376102
187
11213
SH
DFND
1
11213
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2533
47450
SH
DFND
1
47450
0
0
ROYAL BK CDA MONTREAL QUE
PUT
780087952
17
66000
SH
Put
DFND
1
66000
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF T
780097713
51
1975
SH
DFND
1
1975
0
0
ROYAL BK SCOTLAND GROUP PLC
SPON ADR F
780097804
30
1180
SH
DFND
1
1180
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
141
3050
SH
DFND
1
3050
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
44044
961873
SH
DFND
1
961873
0
0
ROYAL GOLD INC
COM
780287108
1422
38989
SH
DFND
1
38989
0
0
RPM INTL INC
COM
749685103
868
765000
PRN
DFND
1
765000
0
0
RPX CORP
COM
74972G103
39
3500
SH
DFND
1
3500
0
0
RUBY TUESDAY INC
COM
781182100
111
20000
SH
DFND
1
20000
0
0
RUCKUS WIRELESS INC
COM
781220108
2689
251053
SH
DFND
1
251053
0
0
SALESFORCE COM INC
COM
79466L302
827
10561
SH
DFND
1
10561
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
1833
1420000
PRN
DFND
1
1420000
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
1425
905000
PRN
DFND
1
905000
0
0
SANOFI
RIGHT 12/31/2020
80105N113
113
1000084
SH
DFND
1
1000084
0
0
SANOFI
SPONSORED ADR
80105N105
9
215
SH
DFND
1
215
0
0
SAP SE
SPON ADR
803054204
304
3831
SH
DFND
1
3831
0
0
SASOL LTD
SPONSORED ADR
803866300
13
500
SH
DFND
1
500
0
0
SCHEIN HENRY INC
COM
806407102
107
675
SH
DFND
1
675
0
0
SCHLUMBERGER LTD
COM
806857108
55573
796535
SH
DFND
1
796535
0
0
SEABRIDGE GOLD INC
COM
811916105
58
7000
SH
DFND
1
7000
0
0
SEARS HLDGS CORP
COM
812350106
176
8570
SH
DFND
1
8570
0
0
SEATTLE GENETICS INC
COM
812578102
67
1500
SH
DFND
1
1500
0
0
SEAWORLD ENTMT INC
COM
81282V100
173
8774
SH
DFND
1
8774
0
0
SECOND SIGHT MED PRODS INC
COM
81362J100
18
3000
SH
DFND
1
3000
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
593
7590
SH
DFND
1
7590
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
635
12569
SH
DFND
1
12569
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1091
15151
SH
DFND
1
15151
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
88
1455
SH
DFND
1
1455
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
6458
271575
SH
DFND
1
271575
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
436
8230
SH
DFND
1
8230
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
840
19605
SH
DFND
1
19605
0
0
SEMPRA ENERGY
COM
816851109
1595
16980
SH
DFND
1
16980
0
0
SERES THERAPEUTICS INC
COM
81750R102
49
1400
SH
DFND
1
1400
0
0
SERVICE CORP INTL
COM
817565104
111
4275
SH
DFND
1
4275
0
0
SERVICENOW INC
COM
81762P102
938
730000
PRN
DFND
1
730000
0
0
SHAKE SHACK INC
CL A
819047101
147
3700
SH
DFND
1
3700
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
51
3000
SH
DFND
1
3000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
241
1175
SH
DFND
1
1175
0
0
SHUTTERFLY INC
COM
82568P304
2548
57187
SH
DFND
1
57187
0
0
SILVER WHEATON CORP
COM
828336107
85
6900
SH
DFND
1
6900
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
15
76
SH
DFND
1
76
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
231
3000
SH
DFND
1
3000
0
0
SNAP ON INC
COM
833034101
129
750
SH
DFND
1
750
0
0
SOLARCITY CORP
COM
83416T100
355
6940
SH
DFND
1
6940
0
0
SOLAZYME INC
COM
83415T101
496
200000
SH
DFND
1
200000
0
0
SONIC CORP
COM
835451105
26
800
SH
DFND
1
800
0
0
SONY CORP
ADR NEW
835699307
240
9750
SH
DFND
1
9750
0
0
SOTHEBYS
COM
835898107
315
12250
SH
DFND
1
12250
0
0
SOUTHWEST AIRLS CO
COM
844741108
35
817
SH
DFND
1
817
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
668
93980
SH
DFND
1
93980
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
782
4496
SH
DFND
1
4496
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
668
6579
SH
DFND
1
6579
0
0
SPDR INDEX SHS FDS
CONSM SPLS ETF
78463X723
25
595
SH
DFND
1
595
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
2534
73628
SH
DFND
1
73628
0
0
SPDR INDEX SHS FDS
INTL ENRGY ETF
78463X715
14
930
SH
DFND
1
930
0
0
SPDR INDEX SHS FDS
INTL FINL ETF
78463X699
30
1495
SH
DFND
1
1495
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
44
1432
SH
DFND
1
1432
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
15
200
SH
DFND
1
200
0
0
SPDR INDEX SHS FDS
S&P INTL CONS
78463X731
162
4400
SH
DFND
1
4400
0
0
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
53
1600
SH
DFND
1
1600
0
0
SPDR INDEX SHS FDS
S&P RUSSIA ETF
78463X558
61
4375
SH
DFND
1
4375
0
0
SPDR INDEX SHS FDS
STOXX EUR 50 ETF
78463X103
89
2800
SH
DFND
1
2800
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12255
60104
SH
DFND
1
60104
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
31
1200
SH
DFND
1
1200
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
37
1080
SH
DFND
1
1080
0
0
SPDR SERIES TRUST
HLTH CR EQUIP
78464A581
169
3800
SH
DFND
1
3800
0
0
SPDR SERIES TRUST
NUVN BR SHT MUNI
78464A425
925
38000
SH
DFND
1
38000
0
0
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
50
538
SH
DFND
1
538
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
21
300
SH
DFND
1
300
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
49
1458
SH
DFND
1
1458
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
46
630
SH
DFND
1
630
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
111
3255
SH
DFND
1
3255
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
24
800
SH
DFND
1
800
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
13
300
SH
DFND
1
300
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
115
2660
SH
DFND
1
2660
0
0
SPECTRA ENERGY CORP
COM
847560109
23
950
SH
DFND
1
950
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
172
180000
PRN
DFND
1
180000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
568
600000
PRN
DFND
1
600000
0
0
SPLUNK INC
COM
848637104
221
3750
SH
DFND
1
3750
0
0
SPROUTS FMRS MKT INC
COM
85208M102
11348
426770
SH
DFND
1
426770
0
0
ST JUDE MED INC
COM
790849103
1545
25000
SH
DFND
1
25000
0
0
STARBUCKS CORP
COM
855244109
909
15150
SH
DFND
1
15150
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
120
1728
SH
DFND
1
1728
0
0
STATE NATL COS INC
COM
85711T305
20
2000
SH
DFND
1
2000
0
0
STATOIL ASA
SPONSORED ADR
85771P102
251
18000
SH
DFND
1
18000
0
0
STEEL DYNAMICS INC
COM
858119100
1770
99047
SH
DFND
1
99047
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
382
60500
SH
DFND
1
60500
0
0
STERICYCLE INC
COM
858912108
2152
17860
SH
DFND
1
17860
0
0
SUN LIFE FINL INC
COM
866796105
120
3850
SH
DFND
1
3850
0
0
SUNCOR ENERGY INC NEW
COM
867224107
3119
121300
SH
DFND
1
121300
0
0
SUNEDISON INC
COM
86732Y109
637
125000
SH
DFND
1
125000
0
0
SUNTRUST BKS INC
COM
867914103
169
3950
SH
DFND
1
3950
0
0
SYMANTEC CORP
COM
871503108
323
15339
SH
DFND
1
15339
0
0
SYNCHRONY FINL
COM
87165B103
267
8779
SH
DFND
1
8779
0
0
SYSCO CORP
COM
871829107
83
2015
SH
DFND
1
2015
0
0
T MOBILE US INC
COM
872590104
90
2300
SH
DFND
1
2300
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
1183
52000
SH
DFND
1
52000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
5
132
SH
DFND
1
132
0
0
TARGET CORP
COM
87612E106
276
3803
SH
DFND
1
3803
0
0
TASER INTL INC
COM
87651B104
1866
107936
SH
DFND
1
107936
0
0
TASMAN METALS LTD
COM
87652B103
12
60200
SH
DFND
1
60200
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
156
5300
SH
DFND
1
5300
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
61
1748
SH
DFND
1
1748
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
45
5000
SH
DFND
1
5000
0
0
TELEFONICA S A
SPONSORED ADR
879382208
18
1626
SH
DFND
1
1626
0
0
TERADATA CORP DEL
COM
88076W103
1919
72621
SH
DFND
1
72621
0
0
TESLA MTRS INC
COM
88160R101
1005
4188
SH
DFND
1
4188
0
0
TESORO CORP
COM
881609101
1876
17800
SH
DFND
1
17800
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
706
10757
SH
DFND
1
10757
0
0
TEXAS INSTRS INC
COM
882508104
7958
145200
SH
DFND
1
145200
0
0
THE ADT CORPORATION
COM
00101J106
12066
365915
SH
DFND
1
365915
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2050
14442
SH
DFND
1
14442
0
0
THOR INDS INC
COM
885160101
284
5054
SH
DFND
1
5054
0
0
THRESHOLD PHARMACEUTICAL INC
COM NEW
885807206
6
13504
SH
DFND
1
13504
0
0
TIFFANY & CO NEW
COM
886547108
19252
252370
SH
DFND
1
252370
0
0
TIME INC NEW
COM
887228104
0
10
SH
DFND
1
10
0
0
TIME WARNER CABLE INC
COM
88732J207
4
22
SH
DFND
1
22
0
0
TIME WARNER INC
COM NEW
887317303
1816
28093
SH
DFND
1
28093
0
0
TIMMINS GOLD CORP
COM
88741P103
250
1825000
SH
DFND
1
1825000
0
0
TJX COS INC NEW
COM
872540109
1952
27561
SH
DFND
1
27561
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
154
3950
SH
DFND
1
3950
0
0
TOTAL S A
SPONSORED ADR
89151E109
100
2230
SH
DFND
1
2230
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
181
1475
SH
DFND
1
1475
0
0
TRANSCANADA CORP
COM
89353D107
104
3200
SH
DFND
1
3200
0
0
TRANSENTERIX INC
COM NEW
89366M201
25
10000
SH
DFND
1
10000
0
0
TRAVELERS COMPANIES INC
COM
89417E109
3
28
SH
DFND
1
28
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
45
4050
SH
DFND
1
4050
0
0
TURQUOISE HILL RES LTD
COM
900435108
31
12445
SH
DFND
1
12445
0
0
TUTOR PERINI CORP
COM
901109108
8
500
SH
DFND
1
500
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
129
4753
SH
DFND
1
4753
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
2479
91046
SH
DFND
1
91046
0
0
TWITTER INC
COM
90184L102
627
27073
SH
DFND
1
27073
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
519
620000
PRN
DFND
1
620000
0
0
UNILEVER N V
N Y SHS NEW
904784709
16907
390285
SH
DFND
1
390285
0
0
UNILEVER PLC
SPON ADR NEW
904767704
312
7237
SH
DFND
1
7237
0
0
UNION PAC CORP
COM
907818108
736
9420
SH
DFND
1
9420
0
0
UNITED NAT FOODS INC
COM
911163103
181
4600
SH
DFND
1
4600
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
508
5286
SH
DFND
1
5286
0
0
UNITED RENTALS INC
COM
911363109
218
3000
SH
DFND
1
3000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
28058
292133
SH
DFND
1
292133
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
16
139
SH
DFND
1
139
0
0
URBAN OUTFITTERS INC
COM
917047102
2408
105828
SH
DFND
1
105828
0
0
US BANCORP DEL
COM NEW
902973304
3279
76872
SH
DFND
1
76872
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
6
2000
SH
DFND
1
2000
0
0
V F CORP
COM
918204108
718
11528
SH
DFND
1
11528
0
0
VALE S A
ADR
91912E105
710
215988
SH
DFND
1
215988
0
0
VALE S A
ADR REPSTG PFD
91912E204
778
305000
SH
DFND
1
305000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
607
6000
SH
DFND
1
6000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
114
1613
SH
DFND
1
1613
0
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
63
590
SH
DFND
1
590
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
42
508
SH
DFND
1
508
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
1131
14000
SH
DFND
1
14000
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
846
16000
SH
DFND
1
16000
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
91
915
SH
DFND
1
915
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
6675
63987
SH
DFND
1
63987
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
321
9800
SH
DFND
1
9800
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
3711
74400
SH
DFND
1
74400
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
254
4410
SH
DFND
1
4410
0
0
VANGUARD SCOTTSDALE FDS
LONG-TERM GOV
92206C847
3841
51471
SH
DFND
1
51471
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1138
14418
SH
DFND
1
14418
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
3970
88000
SH
DFND
1
88000
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1725
25830
SH
DFND
1
25830
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
221
1660
SH
DFND
1
1660
0
0
VASCO DATA SEC INTL INC
COM
92230Y104
66
4000
SH
DFND
1
4000
0
0
VECTOR GROUP LTD
COM
92240M108
0
6
SH
DFND
1
6
0
0
VEEVA SYS INC
CL A COM
922475108
214
7418
SH
DFND
1
7418
0
0
VENTAS INC
COM
92276F100
451
8000
SH
DFND
1
8000
0
0
VERISIGN INC
COM
92343E102
175
2000
SH
DFND
1
2000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
16529
357573
SH
DFND
1
357573
0
0
VIACOM INC NEW
CL B
92553P201
259
6296
SH
DFND
1
6296
0
0
VIAVI SOLUTIONS INC
COM
925550105
127
20837
SH
DFND
1
20837
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
13
830
SH
DFND
1
830
0
0
VISA INC
COM CL A
92826C839
85859
1107002
SH
DFND
1
1107002
0
0
VMWARE INC
CL A COM
928563402
285
5050
SH
DFND
1
5050
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
156
4825
SH
DFND
1
4825
0
0
VOYA FINL INC
COM
929089100
242
6544
SH
DFND
1
6544
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
11710
137516
SH
DFND
1
137516
0
0
WAL-MART STORES INC
COM
931142103
6123
99871
SH
DFND
1
99871
0
0
WEBMD HEALTH CORP
COM
94770V102
5844
121000
SH
DFND
1
121000
0
0
WELLS FARGO & CO NEW
COM
949746101
2040
37548
SH
DFND
1
37548
0
0
WELLTOWER INC
COM
95040Q104
16
232
SH
DFND
1
232
0
0
WENDYS CO
COM
95058W100
210
19534
SH
DFND
1
19534
0
0
WESTERN DIGITAL CORP
COM
958102105
17
281
SH
DFND
1
281
0
0
WESTROCK CO
COM
96145D105
61
1339
SH
DFND
1
1339
0
0
WEYERHAEUSER CO
COM
962166104
118
3929
SH
DFND
1
3929
0
0
WHIRLPOOL CORP
COM
963320106
22
148
SH
DFND
1
148
0
0
WHITEWAVE FOODS CO
COM
966244105
27
700
SH
DFND
1
700
0
0
WHITING PETE CORP NEW
COM
966387102
28
3000
SH
DFND
1
3000
0
0
WHOLE FOODS MKT INC
COM
966837106
226
6760
SH
DFND
1
6760
0
0
WILLIAMS COS INC DEL
COM
969457100
40
1550
SH
DFND
1
1550
0
0
WINDSTREAM HLDGS INC
COM NEW
97382A200
12
1850
SH
DFND
1
1850
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
298
5533
SH
DFND
1
5533
0
0
WISDOMTREE TR
EUROPE SMCP DV
97717W869
3658
65000
SH
DFND
1
65000
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
1558
31100
SH
DFND
1
31100
0
0
WISDOMTREE TR
JP SMALLCP DIV
97717W836
38
665
SH
DFND
1
665
0
0
WORKDAY INC
CL A
98138H101
80
1000
SH
DFND
1
1000
0
0
WPP PLC NEW
ADR
92937A102
8
71
SH
DFND
1
71
0
0
WYNN RESORTS LTD
COM
983134107
554
8000
SH
DFND
1
8000
0
0
XEROX CORP
COM
984121103
11
1000
SH
DFND
1
1000
0
0
YAHOO INC
COM
984332106
218
6540
SH
DFND
1
6540
0
0
YAHOO INC
NOTE 12/0
984332AF3
1753
1800000
PRN
DFND
1
1800000
0
0
YAMANA GOLD INC
COM
98462Y100
1055
570000
SH
DFND
1
570000
0
0
YELP INC
CL A
985817105
181
6300
SH
DFND
1
6300
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
2884
183500
SH
DFND
1
183500
0
0
YUM BRANDS INC
COM
988498101
1248
17085
SH
DFND
1
17085
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
67
650
SH
DFND
1
650
0
0
ZIX CORP
COM
98974P100
10
2000
SH
DFND
1
2000
0
0
ZOETIS INC
CL A
98978V103
184
3850
SH
DFND
1
3850
0
0
ABBOTT LABS
COM
002824100
5389
120000
SH
DFND
2
120000
0
0
ABBVIE INC
COM
00287Y109
13256
223736
SH
DFND
2
223736
0
0
ADOBE SYS INC
COM
00724F101
4697
50000
SH
DFND
2
50000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4935
60720
SH
DFND
2
60720
0
0
ALPHABET INC
CAP STK CL A
02079K305
13321
17122
SH
DFND
2
17122
0
0
ALTRIA GROUP INC
COM
02209S103
175
3000
SH
DFND
2
3000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
186
3000
SH
DFND
2
3000
0
0
AMETEK INC NEW
COM
031100100
6394
119293
SH
DFND
2
119293
0
0
AMGEN INC
COM
031162100
8359
51500
SH
DFND
2
51500
0
0
APPLE INC
COM
037833100
6994
66448
SH
DFND
2
66448
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
35
7260
SH
DFND
2
7260
0
0
BANK AMER CORP
COM
060505104
531
31525
SH
DFND
2
31525
0
0
BANK NEW YORK MELLON CORP
COM
064058100
5598
135800
SH
DFND
2
135800
0
0
CATERPILLAR INC DEL
COM
149123101
41
600
SH
DFND
2
600
0
0
CBIZ INC
COM
124805102
55
50000
PRN
DFND
2
50000
0
0
CHEVRON CORP NEW
COM
166764100
2969
33000
SH
DFND
2
33000
0
0
CISCO SYS INC
COM
17275R102
7902
291035
SH
DFND
2
291035
0
0
COCA COLA CO
COM
191216100
24198
563216
SH
DFND
2
563216
0
0
COLGATE PALMOLIVE CO
COM
194162103
1466
22000
SH
DFND
2
22000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
7042
152000
SH
DFND
2
152000
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
113
3900
SH
DFND
2
3900
0
0
DISNEY WALT CO
COM DISNEY
254687106
4991
47500
SH
DFND
2
47500
0
0
DOW CHEM CO
COM
260543103
4530
88000
SH
DFND
2
88000
0
0
E M C CORP MASS
COM
268648102
5136
200000
SH
DFND
2
200000
0
0
EBAY INC
COM
278642103
22
800
SH
DFND
2
800
0
0
EOG RES INC
COM
26875P101
4247
60000
SH
DFND
2
60000
0
0
EXXON MOBIL CORP
COM
30231G102
6252
80200
SH
DFND
2
80200
0
0
FACEBOOK INC
CL A
30303M102
6646
63500
SH
DFND
2
63500
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
948
140000
SH
DFND
2
140000
0
0
GENERAL ELECTRIC CO
COM
369604103
6493
208436
SH
DFND
2
208436
0
0
GENERAL MTRS CO
COM
37045V100
211
6200
SH
DFND
2
6200
0
0
GILEAD SCIENCES INC
COM
375558103
5697
56300
SH
DFND
2
56300
0
0
HALLIBURTON CO
COM
406216101
184
5400
SH
DFND
2
5400
0
0
HOME DEPOT INC
COM
437076102
9919
75000
SH
DFND
2
75000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
3985
43000
SH
DFND
2
43000
0
0
INTEL CORP
COM
458140100
5295
153701
SH
DFND
2
153701
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
69
500
SH
DFND
2
500
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
7298
61000
SH
DFND
2
61000
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
4
200
SH
DFND
2
200
0
0
ISHARES
MSCI WORLD ETF
464286392
488
7000
SH
DFND
2
7000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
28
800
SH
DFND
2
800
0
0
ISHARES TR
GLB CNS DISC ETF
464288745
38
426
SH
DFND
2
426
0
0
ISHARES TR
GLOB INDSTRL ETF
464288729
34
498
SH
DFND
2
498
0
0
JOHNSON & JOHNSON
COM
478160104
3729
36300
SH
DFND
2
36300
0
0
JPMORGAN CHASE & CO
COM
46625H100
7491
113458
SH
DFND
2
113458
0
0
KRAFT HEINZ CO
COM
500754106
3711
51000
SH
DFND
2
51000
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
54
3920
SH
DFND
2
3920
0
0
MCDONALDS CORP
COM
580135101
4726
40000
SH
DFND
2
40000
0
0
MCGRAW HILL FINL INC
COM
580645109
5126
52000
SH
DFND
2
52000
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
4737
60000
SH
DFND
2
60000
0
0
MERCK & CO INC NEW
COM
58933Y105
4553
86200
SH
DFND
2
86200
0
0
METLIFE INC
COM
59156R108
7373
152900
SH
DFND
2
152900
0
0
MICROSOFT CORP
COM
594918104
4605
83000
SH
DFND
2
83000
0
0
MONDELEZ INTL INC
CL A
609207105
10007
223149
SH
DFND
2
223149
0
0
MONSANTO CO NEW
COM
61166W101
3575
36287
SH
DFND
2
36287
0
0
NEWMONT MINING CORP
COM
651639106
1349
75000
SH
DFND
2
75000
0
0
NOBLE ENERGY INC
COM
655044105
162
4914
SH
DFND
2
4914
0
0
PAYPAL HLDGS INC
COM
70450Y103
29
800
SH
DFND
2
800
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
58
13500
SH
DFND
2
13500
0
0
PFIZER INC
COM
717081103
3551
110000
SH
DFND
2
110000
0
0
PHILIP MORRIS INTL INC
COM
718172109
79
900
SH
DFND
2
900
0
0
PRAXAIR INC
COM
74005P104
4096
40000
SH
DFND
2
40000
0
0
PRICELINE GRP INC
COM NEW
741503403
6837
5363
SH
DFND
2
5363
0
0
PROCTER & GAMBLE CO
COM
742718109
80
1000
SH
DFND
2
1000
0
0
RANGE RES CORP
COM
75281A109
1600
65000
SH
DFND
2
65000
0
0
RED HAT INC
COM
756577102
6211
75000
SH
DFND
2
75000
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
221
5940
SH
DFND
2
5940
0
0
SCHLUMBERGER LTD
COM
806857108
7217
103460
SH
DFND
2
103460
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
74
2170
SH
DFND
2
2170
0
0
SYNCHRONY FINL
COM
87165B103
50
1642
SH
DFND
2
1642
0
0
TASMAN METALS LTD
COM
87652B103
2
9000
SH
DFND
2
9000
0
0
THE ADT CORPORATION
COM
00101J106
4617
140000
SH
DFND
2
140000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
8060
83900
SH
DFND
2
83900
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1416
30650
SH
DFND
2
30650
0
0
VISA INC
COM CL A
92826C839
8624
111200
SH
DFND
2
111200
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
6387
75000
SH
DFND
2
75000
0
0
YAHOO INC
COM
984332106
67
2000
SH
DFND
2
2000
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
314
20000
SH
DFND
2
20000
0
0