0001420506-15-000272.txt : 20150513
0001420506-15-000272.hdr.sgml : 20150513
20150513083440
ACCESSION NUMBER: 0001420506-15-000272
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150513
DATE AS OF CHANGE: 20150513
EFFECTIVENESS DATE: 20150513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compagnie Lombard, Odier SCA
CENTRAL INDEX KEY: 0001615423
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16235
FILM NUMBER: 15856523
BUSINESS ADDRESS:
STREET 1: RUE DE LA CORRATERIE 18
CITY: 1204 GENEVA
STATE: V8
ZIP: CH1204
BUSINESS PHONE: 44 22 709 2111
MAIL ADDRESS:
STREET 1: RUE DE LA CORRATERIE 18
CITY: 1204 GENEVA
STATE: V8
ZIP: CH1204
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0001615423
XXXXXXXX
03-31-2015
03-31-2015
false
Compagnie Lombard, Odier SCA
RUE DE LA CORRATERIE 18
1204 GENEVA
V8
CH1204
13F COMBINATION REPORT
028-16235
0001535660
028-16247
Lombard Odier Asset Management (Switzerland) SA
0001491719
028-13939
Lombard Odier Asset Management (USA) Corp
0001535784
028-16246
Lombard Odier Asset Management (Europe) Ltd
N
Dominic Stearns
Executive Vice President
44 22 709 2111
Dominic Stearns, Executive Vice President
1204 GENEVA
V8
02-13-2015
2
1182
2657265
false
1
0001106185
028-16234
Bank Lombard Odier & Co Ltd
2
0001615293
028-16239
Lombard Odier (Europe) S.A.
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR COMPAGNIE LOMBARD, ODIER SCA
ISHARES
RUSSELL 2000 ETF
464287655
50
400
SH
DFND
400
0
0
ISHARES
S&P MC 400GR ETF
464287606
364
2120
SH
DFND
2120
0
0
ISHARES
U.S. CNSM GD ETF
464287812
81
770
SH
DFND
770
0
0
ISHARES
U.S. ENERGY ETF
464287796
143
3268
SH
DFND
3268
0
0
JOHNSON & JOHNSON
COM
478160104
207
2061
SH
DFND
2061
0
0
JPMORGAN CHASE & CO
COM
46625H100
1598
26387
SH
DFND
26387
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
22
10000
SH
DFND
10000
0
0
KOHLS CORP
COM
500255104
102
1300
SH
DFND
1300
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
152
1750
SH
DFND
1750
0
0
KROGER CO
COM
501044101
582
7600
SH
DFND
7600
0
0
LOCKHEED MARTIN CORP
COM
539830109
122
600
SH
DFND
600
0
0
LOWES COS INC
COM
548661107
74
1000
SH
DFND
1000
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
27
1560
SH
DFND
1560
0
0
MCDONALDS CORP
COM
580135101
3577
36719
SH
DFND
36719
0
0
MCGRAW HILL FINL INC
COM
580645109
144
1400
SH
DFND
1400
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
625
6210
SH
DFND
6210
0
0
MERCK & CO INC NEW
COM
58933Y105
3010
52400
SH
DFND
52400
0
0
METLIFE INC
COM
59156R108
2102
41597
SH
DFND
41597
0
0
MICROSOFT CORP
COM
594918104
153
3765
SH
DFND
3765
0
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
508
50250
SH
DFND
50250
0
0
MONDELEZ INTL INC
CL A
609207105
4998
138532
SH
DFND
138532
0
0
MONSANTO CO NEW
COM
61166W101
204
1810
SH
DFND
1810
0
0
NOBLE ENERGY INC
COM
655044105
147
3000
SH
DFND
3000
0
0
21VIANET GROUP INC
SPONSORED ADR
90138A103
69
3900
SH
DFND
3900
0
0
3-D SYS CORP DEL
COM NEW
88554D205
58
2100
SH
DFND
2100
0
0
ABBVIE INC
COM
00287Y109
5028
85879
SH
DFND
85879
0
0
AFLAC INC
COM
001055102
128
2000
SH
DFND
2000
0
0
AIR PRODS & CHEMS INC
COM
009158106
41
270
SH
DFND
270
0
0
ALTRIA GROUP INC
COM
02209S103
74
1485
SH
DFND
1485
0
0
AMERIPRISE FINL INC
COM
03076C106
65
500
SH
DFND
500
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
57
500
SH
DFND
500
0
0
AMETEK INC NEW
COM
031100100
450
8550
SH
DFND
8550
0
0
AMGEN INC
COM
031162100
1420
8880
SH
DFND
8880
0
0
APPLE INC
COM
037833100
1546
12420
SH
DFND
12420
0
0
APPLIED MATLS INC
COM
038222105
83
3700
SH
DFND
3700
0
0
AUTOZONE INC
COM
053332102
89
130
SH
DFND
130
0
0
BAIDU INC
SPON ADR REP A
056752108
875
4200
SH
DFND
4200
0
0
BANK NEW YORK MELLON CORP
COM
064058100
36
900
SH
DFND
900
0
0
BARRICK GOLD CORP
COM
067901108
75
6850
SH
DFND
6850
0
0
BB&T CORP
COM
054937107
105
2700
SH
DFND
2700
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
306
2120
SH
DFND
2120
0
0
BEST BUY INC
COM
086516101
464
12250
SH
DFND
12250
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
13371
250000
SH
DFND
250000
0
0
CADIZ INC
COM NEW
127537207
44
4345
SH
DFND
4345
0
0
CANADIAN NATL RY CO
COM
136375102
288
4300
SH
DFND
4300
0
0
CATERPILLAR INC DEL
COM
149123101
1462
18270
SH
DFND
18270
0
0
CDN IMPERIAL BK OF COMMERCE
COM
136069101
183
2520
SH
DFND
2520
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
872
92100
SH
DFND
92100
0
0
CHEVRON CORP NEW
COM
166764100
5168
49230
SH
DFND
49230
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
20
30
SH
DFND
30
0
0
CISCO SYS INC
COM
17275R102
146
5300
SH
DFND
5300
0
0
CITIGROUP INC
COM NEW
172967424
83
1620
SH
DFND
1620
0
0
COACH INC
COM
189754104
597
14450
SH
DFND
14450
0
0
COCA COLA CO
COM
191216100
937
23145
SH
DFND
23145
0
0
COLGATE PALMOLIVE CO
COM
194162103
114
1640
SH
DFND
1640
0
0
CONSOLIDATED EDISON INC
COM
209115104
104
1700
SH
DFND
1700
0
0
CSX CORP
COM
126408103
152
4600
SH
DFND
4600
0
0
DEERE & CO
COM
244199105
1801
20527
SH
DFND
20527
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
506
11255
SH
DFND
11255
0
0
DISNEY WALT CO
COM DISNEY
254687106
3770
35955
SH
DFND
35955
0
0
E M C CORP MASS
COM
268648102
738
28910
SH
DFND
28910
0
0
EARTHLINK HLDGS CORP
COM
27033X101
14
3215
SH
DFND
3215
0
0
EBAY INC
COM
278642103
932
16144
SH
DFND
16144
0
0
ECOLAB INC
COM
278865100
63
550
SH
DFND
550
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
185
1300
SH
DFND
1300
0
0
ELECTRONIC ARTS INC
COM
285512109
76
1300
SH
DFND
1300
0
0
ETFS PLATINUM TR
SH BEN INT
26922V101
52
470
SH
DFND
470
0
0
EXXON MOBIL CORP
COM
30231G102
4112
48380
SH
DFND
48380
0
0
FACEBOOK INC
CL A
30303M102
2627
31929
SH
DFND
31929
0
0
FIRST SOLAR INC
COM
336433107
30
500
SH
DFND
500
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
202
10590
SH
DFND
10590
0
0
GENERAL ELECTRIC CO
COM
369604103
5739
231285
SH
DFND
231285
0
0
GENERAL MTRS CO
COM
37045V100
126
3350
SH
DFND
3350
0
0
GEVO INC
COM
374396109
10
50000
SH
DFND
50000
0
0
GILEAD SCIENCES INC
COM
375558103
1114
11370
SH
DFND
11370
0
0
GOLDCORP INC NEW
COM
380956409
1639
90570
SH
DFND
90570
0
0
GOLDEN MINERALS CO
COM
381119106
4
10000
SH
DFND
10000
0
0
GOOGLE INC
CL A
38259P508
9187
16568
SH
DFND
16568
0
0
HALLIBURTON CO
COM
406216101
178
4050
SH
DFND
4050
0
0
HEALTH CARE REIT INC
COM
42217K106
126
1630
SH
DFND
1630
0
0
HOME DEPOT INC
COM
437076102
1091
9605
SH
DFND
9605
0
0
IMMUNOGEN INC
COM
45253H101
19
2100
SH
DFND
2100
0
0
INTEL CORP
COM
458140100
2176
69600
SH
DFND
69600
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
236
1469
SH
DFND
1469
0
0
INVENSENSE INC
COM
46123D205
22
1470
SH
DFND
1470
0
0
ISHARES
CHINA LG-CAP ETF
464287184
72
1620
SH
DFND
1620
0
0
ISHARES
CORE S&P MCP ETF
464287507
58
380
SH
DFND
380
0
0
ISHARES
INDIA 50 ETF
464289529
1086
34666
SH
DFND
34666
0
0
ISHARES
INTERM CR BD ETF
464288638
83
750
SH
DFND
750
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
29
940
SH
DFND
940
0
0
ISHARES
MSCI CDA ETF
464286509
304
11200
SH
DFND
11200
0
0
ISHARES
MSCI PAC JP ETF
464286665
177
3900
SH
DFND
3900
0
0
NORFOLK SOUTHERN CORP
COM
655844108
147
1430
SH
DFND
1430
0
0
NORTHROP GRUMMAN CORP
COM
666807102
407
2530
SH
DFND
2530
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
143
3520
SH
DFND
3520
0
0
PEPSICO INC
COM
713448108
58
615
SH
DFND
615
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
20
3300
SH
DFND
3300
0
0
PFIZER INC
COM
717081103
108
3110
SH
DFND
3110
0
0
PG&E CORP
COM
69331C108
53
1000
SH
DFND
1000
0
0
PHILIP MORRIS INTL INC
COM
718172109
1617
21455
SH
DFND
21455
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1136
10743
SH
DFND
10743
0
0
PRICELINE COM INC
COM NEW
741503403
605
519
SH
DFND
519
0
0
PROCTER & GAMBLE CO
COM
742718109
49
600
SH
DFND
600
0
0
PVH CORP
COM
693656100
380
3570
SH
DFND
3570
0
0
RANGE RES CORP
COM
75281A109
130
2500
SH
DFND
2500
0
0
RAYTHEON CO
COM NEW
755111507
197
1800
SH
DFND
1800
0
0
SCHLUMBERGER LTD
COM
806857108
7602
91093
SH
DFND
91093
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
315
4200
SH
DFND
4200
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
106
1900
SH
DFND
1900
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
30
734
SH
DFND
734
0
0
SOLARCITY CORP
COM
83416T100
30
580
SH
DFND
580
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
326
1840
SH
DFND
1840
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1137
10000
SH
DFND
10000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
996
4826
SH
DFND
4826
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
47
1615
SH
DFND
1615
0
0
SPLUNK INC
COM
848637104
30
500
SH
DFND
500
0
0
STARBUCKS CORP
COM
855244109
104
1100
SH
DFND
1100
0
0
TARGET CORP
COM
87612E106
90
1100
SH
DFND
1100
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
62
1000
SH
DFND
1000
0
0
THE ADT CORPORATION
COM
00101J106
383
9250
SH
DFND
9250
0
0
TIFFANY & CO NEW
COM
886547108
933
10600
SH
DFND
10600
0
0
TRIUMPH GROUP INC NEW
COM
896818101
49
825
SH
DFND
825
0
0
TWITTER INC
COM
90184L102
806
16077
SH
DFND
16077
0
0
UNION PAC CORP
COM
907818108
203
1870
SH
DFND
1870
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
4956
42285
SH
DFND
42285
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3862
79462
SH
DFND
79462
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
396
75500
SH
DFND
75500
0
0
VISA INC
COM CL A
92826C839
4304
65812
SH
DFND
65812
0
0
WAL-MART STORES INC
COM
931142103
99
1200
SH
DFND
1200
0
0
WESTERN UN CO
COM
959802109
52
2500
SH
DFND
2500
0
0
WHIRLPOOL CORP
COM
963320106
349
1730
SH
DFND
1730
0
0
YUM BRANDS INC
COM
988498101
28
360
SH
DFND
360
0
0
ZIMMER HLDGS INC
COM
98956P102
82
700
SH
DFND
700
0
0
ABBVIE INC
COM
00287Y109
9930
169559
SH
DFND
2
169559
0
0
AMAZON COM INC
COM
023135106
346
930
SH
DFND
2
930
0
0
AMERICAN EXPRESS CO
COM
025816109
117
1500
SH
DFND
2
1500
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
192
3500
SH
DFND
2
3500
0
0
AMETEK INC NEW
COM
031100100
2525
48050
SH
DFND
2
48050
0
0
AMGEN INC
COM
031162100
2495
15605
SH
DFND
2
15605
0
0
ANADARKO PETE CORP
COM
032511107
113
1370
SH
DFND
2
1370
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
55
450
SH
DFND
2
450
0
0
APPLE INC
COM
037833100
2288
18374
SH
DFND
2
18374
0
0
AT&T INC
COM
00206R102
72
2195
SH
DFND
2
2195
0
0
BANK N S HALIFAX
COM
064149107
23
451
SH
DFND
2
451
0
0
BANK NEW YORK MELLON CORP
COM
064058100
218
5439
SH
DFND
2
5439
0
0
BB&T CORP
COM
054937107
781
20030
SH
DFND
2
20030
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
125
862
SH
DFND
2
862
0
0
BIOGEN IDEC INC
COM
09062X103
106
250
SH
DFND
2
250
0
0
CAE INC
COM
124765108
13
1075
SH
DFND
2
1075
0
0
CANADIAN NATL RY CO
COM
136375102
33
500
SH
DFND
2
500
0
0
CARNIVAL CORP
PAIRED CTF
143658300
24
500
SH
DFND
2
500
0
0
CHEVRON CORP NEW
COM
166764100
61
580
SH
DFND
2
580
0
0
CITIGROUP INC
COM NEW
172967424
145
2810
SH
DFND
2
2810
0
0
COACH INC
COM
189754104
17
400
SH
DFND
2
400
0
0
COCA COLA CO
COM
191216100
866
21290
SH
DFND
2
21290
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
141
2260
SH
DFND
2
2260
0
0
COLGATE PALMOLIVE CO
COM
194162103
97
1400
SH
DFND
2
1400
0
0
CONOCOPHILLIPS
COM
20825C104
12
190
SH
DFND
2
190
0
0
COOPER COS INC
COM NEW
216648402
157
840
SH
DFND
2
840
0
0
CRITEO S A
SPONS ADS
226718104
386
9760
SH
DFND
2
9760
0
0
CVS CAREMARK CORPORATION
COM
126650100
447
4328
SH
DFND
2
4328
0
0
DANAHER CORP DEL
COM
235851102
163
1925
SH
DFND
2
1925
0
0
DBX ETF TR
XTRAK MSCI JAPN
233051507
293
7126
SH
DFND
2
7126
0
0
DISNEY WALT CO
COM DISNEY
254687106
2675
25500
SH
DFND
2
25500
0
0
E M C CORP MASS
COM
268648102
1760
68814
SH
DFND
2
68814
0
0
EBAY INC
COM
278642103
1539
26721
SH
DFND
2
26721
0
0
ECOLAB INC
COM
278865100
63
550
SH
DFND
2
550
0
0
EMERSON ELEC CO
COM
291011104
70
1233
SH
DFND
2
1233
0
0
ENBRIDGE INC
COM
29250N105
29
600
SH
DFND
2
600
0
0
EOG RES INC
COM
26875P101
120
1310
SH
DFND
2
1310
0
0
EXXON MOBIL CORP
COM
30231G102
108
1278
SH
DFND
2
1278
0
0
FACEBOOK INC
CL A
30303M102
445
5405
SH
DFND
2
5405
0
0
FLUOR CORP NEW
COM
343412102
54
949
SH
DFND
2
949
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
49
2537
SH
DFND
2
2537
0
0
GENERAL ELECTRIC CO
COM
369604103
282
11350
SH
DFND
2
11350
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
17
560
SH
DFND
2
560
0
0
GILEAD SCIENCES INC
COM
375558103
5248
53477
SH
DFND
2
53477
0
0
GOOGLE INC
CL A
38259P508
9071
16359
SH
DFND
2
16359
0
0
GROUPE CGI INC
CL A SUB VTG
39945C109
11
262
SH
DFND
2
262
0
0
HALLIBURTON CO
COM
406216101
288
6565
SH
DFND
2
6565
0
0
HOME DEPOT INC
COM
437076102
2412
21224
SH
DFND
2
21224
0
0
HONEYWELL INTL INC
COM
438516106
15
140
SH
DFND
2
140
0
0
INTEL CORP
COM
458140100
33
1053
SH
DFND
2
1053
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
24
150
SH
DFND
2
150
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
96
817
SH
DFND
2
817
0
0
ISHARES
IBOXX HI YD ETF
464288513
68
750
SH
DFND
2
750
0
0
ISHARES
MSCI AC ASIA ETF
464288182
45
700
SH
DFND
2
700
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
12
383
SH
DFND
2
383
0
0
ISHARES
MSCI GERMANY ETF
464286806
581
19497
SH
DFND
2
19497
0
0
ISHARES
MSCI HONG KG ETF
464286871
22
1000
SH
DFND
2
1000
0
0
ISHARES
MSCI MEX CAP ETF
464286822
11
191
SH
DFND
2
191
0
0
ISHARES
MSCI SINGAP ETF
464286673
18
1400
SH
DFND
2
1400
0
0
ISHARES
RUSSELL 2000 ETF
464287655
484
3896
SH
DFND
2
3896
0
0
ISHARES
US HOME CONS ETF
464288752
470
16702
SH
DFND
2
16702
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
156
1574
SH
DFND
2
1574
0
0
JPMORGAN CHASE & CO
COM
46625H100
7461
123200
SH
DFND
2
123200
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
21
385
SH
DFND
2
385
0
0
MCDONALDS CORP
COM
580135101
458
4696
SH
DFND
2
4696
0
0
MCGRAW HILL FINL INC
COM
580645109
422
4083
SH
DFND
2
4083
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
419
4170
SH
DFND
2
4170
0
0
MERCK & CO INC NEW
COM
58933Y105
5887
102479
SH
DFND
2
102479
0
0
METLIFE INC
COM
59156R108
1300
25688
SH
DFND
2
25688
0
0
MICRON TECHNOLOGY INC
COM
595112103
374
13800
SH
DFND
2
13800
0
0
MICROSOFT CORP
COM
594918104
205
5055
SH
DFND
2
5055
0
0
MONDELEZ INTL INC
CL A
609207105
4875
135044
SH
DFND
2
135044
0
0
MONSANTO CO NEW
COM
61166W101
237
2103
SH
DFND
2
2103
0
0
MOOG INC
CL A
615394202
16
215
SH
DFND
2
215
0
0
NETAPP INC
COM
64110D104
36
1017
SH
DFND
2
1017
0
0
NEWELL RUBBERMAID INC
COM
651229106
98
2520
SH
DFND
2
2520
0
0
NIKE INC
CL B
654106103
81
803
SH
DFND
2
803
0
0
NOBLE ENERGY INC
COM
655044105
1204
24683
SH
DFND
2
24683
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
342
4703
SH
DFND
2
4703
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
18
3000
SH
DFND
2
3000
0
0
PDL BIOPHARMA INC
COM
69329Y104
11
1500
SH
DFND
2
1500
0
0
PEPSICO INC
COM
713448108
14
151
SH
DFND
2
151
0
0
PFIZER INC
COM
717081103
135
3873
SH
DFND
2
3873
0
0
PHILIP MORRIS INTL INC
COM
718172109
181
2400
SH
DFND
2
2400
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2882
27275
SH
DFND
2
27275
0
0
PRAXAIR INC
COM
74005P104
355
2940
SH
DFND
2
2940
0
0
PRICE T ROWE GROUP INC
COM
74144T108
32
396
SH
DFND
2
396
0
0
PRICELINE COM INC
COM NEW
741503403
303
260
SH
DFND
2
260
0
0
PROCTER & GAMBLE CO
COM
742718109
352
4298
SH
DFND
2
4298
0
0
PULTE GROUP INC
COM
745867101
50
2249
SH
DFND
2
2249
0
0
PVH CORP
COM
693656100
4279
40141
SH
DFND
2
40141
0
0
QUALCOMM INC
COM
747525103
646
9295
SH
DFND
2
9295
0
0
RANGE RES CORP
COM
75281A109
68
1300
SH
DFND
2
1300
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
21
630
SH
DFND
2
630
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
18
293
SH
DFND
2
293
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
0
2
SH
DFND
2
2
0
0
RYDER SYS INC
COM
783549108
45
475
SH
DFND
2
475
0
0
SCHLUMBERGER LTD
COM
806857108
4175
50054
SH
DFND
2
50054
0
0
SOUTHWEST AIRLS CO
COM
844741108
20
450
SH
DFND
2
450
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1503
7284
SH
DFND
2
7284
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
383
4900
SH
DFND
2
4900
0
0
STARBUCKS CORP
COM
855244109
176
1860
SH
DFND
2
1860
0
0
SUNCOR ENERGY INC NEW
COM
867224107
23
800
SH
DFND
2
800
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
112
4750
SH
DFND
2
4750
0
0
TARGET CORP
COM
87612E106
25
300
SH
DFND
2
300
0
0
THE ADT CORPORATION
COM
00101J106
472
11370
SH
DFND
2
11370
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
157
1170
SH
DFND
2
1170
0
0
THOMSON REUTERS CORP
COM
884903105
13
320
SH
DFND
2
320
0
0
TIFFANY & CO NEW
COM
886547108
3063
34823
SH
DFND
2
34823
0
0
TJX COS INC NEW
COM
872540109
130
1850
SH
DFND
2
1850
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
37
384
SH
DFND
2
384
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
3166
27038
SH
DFND
2
27038
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
350
7191
SH
DFND
2
7191
0
0
VISA INC
COM CL A
92826C839
3927
60044
SH
DFND
2
60044
0
0
WAL-MART STORES INC
COM
931142103
239
2905
SH
DFND
2
2905
0
0
WELLS FARGO & CO NEW
COM
949746101
260
4795
SH
DFND
2
4795
0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
12
1050
SH
DFND
1
1050
0
0
CARDINAL HEALTH INC
COM
14149Y108
194
2144
SH
DFND
1
2144
0
0
CARDIOME PHARMA CORP
COM NO PAR
14159U301
1
87
SH
DFND
1
87
0
0
CARNIVAL CORP
PAIRED CTF
143658300
1658
34661
SH
DFND
1
34661
0
0
CATAMARAN CORP
COM
148887102
79
1335
SH
DFND
1
1335
0
0
CATERPILLAR INC DEL
COM
149123101
7201
89981
SH
DFND
1
89981
0
0
CBS CORP NEW
CL B
124857202
121
2000
SH
DFND
1
2000
0
0
CDN IMPERIAL BK OF COMMERCE
COM
136069101
181
2500
SH
DFND
1
2500
0
0
CELANESE CORP DEL
COM SER A
150870103
66
1173
SH
DFND
1
1173
0
0
CELGENE CORP
COM
151020104
1158
10053
SH
DFND
1
10053
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
1567
165600
SH
DFND
1
165600
0
0
CENOVUS ENERGY INC
COM
15135U109
161
9548
SH
DFND
1
9548
0
0
CENTERPOINT ENERGY INC
COM
15189T107
208
10169
SH
DFND
1
10169
0
0
CENTURYLINK INC
COM
156700106
382
11075
SH
DFND
1
11075
0
0
CERNER CORP
COM
156782104
236
3216
SH
DFND
1
3216
0
0
CF INDS HLDGS INC
COM
125269100
99
350
SH
DFND
1
350
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
273
3523
SH
DFND
1
3523
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
149
10500
SH
DFND
1
10500
0
0
CHEVRON CORP NEW
COM
166764100
9033
86056
SH
DFND
1
86056
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
387
7869
SH
DFND
1
7869
0
0
CHICOS FAS INC
COM
168615102
1067
60320
SH
DFND
1
60320
0
0
CHIMERA INVT CORP
COM
16934Q109
12
3810
SH
DFND
1
3810
0
0
21VIANET GROUP INC
SPONSORED ADR
90138A103
503
28460
SH
DFND
1
28460
0
0
3-D SYS CORP DEL
COM NEW
88554D205
1008
36742
SH
DFND
1
36742
0
0
3M CO
COM
88579Y101
1131
6863
SH
DFND
1
6863
0
0
ABB LTD
SPONSORED ADR
000375204
146
6910
SH
DFND
1
6910
0
0
ABBOTT LABS
COM
002824100
7718
166567
SH
DFND
1
166567
0
0
ABBVIE INC
COM
00287Y109
133875
2287027
SH
DFND
1
2287027
0
0
ABERCROMBIE & FITCH CO
CL A
002896207
166
7550
SH
DFND
1
7550
0
0
ABIOMED INC
COM
003654100
6
80
SH
DFND
1
80
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
59
6000
SH
DFND
1
6000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
200
8795
SH
DFND
1
8795
0
0
ADOBE SYS INC
COM
00724F101
348
4713
SH
DFND
1
4713
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
91
607
SH
DFND
1
607
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1
500
SH
DFND
1
500
0
0
AEROVIRONMENT INC
COM
008073108
11
410
SH
DFND
1
410
0
0
AES CORP
COM
00130H105
71
5490
SH
DFND
1
5490
0
0
AETNA INC NEW
COM
00817Y108
323
3028
SH
DFND
1
3028
0
0
AFLAC INC
COM
001055102
315
4918
SH
DFND
1
4918
0
0
AGCO CORP
COM
001084102
72
1518
SH
DFND
1
1518
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
65
1571
SH
DFND
1
1571
0
0
AGNICO EAGLE MINES LTD
COM
008474108
74
2655
SH
DFND
1
2655
0
0
AGRIUM INC
COM
008916108
155
1485
SH
DFND
1
1485
0
0
AIRGAS INC
COM
009363102
201
1891
SH
DFND
1
1891
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1485
20913
SH
DFND
1
20913
0
0
ALASKA AIR GROUP INC
COM
011659109
3574
54000
SH
DFND
1
54000
0
0
ALBEMARLE CORP
COM
012653101
129
2436
SH
DFND
1
2436
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
7
1814
SH
DFND
1
1814
0
0
ALCOA INC
COM
013817101
265
20500
SH
DFND
1
20500
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
773
4460
SH
DFND
1
4460
0
0
ALEXZA PHARMACEUTICALS INC
COM NEW
015384209
464
224600
SH
DFND
1
224600
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
420
1417
SH
DFND
1
1417
0
0
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
2300
74490
SH
DFND
1
74490
0
0
ALLIANT ENERGY CORP
COM
018802108
125
1982
SH
DFND
1
1982
0
0
ALPHA NATURAL RESOURCES INC
COM
02076X102
9
9642
SH
DFND
1
9642
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
2338
141000
SH
DFND
1
141000
0
0
ALTERA CORP
COM
021441100
2478
57764
SH
DFND
1
57764
0
0
ALTRIA GROUP INC
COM
02209S103
4274
85447
SH
DFND
1
85447
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
23
10000
SH
DFND
1
10000
0
0
AMAZON COM INC
COM
023135106
3516
9452
SH
DFND
1
9452
0
0
AMBEV SA
SPONSORED ADR
02319V103
496
85950
SH
DFND
1
85950
0
0
AMEREN CORP
COM
023608102
112
2652
SH
DFND
1
2652
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
31
1500
SH
DFND
1
1500
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
89
1681
SH
DFND
1
1681
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
32
1500
SH
DFND
1
1500
0
0
AMERICAN DG ENERGY INC
COM
025398108
101
210000
SH
DFND
1
210000
0
0
AMERICAN ELEC PWR INC
COM
025537101
151
2690
SH
DFND
1
2690
0
0
AMERICAN EXPRESS CO
COM
025816109
496
6345
SH
DFND
1
6345
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
7
360
SH
DFND
1
360
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
287
5255
SH
DFND
1
5255
0
0
AMERICAN RAILCAR INDS INC
COM
02916P103
597
12000
SH
DFND
1
12000
0
0
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
493
50000
SH
DFND
1
50000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1048
11132
SH
DFND
1
11132
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
208
3829
SH
DFND
1
3829
0
0
AMERIPRISE FINL INC
COM
03076C106
4
30
SH
DFND
1
30
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
210
1851
SH
DFND
1
1851
0
0
AMETEK INC NEW
COM
031100100
35694
679205
SH
DFND
1
679205
0
0
AMGEN INC
COM
031162100
52093
325818
SH
DFND
1
325818
0
0
AMPHENOL CORP NEW
CL A
032095101
175
2976
SH
DFND
1
2976
0
0
ANADARKO PETE CORP
COM
032511107
2170
26227
SH
DFND
1
26227
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
12
1300
SH
DFND
1
1300
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
232
1900
SH
DFND
1
1900
0
0
ANNALY CAP MGMT INC
COM
035710409
17
1650
SH
DFND
1
1650
0
0
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
1286
1250000
PRN
DFND
1
1250000
0
0
ANTERO RES CORP
COM
03674X106
22
623
SH
DFND
1
623
0
0
AOL INC
COM
00184X105
67
1697
SH
DFND
1
1697
0
0
APACHE CORP
COM
037411105
5867
97281
SH
DFND
1
97281
0
0
APOLLO ED GROUP INC
CL A
037604105
45
2400
SH
DFND
1
2400
0
0
APOLLO INVT CORP
COM
03761U106
10
1300
SH
DFND
1
1300
0
0
APPLE INC
COM
037833100
97096
780310
SH
DFND
1
780310
0
0
APPLIED MATLS INC
COM
038222105
44
1950
SH
DFND
1
1950
0
0
ARCH COAL INC
COM
039380100
24
23170
SH
DFND
1
23170
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
174
3668
SH
DFND
1
3668
0
0
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
1056
1000000
PRN
DFND
1
1000000
0
0
ARES CAP CORP
NOTE 4.875% 3/1
04010LAG8
585
560000
PRN
DFND
1
560000
0
0
ARES CAP CORP
NOTE 5.750% 2/0
04010LAB9
1086
1040000
PRN
DFND
1
1040000
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
39
800
SH
DFND
1
800
0
0
ARROW ELECTRS INC
COM
042735100
106
1727
SH
DFND
1
1727
0
0
ARUBA NETWORKS INC
COM
043176106
177
7237
SH
DFND
1
7237
0
0
ASHLAND INC NEW
COM
044209104
129
1011
SH
DFND
1
1011
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
1
11
SH
DFND
1
11
0
0
ASSURANT INC
COM
04621X108
130
2122
SH
DFND
1
2122
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
96
1400
SH
DFND
1
1400
0
0
AT&T INC
COM
00206R102
3990
122215
SH
DFND
1
122215
0
0
AUTODESK INC
COM
052769106
127
2174
SH
DFND
1
2174
0
0
AUTOLIV INC
COM
052800109
287
2436
SH
DFND
1
2436
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
426
4975
SH
DFND
1
4975
0
0
AUTOZONE INC
COM
053332102
1575
2309
SH
DFND
1
2309
0
0
AVALON RARE METALS INC
COM
053470100
12
49500
SH
DFND
1
49500
0
0
AVALONBAY CMNTYS INC
COM
053484101
135
773
SH
DFND
1
773
0
0
AVERY DENNISON CORP
COM
053611109
137
2598
SH
DFND
1
2598
0
0
AVON PRODS INC
COM
054303102
117
14572
SH
DFND
1
14572
0
0
B/E AEROSPACE INC
COM
073302101
130
2050
SH
DFND
1
2050
0
0
B2GOLD CORP
COM
11777Q209
9
5846
SH
DFND
1
5846
0
0
BAIDU INC
SPON ADR REP A
056752108
240
1155
SH
DFND
1
1155
0
0
BAKER HUGHES INC
COM
057224107
2150
33816
SH
DFND
1
33816
0
0
BALL CORP
COM
058498106
187
2651
SH
DFND
1
2651
0
0
BALLARD PWR SYS INC NEW
COM
058586108
275
132000
SH
DFND
1
132000
0
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
20
2000
SH
DFND
1
2000
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
133
14461
SH
DFND
1
14461
0
0
BANCO SANTANDER SA
ADR
05964H105
2
272
SH
DFND
1
272
0
0
BANK MONTREAL QUE
COM
063671101
296
4940
SH
DFND
1
4940
0
0
BANK N S HALIFAX
COM
064149107
98
1960
SH
DFND
1
1960
0
0
BANK NEW YORK MELLON CORP
COM
064058100
5162
128287
SH
DFND
1
128287
0
0
BANK OF AMERICA CORPORATION
COM
060505104
4472
290519
SH
DFND
1
290519
0
0
BANRO CORP
COM
066800103
4
20000
SH
DFND
1
20000
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
78
2975
SH
DFND
1
2975
0
0
BARCLAYS BANK PLC
ADS7.75%PFD S4
06739H511
25
975
SH
DFND
1
975
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
45
1772
SH
DFND
1
1772
0
0
BARCLAYS PLC
ADR
06738E204
322
22106
SH
DFND
1
22106
0
0
BARRICK GOLD CORP
COM
067901108
4715
431039
SH
DFND
1
431039
0
0
BAXTER INTL INC
COM
071813109
559
8158
SH
DFND
1
8158
0
0
BAYTEX ENERGY CORP
COM
07317Q105
65
4069
SH
DFND
1
4069
0
0
BB&T CORP
COM
054937107
6019
154379
SH
DFND
1
154379
0
0
BCE INC
COM NEW
05534B760
1191
28138
SH
DFND
1
28138
0
0
BECTON DICKINSON & CO
COM
075887109
1577
10979
SH
DFND
1
10979
0
0
BED BATH & BEYOND INC
COM
075896100
1953
25430
SH
DFND
1
25430
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
34
14000
SH
DFND
1
14000
0
0
BENCHMARK ELECTRS INC
COM
08160H101
199
8281
SH
DFND
1
8281
0
0
BERKLEY W R CORP
COM
084423102
213
4212
SH
DFND
1
4212
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2177
10
SH
DFND
1
10
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
5048
34958
SH
DFND
1
34958
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
36
1000
SH
DFND
1
1000
0
0
BEST BUY INC
COM
086516101
3034
80266
SH
DFND
1
80266
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
911
19600
SH
DFND
1
19600
0
0
BIOGEN IDEC INC
COM
09062X103
710
1682
SH
DFND
1
1682
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
14
112
SH
DFND
1
112
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 0.750%10/1
09061GAE1
1368
925000
PRN
DFND
1
925000
0
0
BLACKBERRY LTD
COM
09228F103
195
21840
SH
DFND
1
21840
0
0
BLACKROCK INC
COM
09247X101
445
1219
SH
DFND
1
1219
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1731
44505
SH
DFND
1
44505
0
0
BOEING CO
COM
097023105
2016
13425
SH
DFND
1
13425
0
0
BORGWARNER INC
COM
099724106
0
2
SH
DFND
1
2
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
595
33522
SH
DFND
1
33522
0
0
BP PLC
SPONSORED ADR
055622104
4117
105274
SH
DFND
1
105274
0
0
BRF SA
SPONSORED ADR
10552T107
30
1500
SH
DFND
1
1500
0
0
BRINKS CO
COM
109696104
292
10573
SH
DFND
1
10573
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
17140
265730
SH
DFND
1
265730
0
0
BROADCOM CORP
CL A
111320107
321
7403
SH
DFND
1
7403
0
0
BROADVISION INC
COM PAR $.001
111412706
0
10
SH
DFND
1
10
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
2468
208010
SH
DFND
1
208010
0
0
BROWN & BROWN INC
COM
115236101
4337
131000
SH
DFND
1
131000
0
0
BURCON NUTRASCIENCE CORP
COM
120831102
25
10588
SH
DFND
1
10588
0
0
CA INC
COM
12673P105
402
12338
SH
DFND
1
12338
0
0
CABOT OIL & GAS CORP
COM
127097103
104
3532
SH
DFND
1
3532
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
261
14168
SH
DFND
1
14168
0
0
CADIZ INC
COM NEW
127537207
150
14600
SH
DFND
1
14600
0
0
CAE INC
COM
124765108
58
5003
SH
DFND
1
5003
0
0
CALLAWAY GOLF CO
COM
131193104
29
3000
SH
DFND
1
3000
0
0
CALPINE CORP
COM NEW
131347304
391
17083
SH
DFND
1
17083
0
0
CAMECO CORP
COM
13321L108
583
41805
SH
DFND
1
41805
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
73
1620
SH
DFND
1
1620
0
0
CAMPBELL SOUP CO
COM
134429109
5185
111365
SH
DFND
1
111365
0
0
CANADIAN NAT RES LTD
COM
136385101
111
3600
SH
DFND
1
3600
0
0
CANADIAN NATL RY CO
COM
136375102
375
5598
SH
DFND
1
5598
0
0
CANADIAN PAC RY LTD
COM
13645T100
43
236
SH
DFND
1
236
0
0
CANADIAN SOLAR INC
COM
136635109
32
971
SH
DFND
1
971
0
0
CANON INC
SPONSORED ADR
138006309
106
3000
SH
DFND
1
3000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3075
38965
SH
DFND
1
38965
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
79
1200
SH
DFND
1
1200
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
2464
37860
SH
DFND
1
37860
0
0
CHINA UNICOM (HONG KONG) LTD
SPONSORED ADR
16945R104
31
2000
SH
DFND
1
2000
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
307
470
SH
DFND
1
470
0
0
CHUBB CORP
COM
171232101
12
116
SH
DFND
1
116
0
0
CHURCH & DWIGHT INC
COM
171340102
245
2870
SH
DFND
1
2870
0
0
CIENA CORP
COM NEW
171779309
33
1714
SH
DFND
1
1714
0
0
CIGNA CORPORATION
COM
125509109
343
2644
SH
DFND
1
2644
0
0
CIMAREX ENERGY CO
COM
171798101
2017
17522
SH
DFND
1
17522
0
0
CINTAS CORP
COM
172908105
284
3473
SH
DFND
1
3473
0
0
CIRRUS LOGIC INC
COM
172755100
100
3000
SH
DFND
1
3000
0
0
CISCO SYS INC
COM
17275R102
28333
1029418
SH
DFND
1
1029418
0
0
CITIGROUP INC
COM NEW
172967424
1142
22152
SH
DFND
1
22152
0
0
CITRIX SYS INC
COM
177376100
65
1015
SH
DFND
1
1015
0
0
CLOROX CO DEL
COM
189054109
175
1587
SH
DFND
1
1587
0
0
CLOVIS ONCOLOGY INC
COM
189464100
111
1500
SH
DFND
1
1500
0
0
CMS ENERGY CORP
COM
125896100
70
1994
SH
DFND
1
1994
0
0
CNO FINL GROUP INC
COM
12621E103
2248
130536
SH
DFND
1
130536
0
0
COACH INC
COM
189754104
572
13815
SH
DFND
1
13815
0
0
COBALT INTL ENERGY INC
COM
19075F106
144
15259
SH
DFND
1
15259
0
0
COCA COLA CO
COM
191216100
45022
1110439
SH
DFND
1
1110439
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
94
2125
SH
DFND
1
2125
0
0
COEUR MNG INC
COM NEW
192108504
24
5120
SH
DFND
1
5120
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
156
2492
SH
DFND
1
2492
0
0
COLGATE PALMOLIVE CO
COM
194162103
27517
396887
SH
DFND
1
396887
0
0
COMCAST CORP NEW
CL A
20030N101
1597
28283
SH
DFND
1
28283
0
0
COMCAST CORP NEW
CL A SPL
20030N200
1608
28679
SH
DFND
1
28679
0
0
COMERICA INC
COM
200340107
63
1391
SH
DFND
1
1391
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
1232
121625
SH
DFND
1
121625
0
0
COMPUTER SCIENCES CORP
COM
205363104
64
982
SH
DFND
1
982
0
0
CONAGRA FOODS INC
COM
205887102
73
2004
SH
DFND
1
2004
0
0
CONOCOPHILLIPS
COM
20825C104
208
3357
SH
DFND
1
3357
0
0
CONSOL ENERGY INC
COM
20854P109
67
2413
SH
DFND
1
2413
0
0
CONSOLIDATED EDISON INC
COM
209115104
231
3788
SH
DFND
1
3788
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
131
1125
SH
DFND
1
1125
0
0
CONTINENTAL RESOURCES INC
COM
212015101
22
500
SH
DFND
1
500
0
0
CORNING INC
COM
219350105
1918
84566
SH
DFND
1
84566
0
0
COSTCO WHSL CORP NEW
COM
22160K105
336
2221
SH
DFND
1
2221
0
0
COTY INC
COM CL A
222070203
150
6200
SH
DFND
1
6200
0
0
CREDIT SUISSE AG NASSAU BRH
EXCHTRADE SHTERM
22539T613
3
1816
SH
DFND
1
1816
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
49
1805
SH
DFND
1
1805
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX STERM
22542D795
52
1500
SH
DFND
1
1500
0
0
CREE INC
COM
225447101
277
7825
SH
DFND
1
7825
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
97
4350
SH
DFND
1
4350
0
0
CROWN HOLDINGS INC
COM
228368106
171
3164
SH
DFND
1
3164
0
0
CST BRANDS INC
COM
12646R105
1
27
SH
DFND
1
27
0
0
CSX CORP
COM
126408103
132
4000
SH
DFND
1
4000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
4864
82980
SH
DFND
1
82980
0
0
CULLEN FROST BANKERS INC
COM
229899109
142
2052
SH
DFND
1
2052
0
0
CUMMINS INC
COM
231021106
221
1598
SH
DFND
1
1598
0
0
CUMULUS MEDIA INC
CL A
231082108
946
382995
SH
DFND
1
382995
0
0
CVS CAREMARK CORPORATION
COM
126650100
11973
116012
SH
DFND
1
116012
0
0
DANAHER CORP DEL
COM
235851102
1403
16540
SH
DFND
1
16540
0
0
DARDEN RESTAURANTS INC
COM
237194105
131
1885
SH
DFND
1
1885
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
37
454
SH
DFND
1
454
0
0
DEERE & CO
COM
244199105
822
9380
SH
DFND
1
9380
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2644
58793
SH
DFND
1
58793
0
0
DENISON MINES CORP
COM
248356107
64
80355
SH
DFND
1
80355
0
0
DENTSPLY INTL INC NEW
COM
249030107
4071
80000
SH
DFND
1
80000
0
0
DESTINATION XL GROUP INC
COM
25065K104
74
15000
SH
DFND
1
15000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
417
6919
SH
DFND
1
6919
0
0
DEVRY ED GROUP INC
COM
251893103
150
4500
SH
DFND
1
4500
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
421
3810
SH
DFND
1
3810
0
0
DIAMOND FOODS INC
COM
252603105
477
14644
SH
DFND
1
14644
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
4134
154310
SH
DFND
1
154310
0
0
DICKS SPORTING GOODS INC
COM
253393102
1008
17685
SH
DFND
1
17685
0
0
DIEBOLD INC
COM
253651103
430
12113
SH
DFND
1
12113
0
0
DIRECTV
COM
25490A309
17
195
SH
DFND
1
195
0
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25459Y389
6
600
SH
DFND
1
600
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
220
1800
SH
DFND
1
1800
0
0
DIREXION SHS ETF TR
DLY R/E BEAR3X
25459Y363
38
1775
SH
DFND
1
1775
0
0
DIREXION SHS ETF TR
DLY SC BEAR3XNEW
25459Y488
6
557
SH
DFND
1
557
0
0
DIREXION SHS ETF TR
DLYFINBEAR3X NEW
25459Y447
2
125
SH
DFND
1
125
0
0
DISCOVER FINL SVCS
COM
254709108
187
3311
SH
DFND
1
3311
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
707
23000
SH
DFND
1
23000
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
10464
355000
SH
DFND
1
355000
0
0
DISH NETWORK CORP
CL A
25470M109
85
1217
SH
DFND
1
1217
0
0
DISNEY WALT CO
COM DISNEY
254687106
30234
288257
SH
DFND
1
288257
0
0
DOLLAR GEN CORP NEW
COM
256677105
139
1841
SH
DFND
1
1841
0
0
DOLLAR TREE INC
COM
256746108
139
1719
SH
DFND
1
1719
0
0
DOVER CORP
COM
260003108
69
1000
SH
DFND
1
1000
0
0
DOW CHEM CO
COM
260543103
4301
89653
SH
DFND
1
89653
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
35
451
SH
DFND
1
451
0
0
DR REDDYS LABS LTD
ADR
256135203
47
830
SH
DFND
1
830
0
0
DTE ENERGY CO
COM
233331107
48
596
SH
DFND
1
596
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
560
7834
SH
DFND
1
7834
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
202
2637
SH
DFND
1
2637
0
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
71
557
SH
DFND
1
557
0
0
E M C CORP MASS
COM
268648102
36407
1424409
SH
DFND
1
1424409
0
0
EASTMAN CHEM CO
COM
277432100
296
4268
SH
DFND
1
4268
0
0
EBAY INC
COM
278642103
31342
543351
SH
DFND
1
543351
0
0
ECOLAB INC
COM
278865100
3156
27602
SH
DFND
1
27602
0
0
EDAP TMS S A
SPONSORED ADR
268311107
327
90000
SH
DFND
1
90000
0
0
EDISON INTL
COM
281020107
128
2052
SH
DFND
1
2052
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
158
1112
SH
DFND
1
1112
0
0
ELDORADO GOLD CORP NEW
COM
284902103
1032
224994
SH
DFND
1
224994
0
0
ELECTRONIC ARTS INC
COM
285512109
77
1310
SH
DFND
1
1310
0
0
EMBOTELLADORA ANDINA S A
SPON ADR B
29081P303
53
3500
SH
DFND
1
3500
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
185
6000
SH
DFND
1
6000
0
0
EMCORE CORP
COM NEW
290846203
54
10000
SH
DFND
1
10000
0
0
EMERSON ELEC CO
COM
291011104
89
1570
SH
DFND
1
1570
0
0
ENBRIDGE INC
COM
29250N105
269
5590
SH
DFND
1
5590
0
0
ENCANA CORP
COM
292505104
207
18512
SH
DFND
1
18512
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
14
7400
SH
DFND
1
7400
0
0
ENERGEN CORP
COM
29265N108
80
1219
SH
DFND
1
1219
0
0
ENERGIZER HLDGS INC
COM
29266R108
154
1117
SH
DFND
1
1117
0
0
ENERGY FUELS INC
COM NEW
292671708
1
118
SH
DFND
1
118
0
0
ENERSYS
COM
29275Y102
363
5657
SH
DFND
1
5657
0
0
ENTERGY CORP NEW
COM
29364G103
75
965
SH
DFND
1
965
0
0
EOG RES INC
COM
26875P101
11966
130495
SH
DFND
1
130495
0
0
EQT CORP
COM
26884L109
22
270
SH
DFND
1
270
0
0
EQUIFAX INC
COM
294429105
236
2540
SH
DFND
1
2540
0
0
ETFS PLATINUM TR
SH BEN INT
26922V101
81
730
SH
DFND
1
730
0
0
EXCHANGE TRADED CONCEPTS TR
ROBO STX GLB ETF
301505707
80
3000
SH
DFND
1
3000
0
0
EXELIXIS INC
COM
30161Q104
4
1500
SH
DFND
1
1500
0
0
EXELON CORP
COM
30161N101
176
5222
SH
DFND
1
5222
0
0
EXPEDITORS INTL WASH INC
COM
302130109
65
1346
SH
DFND
1
1346
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
6232
71829
SH
DFND
1
71829
0
0
EXTREME NETWORKS INC
COM
30226D106
254
80000
SH
DFND
1
80000
0
0
EXXON MOBIL CORP
COM
30231G102
19637
230966
SH
DFND
1
230966
0
0
EZCORP INC
CL A NON VTG
302301106
4
400
SH
DFND
1
400
0
0
F5 NETWORKS INC
COM
315616102
93
808
SH
DFND
1
808
0
0
FACEBOOK INC
CL A
30303M102
2761
33577
SH
DFND
1
33577
0
0
FEDERAL MOGUL CORP
COM
313549404
20
1500
SH
DFND
1
1500
0
0
FEDERAL SIGNAL CORP
COM
313855108
10
650
SH
DFND
1
650
0
0
FEDEX CORP
COM
31428X106
4728
28574
SH
DFND
1
28574
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
279
4093
SH
DFND
1
4093
0
0
FIFTH THIRD BANCORP
COM
316773100
126
6677
SH
DFND
1
6677
0
0
FIREEYE INC
COM
31816Q101
121
3094
SH
DFND
1
3094
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
17
3200
SH
DFND
1
3200
0
0
FIRST SOLAR INC
COM
336433107
149
2500
SH
DFND
1
2500
0
0
FIRST TR US IPO INDEX FD
SHS
336920103
312
5800
SH
DFND
1
5800
0
0
FIRSTENERGY CORP
COM
337932107
426
12151
SH
DFND
1
12151
0
0
FISERV INC
COM
337738108
330
4157
SH
DFND
1
4157
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
54
3000
SH
DFND
1
3000
0
0
FLIR SYS INC
COM
302445101
1915
61180
SH
DFND
1
61180
0
0
FLOTEK INDS INC DEL
COM
343389102
103
7000
SH
DFND
1
7000
0
0
FLOWSERVE CORP
COM
34354P105
499
8835
SH
DFND
1
8835
0
0
FLUOR CORP NEW
COM
343412102
4211
73658
SH
DFND
1
73658
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
300
3200
SH
DFND
1
3200
0
0
FOOT LOCKER INC
COM
344849104
110
1750
SH
DFND
1
1750
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
238
14697
SH
DFND
1
14697
0
0
FORTINET INC
COM
34959E109
470
13457
SH
DFND
1
13457
0
0
FORTUNA SILVER MINES INC
COM
349915108
23
6200
SH
DFND
1
6200
0
0
FOSSIL GROUP INC
COM
34988V106
65
790
SH
DFND
1
790
0
0
FRANCO NEVADA CORP
COM
351858105
147
3026
SH
DFND
1
3026
0
0
FRANKLIN RES INC
COM
354613101
120
2346
SH
DFND
1
2346
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
7486
395101
SH
DFND
1
395101
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
220
5300
SH
DFND
1
5300
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
315
44693
SH
DFND
1
44693
0
0
FUEL TECH INC
COM
359523107
21
6850
SH
DFND
1
6850
0
0
GALENA BIOPHARMA INC
COM
363256108
3
2000
SH
DFND
1
2000
0
0
GAMESTOP CORP NEW
CL A
36467W109
1941
51153
SH
DFND
1
51153
0
0
GAP INC DEL
COM
364760108
134
3083
SH
DFND
1
3083
0
0
GENERAL ELECTRIC CO
COM
369604103
32785
1321576
SH
DFND
1
1321576
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
167
5647
SH
DFND
1
5647
0
0
GENERAL MLS INC
COM
370334104
84113
1486084
SH
DFND
1
1486084
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
767
27593
SH
DFND
1
27593
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
548
27593
SH
DFND
1
27593
0
0
GENERAL MTRS CO
COM
37045V100
1132
30185
SH
DFND
1
30185
0
0
GENUINE PARTS CO
COM
372460105
147
1578
SH
DFND
1
1578
0
0
GENWORTH FINL INC
COM CL A
37247D106
65
8858
SH
DFND
1
8858
0
0
GERDAU S A
SPON ADR REP PFD
373737105
102
31805
SH
DFND
1
31805
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
190
6460
SH
DFND
1
6460
0
0
GILEAD SCIENCES INC
COM
375558103
27738
282676
SH
DFND
1
282676
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
217
4685
SH
DFND
1
4685
0
0
GLOBAL X FDS
GLB X SUPERDIV
37950E549
25
1070
SH
DFND
1
1070
0
0
GLOBAL X FDS
GLOBAL X NIGER
37950E424
64
6800
SH
DFND
1
6800
0
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
1177
293400
SH
DFND
1
293400
0
0
GOLDCORP INC NEW
COM
380956409
3920
216720
SH
DFND
1
216720
0
0
GOLDEN MINERALS CO
COM
381119106
0
160
SH
DFND
1
160
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2877
15302
SH
DFND
1
15302
0
0
GOODRICH PETE CORP
COM NEW
382410405
71
20000
SH
DFND
1
20000
0
0
GOOGLE INC
CL A
38259P508
109255
196999
SH
DFND
1
196999
0
0
GREAT PANTHER SILVER LTD
COM
39115V101
4
7900
SH
DFND
1
7900
0
0
GREATBATCH INC
COM
39153L106
2257
39009
SH
DFND
1
39009
0
0
GROUPE CGI INC
CL A SUB VTG
39945C109
23
540
SH
DFND
1
540
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
313
5944
SH
DFND
1
5944
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
64
700
SH
DFND
1
700
0
0
H & E EQUIPMENT SERVICES INC
COM
404030108
100
4000
SH
DFND
1
4000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
109
1700
SH
DFND
1
1700
0
0
HALLIBURTON CO
COM
406216101
2594
59071
SH
DFND
1
59071
0
0
HANESBRANDS INC
COM
410345102
112
3350
SH
DFND
1
3350
0
0
HARLEY DAVIDSON INC
COM
412822108
121
2000
SH
DFND
1
2000
0
0
HASBRO INC
COM
418056107
22
350
SH
DFND
1
350
0
0
HATTERAS FINL CORP
COM
41902R103
17
930
SH
DFND
1
930
0
0
HCP INC
COM
40414L109
109
2530
SH
DFND
1
2530
0
0
HECLA MNG CO
COM
422704106
2006
673000
SH
DFND
1
673000
0
0
HELMERICH & PAYNE INC
COM
423452101
71
1050
SH
DFND
1
1050
0
0
HERSHEY CO
COM
427866108
818
8103
SH
DFND
1
8103
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
230
10600
SH
DFND
1
10600
0
0
HESS CORP
COM
42809H107
859
12658
SH
DFND
1
12658
0
0
HEWLETT PACKARD CO
COM
428236103
1227
39400
SH
DFND
1
39400
0
0
HOLOGIC INC
COM
436440101
397
12018
SH
DFND
1
12018
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
1030
830000
PRN
DFND
1
830000
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
829
560000
PRN
DFND
1
560000
0
0
HOME DEPOT INC
COM
437076102
27290
240248
SH
DFND
1
240248
0
0
HOMEAWAY INC
COM
43739Q100
1877
62204
SH
DFND
1
62204
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
1198
36590
SH
DFND
1
36590
0
0
HONEYWELL INTL INC
COM
438516106
899
8619
SH
DFND
1
8619
0
0
HORMEL FOODS CORP
COM
440452100
186
3273
SH
DFND
1
3273
0
0
HOSPIRA INC
COM
441060100
70
795
SH
DFND
1
795
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
88
4348
SH
DFND
1
4348
0
0
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
69
2675
SH
DFND
1
2675
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
43
1000
SH
DFND
1
1000
0
0
HUDSON CITY BANCORP
COM
443683107
119
11339
SH
DFND
1
11339
0
0
HUDSON GLOBAL INC
COM
443787106
96
35000
SH
DFND
1
35000
0
0
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
146
25000
SH
DFND
1
25000
0
0
HUMANA INC
COM
444859102
97
543
SH
DFND
1
543
0
0
HUNT J B TRANS SVCS INC
COM
445658107
142
1659
SH
DFND
1
1659
0
0
HURON CONSULTING GROUP INC
COM
447462102
22
338
SH
DFND
1
338
0
0
HYATT HOTELS CORP
COM CL A
448579102
381
6428
SH
DFND
1
6428
0
0
IAMGOLD CORP
COM
450913108
1726
925800
SH
DFND
1
925800
0
0
ICAD INC
COM NEW
44934S206
19
2000
SH
DFND
1
2000
0
0
ICICI BK LTD
ADR
45104G104
1683
162500
SH
DFND
1
162500
0
0
IGATE CORP
COM
45169U105
213
5000
SH
DFND
1
5000
0
0
IHS INC
CL A
451734107
61
534
SH
DFND
1
534
0
0
ILLINOIS TOOL WKS INC
COM
452308109
5018
51650
SH
DFND
1
51650
0
0
ILLUMINA INC
COM
452327109
1423
7665
SH
DFND
1
7665
0
0
IMPAX LABORATORIES INC
COM
45256B101
201
4296
SH
DFND
1
4296
0
0
INCYTE CORP
COM
45337C102
170
1850
SH
DFND
1
1850
0
0
INFOSYS LTD
SPONSORED ADR
456788108
13
380
SH
DFND
1
380
0
0
INSYS THERAPEUTICS INC NEW
COM NEW
45824V209
58
1000
SH
DFND
1
1000
0
0
INTEL CORP
COM
458140100
22312
713466
SH
DFND
1
713466
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
3164
2000000
PRN
DFND
1
2000000
0
0
INTERACTIVE BROKERS GROUP IN
COM
45841N107
6
180
SH
DFND
1
180
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
11
40
SH
DFND
1
40
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
4582
28543
SH
DFND
1
28543
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
14736
125511
SH
DFND
1
125511
0
0
INTEROIL CORP
COM
460951106
65
1400
SH
DFND
1
1400
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
1622
73337
SH
DFND
1
73337
0
0
INTL PAPER CO
COM
460146103
281
5070
SH
DFND
1
5070
0
0
INTUIT
COM
461202103
89
920
SH
DFND
1
920
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
151
295
SH
DFND
1
295
0
0
ISHARES
20+ YR TR BD ETF
464287432
810
6200
SH
DFND
1
6200
0
0
ISHARES
3-7 YR TR BD ETF
464288661
974
7846
SH
DFND
1
7846
0
0
ISHARES
AUSTRIA CAPD ETF
464286202
366
23212
SH
DFND
1
23212
0
0
ISHARES
CHINA LG-CAP ETF
464287184
2462
55387
SH
DFND
1
55387
0
0
ISHARES
CORE S&P MCP ETF
464287507
18
117
SH
DFND
1
117
0
0
ISHARES
CORE S&P500 ETF
464287200
1019
4910
SH
DFND
1
4910
0
0
ISHARES
CORE TOTUSBD ETF
464287226
17
150
SH
DFND
1
150
0
0
ISHARES
EMGR MKT INF ETF
464288216
450
13673
SH
DFND
1
13673
0
0
ISHARES
EMU ETF
464286608
1470
38120
SH
DFND
1
38120
0
0
ISHARES
EUROPE ETF
464287861
793
17895
SH
DFND
1
17895
0
0
ISHARES
GLB CNS DISC ETF
464288745
77
850
SH
DFND
1
850
0
0
ISHARES
GLOB HLTHCRE ETF
464287325
755
7005
SH
DFND
1
7005
0
0
ISHARES
GLOB INDSTRL ETF
464288729
213
2955
SH
DFND
1
2955
0
0
ISHARES
GLOBAL ENERG ETF
464287341
109
3050
SH
DFND
1
3050
0
0
ISHARES
GLOBAL FINLS ETF
464287333
89
1570
SH
DFND
1
1570
0
0
ISHARES
GLOBAL TECH ETF
464287291
33
340
SH
DFND
1
340
0
0
ISHARES
IBOXX HI YD ETF
464288513
2341
25860
SH
DFND
1
25860
0
0
ISHARES
IBOXX INV CP ETF
464287242
2631
21610
SH
DFND
1
21610
0
0
ISHARES
INDIA 50 ETF
464289529
74
2350
SH
DFND
1
2350
0
0
ISHARES
INTL SEL DIV ETF
464288448
37
1100
SH
DFND
1
1100
0
0
ISHARES
JP MOR EM MK ETF
464288281
112
1000
SH
DFND
1
1000
0
0
ISHARES
LATN AMER 40 ETF
464287390
51
1750
SH
DFND
1
1750
0
0
ISHARES
MSCI AC ASIA ETF
464288182
15193
237395
SH
DFND
1
237395
0
0
ISHARES
MSCI ACWI ETF
464288257
6663
111020
SH
DFND
1
111020
0
0
ISHARES
MSCI AUST ETF
464286103
457
20000
SH
DFND
1
20000
0
0
ISHARES
MSCI BRIC INDX
464286657
127
3500
SH
DFND
1
3500
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
450
14350
SH
DFND
1
14350
0
0
ISHARES
MSCI CDA ETF
464286509
86
3180
SH
DFND
1
3180
0
0
ISHARES
MSCI EAFE ETF
464287465
654
10200
SH
DFND
1
10200
0
0
ISHARES
MSCI EMG MKT ETF
464287234
4358
108574
SH
DFND
1
108574
0
0
ISHARES
MSCI EURO FL ETF
464289180
3665
159600
SH
DFND
1
159600
0
0
ISHARES
MSCI FRANCE ETF
464286707
62
2400
SH
DFND
1
2400
0
0
ISHARES
MSCI GERMANY ETF
464286806
1876
62850
SH
DFND
1
62850
0
0
ISHARES
MSCI HONG KG ETF
464286871
410
18695
SH
DFND
1
18695
0
0
ISHARES
MSCI ITALCPD ETF
464286855
397
26850
SH
DFND
1
26850
0
0
ISHARES
MSCI JAPAN ETF
464286848
630
50285
SH
DFND
1
50285
0
0
ISHARES
MSCI KOKUSAI ETF
464288265
37313
675230
SH
DFND
1
675230
0
0
ISHARES
MSCI MEX CAP ETF
464286822
437
7550
SH
DFND
1
7550
0
0
ISHARES
MSCI PAC JP ETF
464286665
4586
101100
SH
DFND
1
101100
0
0
ISHARES
MSCI SINGAP ETF
464286673
1216
95042
SH
DFND
1
95042
0
0
ISHARES
MSCI SPAN CP ETF
464286764
450
12920
SH
DFND
1
12920
0
0
ISHARES
MSCI STH KOR ETF
464286772
1204
21030
SH
DFND
1
21030
0
0
ISHARES
MSCI TAIWAN ETF
464286731
2488
158100
SH
DFND
1
158100
0
0
ISHARES
MSCI TURKEY ETF
464286715
85
1825
SH
DFND
1
1825
0
0
ISHARES
NA NAT RES
464287374
431
11485
SH
DFND
1
11485
0
0
ISHARES
NASDQ BIOTEC ETF
464287556
665
1935
SH
DFND
1
1935
0
0
ISHARES
RUS 1000 GRW ETF
464287614
770
7790
SH
DFND
1
7790
0
0
ISHARES
RUS 1000 VAL ETF
464287598
164
1590
SH
DFND
1
1590
0
0
ISHARES
RUS 2000 GRW ETF
464287648
404
2665
SH
DFND
1
2665
0
0
ISHARES
RUSSELL 2000 ETF
464287655
5097
40982
SH
DFND
1
40982
0
0
ISHARES
S&P 500 VAL ETF
464287408
2962
32000
SH
DFND
1
32000
0
0
ISHARES
S&P MC 400GR ETF
464287606
93
540
SH
DFND
1
540
0
0
ISHARES
SELECT DIVID ETF
464287168
27
350
SH
DFND
1
350
0
0
ISHARES
TIPS BD ETF
464287176
24
215
SH
DFND
1
215
0
0
ISHARES
U.S. BR-DEAL ETF
464288794
305
7118
SH
DFND
1
7118
0
0
ISHARES
U.S. CNSM GD ETF
464287812
21
200
SH
DFND
1
200
0
0
ISHARES
U.S. CNSM SV ETF
464287580
372
2577
SH
DFND
1
2577
0
0
ISHARES
U.S. ENERGY ETF
464287796
242
5555
SH
DFND
1
5555
0
0
ISHARES
U.S. FIN SVC ETF
464287770
690
7717
SH
DFND
1
7717
0
0
ISHARES
U.S. PFD STK ETF
464288687
562
14000
SH
DFND
1
14000
0
0
ISHARES
U.S. PHARMA ETF
464288836
543
3148
SH
DFND
1
3148
0
0
ISHARES
U.S. TECH ETF
464287721
229
2182
SH
DFND
1
2182
0
0
ISHARES
US HOME CONS ETF
464288752
414
14748
SH
DFND
1
14748
0
0
ISHARES GOLD TRUST
ISHARES
464285105
145
12610
SH
DFND
1
12610
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
104
6500
SH
DFND
1
6500
0
0
ISHARES TR
FLTG RATE BD ETF
46429B655
785
15500
SH
DFND
1
15500
0
0
ISHARES TR
HIGH DIVIDND ETF
46429B663
37
500
SH
DFND
1
500
0
0
ISHARES TR
IRELAND CAPD ETF
46429B507
264
7080
SH
DFND
1
7080
0
0
ISHARES TR
MSCI POL CAP ETF
46429B606
259
11075
SH
DFND
1
11075
0
0
ISHARES TR
SINGPRE SMCP ETF
46429B432
19
750
SH
DFND
1
750
0
0
ISHARES TR
USA MIN VOL ETF
46429B697
206
5000
SH
DFND
1
5000
0
0
ISIS PHARMACEUTICALS INC
COM
464330109
96
1500
SH
DFND
1
1500
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
271
24522
SH
DFND
1
24522
0
0
ITT CORP NEW
COM NEW
450911201
147
3695
SH
DFND
1
3695
0
0
JA SOLAR HOLDINGS CO LTD
SPON ADR REP5ORD
466090206
141
14700
SH
DFND
1
14700
0
0
JAKKS PAC INC
COM
47012E106
23
3400
SH
DFND
1
3400
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
314
23895
SH
DFND
1
23895
0
0
JOHNSON & JOHNSON
COM
478160104
32294
321063
SH
DFND
1
321063
0
0
JOHNSON CTLS INC
COM
478366107
55
1100
SH
DFND
1
1100
0
0
JOY GLOBAL INC
COM
481165108
1563
39873
SH
DFND
1
39873
0
0
JPMORGAN CHASE & CO
COM
46625H100
68051
1123537
SH
DFND
1
1123537
0
0
JPMORGAN CHINA REGION FD INC
COM
48126T104
60
3361
SH
DFND
1
3361
0
0
JUNIPER NETWORKS INC
COM
48203R104
331
14658
SH
DFND
1
14658
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
61
600
SH
DFND
1
600
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
55
1800
SH
DFND
1
1800
0
0
KELLOGG CO
COM
487836108
5425
82263
SH
DFND
1
82263
0
0
KEURIG GREEN MTN INC
COM
49271M100
93
834
SH
DFND
1
834
0
0
KEYCORP NEW
COM
493267108
149
10550
SH
DFND
1
10550
0
0
KIMBERLY CLARK CORP
COM
494368103
13009
121460
SH
DFND
1
121460
0
0
KINDER MORGAN INC DEL
COM
49456B101
306
7283
SH
DFND
1
7283
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
1293
582798
SH
DFND
1
582798
0
0
KLA-TENCOR CORP
COM
482480100
117
2013
SH
DFND
1
2013
0
0
KNOWLES CORP
COM
49926D109
1612
83650
SH
DFND
1
83650
0
0
KOHLS CORP
COM
500255104
105
1348
SH
DFND
1
1348
0
0
KOREA FD
COM NEW
500634209
563
14035
SH
DFND
1
14035
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
14731
169113
SH
DFND
1
169113
0
0
KROGER CO
COM
501044101
4715
61500
SH
DFND
1
61500
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
2262
17950
SH
DFND
1
17950
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
0
19
SH
DFND
1
19
0
0
LAM RESEARCH CORP
NOTE 1.250% 5/1
512807AL2
2083
1600000
PRN
DFND
1
1600000
0
0
LAREDO PETROLEUM INC
COM
516806106
181
13901
SH
DFND
1
13901
0
0
LAS VEGAS SANDS CORP
COM
517834107
141
2564
SH
DFND
1
2564
0
0
LAUDER ESTEE COS INC
CL A
518439104
700
8417
SH
DFND
1
8417
0
0
LEAR CORP
COM NEW
521865204
355
3204
SH
DFND
1
3204
0
0
LEGG MASON INC
COM
524901105
119
2147
SH
DFND
1
2147
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
135
2500
SH
DFND
1
2500
0
0
LEXICON PHARMACEUTICALS INC
COM
528872104
50
53000
SH
DFND
1
53000
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
66
1854
SH
DFND
1
1854
0
0
LIFE TIME FITNESS INC
COM
53217R207
78
1100
SH
DFND
1
1100
0
0
LILLY ELI & CO
COM
532457108
794
10924
SH
DFND
1
10924
0
0
LINCOLN NATL CORP IND
COM
534187109
196
3410
SH
DFND
1
3410
0
0
LINKEDIN CORP
COM CL A
53578A108
171
687
SH
DFND
1
687
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
313
12406
SH
DFND
1
12406
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
102
21900
SH
DFND
1
21900
0
0
LOCKHEED MARTIN CORP
COM
539830109
172
849
SH
DFND
1
849
0
0
LOGMEIN INC
COM
54142L109
11
200
SH
DFND
1
200
0
0
LORILLARD INC
COM
544147101
9
141
SH
DFND
1
141
0
0
LOWES COS INC
COM
548661107
224
3001
SH
DFND
1
3001
0
0
LULULEMON ATHLETICA INC
COM
550021109
110
1714
SH
DFND
1
1714
0
0
MACROGENICS INC
COM
556099109
75
2400
SH
DFND
1
2400
0
0
MACYS INC
COM
55616P104
281
4327
SH
DFND
1
4327
0
0
MAGNA INTL INC
COM
559222401
665
12428
SH
DFND
1
12428
0
0
MANNKIND CORP
COM
56400P201
153
29397
SH
DFND
1
29397
0
0
MANPOWERGROUP INC
COM
56418H100
401
4645
SH
DFND
1
4645
0
0
MANULIFE FINL CORP
COM
56501R106
218
12813
SH
DFND
1
12813
0
0
MARATHON OIL CORP
COM
565849106
273
10496
SH
DFND
1
10496
0
0
MARATHON PETE CORP
COM
56585A102
3657
35754
SH
DFND
1
35754
0
0
MARKET VECTORS ETF TR
AFRICA ETF
57060U787
448
17909
SH
DFND
1
17909
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
496
9250
SH
DFND
1
9250
0
0
MARKET VECTORS ETF TR
BIOTECH ETF
57060U183
104
800
SH
DFND
1
800
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
864
47390
SH
DFND
1
47390
0
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
920
40447
SH
DFND
1
40447
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
4276
126840
SH
DFND
1
126840
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
401
23500
SH
DFND
1
23500
0
0
MARKET VECTORS ETF TR
URAN NUCLR ENRGY
57061R577
41
833
SH
DFND
1
833
0
0
MARSH & MCLENNAN COS INC
COM
571748102
1043
18613
SH
DFND
1
18613
0
0
MASCO CORP
COM
574599106
2
93
SH
DFND
1
93
0
0
MASTERCARD INC
CL A
57636Q104
632
7315
SH
DFND
1
7315
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
245
7035
SH
DFND
1
7035
0
0
MAXWELL TECHNOLOGIES INC
COM
577767106
32
4000
SH
DFND
1
4000
0
0
MBIA INC
COM
55262C100
465
50000
SH
DFND
1
50000
0
0
MCDERMOTT INTL INC
COM
580037109
1736
452000
SH
DFND
1
452000
0
0
MCDONALDS CORP
COM
580135101
23179
237942
SH
DFND
1
237942
0
0
MCGRAW HILL FINL INC
COM
580645109
30790
297661
SH
DFND
1
297661
0
0
MCKESSON CORP
COM
58155Q103
1113
4913
SH
DFND
1
4913
0
0
MDU RES GROUP INC
COM
552690109
134
6284
SH
DFND
1
6284
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
27615
274751
SH
DFND
1
274751
0
0
MEADWESTVACO CORP
COM
583334107
209
4182
SH
DFND
1
4182
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
17
800
SH
DFND
1
800
0
0
MERCK & CO INC NEW
COM
58933Y105
59603
1037189
SH
DFND
1
1037189
0
0
METHANEX CORP
COM
59151K108
121
2261
SH
DFND
1
2261
0
0
METLIFE INC
COM
59156R108
49856
986257
SH
DFND
1
986257
0
0
MFA FINL INC
COM
55272X102
31
3910
SH
DFND
1
3910
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
84
4000
SH
DFND
1
4000
0
0
MICRON TECHNOLOGY INC
COM
595112103
1622
59740
SH
DFND
1
59740
0
0
MICROSEMI CORP
COM
595137100
2322
65606
SH
DFND
1
65606
0
0
MICROSOFT CORP
COM
594918104
16169
397785
SH
DFND
1
397785
0
0
MOLSON COORS BREWING CO
CL B
60871R209
151
2025
SH
DFND
1
2025
0
0
MOLYCORP INC DEL
COM
608753109
2
6000
SH
DFND
1
6000
0
0
MONDELEZ INTL INC
CL A
609207105
57430
1591608
SH
DFND
1
1591608
0
0
MONSANTO CO NEW
COM
61166W101
7136
63413
SH
DFND
1
63413
0
0
MONSTER BEVERAGE CORP
COM
611740101
203
1471
SH
DFND
1
1471
0
0
MOODYS CORP
COM
615369105
169
1630
SH
DFND
1
1630
0
0
MORGAN STANLEY
COM NEW
617446448
4370
122460
SH
DFND
1
122460
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
626
19019
SH
DFND
1
19019
0
0
MOSAIC CO NEW
COM
61945C103
470
10206
SH
DFND
1
10206
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
174
2607
SH
DFND
1
2607
0
0
MURPHY OIL CORP
COM
626717102
132
2822
SH
DFND
1
2822
0
0
MYRIAD GENETICS INC
COM
62855J104
142
4000
SH
DFND
1
4000
0
0
NATIONAL BK GREECE S A
ADR PRF SER A
633643507
234
26600
SH
DFND
1
26600
0
0
NATIONAL BK GREECE S A
SPN ADR REP 1 SH
633643705
3
2500
SH
DFND
1
2500
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
2475
49566
SH
DFND
1
49566
0
0
NATIONSTAR MTG HLDGS INC
COM
63861C109
310
12500
SH
DFND
1
12500
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
6
200
SH
DFND
1
200
0
0
NCR CORP NEW
COM
62886E108
781
26470
SH
DFND
1
26470
0
0
NETAPP INC
COM
64110D104
142
4000
SH
DFND
1
4000
0
0
NETFLIX INC
COM
64110L106
51
121
SH
DFND
1
121
0
0
NETSUITE INC
COM
64118Q107
51
550
SH
DFND
1
550
0
0
NEW GOLD INC CDA
COM
644535106
1475
439601
SH
DFND
1
439601
0
0
NEWFIELD EXPL CO
COM
651290108
1276
36383
SH
DFND
1
36383
0
0
NEWMONT MINING CORP
COM
651639106
4079
187864
SH
DFND
1
187864
0
0
NEXPOINT CR STRATEGIES FD
COM
65340G106
2
149
SH
DFND
1
149
0
0
NEXTERA ENERGY INC
COM
65339F101
117
1122
SH
DFND
1
1122
0
0
NIKE INC
CL B
654106103
444
4420
SH
DFND
1
4420
0
0
NISOURCE INC
COM
65473P105
135
3055
SH
DFND
1
3055
0
0
NOBLE ENERGY INC
COM
655044105
5719
116996
SH
DFND
1
116996
0
0
NOMURA HLDGS INC
SPONSORED ADR
65535H208
218
37090
SH
DFND
1
37090
0
0
NORDSTROM INC
COM
655664100
106
1315
SH
DFND
1
1315
0
0
NORFOLK SOUTHERN CORP
COM
655844108
64
623
SH
DFND
1
623
0
0
NORTHROP GRUMMAN CORP
COM
666807102
263
1631
SH
DFND
1
1631
0
0
NORTHWEST BIOTHERAPEUTICS IN
COM PAR $0.001
66737P600
40
5229
SH
DFND
1
5229
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
77
780
SH
DFND
1
780
0
0
NRG ENERGY INC
COM NEW
629377508
269
10695
SH
DFND
1
10695
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
108
7500
SH
DFND
1
7500
0
0
NUCOR CORP
COM
670346105
218
4592
SH
DFND
1
4592
0
0
NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
32
2000
SH
DFND
1
2000
0
0
NVIDIA CORP
COM
67066G104
307
14705
SH
DFND
1
14705
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
2
8
SH
DFND
1
8
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
4201
57499
SH
DFND
1
57499
0
0
OLD REP INTL CORP
NOTE 3.750% 3/1
680223AH7
617
520000
PRN
DFND
1
520000
0
0
OMNICARE INC
COM
681904108
175
2277
SH
DFND
1
2277
0
0
OMNICOM GROUP INC
COM
681919106
472
6054
SH
DFND
1
6054
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
105
4000
SH
DFND
1
4000
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
39
1500
SH
DFND
1
1500
0
0
ORACLE CORP
COM
68389X105
5468
126712
SH
DFND
1
126712
0
0
ORANGE
SPONSORED ADR
684060106
21
1312
SH
DFND
1
1312
0
0
OREXIGEN THERAPEUTICS INC
COM
686164104
78
10000
SH
DFND
1
10000
0
0
ORGANOVO HLDGS INC
COM
68620A104
7
2000
SH
DFND
1
2000
0
0
OSIRIS THERAPEUTICS INC NEW
COM
68827R108
141
8000
SH
DFND
1
8000
0
0
OWENS ILL INC
COM NEW
690768403
158
6786
SH
DFND
1
6786
0
0
PACCAR INC
COM
693718108
47
750
SH
DFND
1
750
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
496
85000
SH
DFND
1
85000
0
0
PACWEST BANCORP DEL
COM
695263103
2123
45272
SH
DFND
1
45272
0
0
PALO ALTO NETWORKS INC
COM
697435105
112
765
SH
DFND
1
765
0
0
PAN AMERICAN SILVER CORP
COM
697900108
40
4500
SH
DFND
1
4500
0
0
PANDORA MEDIA INC
COM
698354107
178
11000
SH
DFND
1
11000
0
0
PANHANDLE OIL AND GAS INC
CL A
698477106
16
800
SH
DFND
1
800
0
0
PARKER HANNIFIN CORP
COM
701094104
105
880
SH
DFND
1
880
0
0
PATTERSON UTI ENERGY INC
COM
703481101
6515
347000
SH
DFND
1
347000
0
0
PAYCHEX INC
COM
704326107
193
3889
SH
DFND
1
3889
0
0
PDL BIOPHARMA INC
COM
69329Y104
19
2720
SH
DFND
1
2720
0
0
PEMBINA PIPELINE CORP
COM
706327103
189
5957
SH
DFND
1
5957
0
0
PENGROWTH ENERGY CORP
COM
70706P104
97
32325
SH
DFND
1
32325
0
0
PENN VA CORP
COM
707882106
97
15000
SH
DFND
1
15000
0
0
PENN WEST PETE LTD NEW
COM
707887105
80
48250
SH
DFND
1
48250
0
0
PENNEY J C INC
COM
708160106
219
26000
SH
DFND
1
26000
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
190
12488
SH
DFND
1
12488
0
0
PEPCO HOLDINGS INC
COM
713291102
64
2369
SH
DFND
1
2369
0
0
PEPSICO INC
COM
713448108
8556
89461
SH
DFND
1
89461
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
113
18840
SH
DFND
1
18840
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
9219
1534000
SH
DFND
1
1534000
0
0
PFIZER INC
COM
717081103
16377
470729
SH
DFND
1
470729
0
0
PGT INC
COM
69336V101
22
2000
SH
DFND
1
2000
0
0
PHARMACYCLICS INC
COM
716933106
640
2500
SH
DFND
1
2500
0
0
PHH CORP
COM NEW
693320202
2
100
SH
DFND
1
100
0
0
PHILIP MORRIS INTL INC
COM
718172109
4675
62087
SH
DFND
1
62087
0
0
PHILLIPS 66
COM
718546104
172
2186
SH
DFND
1
2186
0
0
PIMCO ETF TR
TOTL RETN ETF
72201R775
242
2200
SH
DFND
1
2200
0
0
PINNACLE ENTMT INC
COM
723456109
407
11279
SH
DFND
1
11279
0
0
PINNACLE WEST CAP CORP
COM
723484101
115
1811
SH
DFND
1
1811
0
0
PIONEER NAT RES CO
COM
723787107
229
1400
SH
DFND
1
1400
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
169
3883
SH
DFND
1
3883
0
0
PNC FINL SVCS GROUP INC
COM
693475105
404
4333
SH
DFND
1
4333
0
0
POLYCOM INC
COM
73172K104
2436
181791
SH
DFND
1
181791
0
0
POSCO
SPONSORED ADR
693483109
268
4925
SH
DFND
1
4925
0
0
POTASH CORP SASK INC
COM
73755L107
8921
276714
SH
DFND
1
276714
0
0
POWERSHARES ETF TRUST
DYNM LRG CP GR
73935X609
215
7025
SH
DFND
1
7025
0
0
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
93
5000
SH
DFND
1
5000
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
31
1250
SH
DFND
1
1250
0
0
POWERSHARES ETF TRUST
WNDRHLL CLN EN
73935X500
29
5161
SH
DFND
1
5161
0
0
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
50
3350
SH
DFND
1
3350
0
0
POWERSHARES GLOBAL ETF TRUST
FDM HG YLD RAFI
73936T557
114
6000
SH
DFND
1
6000
0
0
POWERSHARES GLOBAL ETF TRUST
GBL CLEAN ENER
73936T615
11
900
SH
DFND
1
900
0
0
POWERSHARES INDIA ETF TR
INDIA PORT
73935L100
138
6100
SH
DFND
1
6100
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
8444
79966
SH
DFND
1
79966
0
0
PPG INDS INC
COM
693506107
348
1543
SH
DFND
1
1543
0
0
PPL CORP
COM
69351T106
616
18309
SH
DFND
1
18309
0
0
PRAXAIR INC
COM
74005P104
19054
157940
SH
DFND
1
157940
0
0
PRECISION CASTPARTS CORP
COM
740189105
3220
15332
SH
DFND
1
15332
0
0
PRICE T ROWE GROUP INC
COM
74144T108
347
4300
SH
DFND
1
4300
0
0
PRICELINE COM INC
COM NEW
741503403
3987
3427
SH
DFND
1
3427
0
0
PRIMORIS SVCS CORP
COM
74164F103
17
1000
SH
DFND
1
1000
0
0
PROCTER & GAMBLE CO
COM
742718109
44252
540069
SH
DFND
1
540069
0
0
PROSHARES TR
PSHS SH MSCI EMR
74347R396
509
20000
SH
DFND
1
20000
0
0
PROSHARES TR
PSHS ULSHT 7-10Y
74347R313
50
2153
SH
DFND
1
2153
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
17
780
SH
DFND
1
780
0
0
PROSHARES TR
PSHS ULTRA O&G
74347R719
8
150
SH
DFND
1
150
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
255
6100
SH
DFND
1
6100
0
0
PROSHARES TR
REAL EST NEW 11
74348A871
2
154
SH
DFND
1
154
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
64
2650
SH
DFND
1
2650
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
693
680000
PRN
DFND
1
680000
0
0
PROTO LABS INC
COM
743713109
95
1350
SH
DFND
1
1350
0
0
PRUDENTIAL FINL INC
COM
744320102
275
3430
SH
DFND
1
3430
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
180
4292
SH
DFND
1
4292
0
0
PULTE GROUP INC
COM
745867101
30
1337
SH
DFND
1
1337
0
0
PVH CORP
COM
693656100
32853
308126
SH
DFND
1
308126
0
0
QEP RES INC
COM
74733V100
56
2705
SH
DFND
1
2705
0
0
QUALCOMM INC
COM
747525103
5523
79641
SH
DFND
1
79641
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
84
1088
SH
DFND
1
1088
0
0
QUIDEL CORP
COM
74838J101
27
1000
SH
DFND
1
1000
0
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
183
2733
SH
DFND
1
2733
0
0
RACKSPACE HOSTING INC
COM
750086100
550
10668
SH
DFND
1
10668
0
0
RALPH LAUREN CORP
CL A
751212101
132
1000
SH
DFND
1
1000
0
0
RANDGOLD RES LTD
ADR
752344309
746
10760
SH
DFND
1
10760
0
0
RANGE RES CORP
COM
75281A109
13671
262755
SH
DFND
1
262755
0
0
RAPTOR PHARMACEUTICAL CORP
COM
75382F106
761
70000
SH
DFND
1
70000
0
0
RARE ELEMENT RES LTD
COM
75381M102
8
13700
SH
DFND
1
13700
0
0
RAYONIER INC
COM
754907103
27
1000
SH
DFND
1
1000
0
0
RAYTHEON CO
COM NEW
755111507
407
3731
SH
DFND
1
3731
0
0
REALTY INCOME CORP
COM
756109104
8
159
SH
DFND
1
159
0
0
RED HAT INC
COM
756577102
11735
154900
SH
DFND
1
154900
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
98
216
SH
DFND
1
216
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
139
1392
SH
DFND
1
1392
0
0
RENESOLA LTD
SPONS ADS
75971T103
2
1700
SH
DFND
1
1700
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
18
2000
SH
DFND
1
2000
0
0
REPROS THERAPEUTICS INC
COM NEW
76028H209
52
6000
SH
DFND
1
6000
0
0
REYNOLDS AMERICAN INC
COM
761713106
380
5515
SH
DFND
1
5515
0
0
RICE ENERGY INC
COM
762760106
164
7522
SH
DFND
1
7522
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
21
500
SH
DFND
1
500
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
87
3500
SH
DFND
1
3500
0
0
ROBERT HALF INTL INC
COM
770323103
65
1071
SH
DFND
1
1071
0
0
ROCKET FUEL INC
COM
773111109
56
6000
SH
DFND
1
6000
0
0
ROCK-TENN CO
CL A
772739207
71
1100
SH
DFND
1
1100
0
0
ROCKWELL AUTOMATION INC
COM
773903109
226
1951
SH
DFND
1
1951
0
0
ROCKWELL COLLINS INC
COM
774341101
186
1931
SH
DFND
1
1931
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
436
13013
SH
DFND
1
13013
0
0
ROSS STORES INC
COM
778296103
240
2275
SH
DFND
1
2275
0
0
ROVI CORP
COM
779376102
369
20261
SH
DFND
1
20261
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
2726
45300
SH
DFND
1
45300
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF T
780097713
210
8225
SH
DFND
1
8225
0
0
ROYAL BK SCOTLAND GROUP PLC
SPON ADR F
780097804
29
1100
SH
DFND
1
1100
0
0
ROYAL BK SCOTLAND GROUP PLC
SPON ADR SER H
780097879
67
2600
SH
DFND
1
2600
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
446
7467
SH
DFND
1
7467
0
0
ROYAL GOLD INC
COM
780287108
1059
16785
SH
DFND
1
16785
0
0
RPM INTL INC
NOTE 2.250%12/1
749685AT0
906
765000
PRN
DFND
1
765000
0
0
RPX CORP
COM
74972G103
50
3500
SH
DFND
1
3500
0
0
RUBICON MINERALS CORP
COM
780911103
2
2500
SH
DFND
1
2500
0
0
RUCKUS WIRELESS INC
COM
781220108
2449
190143
SH
DFND
1
190143
0
0
RYDER SYS INC
COM
783549108
39
410
SH
DFND
1
410
0
0
SALESFORCE COM INC
COM
79466L302
1302
19496
SH
DFND
1
19496
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
45
260
SH
DFND
1
260
0
0
SANDISK CORP
COM
80004C101
99
1559
SH
DFND
1
1559
0
0
SANDRIDGE ENERGY INC
COM
80007P307
4
2273
SH
DFND
1
2273
0
0
SANOFI
RIGHT 12/31/2020
80105N113
678
1000084
SH
DFND
1
1000084
0
0
SANOFI
SPONSORED ADR
80105N105
72
1460
SH
DFND
1
1460
0
0
SAP AG
SPON ADR
803054204
283
3925
SH
DFND
1
3925
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
24
1800
SH
DFND
1
1800
0
0
SASOL LTD
SPONSORED ADR
803866300
17
500
SH
DFND
1
500
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
94
800
SH
DFND
1
800
0
0
SCHLUMBERGER LTD
COM
806857108
83366
999164
SH
DFND
1
999164
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
129
1884
SH
DFND
1
1884
0
0
SEALED AIR CORP NEW
COM
81211K100
80
1762
SH
DFND
1
1762
0
0
SEATTLE GENETICS INC
COM
812578102
53
1500
SH
DFND
1
1500
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
393
5225
SH
DFND
1
5225
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
621
12739
SH
DFND
1
12739
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
943
13000
SH
DFND
1
13000
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
61
781
SH
DFND
1
781
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
6128
254180
SH
DFND
1
254180
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
423
7590
SH
DFND
1
7590
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
704
16995
SH
DFND
1
16995
0
0
SENOMYX INC
COM
81724Q107
41
9270
SH
DFND
1
9270
0
0
SERVICE CORP INTL
COM
817565104
120
4600
SH
DFND
1
4600
0
0
SERVICENOW INC
COM
81762P102
118
1500
SH
DFND
1
1500
0
0
SHANDA GAMES LTD
SP ADR REPTG A
81941U105
64
10000
SH
DFND
1
10000
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
67
3000
SH
DFND
1
3000
0
0
SHERWIN WILLIAMS CO
COM
824348106
253
888
SH
DFND
1
888
0
0
SHIRE PLC
SPONSORED ADR
82481R106
352
1472
SH
DFND
1
1472
0
0
SHUTTERFLY INC
COM
82568P304
1992
44040
SH
DFND
1
44040
0
0
SIGMA ALDRICH CORP
COM
826552101
65
467
SH
DFND
1
467
0
0
SILVER WHEATON CORP
COM
828336107
87
4600
SH
DFND
1
4600
0
0
SILVERCORP METALS INC
COM
82835P103
3
2790
SH
DFND
1
2790
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
78
397
SH
DFND
1
397
0
0
SIRIUS XM HLDGS INC
COM
82968B103
79
20758
SH
DFND
1
20758
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
260
2650
SH
DFND
1
2650
0
0
SMUCKER J M CO
COM NEW
832696405
275
2380
SH
DFND
1
2380
0
0
SOLARCITY CORP
COM
83416T100
422
8240
SH
DFND
1
8240
0
0
SOLAZYME INC
COM
83415T101
572
200000
SH
DFND
1
200000
0
0
SONY CORP
ADR NEW
835699307
315
11750
SH
DFND
1
11750
0
0
SOTHEBYS
COM
835898107
604
14250
SH
DFND
1
14250
0
0
SOUTHERN CO
COM
842587107
122
2752
SH
DFND
1
2752
0
0
SOUTHWEST AIRLS CO
COM
844741108
45
1012
SH
DFND
1
1012
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
1087
46873
SH
DFND
1
46873
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1008
5680
SH
DFND
1
5680
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
351
3089
SH
DFND
1
3089
0
0
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
132
1500
SH
DFND
1
1500
0
0
SPDR INDEX SHS FDS
CONSM SPLS ETF
78463X723
24
595
SH
DFND
1
595
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
2791
71888
SH
DFND
1
71888
0
0
SPDR INDEX SHS FDS
INTL ENRGY ETF
78463X715
18
930
SH
DFND
1
930
0
0
SPDR INDEX SHS FDS
INTL FINL ETF
78463X699
22
1045
SH
DFND
1
1045
0
0
SPDR INDEX SHS FDS
INTL TELEC ETF
78463X640
85
3300
SH
DFND
1
3300
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
1143
13500
SH
DFND
1
13500
0
0
SPDR INDEX SHS FDS
S&P INTL CONS
78463X731
168
4200
SH
DFND
1
4200
0
0
SPDR INDEX SHS FDS
S&P RUSSIA ETF
78463X558
79
4800
SH
DFND
1
4800
0
0
SPDR INDEX SHS FDS
STOXX EUR 50 ETF
78463X103
81
2300
SH
DFND
1
2300
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9214
44624
SH
DFND
1
44624
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
79
2700
SH
DFND
1
2700
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
144
3012
SH
DFND
1
3012
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
63
1605
SH
DFND
1
1605
0
0
SPDR SERIES TRUST
OILGAS EQUIP
78464A748
2943
117000
SH
DFND
1
117000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
23
100
SH
DFND
1
100
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
160
4340
SH
DFND
1
4340
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
29
700
SH
DFND
1
700
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
119
1180
SH
DFND
1
1180
0
0
SPECTRA ENERGY CORP
COM
847560109
34
950
SH
DFND
1
950
0
0
SPLUNK INC
COM
848637104
221
3750
SH
DFND
1
3750
0
0
SPRINT CORP
COM SER 1
85207U105
184
38843
SH
DFND
1
38843
0
0
SPX CORP
COM
784635104
225
2646
SH
DFND
1
2646
0
0
ST JUDE MED INC
COM
790849103
131
2000
SH
DFND
1
2000
0
0
STAPLES INC
COM
855030102
2023
124200
SH
DFND
1
124200
0
0
STARBUCKS CORP
COM
855244109
1317
13910
SH
DFND
1
13910
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
949
860000
PRN
DFND
1
860000
0
0
STATOIL ASA
SPONSORED ADR
85771P102
317
18000
SH
DFND
1
18000
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
330
22800
SH
DFND
1
22800
0
0
STERICYCLE INC
COM
858912108
2720
19399
SH
DFND
1
19399
0
0
STILLWATER MNG CO
COM
86074Q102
9
700
SH
DFND
1
700
0
0
STRYKER CORP
COM
863667101
277
3005
SH
DFND
1
3005
0
0
SUN LIFE FINL INC
COM
866796105
97
3150
SH
DFND
1
3150
0
0
SUNCOR ENERGY INC NEW
COM
867224107
3372
115400
SH
DFND
1
115400
0
0
SUNEDISON INC
COM
86732Y109
2040
85000
SH
DFND
1
85000
0
0
SUNTRUST BKS INC
COM
867914103
158
3850
SH
DFND
1
3850
0
0
SYMANTEC CORP
COM
871503108
397
16964
SH
DFND
1
16964
0
0
SYMETRA FINL CORP
COM
87151Q106
193
8244
SH
DFND
1
8244
0
0
SYNOPSYS INC
COM
871607107
272
5877
SH
DFND
1
5877
0
0
SYNTHESIS ENERGY SYS INC
COM
871628103
5
5000
SH
DFND
1
5000
0
0
SYSCO CORP
COM
871829107
181
4806
SH
DFND
1
4806
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
1456
62000
SH
DFND
1
62000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
3
132
SH
DFND
1
132
0
0
TALISMAN ENERGY INC
COM
87425E103
52
6793
SH
DFND
1
6793
0
0
TARGET CORP
COM
87612E106
446
5433
SH
DFND
1
5433
0
0
TASER INTL INC
COM
87651B104
1446
59989
SH
DFND
1
59989
0
0
TASMAN METALS LTD
COM
87652B103
35
75200
SH
DFND
1
75200
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
342
7600
SH
DFND
1
7600
0
0
TECK RESOURCES LTD
CL B
878742204
9
628
SH
DFND
1
628
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
76
5000
SH
DFND
1
5000
0
0
TELEFONICA S A
SPONSORED ADR
879382208
29
2055
SH
DFND
1
2055
0
0
TELUS CORP
COM
87971M103
200
6025
SH
DFND
1
6025
0
0
TEMPLETON EMERGING MKTS FD I
COM
880191101
109
6400
SH
DFND
1
6400
0
0
TERADATA CORP DEL
COM
88076W103
2200
49854
SH
DFND
1
49854
0
0
TEREX CORP NEW
COM
880779103
133
5008
SH
DFND
1
5008
0
0
TESLA MTRS INC
COM
88160R101
1161
6144
SH
DFND
1
6144
0
0
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
395
450000
PRN
DFND
1
450000
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
2028
2400000
PRN
DFND
1
2400000
0
0
TESORO CORP
COM
881609101
46
500
SH
DFND
1
500
0
0
TEVA PHARMACEUTICAL FIN LLC
DBCV 0.250% 2/0
88163VAE9
2009
1350000
PRN
DFND
1
1350000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
620
9950
SH
DFND
1
9950
0
0
TEXAS INSTRS INC
COM
882508104
8393
146773
SH
DFND
1
146773
0
0
THE ADT CORPORATION
COM
00101J106
17613
424217
SH
DFND
1
424217
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2902
21611
SH
DFND
1
21611
0
0
THOMSON REUTERS CORP
COM
884903105
234
5780
SH
DFND
1
5780
0
0
THOR INDS INC
COM
885160101
319
5054
SH
DFND
1
5054
0
0
THRESHOLD PHARMACEUTICAL INC
COM NEW
885807206
55
13504
SH
DFND
1
13504
0
0
TIFFANY & CO NEW
COM
886547108
19759
224517
SH
DFND
1
224517
0
0
TIME WARNER CABLE INC
COM
88732J207
122
814
SH
DFND
1
814
0
0
TIME WARNER INC
COM NEW
887317303
2199
26041
SH
DFND
1
26041
0
0
TIMMINS GOLD CORP
COM
88741P103
1254
1825000
SH
DFND
1
1825000
0
0
TJX COS INC NEW
COM
872540109
1082
15430
SH
DFND
1
15430
0
0
T-MOBILE US INC
COM
872590104
245
7738
SH
DFND
1
7738
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
276
6450
SH
DFND
1
6450
0
0
TOTAL S A
SPONSORED ADR
89151E109
252
5080
SH
DFND
1
5080
0
0
TOTAL SYS SVCS INC
COM
891906109
260
6806
SH
DFND
1
6806
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
154
1100
SH
DFND
1
1100
0
0
TRANSCANADA CORP
COM
89353D107
424
9900
SH
DFND
1
9900
0
0
TRAVELERS COMPANIES INC
COM
89417E109
3
28
SH
DFND
1
28
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
92
876
SH
DFND
1
876
0
0
TURQUOISE HILL RES LTD
COM
900435108
39
12445
SH
DFND
1
12445
0
0
TUTOR PERINI CORP
COM
901109108
12
500
SH
DFND
1
500
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
267
7889
SH
DFND
1
7889
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
2144
65229
SH
DFND
1
65229
0
0
TWITTER INC
COM
90184L102
782
15605
SH
DFND
1
15605
0
0
TYSON FOODS INC
CL A
902494103
69
1809
SH
DFND
1
1809
0
0
UNDER ARMOUR INC
CL A
904311107
3
42
SH
DFND
1
42
0
0
UNILEVER N V
N Y SHS NEW
904784709
16311
390600
SH
DFND
1
390600
0
0
UNILEVER PLC
SPON ADR NEW
904767704
80
1915
SH
DFND
1
1915
0
0
UNION PAC CORP
COM
907818108
382
3521
SH
DFND
1
3521
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1202
12384
SH
DFND
1
12384
0
0
UNITED RENTALS INC
COM
911363109
74
817
SH
DFND
1
817
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
50614
431835
SH
DFND
1
431835
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
144
1224
SH
DFND
1
1224
0
0
URANIUM ENERGY CORP
COM
916896103
3
2000
SH
DFND
1
2000
0
0
URBAN OUTFITTERS INC
COM
917047102
2308
50546
SH
DFND
1
50546
0
0
US BANCORP DEL
COM NEW
902973304
3399
77802
SH
DFND
1
77802
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
6
2000
SH
DFND
1
2000
0
0
V F CORP
COM
918204108
855
11350
SH
DFND
1
11350
0
0
VALE S A
ADR
91912E105
762
135028
SH
DFND
1
135028
0
0
VALE S A
ADR REPSTG PFD
91912E204
1480
305000
SH
DFND
1
305000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
342
1729
SH
DFND
1
1729
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
384
6033
SH
DFND
1
6033
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
3597
33542
SH
DFND
1
33542
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
289
7065
SH
DFND
1
7065
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
3844
70900
SH
DFND
1
70900
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
222
3610
SH
DFND
1
3610
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1075
13400
SH
DFND
1
13400
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
2885
57300
SH
DFND
1
57300
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1764
25830
SH
DFND
1
25830
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
89
660
SH
DFND
1
660
0
0
VANTIV INC
CL A
92210H105
123
3252
SH
DFND
1
3252
0
0
VARIAN MED SYS INC
COM
92220P105
205
2174
SH
DFND
1
2174
0
0
VECTOR GROUP LTD
COM
92240M108
0
6
SH
DFND
1
6
0
0
VERISIGN INC
COM
92343E102
134
2000
SH
DFND
1
2000
0
0
VERISK ANALYTICS INC
CL A
92345Y106
159
2223
SH
DFND
1
2223
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
19357
398103
SH
DFND
1
398103
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
63
537
SH
DFND
1
537
0
0
VIACOM INC NEW
CL B
92553P201
839
12271
SH
DFND
1
12271
0
0
VISA INC
COM CL A
92826C839
53208
813580
SH
DFND
1
813580
0
0
VMWARE INC
CL A COM
928563402
291
3545
SH
DFND
1
3545
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
158
4825
SH
DFND
1
4825
0
0
VULCAN MATLS CO
COM
929160109
157
1866
SH
DFND
1
1866
0
0
WABTEC CORP
COM
929740108
570
6000
SH
DFND
1
6000
0
0
WAL-MART STORES INC
COM
931142103
12025
146228
SH
DFND
1
146228
0
0
WASTE MGMT INC DEL
COM
94106L109
298
5500
SH
DFND
1
5500
0
0
WATERS CORP
COM
941848103
205
1650
SH
DFND
1
1650
0
0
WELLS FARGO & CO NEW
COM
949746101
2017
37068
SH
DFND
1
37068
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
136
111
SH
DFND
1
111
0
0
WENDYS CO
COM
95058W100
451
41344
SH
DFND
1
41344
0
0
WESTERN DIGITAL CORP
COM
958102105
745
8200
SH
DFND
1
8200
0
0
WESTERN UN CO
COM
959802109
80
3829
SH
DFND
1
3829
0
0
WEYERHAEUSER CO
COM
962166104
101
3050
SH
DFND
1
3050
0
0
WHITING PETE CORP NEW
COM
966387102
149
4837
SH
DFND
1
4837
0
0
WHOLE FOODS MKT INC
COM
966837106
156
3000
SH
DFND
1
3000
0
0
WIDEPOINT CORP
COM
967590100
8
6000
SH
DFND
1
6000
0
0
WILLBROS GROUP INC DEL
COM
969203108
2
500
SH
DFND
1
500
0
0
WILLIAMS COS INC DEL
COM
969457100
58
1150
SH
DFND
1
1150
0
0
WILLIAMS SONOMA INC
COM
969904101
20
250
SH
DFND
1
250
0
0
WINDSTREAM HLDGS INC
COM
97382A101
285
38535
SH
DFND
1
38535
0
0
WISCONSIN ENERGY CORP
COM
976657106
108
2189
SH
DFND
1
2189
0
0
WISDOMTREE TR
EUROPE SMCP DV
97717W869
3619
65000
SH
DFND
1
65000
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
1437
26070
SH
DFND
1
26070
0
0
WISDOMTREE TR
JP SMALLCP DIV
97717W836
36
665
SH
DFND
1
665
0
0
WORKDAY INC
CL A
98138H101
84
1000
SH
DFND
1
1000
0
0
XEROX CORP
COM
984121103
13
1000
SH
DFND
1
1000
0
0
YAHOO INC
COM
984332106
329
7424
SH
DFND
1
7424
0
0
YAMANA GOLD INC
COM
98462Y100
1864
520000
SH
DFND
1
520000
0
0
YELP INC
CL A
985817105
288
6080
SH
DFND
1
6080
0
0
YINGLI GREEN ENERGY HLDG CO
ADR
98584B103
2
1000
SH
DFND
1
1000
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
4762
173500
SH
DFND
1
173500
0
0
YUM BRANDS INC
COM
988498101
1591
20240
SH
DFND
1
20240
0
0
YY INC
ADS REPCOM CLA
98426T106
33
600
SH
DFND
1
600
0
0
ZIMMER HLDGS INC
COM
98956P102
76
650
SH
DFND
1
650
0
0
ZIX CORP
COM
98974P100
8
2000
SH
DFND
1
2000
0
0
ZOETIS INC
CL A
98978V103
175
3780
SH
DFND
1
3780
0
0