0001420506-15-000139.txt : 20150213
0001420506-15-000139.hdr.sgml : 20150213
20150213103538
ACCESSION NUMBER: 0001420506-15-000139
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compagnie Lombard, Odier SCA
CENTRAL INDEX KEY: 0001615423
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16235
FILM NUMBER: 15610496
BUSINESS ADDRESS:
STREET 1: RUE DE LA CORRATERIE 18
CITY: 1204 GENEVA
STATE: V8
ZIP: CH1204
BUSINESS PHONE: 44 22 709 2111
MAIL ADDRESS:
STREET 1: RUE DE LA CORRATERIE 18
CITY: 1204 GENEVA
STATE: V8
ZIP: CH1204
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0001615423
XXXXXXXX
12-31-2014
12-31-2014
false
Compagnie Lombard, Odier SCA
RUE DE LA CORRATERIE 18
1204 GENEVA
V8
CH1204
13F COMBINATION REPORT
028-16235
0001535784
028-16246
Lombard Odier Asset Management (Europe) Ltd
0001491719
028-13939
Lombard Odier Asset Management (USA) Corp
0001535660
028-16247
Lombard Odier Asset Management (Switzerland) SA
N
Dominic Stearns
Executive Vice President
44 22 709 2111
Dominic Stearns, Executive Vice President
1204 GENEVA
V8
02-13-2015
2
1008
2168772
false
1
0001106185
028-16234
Bank Lombard Odier & Co Ltd
2
0001615293
028-16239
Lombard Odier (Europe) S.A.
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR COMPAGNIE LOMBARD, ODIER SCA
21VIANET GROUP INC
SPONSORED ADR
90138A103
60
3900
SH
DFND
3900
0
0
21VIANET GROUP INC
SPONSORED ADR
90138A103
244
15760
SH
DFND
1
15760
0
0
3-D SYS CORP DEL
COM NEW
88554D205
29
883
SH
DFND
2
883
0
0
3-D SYS CORP DEL
COM NEW
88554D205
186
5661
SH
DFND
1
5661
0
0
3-D SYS CORP DEL
COM NEW
88554D205
598
18190
SH
DFND
18190
0
0
3M CO
COM
88579Y101
980
5963
SH
DFND
1
5963
0
0
ABBOTT LABS
COM
002824100
1908
42326
SH
DFND
1
42326
0
0
ABBOTT LABS
COM
002824100
42
926
SH
DFND
926
0
0
ABBVIE INC
COM
00287Y109
3184
48680
SH
DFND
2
48680
0
0
ABBVIE INC
COM
00287Y109
43070
658205
SH
DFND
1
658205
0
0
ABBVIE INC
COM
00287Y109
447
6845
SH
DFND
6845
0
0
ABIOMED INC
COM
003654100
6
150
SH
DFND
1
150
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
73
6000
SH
DFND
1
6000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
499
24774
SH
DFND
1
24774
0
0
ADOBE SYS INC
COM
00724F101
138
1898
SH
DFND
1
1898
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
97
607
SH
DFND
1
607
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1
500
SH
DFND
1
500
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
4
200
SH
DFND
1
200
0
0
AEROVIRONMENT INC
COM
008073108
11
410
SH
DFND
1
410
0
0
AES CORP
COM
00130H105
76
5490
SH
DFND
1
5490
0
0
AETNA INC NEW
COM
00817Y108
279
3148
SH
DFND
1
3148
0
0
AFLAC INC
COM
001055102
122
2000
SH
DFND
2000
0
0
AFLAC INC
COM
001055102
300
4918
SH
DFND
1
4918
0
0
AGCO CORP
COM
001084102
69
1518
SH
DFND
1
1518
0
0
AGNICO EAGLE MINES LTD
COM
008474108
87
3500
SH
DFND
3500
0
0
AGRIUM INC
COM
008916108
141
1485
SH
DFND
1
1485
0
0
AIR PRODS & CHEMS INC
COM
009158106
39
270
SH
DFND
270
0
0
AIRGAS INC
COM
009363102
218
1891
SH
DFND
1
1891
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
728
11570
SH
DFND
1
11570
0
0
ALASKA AIR GROUP INC
COM
011659109
2671
44700
SH
DFND
1
44700
0
0
ALBEMARLE CORP
COM
012653101
146
2436
SH
DFND
1
2436
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
1
156
SH
DFND
1
156
0
0
ALCOA INC
COM
013817101
323
20500
SH
DFND
1
20500
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
149
806
SH
DFND
1
806
0
0
ALEXZA PHARMACEUTICALS INC
COM NEW
015384209
318
213600
SH
DFND
1
213600
0
0
ALLERGAN INC
COM
018490102
1607
7556
SH
DFND
1
7556
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
527
1844
SH
DFND
1
1844
0
0
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
964
37308
SH
DFND
1
37308
0
0
ALLIANT ENERGY CORP
COM
018802108
132
1982
SH
DFND
1
1982
0
0
ALPHA NATURAL RESOURCES INC
COM
02076X102
2
1142
SH
DFND
1
1142
0
0
ALTERA CORP
COM
021441100
1481
40083
SH
DFND
1
40083
0
0
ALTERA CORP
COM
021441100
37
1000
SH
DFND
1000
0
0
ALTRIA GROUP INC
COM
02209S103
73
1485
SH
DFND
1485
0
0
ALTRIA GROUP INC
COM
02209S103
3753
76172
SH
DFND
1
76172
0
0
AMAZON COM INC
COM
023135106
288
930
SH
DFND
2
930
0
0
AMAZON COM INC
COM
023135106
2853
9195
SH
DFND
1
9195
0
0
AMAZON COM INC
COM
023135106
648
2090
SH
DFND
2090
0
0
AMBEV SA
SPONSORED ADR
02319V103
536
85950
SH
DFND
1
85950
0
0
AMEREN CORP
COM
023608102
122
2652
SH
DFND
1
2652
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
33
1500
SH
DFND
1
1500
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
29
541
SH
DFND
1
541
0
0
AMERICAN DG ENERGY INC
COM
025398108
36
60000
SH
DFND
1
60000
0
0
AMERICAN EXPRESS CO
COM
025816109
236
2540
SH
DFND
1
2540
0
0
AMERICAN EXPRESS CO
COM
025816109
140
1500
SH
DFND
1500
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
196
3500
SH
DFND
3500
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
31
560
SH
DFND
1
560
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
8
347
SH
DFND
1
347
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
987
9982
SH
DFND
1
9982
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
204
3829
SH
DFND
1
3829
0
0
AMERIPRISE FINL INC
COM
03076C106
8
60
SH
DFND
1
60
0
0
AMERIPRISE FINL INC
COM
03076C106
66
500
SH
DFND
500
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
167
1851
SH
DFND
1
1851
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
90
1000
SH
DFND
1000
0
0
AMETEK INC NEW
COM
031100100
731
13900
SH
DFND
13900
0
0
AMETEK INC NEW
COM
031100100
2940
55861
SH
DFND
2
55861
0
0
AMETEK INC NEW
COM
031100100
34377
653211
SH
DFND
1
653211
0
0
AMGEN INC
COM
031162100
2740
17195
SH
DFND
17195
0
0
AMGEN INC
COM
031162100
3223
20235
SH
DFND
2
20235
0
0
AMGEN INC
COM
031162100
59404
372781
SH
DFND
1
372781
0
0
AMPHENOL CORP NEW
CL A
032095101
160
2976
SH
DFND
1
2976
0
0
ANADARKO PETE CORP
COM
032511107
113
1370
SH
DFND
1370
0
0
ANADARKO PETE CORP
COM
032511107
1251
15186
SH
DFND
1
15186
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
51
450
SH
DFND
2
450
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
213
1900
SH
DFND
1
1900
0
0
ANNALY CAP MGMT INC
COM
035710409
3
300
SH
DFND
1
300
0
0
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
1266
1250000
PRN
DFND
1
1250000
0
0
ANTERO RES CORP
COM
03674X106
25
623
SH
DFND
1
623
0
0
AOL INC
COM
00184X105
0
6
SH
DFND
6
0
0
APACHE CORP
COM
037411105
5513
87981
SH
DFND
1
87981
0
0
APOLLO ED GROUP INC
CL A
037604105
82
2400
SH
DFND
1
2400
0
0
APOLLO INVT CORP
COM
03761U106
10
1300
SH
DFND
1
1300
0
0
APPLE INC
COM
037833100
3416
30941
SH
DFND
30941
0
0
APPLE INC
COM
037833100
60574
548850
SH
DFND
1
548850
0
0
APPLE INC
COM
037833100
1526
13832
SH
DFND
2
13832
0
0
APPLIED MATLS INC
COM
038222105
92
3700
SH
DFND
3700
0
0
ARCH COAL INC
COM
039380100
28
15570
SH
DFND
1
15570
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
155
2979
SH
DFND
1
2979
0
0
ARES CAP CORP
NOTE 4.875% 3/1
04010LAG8
521
500000
PRN
DFND
1
500000
0
0
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
945
900000
PRN
DFND
1
900000
0
0
ARES CAP CORP
NOTE 5.750% 2/0
04010LAB9
1054
1000000
PRN
DFND
1
1000000
0
0
ARROW ELECTRS INC
COM
042735100
100
1727
SH
DFND
1
1727
0
0
ASHLAND INC NEW
COM
044209104
121
1011
SH
DFND
1
1011
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
33
304
SH
DFND
1
304
0
0
ASSURANT INC
COM
04621X108
145
2122
SH
DFND
1
2122
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
7
100
SH
DFND
1
100
0
0
AT&T INC
COM
00206R102
4080
121475
SH
DFND
1
121475
0
0
AT&T INC
COM
00206R102
63
1861
SH
DFND
1861
0
0
AT&T INC
COM
00206R102
20
605
SH
DFND
2
605
0
0
AUTODESK INC
COM
052769106
131
2174
SH
DFND
1
2174
0
0
AUTOLIV INC
COM
052800109
259
2436
SH
DFND
1
2436
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
234
2805
SH
DFND
1
2805
0
0
AUTOZONE INC
COM
053332102
192
309
SH
DFND
1
309
0
0
AUTOZONE INC
COM
053332102
80
130
SH
DFND
130
0
0
AVALON RARE METALS INC
COM
053470100
6
29500
SH
DFND
1
29500
0
0
AVALONBAY CMNTYS INC
COM
053484101
126
773
SH
DFND
1
773
0
0
AVERY DENNISON CORP
COM
053611109
135
2598
SH
DFND
1
2598
0
0
AVON PRODS INC
COM
054303102
13
1367
SH
DFND
1367
0
0
B/E AEROSPACE INC
COM
073302101
119
2050
SH
DFND
1
2050
0
0
B2GOLD CORP
COM
11777Q209
10
5846
SH
DFND
5846
0
0
BAIDU INC
SPON ADR REP A
056752108
35
155
SH
DFND
1
155
0
0
BAIDU INC
SPON ADR REP A
056752108
957
4200
SH
DFND
4200
0
0
BAKER HUGHES INC
COM
057224107
2424
43247
SH
DFND
1
43247
0
0
BALL CORP
COM
058498106
181
2651
SH
DFND
1
2651
0
0
BALLARD PWR SYS INC NEW
COM
058586108
271
132000
SH
DFND
1
132000
0
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
19
2000
SH
DFND
1
2000
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
26
1876
SH
DFND
1
1876
0
0
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
13
656
SH
DFND
2
656
0
0
BANCO SANTANDER SA
ADR
05964H105
2
266
SH
DFND
1
266
0
0
BANK AMER CORP
COM
060505104
2414
134912
SH
DFND
1
134912
0
0
BANK AMER CORP
COM
060505104
734
41020
SH
DFND
41020
0
0
BANK MONTREAL QUE
COM
063671101
24
340
SH
DFND
1
340
0
0
BANK N S HALIFAX
COM
064149107
26
451
SH
DFND
2
451
0
0
BANK N S HALIFAX
COM
064149107
55
960
SH
DFND
1
960
0
0
BANK NEW YORK MELLON CORP
COM
064058100
220
5439
SH
DFND
2
5439
0
0
BANK NEW YORK MELLON CORP
COM
064058100
5196
128097
SH
DFND
1
128097
0
0
BANK NEW YORK MELLON CORP
COM
064058100
402
9900
SH
DFND
9900
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
5
157
SH
DFND
1
157
0
0
BARRICK GOLD CORP
COM
067901108
1715
158850
SH
DFND
158850
0
0
BARRICK GOLD CORP
COM
067901108
885
81805
SH
DFND
1
81805
0
0
BAXTER INTL INC
COM
071813109
583
7958
SH
DFND
1
7958
0
0
BAYTEX ENERGY CORP
COM
07317Q105
51
3069
SH
DFND
1
3069
0
0
BB&T CORP
COM
054937107
6773
174154
SH
DFND
1
174154
0
0
BB&T CORP
COM
054937107
630
16200
SH
DFND
16200
0
0
BB&T CORP
COM
054937107
622
15980
SH
DFND
2
15980
0
0
BCE INC
COM NEW
05534B760
1279
27816
SH
DFND
1
27816
0
0
BECTON DICKINSON & CO
COM
075887109
1483
10667
SH
DFND
1
10667
0
0
BED BATH & BEYOND INC
COM
075896100
1902
24971
SH
DFND
1
24971
0
0
BENCHMARK ELECTRS INC
COM
08160H101
257
10091
SH
DFND
1
10091
0
0
BERKLEY W R CORP
COM
084423102
216
4212
SH
DFND
1
4212
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
228
1522
SH
DFND
1522
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1582
7
SH
DFND
1
7
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3039
20235
SH
DFND
1
20235
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
191
1271
SH
DFND
2
1271
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
32
1000
SH
DFND
1
1000
0
0
BEST BUY INC
COM
086516101
654
16750
SH
DFND
16750
0
0
BEST BUY INC
COM
086516101
2815
72207
SH
DFND
1
72207
0
0
BIOGEN IDEC INC
COM
09062X103
926
2729
SH
DFND
1
2729
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 0.750%10/1
09061GAE1
1063
900000
PRN
DFND
1
900000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
10
112
SH
DFND
1
112
0
0
BLACKBERRY LTD
COM
09228F103
11
1000
SH
DFND
1
1000
0
0
BLACKROCK INC
COM
09247X101
436
1219
SH
DFND
1
1219
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
824
24357
SH
DFND
1
24357
0
0
BOEING CO
COM
097023105
1126
8660
SH
DFND
1
8660
0
0
BORGWARNER INC
COM
099724106
0
2
SH
DFND
1
2
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
544
41022
SH
DFND
1
41022
0
0
BP PLC
SPONSORED ADR
055622104
3982
104474
SH
DFND
1
104474
0
0
BPZ RESOURCES INC
COM
055639108
1
4000
SH
DFND
1
4000
0
0
BRINKS CO
COM
109696104
314
12884
SH
DFND
1
12884
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
15765
267071
SH
DFND
1
267071
0
0
BROADCOM CORP
CL A
111320107
137
3153
SH
DFND
1
3153
0
0
BROADVISION INC
COM PAR $.001
111412706
0
10
SH
DFND
1
10
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
1575
133026
SH
DFND
1
133026
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
5530
110000
SH
DFND
110000
0
0
BURCON NUTRASCIENCE CORP
COM
120831102
25
10588
SH
DFND
1
10588
0
0
CA INC
COM
12673P105
217
7111
SH
DFND
1
7111
0
0
CABOT OIL & GAS CORP
COM
127097103
104
3532
SH
DFND
1
3532
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
330
17383
SH
DFND
1
17383
0
0
CADIZ INC
COM NEW
127537207
80
7100
SH
DFND
1
7100
0
0
CAE INC
COM
124765108
65
5003
SH
DFND
1
5003
0
0
CALLAWAY GOLF CO
COM
131193104
23
3000
SH
DFND
1
3000
0
0
CALPINE CORP
COM NEW
131347304
380
17142
SH
DFND
1
17142
0
0
CAMECO CORP
COM
13321L108
7
405
SH
DFND
405
0
0
CAMECO CORP
COM
13321L108
117
7100
SH
DFND
1
7100
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
81
1620
SH
DFND
1
1620
0
0
CAMPBELL SOUP CO
COM
134429109
4900
111365
SH
DFND
1
111365
0
0
CANADIAN NAT RES LTD
COM
136385101
112
3600
SH
DFND
1
3600
0
0
CANADIAN NATL RY CO
COM
136375102
35
500
SH
DFND
2
500
0
0
CANADIAN NATL RY CO
COM
136375102
297
4300
SH
DFND
4300
0
0
CANADIAN NATL RY CO
COM
136375102
249
3598
SH
DFND
1
3598
0
0
CANADIAN PAC RY LTD
COM
13645T100
110
566
SH
DFND
1
566
0
0
CANADIAN SOLAR INC
COM
136635109
23
971
SH
DFND
971
0
0
CAPITAL ONE FINL CORP
COM
14040H105
103
1250
SH
DFND
1250
0
0
CAPITAL ONE FINL CORP
COM
14040H105
2844
34410
SH
DFND
1
34410
0
0
CARDINAL HEALTH INC
COM
14149Y108
173
2144
SH
DFND
1
2144
0
0
CARDIOME PHARMA CORP
COM NO PAR
14159U301
1
87
SH
DFND
1
87
0
0
CAREFUSION CORP
COM
14170T101
239
4025
SH
DFND
1
4025
0
0
CARNIVAL CORP
PAIRED CTF
143658300
1203
26529
SH
DFND
1
26529
0
0
CARNIVAL CORP
PAIRED CTF
143658300
23
500
SH
DFND
2
500
0
0
CATERPILLAR INC DEL
COM
149123101
4276
46699
SH
DFND
1
46699
0
0
CATERPILLAR INC DEL
COM
149123101
920
10050
SH
DFND
10050
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
217
2520
SH
DFND
2520
0
0
CELGENE CORP
COM
151020104
766
6853
SH
DFND
1
6853
0
0
CENOVUS ENERGY INC
COM
15135U109
103
5000
SH
DFND
1
5000
0
0
CENTERPOINT ENERGY INC
COM
15189T107
238
10169
SH
DFND
1
10169
0
0
CENTURYLINK INC
COM
156700106
79
2000
SH
DFND
2000
0
0
CENTURYLINK INC
COM
156700106
47
1211
SH
DFND
1
1211
0
0
CERNER CORP
COM
156782104
204
3166
SH
DFND
1
3166
0
0
CF INDS HLDGS INC
COM
125269100
82
300
SH
DFND
1
300
0
0
CHEVRON CORP NEW
COM
166764100
4990
44521
SH
DFND
1
44521
0
0
CHEVRON CORP NEW
COM
166764100
65
580
SH
DFND
2
580
0
0
CHEVRON CORP NEW
COM
166764100
5493
48970
SH
DFND
48970
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
274
6543
SH
DFND
1
6543
0
0
CHICOS FAS INC
COM
168615102
946
58383
SH
DFND
1
58383
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
111
1900
SH
DFND
1
1900
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
2186
37160
SH
DFND
1
37160
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
400
4940
SH
DFND
1
4940
0
0
CHUBB CORP
COM
171232101
12
116
SH
DFND
1
116
0
0
CHURCH & DWIGHT INC
COM
171340102
226
2870
SH
DFND
1
2870
0
0
CIGNA CORPORATION
COM
125509109
233
2260
SH
DFND
1
2260
0
0
CIMAREX ENERGY CO
COM
171798101
1013
9553
SH
DFND
1
9553
0
0
CINTAS CORP
COM
172908105
272
3473
SH
DFND
1
3473
0
0
CISCO SYS INC
COM
17275R102
940
33800
SH
DFND
33800
0
0
CISCO SYS INC
COM
17275R102
11295
405969
SH
DFND
1
405969
0
0
CITIGROUP INC
COM NEW
172967424
54
1000
SH
DFND
2
1000
0
0
CITIGROUP INC
COM NEW
172967424
960
17792
SH
DFND
1
17792
0
0
CITIGROUP INC
COM NEW
172967424
281
5180
SH
DFND
5180
0
0
CLOROX CO DEL
COM
189054109
166
1587
SH
DFND
1
1587
0
0
CMS ENERGY CORP
COM
125896100
69
1994
SH
DFND
1
1994
0
0
CNO FINL GROUP INC
COM
12621E103
1005
58357
SH
DFND
1
58357
0
0
COACH INC
COM
189754104
750
19893
SH
DFND
19893
0
0
COACH INC
COM
189754104
15
400
SH
DFND
2
400
0
0
COACH INC
COM
189754104
420
11190
SH
DFND
1
11190
0
0
COBALT INTL ENERGY INC
COM
19075F106
150
16827
SH
DFND
1
16827
0
0
COCA COLA CO
COM
191216100
1073
25430
SH
DFND
25430
0
0
COCA COLA CO
COM
191216100
1368
32486
SH
DFND
2
32486
0
0
COCA COLA CO
COM
191216100
26368
624552
SH
DFND
1
624552
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
94
2125
SH
DFND
1
2125
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
212
4800
SH
DFND
4800
0
0
COLGATE PALMOLIVE CO
COM
194162103
211
3040
SH
DFND
3040
0
0
COLGATE PALMOLIVE CO
COM
194162103
27777
401462
SH
DFND
1
401462
0
0
COMCAST CORP NEW
CL A
20030N101
185
3183
SH
DFND
1
3183
0
0
COMCAST CORP NEW
CL A SPL
20030N200
1433
24884
SH
DFND
1
24884
0
0
COMERICA INC
COM
200340107
65
1391
SH
DFND
1
1391
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
1163
121625
SH
DFND
1
121625
0
0
CONAGRA FOODS INC
COM
205887102
9
247
SH
DFND
1
247
0
0
CONOCOPHILLIPS
COM
20825C104
128
1857
SH
DFND
1
1857
0
0
CONSOLIDATED EDISON INC
COM
209115104
112
1700
SH
DFND
1700
0
0
CONSOLIDATED EDISON INC
COM
209115104
250
3788
SH
DFND
1
3788
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
49
500
SH
DFND
1
500
0
0
COOPER COS INC
COM NEW
216648402
136
840
SH
DFND
840
0
0
CORNING INC
COM
219350105
1039
45284
SH
DFND
1
45284
0
0
COSTCO WHSL CORP NEW
COM
22160K105
993
7000
SH
DFND
7000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
223
1571
SH
DFND
1
1571
0
0
COTY INC
COM CL A
222070203
128
6200
SH
DFND
1
6200
0
0
CREDIT SUISSE AG NASSAU BRH
EXCHTRADE SHTERM
22539T613
5
1816
SH
DFND
1
1816
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX STERM
22542D795
47
1500
SH
DFND
1
1500
0
0
CREE INC
COM
225447101
616
19125
SH
DFND
1
19125
0
0
CRITEO S A
SPONS ADS
226718104
192
4760
SH
DFND
2
4760
0
0
CRITEO S A
SPONS ADS
226718104
404
10000
SH
DFND
10000
0
0
CROWN HOLDINGS INC
COM
228368106
161
3164
SH
DFND
1
3164
0
0
CSX CORP
COM
126408103
145
4000
SH
DFND
1
4000
0
0
CSX CORP
COM
126408103
167
4600
SH
DFND
4600
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
81
809
SH
DFND
1
809
0
0
CUMMINS INC
COM
231021106
72
500
SH
DFND
2
500
0
0
CUMMINS INC
COM
231021106
91
633
SH
DFND
1
633
0
0
CUMMINS INC
COM
231021106
310
2150
SH
DFND
2150
0
0
CUMULUS MEDIA INC
CL A
231082108
352
83250
SH
DFND
1
83250
0
0
CVS HEALTH CORP
COM
126650100
126
1310
SH
DFND
1310
0
0
CVS HEALTH CORP
COM
126650100
4319
44853
SH
DFND
1
44853
0
0
CVS HEALTH CORP
COM
126650100
290
3018
SH
DFND
2
3018
0
0
DANAHER CORP DEL
COM
235851102
1088
12710
SH
DFND
1
12710
0
0
DANAHER CORP DEL
COM
235851102
165
1925
SH
DFND
1925
0
0
DARDEN RESTAURANTS INC
COM
237194105
111
1885
SH
DFND
1
1885
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
34
454
SH
DFND
1
454
0
0
DBX ETF TR
XTRAK MSCI JAPN
233051507
264
7126
SH
DFND
2
7126
0
0
DEERE & CO
COM
244199105
864
9780
SH
DFND
1
9780
0
0
DEERE & CO
COM
244199105
2035
23008
SH
DFND
23008
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
355
7205
SH
DFND
7205
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1320
26839
SH
DFND
1
26839
0
0
DENISON MINES CORP
COM
248356107
78
80355
SH
DFND
1
80355
0
0
DENTSPLY INTL INC NEW
COM
249030107
4262
80000
SH
DFND
1
80000
0
0
DESTINATION XL GROUP INC
COM
25065K104
82
15000
SH
DFND
1
15000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
344
5619
SH
DFND
1
5619
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
137
1200
SH
DFND
1
1200
0
0
DIAMOND FOODS INC
COM
252603105
487
17249
SH
DFND
1
17249
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
4992
136010
SH
DFND
1
136010
0
0
DICKS SPORTING GOODS INC
COM
253393102
133
2685
SH
DFND
1
2685
0
0
DIEBOLD INC
COM
253651103
494
14265
SH
DFND
1
14265
0
0
DIRECTV
COM
25490A309
17
195
SH
DFND
1
195
0
0
DIREXION SHS ETF TR
DLY SC BEAR3XNEW
25459Y488
11
957
SH
DFND
1
957
0
0
DIREXION SHS ETF TR
DLY R/E BEAR3X
25459Y363
46
1775
SH
DFND
1
1775
0
0
DIREXION SHS ETF TR
DLYFINBEAR3X NEW
25459Y447
2
125
SH
DFND
125
0
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25459Y389
7
600
SH
DFND
600
0
0
DISCOVER FINL SVCS
COM
254709108
217
3311
SH
DFND
1
3311
0
0
DISCOVER FINL SVCS
COM
254709108
254
3885
SH
DFND
3885
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
800
23200
SH
DFND
1
23200
0
0
DISH NETWORK CORP
CL A
25470M109
89
1217
SH
DFND
1
1217
0
0
DISNEY WALT CO
COM DISNEY
254687106
26567
282046
SH
DFND
1
282046
0
0
DISNEY WALT CO
COM DISNEY
254687106
2402
25500
SH
DFND
2
25500
0
0
DISNEY WALT CO
COM DISNEY
254687106
665
7050
SH
DFND
7050
0
0
DOLLAR GEN CORP NEW
COM
256677105
130
1841
SH
DFND
1
1841
0
0
DOLLAR TREE INC
COM
256746108
121
1719
SH
DFND
1
1719
0
0
DOW CHEM CO
COM
260543103
75
1653
SH
DFND
1
1653
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
32
451
SH
DFND
1
451
0
0
DR REDDYS LABS LTD
ADR
256135203
42
830
SH
DFND
1
830
0
0
DTE ENERGY CO
COM
233331107
51
596
SH
DFND
1
596
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
483
6544
SH
DFND
1
6544
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
30
400
SH
DFND
400
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
220
2637
SH
DFND
1
2637
0
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
67
557
SH
DFND
1
557
0
0
E M C CORP MASS
COM
268648102
32103
1079229
SH
DFND
1
1079229
0
0
E M C CORP MASS
COM
268648102
1041
35010
SH
DFND
35010
0
0
E M C CORP MASS
COM
268648102
2152
72411
SH
DFND
2
72411
0
0
E-COMMERCE CHINA DANGDANG IN
SPN ADS COM A
26833A105
7
800
SH
DFND
1
800
0
0
EARTHLINK HLDGS CORP
COM
27033X101
14
3215
SH
DFND
3215
0
0
EASTMAN CHEM CO
COM
277432100
421
5541
SH
DFND
1
5541
0
0
EBAY INC
COM
278642103
56226
1002052
SH
DFND
1
1002052
0
0
EBAY INC
COM
278642103
2608
46504
SH
DFND
46504
0
0
EBAY INC
COM
278642103
4353
77665
SH
DFND
2
77665
0
0
ECOLAB INC
COM
278865100
5366
51347
SH
DFND
1
51347
0
0
ECOLAB INC
COM
278865100
57
550
SH
DFND
2
550
0
0
ECOLAB INC
COM
278865100
57
550
SH
DFND
550
0
0
EDISON INTL
COM
281020107
134
2052
SH
DFND
1
2052
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
357
2800
SH
DFND
2800
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
118
926
SH
DFND
1
926
0
0
EGA EMERGING GLOBAL SHS TR
EGS EMKTCONS ETF
268461779
53
2100
SH
DFND
2
2100
0
0
ELDORADO GOLD CORP NEW
COM
284902103
768
125625
SH
DFND
1
125625
0
0
ELECTRONIC ARTS INC
COM
285512109
303
6450
SH
DFND
6450
0
0
ELECTRONIC ARTS INC
COM
285512109
55
1160
SH
DFND
1
1160
0
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
1179
780000
PRN
DFND
1
780000
0
0
EMBOTELLADORA ANDINA S A
SPON ADR B
29081P303
59
3500
SH
DFND
1
3500
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
221
6000
SH
DFND
1
6000
0
0
EMCORE CORP
COM NEW
290846203
53
10000
SH
DFND
1
10000
0
0
EMERSON ELEC CO
COM
291011104
111
1800
SH
DFND
1800
0
0
EMERSON ELEC CO
COM
291011104
183
2970
SH
DFND
1
2970
0
0
EMERSON ELEC CO
COM
291011104
76
1233
SH
DFND
2
1233
0
0
ENBRIDGE INC
COM
29250N105
31
600
SH
DFND
2
600
0
0
ENBRIDGE INC
COM
29250N105
80
1540
SH
DFND
1
1540
0
0
ENCANA CORP
COM
292505104
113
8065
SH
DFND
1
8065
0
0
ENCANA CORP
COM
292505104
12
825
SH
DFND
825
0
0
ENERGEN CORP
COM
29265N108
78
1219
SH
DFND
1
1219
0
0
ENERGIZER HLDGS INC
COM
29266R108
144
1117
SH
DFND
1
1117
0
0
ENERGY FUELS INC
COM NEW
292671708
1
172
SH
DFND
1
172
0
0
ENTERGY CORP NEW
COM
29364G103
84
965
SH
DFND
1
965
0
0
EOG RES INC
COM
26875P101
13421
145813
SH
DFND
1
145813
0
0
EOG RES INC
COM
26875P101
121
1310
SH
DFND
1310
0
0
EOG RES INC
COM
26875P101
57
623
SH
DFND
2
623
0
0
EQUIFAX INC
COM
294429105
205
2540
SH
DFND
1
2540
0
0
EQUINIX INC
COM NEW
29444U502
125
550
SH
DFND
1
550
0
0
ETFS PLATINUM TR
SH BEN INT
26922V101
55
470
SH
DFND
470
0
0
EXELIXIS INC
COM
30161Q104
2
1500
SH
DFND
1
1500
0
0
EXELON CORP
COM
30161N101
9
231
SH
DFND
1
231
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
59
697
SH
DFND
1
697
0
0
EXTREME NETWORKS INC
COM
30226D106
281
80000
SH
DFND
1
80000
0
0
EXXON MOBIL CORP
COM
30231G102
5357
57968
SH
DFND
57968
0
0
EXXON MOBIL CORP
COM
30231G102
12238
132426
SH
DFND
1
132426
0
0
F5 NETWORKS INC
COM
315616102
105
808
SH
DFND
1
808
0
0
FACEBOOK INC
CL A
30303M102
188
2405
SH
DFND
2
2405
0
0
FACEBOOK INC
CL A
30303M102
2212
28307
SH
DFND
1
28307
0
0
FACEBOOK INC
CL A
30303M102
1931
24750
SH
DFND
24750
0
0
FEDERAL SIGNAL CORP
COM
313855108
10
650
SH
DFND
1
650
0
0
FEDEX CORP
COM
31428X106
4790
27586
SH
DFND
1
27586
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
255
4093
SH
DFND
1
4093
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
21
350
SH
DFND
1
350
0
0
FIFTH THIRD BANCORP
COM
316773100
136
6677
SH
DFND
1
6677
0
0
FIREEYE INC
COM
31816Q101
79
2514
SH
DFND
1
2514
0
0
FIRST SOLAR INC
COM
336433107
22
500
SH
DFND
500
0
0
FIRST SOLAR INC
COM
336433107
557
12500
SH
DFND
1
12500
0
0
FIRST TR US IPO INDEX FD
SHS
336920103
40
800
SH
DFND
1
800
0
0
FIRSTENERGY CORP
COM
337932107
307
7884
SH
DFND
1
7884
0
0
FISERV INC
COM
337738108
295
4157
SH
DFND
1
4157
0
0
FLOWSERVE CORP
COM
34354P105
299
5000
SH
DFND
1
5000
0
0
FLUOR CORP NEW
COM
343412102
4185
69058
SH
DFND
1
69058
0
0
FLUOR CORP NEW
COM
343412102
58
949
SH
DFND
2
949
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
282
3200
SH
DFND
1
3200
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
28
1810
SH
DFND
2
1810
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
135
8800
SH
DFND
8800
0
0
FORTINET INC
COM
34959E109
503
16398
SH
DFND
1
16398
0
0
FRANCO NEVADA CORP
COM
351858105
216
4371
SH
DFND
1
4371
0
0
FRANKLIN RES INC
COM
354613101
130
2346
SH
DFND
1
2346
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
97
4119
SH
DFND
2
4119
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
271
11590
SH
DFND
11590
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
5860
250859
SH
DFND
1
250859
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
212
5700
SH
DFND
1
5700
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
226
33952
SH
DFND
1
33952
0
0
FUEL TECH INC
COM
359523107
26
6850
SH
DFND
1
6850
0
0
GALENA BIOPHARMA INC
COM
363256108
3
2000
SH
DFND
1
2000
0
0
GAMESTOP CORP NEW
CL A
36467W109
1344
39755
SH
DFND
1
39755
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
7
250
SH
DFND
1
250
0
0
GAP INC DEL
COM
364760108
130
3083
SH
DFND
1
3083
0
0
GENERAL ELECTRIC CO
COM
369604103
24352
963620
SH
DFND
1
963620
0
0
GENERAL ELECTRIC CO
COM
369604103
6307
249554
SH
DFND
249554
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
221
7836
SH
DFND
1
7836
0
0
GENERAL MLS INC
COM
370334104
79154
1484234
SH
DFND
1
1484234
0
0
GENERAL MTRS CO
COM
37045V100
816
23375
SH
DFND
23375
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
638
25154
SH
DFND
1
25154
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
428
25154
SH
DFND
1
25154
0
0
GENERAL MTRS CO
COM
37045V100
889
25499
SH
DFND
1
25499
0
0
GENUINE PARTS CO
COM
372460105
168
1578
SH
DFND
1
1578
0
0
GERDAU S A
SPON ADR REP PFD
373737105
93
26080
SH
DFND
1
26080
0
0
GEVO INC
COM
374396109
168
530000
SH
DFND
530000
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
90
1580
SH
DFND
1
1580
0
0
GILEAD SCIENCES INC
COM
375558103
76561
812306
SH
DFND
1
812306
0
0
GILEAD SCIENCES INC
NOTE 1.625% 5/0
375558AP8
974
235000
PRN
DFND
1
235000
0
0
GILEAD SCIENCES INC
COM
375558103
2474
26275
SH
DFND
26275
0
0
GILEAD SCIENCES INC
COM
375558103
6416
68064
SH
DFND
2
68064
0
0
GLOBAL X FDS
FTSE GREECE 20
37950E366
307
22900
SH
DFND
1
22900
0
0
GLOBAL X FDS
GBL X MSCI NGR
37950E424
72
6800
SH
DFND
1
6800
0
0
GLOBAL X FDS
GLB X LITHIUM
37950E762
38
3400
SH
DFND
1
3400
0
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
870
192125
SH
DFND
1
192125
0
0
GOLDCORP INC NEW
COM
380956409
218
11700
SH
DFND
11700
0
0
GOLDCORP INC NEW
COM
380956409
3294
177320
SH
DFND
1
177320
0
0
GOLDEN MINERALS CO
COM
381119106
5
10000
SH
DFND
10000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2486
12827
SH
DFND
1
12827
0
0
GOODRICH PETE CORP
COM NEW
382410405
89
20000
SH
DFND
1
20000
0
0
GOOGLE INC
CL A
38259P508
5847
11021
SH
DFND
2
11021
0
0
GOOGLE INC
CL A
38259P508
10323
19449
SH
DFND
19449
0
0
GOOGLE INC
CL A
38259P508
87752
165324
SH
DFND
1
165324
0
0
GREATBATCH INC
COM
39153L106
981
19892
SH
DFND
1
19892
0
0
GROUPE CGI INC
CL A SUB VTG
39945C109
21
540
SH
DFND
1
540
0
0
GROUPE CGI INC
CL A SUB VTG
39945C109
10
262
SH
DFND
2
262
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
386
7623
SH
DFND
1
7623
0
0
HALLIBURTON CO
COM
406216101
2874
73024
SH
DFND
1
73024
0
0
HALLIBURTON CO
COM
406216101
165
4175
SH
DFND
2
4175
0
0
HALLIBURTON CO
COM
406216101
808
20530
SH
DFND
20530
0
0
HARLEY DAVIDSON INC
COM
412822108
316
4800
SH
DFND
1
4800
0
0
HASBRO INC
COM
418056107
19
350
SH
DFND
1
350
0
0
HCP INC
COM
40414L109
1167
26500
SH
DFND
26500
0
0
HEALTH CARE REIT INC
COM
42217K106
123
1630
SH
DFND
1630
0
0
HECLA MNG CO
COM
422704106
1353
485000
SH
DFND
1
485000
0
0
HELMERICH & PAYNE INC
COM
423452101
71
1050
SH
DFND
1
1050
0
0
HERSHEY CO
COM
427866108
248
2386
SH
DFND
1
2386
0
0
HESS CORP
COM
42809H107
745
10100
SH
DFND
1
10100
0
0
HEWLETT PACKARD CO
COM
428236103
868
21605
SH
DFND
21605
0
0
HEWLETT PACKARD CO
COM
428236103
935
23300
SH
DFND
1
23300
0
0
HOLOGIC INC
COM
436440101
524
19589
SH
DFND
1
19589
0
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
1132
900000
PRN
DFND
1
900000
0
0
HOME DEPOT INC
COM
437076102
493
4705
SH
DFND
4705
0
0
HOME DEPOT INC
COM
437076102
784
7474
SH
DFND
2
7474
0
0
HOME DEPOT INC
COM
437076102
16565
157924
SH
DFND
1
157924
0
0
HOMEAWAY INC
COM
43739Q100
945
31718
SH
DFND
1
31718
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
879
29840
SH
DFND
1
29840
0
0
HONEYWELL INTL INC
COM
438516106
243
2434
SH
DFND
1
2434
0
0
HONEYWELL INTL INC
COM
438516106
14
140
SH
DFND
2
140
0
0
HORMEL FOODS CORP
COM
440452100
171
3273
SH
DFND
1
3273
0
0
HOSPIRA INC
COM
441060100
4
60
SH
DFND
1
60
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
47
1000
SH
DFND
1
1000
0
0
HUDSON CITY BANCORP
COM
443683107
115
11339
SH
DFND
1
11339
0
0
HUDSON GLOBAL INC
COM
443787106
108
35000
SH
DFND
1
35000
0
0
HUMANA INC
COM
444859102
78
543
SH
DFND
1
543
0
0
HUNT J B TRANS SVCS INC
COM
445658107
140
1659
SH
DFND
1
1659
0
0
HURON CONSULTING GROUP INC
COM
447462102
23
338
SH
DFND
1
338
0
0
HYATT HOTELS CORP
COM CL A
448579102
422
7011
SH
DFND
1
7011
0
0
IAMGOLD CORP
COM
450913108
1989
733750
SH
DFND
1
733750
0
0
ICICI BK LTD
ADR
45104G104
1877
162500
SH
DFND
1
162500
0
0
IHS INC
CL A
451734107
61
534
SH
DFND
1
534
0
0
ILLINOIS TOOL WKS INC
COM
452308109
739
7800
SH
DFND
1
7800
0
0
ILLUMINA INC
COM
452327109
1352
7320
SH
DFND
1
7320
0
0
IMPAX LABORATORIES INC
COM
45256B101
306
9654
SH
DFND
1
9654
0
0
INCYTE CORP
COM
45337C102
62
850
SH
DFND
1
850
0
0
INTEL CORP
COM
458140100
2525
69600
SH
DFND
69600
0
0
INTEL CORP
COM
458140100
20814
573575
SH
DFND
1
573575
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
4260
2425000
PRN
DFND
1
2425000
0
0
INTEL CORP
COM
458140100
24
650
SH
DFND
2
650
0
0
INTERACTIVE BROKERS GROUP IN
COM
45841N107
5
180
SH
DFND
1
180
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
6
40
SH
DFND
1
40
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
5942
37031
SH
DFND
1
37031
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
24
150
SH
DFND
2
150
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
398
2481
SH
DFND
2481
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
6797
67056
SH
DFND
1
67056
0
0
INTEROIL CORP
COM
460951106
54
1100
SH
DFND
1
1100
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
981
47260
SH
DFND
1
47260
0
0
INTL PAPER CO
COM
460146103
272
5070
SH
DFND
1
5070
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
87
165
SH
DFND
1
165
0
0
IPG PHOTONICS CORP
COM
44980X109
26
350
SH
DFND
1
350
0
0
ISHARES
JP MOR EM MK ETF
464288281
16
150
SH
DFND
1
150
0
0
ISHARES
MSCI FRANCE ETF
464286707
31
1250
SH
DFND
1
1250
0
0
ISHARES
MSCI CDA ETF
464286509
323
11200
SH
DFND
11200
0
0
ISHARES
MSCI PAC JP ETF
464286665
171
3900
SH
DFND
3900
0
0
ISHARES
INTERM CR BD ETF
464288638
82
750
SH
DFND
750
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
170
4700
SH
DFND
4700
0
0
ISHARES
MSCI EURO FL ETF
464289180
99
4500
SH
DFND
4500
0
0
ISHARES
MSCI JAPAN ETF
464286848
112
10000
SH
DFND
10000
0
0
ISHARES
INDIA 50 ETF
464289529
1037
34666
SH
DFND
34666
0
0
ISHARES
U.S. PHARMA ETF
464288836
930
6148
SH
DFND
1
6148
0
0
ISHARES
MSCI GERMANY ETF
464286806
198
7210
SH
DFND
1
7210
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
55
1506
SH
DFND
1
1506
0
0
ISHARES
MSCI BRIC INDX
464286657
123
3500
SH
DFND
1
3500
0
0
ISHARES
US HOME CONS ETF
464288752
381
14748
SH
DFND
1
14748
0
0
ISHARES
3-7 YR TR BD ETF
464288661
960
7846
SH
DFND
1
7846
0
0
ISHARES
US OIL EQ&SV ETF
464288844
74
1500
SH
DFND
2
1500
0
0
ISHARES
MSCI EURO FL ETF
464289180
918
41700
SH
DFND
1
41700
0
0
ISHARES
MSCI MEX CAP ETF
464286822
113
1900
SH
DFND
1
1900
0
0
ISHARES
MSCI SINGAP ETF
464286673
581
44442
SH
DFND
1
44442
0
0
ISHARES
EMGR MKT INF ETF
464288216
444
13673
SH
DFND
1
13673
0
0
ISHARES
INDIA 50 ETF
464289529
248
8300
SH
DFND
1
8300
0
0
ISHARES
IBOXX HI YD ETF
464288513
1015
11330
SH
DFND
1
11330
0
0
ISHARES
EMU ETF
464286608
1385
38120
SH
DFND
1
38120
0
0
ISHARES
MSCI SINGAP ETF
464286673
18
1400
SH
DFND
2
1400
0
0
ISHARES
US HOME CONS ETF
464288752
432
16702
SH
DFND
2
16702
0
0
ISHARES
MSCI ACWI ETF
464288257
6186
105750
SH
DFND
1
105750
0
0
ISHARES
MSCI MEX CAP ETF
464286822
95
1597
SH
DFND
2
1597
0
0
ISHARES
MSCI KOKUSAI ETF
464288265
95215
1758030
SH
DFND
1
1758030
0
0
ISHARES
IBOXX HI YD ETF
464288513
67
750
SH
DFND
2
750
0
0
ISHARES
MSCI AC ASIA ETF
464288182
10560
173305
SH
DFND
1
173305
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
14
383
SH
DFND
2
383
0
0
ISHARES
MSCI HONG KG ETF
464286871
21
1000
SH
DFND
2
1000
0
0
ISHARES
MSCI GERMANY ETF
464286806
534
19497
SH
DFND
2
19497
0
0
ISHARES GOLD TRUST
ISHARES
464285105
145
12610
SH
DFND
1
12610
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
98
6500
SH
DFND
1
6500
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
4069
34000
SH
DFND
1
34000
0
0
ISHARES TR
NA NAT RES
464287374
440
11485
SH
DFND
1
11485
0
0
ISHARES TR
RUS 1000 ETF
464287622
287
2500
SH
DFND
1
2500
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
3729
39000
SH
DFND
1
39000
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
781
6200
SH
DFND
1
6200
0
0
ISHARES TR
GLOBAL ENERG ETF
464287341
93
2500
SH
DFND
1
2500
0
0
ISHARES TR
GLOBAL FINLS ETF
464287333
56
1000
SH
DFND
1
1000
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
2620
21940
SH
DFND
1
21940
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
697
7005
SH
DFND
1
7005
0
0
ISHARES TR
CORE S&P500 ETF
464287200
1016
4910
SH
DFND
1
4910
0
0
ISHARES TR
MSCI EAFE ETF
464287465
486
8000
SH
DFND
1
8000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
531
12775
SH
DFND
1
12775
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
17
117
SH
DFND
1
117
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3403
86600
SH
DFND
1
86600
0
0
ISHARES TR
FLTG RATE BD ETF
46429B655
1007
19900
SH
DFND
1
19900
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1149
29250
SH
DFND
29250
0
0
ISHARES TR
U.S. CNSM GD ETF
464287812
81
770
SH
DFND
770
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
387
2423
SH
DFND
2423
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
55
380
SH
DFND
380
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
167
4040
SH
DFND
4040
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
156
1574
SH
DFND
2
1574
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
459
3847
SH
DFND
2
3847
0
0
ISHARES TR
TIPS BD ETF
464287176
24
215
SH
DFND
1
215
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
78
1740
SH
DFND
1740
0
0
ISHARES TR
USA MIN VOL ETF
46429B697
202
5000
SH
DFND
1
5000
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
3001
32000
SH
DFND
1
32000
0
0
ISHARES TR
U.S. CNSM GD ETF
464287812
21
200
SH
DFND
1
200
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
286
21981
SH
DFND
1
21981
0
0
JA SOLAR HOLDINGS CO LTD
SPON ADR REP5ORD
466090206
9
1100
SH
DFND
1
1100
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
321
23395
SH
DFND
1
23395
0
0
JOHNSON & JOHNSON
COM
478160104
284
2725
SH
DFND
2725
0
0
JOHNSON & JOHNSON
COM
478160104
26488
253308
SH
DFND
1
253308
0
0
JOY GLOBAL INC
COM
481165108
1140
24500
SH
DFND
1
24500
0
0
JPMORGAN CHASE & CO
COM
46625H100
5891
94125
SH
DFND
2
94125
0
0
JPMORGAN CHASE & CO
COM
46625H100
2236
35752
SH
DFND
35752
0
0
JPMORGAN CHASE & CO
COM
46625H100
58887
941014
SH
DFND
1
941014
0
0
JPMORGAN CHINA REGION FD INC
COM
48126T104
57
3361
SH
DFND
1
3361
0
0
JUNIPER NETWORKS INC
COM
48203R104
237
10644
SH
DFND
1
10644
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
73
600
SH
DFND
1
600
0
0
KELLOGG CO
COM
487836108
5402
82553
SH
DFND
1
82553
0
0
KEURIG GREEN MTN INC
COM
49271M100
110
834
SH
DFND
1
834
0
0
KIMBERLY CLARK CORP
COM
494368103
13865
120000
SH
DFND
1
120000
0
0
KINDER MORGAN INC DEL
COM
49456B101
153
3626
SH
DFND
1
3626
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
942
334575
SH
DFND
1
334575
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
41
14388
SH
DFND
14388
0
0
KLA-TENCOR CORP
COM
482480100
142
2013
SH
DFND
1
2013
0
0
KNOWLES CORP
COM
49926D109
1002
42541
SH
DFND
1
42541
0
0
KOHLS CORP
COM
500255104
79
1300
SH
DFND
1300
0
0
KOHLS CORP
COM
500255104
161
2648
SH
DFND
1
2648
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
172
2750
SH
DFND
2750
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
7938
126657
SH
DFND
1
126657
0
0
KROGER CO
COM
501044101
83
1300
SH
DFND
1300
0
0
KROGER CO
COM
501044101
3949
61500
SH
DFND
1
61500
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
25
235
SH
DFND
235
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
2243
20780
SH
DFND
1
20780
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
0
19
SH
DFND
1
19
0
0
LAM RESEARCH CORP
NOTE 1.250% 5/1
512807AL2
2234
1550000
PRN
DFND
1
1550000
0
0
LAREDO PETROLEUM INC
COM
516806106
177
17101
SH
DFND
1
17101
0
0
LAS VEGAS SANDS CORP
COM
517834107
149
2564
SH
DFND
1
2564
0
0
LAUDER ESTEE COS INC
CL A
518439104
630
8277
SH
DFND
1
8277
0
0
LEAR CORP
COM NEW
521865204
406
4137
SH
DFND
1
4137
0
0
LEGG MASON INC
COM
524901105
115
2147
SH
DFND
1
2147
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
235
4761
SH
DFND
1
4761
0
0
LEXICON PHARMACEUTICALS INC
COM
528872104
48
53000
SH
DFND
1
53000
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
226
6002
SH
DFND
1
6002
0
0
LILLY ELI & CO
COM
532457108
207
2994
SH
DFND
1
2994
0
0
LINCOLN NATL CORP IND
COM
534187109
197
3410
SH
DFND
1
3410
0
0
LINKEDIN CORP
COM CL A
53578A108
109
472
SH
DFND
1
472
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
371
14190
SH
DFND
1
14190
0
0
LOCKHEED MARTIN CORP
COM
539830109
116
600
SH
DFND
600
0
0
LORILLARD INC
COM
544147101
9
141
SH
DFND
1
141
0
0
LOWES COS INC
COM
548661107
165
2401
SH
DFND
1
2401
0
0
LULULEMON ATHLETICA INC
COM
550021109
714
12800
SH
DFND
12800
0
0
LULULEMON ATHLETICA INC
COM
550021109
4391
78676
SH
DFND
1
78676
0
0
MACYS INC
COM
55616P104
141
2144
SH
DFND
1
2144
0
0
MAGNA INTL INC
COM
559222401
180
1654
SH
DFND
1
1654
0
0
MANNKIND CORP
COM
56400P201
113
21600
SH
DFND
1
21600
0
0
MANNKIND CORP
COM
56400P201
81
15594
SH
DFND
15594
0
0
MANPOWERGROUP INC
COM
56418H100
415
6079
SH
DFND
1
6079
0
0
MANULIFE FINL CORP
COM
56501R106
54
2800
SH
DFND
1
2800
0
0
MARATHON OIL CORP
COM
565849106
181
6396
SH
DFND
1
6396
0
0
MARATHON PETE CORP
COM
56585A102
3363
37284
SH
DFND
1
37284
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
72
3920
SH
DFND
3920
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
22
1500
SH
DFND
1
1500
0
0
MARKET VECTORS ETF TR
URAN NUCLR ENRGY
57061R577
43
833
SH
DFND
1
833
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
174
4840
SH
DFND
1
4840
0
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
19
797
SH
DFND
1
797
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
23
1560
SH
DFND
1560
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
404
7700
SH
DFND
1
7700
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
730
39680
SH
DFND
1
39680
0
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
1677
70074
SH
DFND
70074
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
85
1615
SH
DFND
2
1615
0
0
MARSH & MCLENNAN COS INC
COM
571748102
1065
18613
SH
DFND
1
18613
0
0
MASCO CORP
COM
574599106
2
93
SH
DFND
1
93
0
0
MASTERCARD INC
CL A
57636Q104
483
5610
SH
DFND
1
5610
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
251
7879
SH
DFND
1
7879
0
0
MAXWELL TECHNOLOGIES INC
COM
577767106
36
4000
SH
DFND
1
4000
0
0
MCDERMOTT INTL INC
COM
580037109
1315
452000
SH
DFND
1
452000
0
0
MCDONALDS CORP
COM
580135101
4552
48570
SH
DFND
48570
0
0
MCDONALDS CORP
COM
580135101
625
6658
SH
DFND
2
6658
0
0
MCDONALDS CORP
COM
580135101
20914
223278
SH
DFND
1
223278
0
0
MCGRAW HILL FINL INC
COM
580645109
124
1400
SH
DFND
1400
0
0
MCGRAW HILL FINL INC
COM
580645109
5064
56938
SH
DFND
1
56938
0
0
MCGRAW HILL FINL INC
COM
580645109
353
3954
SH
DFND
2
3954
0
0
MCKESSON CORP
COM
58155Q103
1419
6838
SH
DFND
1
6838
0
0
MDU RES GROUP INC
COM
552690109
148
6284
SH
DFND
1
6284
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
122
1210
SH
DFND
1210
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
511
5083
SH
DFND
2
5083
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
18142
180497
SH
DFND
1
180497
0
0
MEADWESTVACO CORP
COM
583334107
186
4182
SH
DFND
1
4182
0
0
MEDTRONIC INC
COM
585055106
823
11400
SH
DFND
11400
0
0
MEDTRONIC INC
COM
585055106
10914
151163
SH
DFND
1
151163
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
20
800
SH
DFND
1
800
0
0
MERCK & CO INC NEW
COM
58933Y105
4695
82675
SH
DFND
2
82675
0
0
MERCK & CO INC NEW
COM
58933Y105
3982
70095
SH
DFND
70095
0
0
MERCK & CO INC NEW
COM
58933Y105
46153
812668
SH
DFND
1
812668
0
0
METHANEX CORP
COM
59151K108
104
2261
SH
DFND
1
2261
0
0
METLIFE INC
COM
59156R108
1851
34232
SH
DFND
34232
0
0
METLIFE INC
COM
59156R108
1525
28193
SH
DFND
2
28193
0
0
METLIFE INC
COM
59156R108
38810
717733
SH
DFND
1
717733
0
0
MFC INDL LTD
COM
55278T105
5
750
SH
DFND
1
750
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
43
2000
SH
DFND
1
2000
0
0
MICROSEMI CORP
COM
595137100
1097
38665
SH
DFND
1
38665
0
0
MICROSOFT CORP
COM
594918104
2794
60195
SH
DFND
60195
0
0
MICROSOFT CORP
COM
594918104
238
5130
SH
DFND
2
5130
0
0
MICROSOFT CORP
COM
594918104
12178
262149
SH
DFND
1
262149
0
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
6
895
SH
DFND
2
895
0
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
361
50250
SH
DFND
50250
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM
60786L107
2
800
SH
DFND
1
800
0
0
MOLSON COORS BREWING CO
CL B
60871R209
151
2025
SH
DFND
1
2025
0
0
MONDELEZ INTL INC
CL A
609207105
36707
1010670
SH
DFND
1
1010670
0
0
MONDELEZ INTL INC
CL A
609207105
998
27462
SH
DFND
2
27462
0
0
MONDELEZ INTL INC
CL A
609207105
2406
66210
SH
DFND
66210
0
0
MONSANTO CO NEW
COM
61166W101
217
1810
SH
DFND
1810
0
0
MONSANTO CO NEW
COM
61166W101
3799
31800
SH
DFND
1
31800
0
0
MONSANTO CO NEW
COM
61166W101
294
2451
SH
DFND
2
2451
0
0
MONSTER BEVERAGE CORP
COM
611740101
213
1971
SH
DFND
1
1971
0
0
MOOG INC
CL A
615394202
16
215
SH
DFND
2
215
0
0
MORGAN STANLEY
COM NEW
617446448
111
2856
SH
DFND
2856
0
0
MORGAN STANLEY
COM NEW
617446448
2383
61400
SH
DFND
1
61400
0
0
MOSAIC CO NEW
COM
61945C103
393
8620
SH
DFND
1
8620
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
137
2036
SH
DFND
1
2036
0
0
MURPHY OIL CORP
COM
626717102
143
2822
SH
DFND
1
2822
0
0
MYLAN INC
COM
628530107
390
6922
SH
DFND
1
6922
0
0
MYRIAD GENETICS INC
COM
62855J104
102
3000
SH
DFND
1
3000
0
0
NATIONAL BK GREECE S A
SPN ADR REP 1 SH
633643705
4
2500
SH
DFND
1
2500
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
7
100
SH
DFND
2
100
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
2984
45476
SH
DFND
1
45476
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
7
200
SH
DFND
1
200
0
0
NETAPP INC
COM
64110D104
77
1861
SH
DFND
2
1861
0
0
NETAPP INC
COM
64110D104
144
3500
SH
DFND
3500
0
0
NETFLIX INC
COM
64110L106
19
55
SH
DFND
1
55
0
0
NEW GOLD INC CDA
COM
644535106
1271
295650
SH
DFND
1
295650
0
0
NEWELL RUBBERMAID INC
COM
651229106
96
2520
SH
DFND
2520
0
0
NEWFIELD EXPL CO
COM
651290108
655
24141
SH
DFND
1
24141
0
0
NEWMONT MINING CORP
COM
651639106
1212
64130
SH
DFND
1
64130
0
0
NEWMONT MINING CORP
COM
651639106
649
34350
SH
DFND
34350
0
0
NEXTERA ENERGY INC
COM
65339F101
162
1522
SH
DFND
1
1522
0
0
NIKE INC
CL B
654106103
117
1212
SH
DFND
2
1212
0
0
NIKE INC
CL B
654106103
388
4035
SH
DFND
1
4035
0
0
NISOURCE INC
COM
65473P105
130
3055
SH
DFND
1
3055
0
0
NOBLE ENERGY INC
COM
655044105
1154
24345
SH
DFND
2
24345
0
0
NOBLE ENERGY INC
COM
655044105
95
2000
SH
DFND
2000
0
0
NOBLE ENERGY INC
COM
655044105
2742
57911
SH
DFND
1
57911
0
0
NORDSTROM INC
COM
655664100
104
1315
SH
DFND
1
1315
0
0
NORFOLK SOUTHERN CORP
COM
655844108
157
1430
SH
DFND
1430
0
0
NORTH AMERN PALLADIUM LTD
COM
656912102
144
1075000
SH
DFND
1075000
0
0
NORTHEAST UTILS
COM
664397106
222
4139
SH
DFND
1
4139
0
0
NORTHROP GRUMMAN CORP
COM
666807102
187
1271
SH
DFND
1
1271
0
0
NORTHROP GRUMMAN CORP
COM
666807102
530
3590
SH
DFND
3590
0
0
NORTHWEST BIOTHERAPEUTICS IN
COM PAR $0.001
66737P600
28
5229
SH
DFND
1
5229
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
72
780
SH
DFND
1
780
0
0
NRG ENERGY INC
COM NEW
629377508
266
9871
SH
DFND
1
9871
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
86
6000
SH
DFND
1
6000
0
0
NUCOR CORP
COM
670346105
225
4592
SH
DFND
1
4592
0
0
NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
32
2000
SH
DFND
1
2000
0
0
NVIDIA CORP
COM
67066G104
136
6805
SH
DFND
1
6805
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
2
8
SH
DFND
1
8
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
81
1000
SH
DFND
2
1000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
567
7027
SH
DFND
1
7027
0
0
OLD REP INTL CORP
NOTE 3.750% 3/1
680223AH7
522
440000
PRN
DFND
1
440000
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
138
3520
SH
DFND
3520
0
0
OMNICARE INC
COM
681904108
166
2277
SH
DFND
1
2277
0
0
OMNICOM GROUP INC
COM
681919106
314
4054
SH
DFND
1
4054
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
33
1500
SH
DFND
1
1500
0
0
OPKO HEALTH INC
COM
68375N103
170
17000
SH
DFND
17000
0
0
ORACLE CORP
COM
68389X105
2026
45102
SH
DFND
1
45102
0
0
ORBITAL SCIENCES CORP
COM
685564106
16
591
SH
DFND
2
591
0
0
OSIRIS THERAPEUTICS INC NEW
COM
68827R108
96
6000
SH
DFND
1
6000
0
0
OXIGENE INC
COM PAR$.001
691828404
64
40000
SH
DFND
40000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
697
89000
SH
DFND
1
89000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
24
3000
SH
DFND
2
3000
0
0
PACWEST BANCORP DEL
COM
695263103
1049
23086
SH
DFND
1
23086
0
0
PALO ALTO NETWORKS INC
COM
697435105
94
765
SH
DFND
1
765
0
0
PAN AMERICAN SILVER CORP
COM
697900108
3
300
SH
DFND
1
300
0
0
PANDORA MEDIA INC
COM
698354107
127
7100
SH
DFND
1
7100
0
0
PANHANDLE OIL AND GAS INC
CL A
698477106
19
800
SH
DFND
1
800
0
0
PATTERSON UTI ENERGY INC
COM
703481101
5110
308000
SH
DFND
1
308000
0
0
PAYCHEX INC
COM
704326107
180
3889
SH
DFND
1
3889
0
0
PEMBINA PIPELINE CORP
COM
706327103
71
1949
SH
DFND
1
1949
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
190
12488
SH
DFND
1
12488
0
0
PEPCO HOLDINGS INC
COM
713291102
64
2369
SH
DFND
1
2369
0
0
PEPSICO INC
COM
713448108
7931
83869
SH
DFND
1
83869
0
0
PEPSICO INC
COM
713448108
332
3515
SH
DFND
3515
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
345
3110
SH
DFND
1
3110
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
601
82440
SH
DFND
82440
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
28
3510
SH
DFND
1
3510
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
8677
1188655
SH
DFND
1
1188655
0
0
PETSMART INC
COM
716768106
129
1583
SH
DFND
1
1583
0
0
PFIZER INC
COM
717081103
77
2457
SH
DFND
2
2457
0
0
PFIZER INC
COM
717081103
7361
236418
SH
DFND
1
236418
0
0
PFIZER INC
COM
717081103
106
3395
SH
DFND
3395
0
0
PG&E CORP
COM
69331C108
53
1000
SH
DFND
1000
0
0
PGT INC
COM
69336V101
19
2000
SH
DFND
1
2000
0
0
PHILIP MORRIS INTL INC
COM
718172109
4449
54661
SH
DFND
1
54661
0
0
PHILIP MORRIS INTL INC
COM
718172109
50
619
SH
DFND
2
619
0
0
PHILIP MORRIS INTL INC
COM
718172109
2023
24855
SH
DFND
24855
0
0
PHILLIPS 66
COM
718546104
248
3468
SH
DFND
1
3468
0
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
246
2300
SH
DFND
1
2300
0
0
PINNACLE ENTMT INC
COM
723456109
501
22534
SH
DFND
1
22534
0
0
PINNACLE WEST CAP CORP
COM
723484101
211
3096
SH
DFND
1
3096
0
0
PIONEER NAT RES CO
COM
723787107
149
1000
SH
DFND
1
1000
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
157
3683
SH
DFND
1
3683
0
0
PNC FINL SVCS GROUP INC
COM
693475105
432
4738
SH
DFND
1
4738
0
0
POLYCOM INC
COM
73172K104
1406
104145
SH
DFND
1
104145
0
0
POSCO
SPONSORED ADR
693483109
315
4925
SH
DFND
1
4925
0
0
POTASH CORP SASK INC
COM
73755L107
1418
40007
SH
DFND
1
40007
0
0
POWERSHARES ETF TRUST
DYN BIOT & GEN
73935X856
1245
24800
SH
DFND
1
24800
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
32
1250
SH
DFND
1
1250
0
0
POWERSHARES ETF TRUST
WNDRHLL CLN EN
73935X500
11
2161
SH
DFND
1
2161
0
0
POWERSHARES ETF TRUST
DYNA BUYBK ACH
73935X286
34
700
SH
DFND
2
700
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
4481
43391
SH
DFND
1
43391
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2818
27275
SH
DFND
2
27275
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1215
11760
SH
DFND
11760
0
0
PPG INDS INC
COM
693506107
357
1543
SH
DFND
1
1543
0
0
PPL CORP
COM
69351T106
519
14294
SH
DFND
1
14294
0
0
PRAXAIR INC
COM
74005P104
12977
100210
SH
DFND
1
100210
0
0
PRAXAIR INC
COM
74005P104
445
3440
SH
DFND
3440
0
0
PRICE T ROWE GROUP INC
COM
74144T108
34
396
SH
DFND
2
396
0
0
PRICE T ROWE GROUP INC
COM
74144T108
331
3850
SH
DFND
1
3850
0
0
PRICELINE GRP INC
COM NEW
741503403
376
330
SH
DFND
330
0
0
PRICELINE GRP INC
COM NEW
741503403
3742
3280
SH
DFND
1
3280
0
0
PRICELINE GRP INC
COM NEW
741503403
320
280
SH
DFND
2
280
0
0
PRIMORIS SVCS CORP
COM
74164F103
23
1000
SH
DFND
1
1000
0
0
PROCTER & GAMBLE CO
COM
742718109
50585
555291
SH
DFND
1
555291
0
0
PROCTER & GAMBLE CO
COM
742718109
266
2920
SH
DFND
2920
0
0
PROCTER & GAMBLE CO
COM
742718109
370
4058
SH
DFND
2
4058
0
0
PROSHARES TR
REAL EST NEW 11
74348A871
1
87
SH
DFND
87
0
0
PROSHARES TR
REAL EST NEW 11
74348A871
1
67
SH
DFND
1
67
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
612
600000
PRN
DFND
1
600000
0
0
PROTO LABS INC
COM
743713109
91
1350
SH
DFND
1
1350
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
41
992
SH
DFND
1
992
0
0
PULTE GROUP INC
COM
745867101
99
4572
SH
DFND
1
4572
0
0
PULTE GROUP INC
COM
745867101
214
9963
SH
DFND
2
9963
0
0
PVH CORP
COM
693656100
2763
21536
SH
DFND
21536
0
0
PVH CORP
COM
693656100
2548
19887
SH
DFND
2
19887
0
0
PVH CORP
COM
693656100
32367
252564
SH
DFND
1
252564
0
0
QEP RES INC
COM
74733V100
55
2705
SH
DFND
1
2705
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
11
200
SH
DFND
1
200
0
0
QUALCOMM INC
COM
747525103
638
8600
SH
DFND
8600
0
0
QUALCOMM INC
COM
747525103
5378
72341
SH
DFND
1
72341
0
0
QUALCOMM INC
COM
747525103
740
9943
SH
DFND
2
9943
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
73
1088
SH
DFND
1
1088
0
0
QUEST RARE MINERALS LTD
COM
74836T101
4
39000
SH
DFND
1
39000
0
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
149
2533
SH
DFND
1
2533
0
0
RACKSPACE HOSTING INC
COM
750086100
22
464
SH
DFND
1
464
0
0
RANDGOLD RES LTD
ADR
752344309
674
10000
SH
DFND
1
10000
0
0
RANGE RES CORP
COM
75281A109
5894
110281
SH
DFND
1
110281
0
0
RAPTOR PHARMACEUTICAL CORP
COM
75382F106
526
50000
SH
DFND
1
50000
0
0
RARE ELEMENT RES LTD
COM
75381M102
3
8700
SH
DFND
1
8700
0
0
RAYTHEON CO
COM NEW
755111507
195
1800
SH
DFND
1800
0
0
RAYTHEON CO
COM NEW
755111507
284
2624
SH
DFND
1
2624
0
0
REALTY INCOME CORP
COM
756109104
8
159
SH
DFND
1
159
0
0
RED HAT INC
COM
756577102
272
3932
SH
DFND
1
3932
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
89
216
SH
DFND
1
216
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
135
1392
SH
DFND
1
1392
0
0
REYNOLDS AMERICAN INC
COM
761713106
244
3791
SH
DFND
1
3791
0
0
RICE ENERGY INC
COM
762760106
177
8441
SH
DFND
1
8441
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
23
500
SH
DFND
1
500
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
94
3500
SH
DFND
1
3500
0
0
ROCK-TENN CO
CL A
772739207
67
1100
SH
DFND
1
1100
0
0
ROCKET FUEL INC
COM
773111109
72
4500
SH
DFND
1
4500
0
0
ROCKWELL AUTOMATION INC
COM
773903109
8
69
SH
DFND
1
69
0
0
ROCKWELL COLLINS INC
COM
774341101
163
1931
SH
DFND
1
1931
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
507
13013
SH
DFND
1
13013
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
25
630
SH
DFND
2
630
0
0
ROSS STORES INC
COM
778296103
189
2002
SH
DFND
1
2002
0
0
ROVI CORP
COM
779376102
588
26038
SH
DFND
1
26038
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
1139
16467
SH
DFND
1
16467
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
20
293
SH
DFND
2
293
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SER N
780097770
58
2350
SH
DFND
1
2350
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
595
8887
SH
DFND
1
8887
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
83
1200
SH
DFND
1
1200
0
0
ROYAL GOLD INC
COM
780287108
581
9275
SH
DFND
1
9275
0
0
RPM INTL INC
NOTE 2.250%12/1
749685AT0
891
765000
PRN
DFND
1
765000
0
0
RPX CORP
COM
74972G103
48
3500
SH
DFND
1
3500
0
0
RUBICON MINERALS CORP
COM
780911103
2
2500
SH
DFND
1
2500
0
0
RUCKUS WIRELESS INC
COM
781220108
1018
84693
SH
DFND
1
84693
0
0
RYDER SYS INC
COM
783549108
44
475
SH
DFND
2
475
0
0
RYDER SYS INC
COM
783549108
38
410
SH
DFND
1
410
0
0
SAFEWAY INC
COM NEW
786514208
153
4362
SH
DFND
1
4362
0
0
SALESFORCE COM INC
COM
79466L302
407
6900
SH
DFND
1
6900
0
0
SANDISK CORP
COM
80004C101
1249
12750
SH
DFND
12750
0
0
SANDISK CORP
COM
80004C101
153
1559
SH
DFND
1
1559
0
0
SANOFI
RIGHT 12/31/2020
80105N113
0
84
SH
DFND
1
84
0
0
SANOFI
SPONSORED ADR
80105N105
199
4350
SH
DFND
1
4350
0
0
SAP SE
SPON ADR
803054204
104
1500
SH
DFND
1500
0
0
SAP SE
SPON ADR
803054204
288
4125
SH
DFND
1
4125
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
26
1800
SH
DFND
1
1800
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
29
265
SH
DFND
1
265
0
0
SCHLUMBERGER LTD
COM
806857108
5524
64728
SH
DFND
2
64728
0
0
SCHLUMBERGER LTD
COM
806857108
11517
134830
SH
DFND
134830
0
0
SCHLUMBERGER LTD
COM
806857108
82299
963577
SH
DFND
1
963577
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
142
1884
SH
DFND
1
1884
0
0
SEALED AIR CORP NEW
COM
81211K100
203
4796
SH
DFND
1
4796
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
44
915
SH
DFND
1
915
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
30
734
SH
DFND
734
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
43
1045
SH
DFND
1
1045
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
303
4200
SH
DFND
4200
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2785
112590
SH
DFND
1
112590
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
107
1900
SH
DFND
1900
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
459
5800
SH
DFND
5800
0
0
SENOMYX INC
COM
81724Q107
56
9270
SH
DFND
1
9270
0
0
SERVICE CORP INTL
COM
817565104
82
3600
SH
DFND
1
3600
0
0
SHANDA GAMES LTD
SP ADR REPTG A
81941U105
56
10000
SH
DFND
10000
0
0
SHERWIN WILLIAMS CO
COM
824348106
293
1115
SH
DFND
1
1115
0
0
SHIRE PLC
SPONSORED ADR
82481R106
442
2080
SH
DFND
1
2080
0
0
SHUTTERFLY INC
COM
82568P304
866
20773
SH
DFND
1
20773
0
0
SILVER WHEATON CORP
COM
828336107
98
4800
SH
DFND
1
4800
0
0
SILVER WHEATON CORP
COM
828336107
58
2800
SH
DFND
2800
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
72
397
SH
DFND
1
397
0
0
SIRIUS XM HLDGS INC
COM
82968B103
73
20758
SH
DFND
1
20758
0
0
SMUCKER J M CO
COM NEW
832696405
240
2380
SH
DFND
1
2380
0
0
SOLARCITY CORP
COM
83416T100
566
10600
SH
DFND
1
10600
0
0
SOLARCITY CORP
COM
83416T100
31
580
SH
DFND
580
0
0
SOLAZYME INC
COM
83415T101
516
200000
SH
DFND
1
200000
0
0
SONY CORP
ADR NEW
835699307
409
20000
SH
DFND
1
20000
0
0
SOTHEBYS
COM
835898107
614
14250
SH
DFND
1
14250
0
0
SOUTHERN CO
COM
842587107
135
2752
SH
DFND
1
2752
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
327
1840
SH
DFND
1840
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
156
1375
SH
DFND
1375
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
299
2639
SH
DFND
1
2639
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
2150
27000
SH
DFND
1
27000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
11232
54650
SH
DFND
1
54650
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1765
8587
SH
DFND
2
8587
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1238
6026
SH
DFND
6026
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
78
2700
SH
DFND
1
2700
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
47
1615
SH
DFND
1615
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
28
600
SH
DFND
1
600
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
387
4900
SH
DFND
2
4900
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
24
620
SH
DFND
1
620
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
28
700
SH
DFND
1
700
0
0
SPECTRA ENERGY CORP
COM
847560109
34
950
SH
DFND
1
950
0
0
SPLUNK INC
COM
848637104
29
500
SH
DFND
500
0
0
SPLUNK INC
COM
848637104
171
2900
SH
DFND
1
2900
0
0
SPRINT CORP
COM SER 1
85207U105
104
25162
SH
DFND
1
25162
0
0
ST JUDE MED INC
COM
790849103
130
2000
SH
DFND
1
2000
0
0
STAPLES INC
COM
855030102
2251
124200
SH
DFND
1
124200
0
0
STARBUCKS CORP
COM
855244109
956
11660
SH
DFND
1
11660
0
0
STARBUCKS CORP
COM
855244109
243
2960
SH
DFND
2960
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
930
860000
PRN
DFND
1
860000
0
0
STEMCELLS INC
COM NEW
85857R204
37
40000
SH
DFND
40000
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
389
22800
SH
DFND
1
22800
0
0
STERICYCLE INC
COM
858912108
2516
19189
SH
DFND
1
19189
0
0
STILLWATER MNG CO
COM
86074Q102
10
700
SH
DFND
1
700
0
0
STRYKER CORP
COM
863667101
283
3005
SH
DFND
1
3005
0
0
SUNCOR ENERGY INC NEW
COM
867224107
3586
112540
SH
DFND
1
112540
0
0
SUNCOR ENERGY INC NEW
COM
867224107
319
10000
SH
DFND
10000
0
0
SUNCOR ENERGY INC NEW
COM
867224107
25
800
SH
DFND
2
800
0
0
SUNEDISON INC
COM
86732Y109
1658
85000
SH
DFND
1
85000
0
0
SYMANTEC CORP
COM
871503108
392
15264
SH
DFND
1
15264
0
0
SYMETRA FINL CORP
COM
87151Q106
224
9711
SH
DFND
1
9711
0
0
SYNOPSYS INC
COM
871607107
255
5877
SH
DFND
1
5877
0
0
SYSCO CORP
COM
871829107
191
4806
SH
DFND
1
4806
0
0
T MOBILE US INC
COM
872590104
269
9985
SH
DFND
1
9985
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
1388
62000
SH
DFND
1
62000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
106
4750
SH
DFND
4750
0
0
TALISMAN ENERGY INC
COM
87425E103
8
1068
SH
DFND
2
1068
0
0
TARGET CORP
COM
87612E106
23
300
SH
DFND
2
300
0
0
TARGET CORP
COM
87612E106
84
1100
SH
DFND
1100
0
0
TARGET CORP
COM
87612E106
363
4785
SH
DFND
1
4785
0
0
TASER INTL INC
COM
87651B104
1060
40048
SH
DFND
1
40048
0
0
TASMAN METALS LTD
COM
87652B103
25
59200
SH
DFND
1
59200
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
194
4600
SH
DFND
1
4600
0
0
TECK RESOURCES LTD
CL B
878742204
9
628
SH
DFND
1
628
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
88
5000
SH
DFND
1
5000
0
0
TELEFONICA S A
SPONSORED ADR
879382208
7
500
SH
DFND
1
500
0
0
TELUS CORP
COM
87971M103
503
13919
SH
DFND
1
13919
0
0
TEMPLETON EMERGING MKTS FD I
COM
880191101
108
6400
SH
DFND
1
6400
0
0
TERADATA CORP DEL
COM
88076W103
1136
26009
SH
DFND
1
26009
0
0
TEREX CORP NEW
COM
880779103
312
11192
SH
DFND
1
11192
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
2454
2700000
PRN
DFND
1
2700000
0
0
TESLA MTRS INC
COM
88160R101
485
2180
SH
DFND
1
2180
0
0
TEVA PHARMACEUTICAL FIN LLC
DBCV 0.250% 2/0
88163VAE9
1639
1200000
PRN
DFND
1
1200000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
355
6180
SH
DFND
1
6180
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
58
1000
SH
DFND
1000
0
0
TEXAS INSTRS INC
COM
882508104
7682
143673
SH
DFND
1
143673
0
0
THE ADT CORPORATION
COM
00101J106
13215
364897
SH
DFND
1
364897
0
0
THE ADT CORPORATION
COM
00101J106
1198
33080
SH
DFND
2
33080
0
0
THE ADT CORPORATION
COM
00101J106
891
24550
SH
DFND
24550
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
147
1170
SH
DFND
1170
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2720
21696
SH
DFND
1
21696
0
0
THOMSON REUTERS CORP
COM
884903105
276
6809
SH
DFND
1
6809
0
0
THOMSON REUTERS CORP
COM
884903105
13
320
SH
DFND
2
320
0
0
THRESHOLD PHARMACEUTICAL INC
COM NEW
885807206
43
13504
SH
DFND
1
13504
0
0
TIFFANY & CO NEW
COM
886547108
357
3339
SH
DFND
1
3339
0
0
TIME WARNER CABLE INC
COM
88732J207
121
797
SH
DFND
1
797
0
0
TIME WARNER CABLE INC
COM
88732J207
3
17
SH
DFND
17
0
0
TIME WARNER INC
COM NEW
887317303
165
1930
SH
DFND
1
1930
0
0
TIME WARNER INC
COM NEW
887317303
6
70
SH
DFND
70
0
0
TIMMINS GOLD CORP
COM
88741P103
1280
1300000
SH
DFND
1
1300000
0
0
TJX COS INC NEW
COM
872540109
1070
15590
SH
DFND
1
15590
0
0
TJX COS INC NEW
COM
872540109
127
1850
SH
DFND
1850
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
130
2700
SH
DFND
1
2700
0
0
TOTAL S A
SPONSORED ADR
89151E109
133
2590
SH
DFND
2590
0
0
TOTAL S A
SPONSORED ADR
89151E109
290
5630
SH
DFND
1
5630
0
0
TOTAL SYS SVCS INC
COM
891906109
231
6806
SH
DFND
1
6806
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
157
1250
SH
DFND
1
1250
0
0
TRACTOR SUPPLY CO
COM
892356106
118
1500
SH
DFND
1
1500
0
0
TRANSCANADA CORP
COM
89353D107
251
5095
SH
DFND
5095
0
0
TRANSCANADA CORP
COM
89353D107
385
7803
SH
DFND
1
7803
0
0
TRAVELERS COMPANIES INC
COM
89417E109
3
28
SH
DFND
1
28
0
0
TRIUMPH GROUP INC NEW
COM
896818101
55
825
SH
DFND
825
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
90
876
SH
DFND
1
876
0
0
TURQUOISE HILL RES LTD
COM
900435108
39
12445
SH
DFND
1
12445
0
0
TUTOR PERINI CORP
COM
901109108
12
500
SH
DFND
1
500
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
950
25758
SH
DFND
1
25758
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
332
8648
SH
DFND
1
8648
0
0
TWITTER INC
COM
90184L102
463
12890
SH
DFND
12890
0
0
TWITTER INC
COM
90184L102
36
1000
SH
DFND
1
1000
0
0
TYSON FOODS INC
CL A
902494103
73
1809
SH
DFND
1
1809
0
0
UNILEVER N V
N Y SHS NEW
904784709
15545
398190
SH
DFND
1
398190
0
0
UNION PAC CORP
COM
907818108
193
1621
SH
DFND
1
1621
0
0
UNION PAC CORP
COM
907818108
223
1870
SH
DFND
1870
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
3155
28379
SH
DFND
1
28379
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
78
698
SH
DFND
2
698
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2909
25325
SH
DFND
25325
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
861
7486
SH
DFND
2
7486
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
42075
366151
SH
DFND
1
366151
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
55
2000
SH
DFND
1
2000
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
220
1981
SH
DFND
1
1981
0
0
UNUM GROUP
COM
91529Y106
164
4700
SH
DFND
1
4700
0
0
URANIUM ENERGY CORP
COM
916896103
3
2000
SH
DFND
1
2000
0
0
URBAN OUTFITTERS INC
COM
917047102
1108
31539
SH
DFND
1
31539
0
0
US BANCORP DEL
COM NEW
902973304
2943
65540
SH
DFND
1
65540
0
0
V F CORP
COM
918204108
726
9700
SH
DFND
1
9700
0
0
VALE S A
ADR
91912E105
825
100778
SH
DFND
1
100778
0
0
VALE S A
ADR REPSTG PFD
91912E204
2214
305000
SH
DFND
1
305000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
825
5742
SH
DFND
1
5742
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
74
1500
SH
DFND
1500
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
469
9500
SH
DFND
1
9500
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
28
350
SH
DFND
1
350
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
3265
30800
SH
DFND
1
30800
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
3537
67500
SH
DFND
1
67500
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1465
18400
SH
DFND
1
18400
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
2770
57300
SH
DFND
1
57300
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
291
4230
SH
DFND
1
4230
0
0
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
164
2700
SH
DFND
1
2700
0
0
VANTIV INC
CL A
92210H105
110
3252
SH
DFND
1
3252
0
0
VARIAN MED SYS INC
COM
92220P105
71
824
SH
DFND
1
824
0
0
VECTOR GROUP LTD
COM
92240M108
0
6
SH
DFND
1
6
0
0
VERISIGN INC
COM
92343E102
114
2000
SH
DFND
1
2000
0
0
VERISK ANALYTICS INC
CL A
92345Y106
142
2223
SH
DFND
1
2223
0
0
VERISK ANALYTICS INC
CL A
92345Y106
832
13000
SH
DFND
13000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
993
21223
SH
DFND
21223
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
349
7454
SH
DFND
2
7454
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
13177
281618
SH
DFND
1
281618
0
0
VIACOM INC NEW
CL B
92553P201
132
1751
SH
DFND
1
1751
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
315
75500
SH
DFND
75500
0
0
VISA INC
COM CL A
92826C839
4879
18602
SH
DFND
2
18602
0
0
VISA INC
COM CL A
92826C839
62929
240011
SH
DFND
1
240011
0
0
VISA INC
COM CL A
92826C839
1987
7578
SH
DFND
7578
0
0
VMWARE INC
CL A COM
928563402
41
500
SH
DFND
1
500
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
297
8724
SH
DFND
8724
0
0
VULCAN MATLS CO
COM
929160109
123
1866
SH
DFND
1
1866
0
0
WABCO HLDGS INC
COM
92927K102
117
1120
SH
DFND
1120
0
0
WABTEC CORP
COM
929740108
1371
15780
SH
DFND
1
15780
0
0
WAL-MART STORES INC
COM
931142103
103
1200
SH
DFND
1200
0
0
WAL-MART STORES INC
COM
931142103
5659
65892
SH
DFND
1
65892
0
0
WAL-MART STORES INC
COM
931142103
249
2905
SH
DFND
2
2905
0
0
WASTE CONNECTIONS INC
COM
941053100
81
1850
SH
DFND
1
1850
0
0
WASTE MGMT INC DEL
COM
94106L109
282
5500
SH
DFND
1
5500
0
0
WATERS CORP
COM
941848103
186
1650
SH
DFND
1
1650
0
0
WELLS FARGO & CO NEW
COM
949746101
230
4200
SH
DFND
4200
0
0
WELLS FARGO & CO NEW
COM
949746101
33
595
SH
DFND
2
595
0
0
WELLS FARGO & CO NEW
COM
949746101
1564
28571
SH
DFND
1
28571
0
0
WENDYS CO
COM
95058W100
575
63609
SH
DFND
1
63609
0
0
WESTERN DIGITAL CORP
COM
958102105
83
750
SH
DFND
750
0
0
WESTERN DIGITAL CORP
COM
958102105
72
652
SH
DFND
1
652
0
0
WESTERN UN CO
COM
959802109
45
2500
SH
DFND
2500
0
0
WESTERN UN CO
COM
959802109
10
551
SH
DFND
1
551
0
0
WHIRLPOOL CORP
COM
963320106
335
1730
SH
DFND
1730
0
0
WIDEPOINT CORP
COM
967590100
8
6000
SH
DFND
1
6000
0
0
WILLBROS GROUP INC DEL
COM
969203108
3
500
SH
DFND
1
500
0
0
WINDSTREAM HLDGS INC
COM
97382A101
318
38535
SH
DFND
1
38535
0
0
WISCONSIN ENERGY CORP
COM
976657106
115
2189
SH
DFND
1
2189
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
743
15100
SH
DFND
1
15100
0
0
XEROX CORP
COM
984121103
180
13000
SH
DFND
1
13000
0
0
YAHOO INC
COM
984332106
330
6524
SH
DFND
1
6524
0
0
YAMANA GOLD INC
COM
98462Y100
1556
384200
SH
DFND
1
384200
0
0
YELP INC
CL A
985817105
332
6080
SH
DFND
1
6080
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
2422
91500
SH
DFND
1
91500
0
0
YUM BRANDS INC
COM
988498101
957
13150
SH
DFND
1
13150
0
0
YUM BRANDS INC
COM
988498101
26
360
SH
DFND
360
0
0
ZIMMER HLDGS INC
COM
98956P102
79
700
SH
DFND
700
0
0
ZIONS BANCORPORATION
COM
989701107
394
13812
SH
DFND
1
13812
0
0
ZOETIS INC
CL A
98978V103
129
3000
SH
DFND
1
3000
0
0
ZYNGA INC
CL A
98986T108
79
30000
SH
DFND
30000
0
0