0001209191-21-059974.txt : 20211007
0001209191-21-059974.hdr.sgml : 20211007
20211007180559
ACCESSION NUMBER: 0001209191-21-059974
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211007
FILED AS OF DATE: 20211007
DATE AS OF CHANGE: 20211007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northpond Ventures, LP
CENTRAL INDEX KEY: 0001867472
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40894
FILM NUMBER: 211313274
BUSINESS ADDRESS:
STREET 1: 7500 OLD GEORGETOWN ROAD
STREET 2: SUITE 850
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 240-800-1200
MAIL ADDRESS:
STREET 1: 7500 OLD GEORGETOWN ROAD
STREET 2: SUITE 850
CITY: BETHESDA
STATE: MD
ZIP: 20814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northpond Ventures GP, LLC
CENTRAL INDEX KEY: 0001867470
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40894
FILM NUMBER: 211313275
BUSINESS ADDRESS:
STREET 1: 7500 OLD GEORGETOWN ROAD
STREET 2: SUITE 850
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 240-800-1200
MAIL ADDRESS:
STREET 1: 7500 OLD GEORGETOWN ROAD
STREET 2: SUITE 850
CITY: BETHESDA
STATE: MD
ZIP: 20814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northpond Capital GP, LLC
CENTRAL INDEX KEY: 0001871669
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40894
FILM NUMBER: 211313277
BUSINESS ADDRESS:
STREET 1: 4 BRATTLE STREET, FLOOR 3
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
BUSINESS PHONE: 240.800.1200
MAIL ADDRESS:
STREET 1: 4 BRATTLE STREET, FLOOR 3
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rubin Michael P.
CENTRAL INDEX KEY: 0001867627
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40894
FILM NUMBER: 211313273
MAIL ADDRESS:
STREET 1: 7500 OLD GEORGETOWN ROAD
STREET 2: SUITE 850
CITY: BETHESDA
STATE: MD
ZIP: 20814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northpond Capital, L.P.
CENTRAL INDEX KEY: 0001871659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40894
FILM NUMBER: 211313276
BUSINESS ADDRESS:
STREET 1: 4 BRATTLE STREET, FLOOR 3
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
BUSINESS PHONE: 240.800.1200
MAIL ADDRESS:
STREET 1: 4 BRATTLE STREET, FLOOR 3
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IsoPlexis Corp
CENTRAL INDEX KEY: 0001615055
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 462179799
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 NE INDUSTRIAL ROAD
CITY: BRANFORD
STATE: CT
ZIP: 06405
BUSINESS PHONE: 203-208-4111
MAIL ADDRESS:
STREET 1: 35 NE INDUSTRIAL ROAD
CITY: BRANFORD
STATE: CT
ZIP: 06405
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-10-07
0
0001615055
IsoPlexis Corp
ISO
0001871669
Northpond Capital GP, LLC
7500 OLD GEORGETOWN ROAD
SUITE 850
BETHESDA
MD
20814
0
0
1
0
0001871659
Northpond Capital, L.P.
7500 OLD GEORGETOWN ROAD
SUITE 850
BETHESDA
MD
20814
0
0
1
0
0001867470
Northpond Ventures GP, LLC
7500 OLD GEORGETOWN ROAD
SUITE 850
BETHESDA
MD
20814
0
0
1
0
0001867472
Northpond Ventures, LP
7500 OLD GEORGETOWN ROAD
SUITE 850
BETHESDA
MD
20814
0
0
1
0
0001867627
Rubin Michael P.
C/O NORTHPOND VENTURES
7500 OLD GEORGETOWN ROAD, SUITE 850
BETHESDA
MD
20814
0
0
1
0
Series C Redeemable Convertible Preferred Stock
Common Stock
2302280
I
See footnote
Series C-2 Redeemable Convertible Preferred Stock
Common Stock
2473048
I
See footnote
Series D Redeemable Convertible Preferred Stock
Common Stock
1528864
I
See footnote
Series D Redeemable Convertible Preferred Stock
Common Stock
1040048
I
See footnote
Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock is convertible at any time, at the Reporting Persons' election, on a one-for-8 basis, and will convert automatically upon the Issuer's consummation of an initial public offering. The number of shares held is shown on an as-converted to common stock basis. The preferred stock has no expiration date.
The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP.
The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP.
Northpond Capital GP, LLC, By: /s/ Patrick Smerkers, Senior Vice President, Finance and Operations
2021-10-07
Northpond Capital, LP, By: Northpond Capital GP, LLC, its general partner, By: /s/ Patrick Smerkers, Senior Vice President, Finance and Operations
2021-10-07
Northpond Ventures GP, LLC, By: /s/ Patrick Smerkers, Senior Vice President, Finance and Operations
2021-10-07
Northpond Ventures, LP, By: Northpond Ventures GP, LLC, its general partner, By: /s/ Patrick Smerkers, Senior Vice President, Finance and Operations
2021-10-07
/s/ Michael P. Rubin
2021-10-07