Chief Compliance Officer

0001614986-24-000002.txt : 20240213 0001614986-24-000002.hdr.sgml : 20240213 20240213101042 ACCESSION NUMBER: 0001614986-24-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 EFFECTIVENESS DATE: 20240213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Boussard & Gavaudan Investment Management LLP CENTRAL INDEX KEY: 0001614986 ORGANIZATION NAME: IRS NUMBER: 809838587 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16285 FILM NUMBER: 24623144 BUSINESS ADDRESS: STREET 1: 1ST FLOOR STREET 2: 117 PICCADILLY CITY: London STATE: X0 ZIP: W1J 7JU BUSINESS PHONE: 00-44-203-751-5400 MAIL ADDRESS: STREET 1: 1ST FLOOR STREET 2: 117 PICCADILLY CITY: London STATE: X0 ZIP: W1J 7JU 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001614986 XXXXXXXX 12-31-2023 12-31-2023 Boussard & Gavaudan Investment Management LLP

1ST FLOOR 117 PICCADILLY London X0 W1J 7JU

13F HOLDINGS REPORT 028-16285 N Emmanuel Gavaudan Chief Compliance Officer 00-44-203-751-5400 Emmanuel Gavaudan London X0 02-13-2024 0 91 514224179 false INFORMATION TABLE 2 31.12.2023.xml AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 19167737 15121 SH SOLE 15121 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 5595556 244081 SH SOLE 244081 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 28502696 15850 SH SOLE 15850 0 0 ALVOTECH W EXP 06/15/202 L01800116 143750 62500 SH SOLE 62500 0 0 AMBAC FINL GROUP INC COM NEW 023139884 13886949 853531 SH DFND 853531 0 0 AMGEN INC COM 031162100 541232 1888 SH SOLE 1888 0 0 ARAMARK COM 03852U106 8832288 317024 SH DFND 317024 0 0 ARES ACQUISITION CORP II SHS CLASS A G33033104 3126000 300000 SH SOLE 300000 0 0 ARES ACQUISITION CORP II W EXP 99/99/999 G33033120 24015 150000 SH SOLE 150000 0 0 BGC GROUP INC CL A 088929104 18926283 2650740 SH SOLE 2650740 0 0 BLACKSKY TECHNOLOGY INC W EXP 09/09/202 09263B116 13254 265081 SH SOLE 265081 0 0 BLEUACACIA LTD CLASS A ORD SHS G11728105 1611000 150000 SH SOLE 150000 0 0 BLEUACACIA LTD RIGHT 10/30/2026 G11728139 9022 225000 SH SOLE 225000 0 0 BLEUACACIA LTD W EXP 10/30/202 G11728113 2812 112500 SH SOLE 112500 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 25253572 13394 SH SOLE 13394 0 0 BOX INC NOTE 1/1 10316TAB0 6849706 6100 SH SOLE 6100 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 15574391 310006 SH SOLE 310006 0 0 CELSIUS HLDGS INC COM NEW 15118V207 6888191 125674 SH SOLE 125674 0 0 CHART INDS INC NOTE 1.000%11/1 16115QAE0 28489440 12102 SH DFND 12102 0 0 CHART INDS INC COM 16115Q308 12056012 87610 SH DFND 87610 0 0 CHEFS WHSE INC COM 163086101 1096654 37093 SH SOLE 37093 0 0 CHURCHILL CAPITAL CORP VII W EXP 02/29/202 17144M110 2034 15638 SH SOLE 15638 0 0 CLARIVATE PLC 5.25% PFD CONV A G21810208 16184841 424125 SH DFND 424125 0 0 CONCORD ACQUISITION CORP III W EXP 99/99/999 20607V114 3000 25000 SH SOLE 25000 0 0 DATADOG INC NOTE 0.125% 6/1 23804LAB9 890525 636 SH SOLE 636 0 0 DYNAVAX TECHNOLOGIES CORP NOTE 2.500% 5/1 268158AD4 15509172 10500 SH SOLE 10500 0 0 EAGLE BULK SHIPPING INC COM Y2187A150 1047826 19100 SH SOLE 19100 0 0 ELI LILLY & CO COM 532457108 2085240 3578 SH SOLE 3578 0 0 ENVISTA HOLDINGS CORPORATION NOTE 2.375% 6/0 29415FAB0 5822217 4679 SH SOLE 4679 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 11490499 190999 SH SOLE 190999 0 0 FTAC EMERALD ACQUISITION COR W EXP 10/19/202 29103K118 9625 275000 SH SOLE 275000 0 0 GORES HOLDINGS IX INC CLASS A COM 38287A101 2345521 223383 SH SOLE 223383 0 0 GORES HOLDINGS IX INC UNIT 01/14/2029 38287A200 134277 12764 SH SOLE 12764 0 0 GORES HOLDINGS IX INC W EXP 01/14/202 38287A119 8198 74461 SH SOLE 74461 0 0 GREEN PLAINS INC NOTE 2.250% 3/1 393222AK0 7742073 7298 SH SOLE 7298 0 0 HESS CORP COM 42809H107 14094267 97363 SH SOLE 97363 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 3270000 300000 SH SOLE 300000 0 0 JAWS MUSTANG ACQUISITION COR W EXP 01/30/202 G50737124 5500 100000 SH SOLE 100000 0 0 JOBY AVIATION 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64110L906 30497 79 SH Call DFND 79 0 0 NETFLIX INC CALL 64110L906 90956 79 SH Call DFND 79 0 0 VOLATILITY SHS TR PUT 92864M951 15032 1575 SH Put DFND 1575 0 0 VOLATILITY SHS TR CALL 92864M901 122822 1050 SH Call DFND 1050 0 0 VOLATILITY SHS TR PUT 92864M951 15305 208 SH Put DFND 208 0 0 VOLATILITY SHS TR CALL 92864M901 191528 1050 SH Call DFND 1050 0 0 VOLATILITY SHS TR PUT 92864M951 398139 1500 SH Put DFND 1500 0 0 VOLATILITY SHS TR PUT 92864M951 347659 1500 SH Put DFND 1500 0 0 VOLATILITY SHS TR PUT 92864M951 362149 1500 SH Put DFND 1500 0 0 VOLATILITY SHS TR CALL 92864M901 12158 1575 SH Call DFND 1575 0 0 VOLATILITY SHS TR CALL 92864M901 14069 1050 SH Call DFND 1050 0 0 VOLATILITY SHS TR CALL 92864M901 44063 1050 SH Call DFND 1050 0 0 VOLATILITY SHS TR CALL 92864M901 351 1575 SH Call DFND 1575 0 0 MDU RES GROUP INC COM 552690109 4175819 211220 SH SOLE 211220 0 0 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 6074588 4947 SH SOLE 4947 0 0 NETFLIX INC COM 64110L106 6723203 13924 SH SOLE 13924 0 0 NOVA LTD NOTE 10/1 66980MAB2 11024713 6000 SH SOLE 6000 0 0 ORIGIN MATERIALS INC W EXP 06/25/202 68622D114 2369 76667 SH SOLE 76667 0 0 ORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 686688AB8 4711013 4500 SH SOLE 4500 0 0 PENN ENTERTAINMENT INC NOTE 2.750% 5/1 707569AU3 13712350 10484 SH SOLE 10484 0 0 PIONEER NAT RES CO COM 723787107 27962579 124245 SH SOLE 124245 0 0 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 2920722 275800 SH SOLE 275800 0 0 SCREAMING EAGLE ACQUISITN CO W EXP 01/05/202 G79407121 37916 83333 SH SOLE 83333 0 0 SLAM CORP CL A SHS G8210L105 1353750 125000 SH SOLE 125000 0 0 SLAM CORP W EXP 02/23/202 G8210L121 5625 31250 SH SOLE 31250 0 0 SOLID POWER INC W EXP 12/08/202 83422N113 8623 45387 SH SOLE 45387 0 0 SOMALOGIC INC CLASS A COM 83444K105 1359689 534259 SH SOLE 534259 0 0 SYSTEM1 INC W EXP 99/99/999 87200P117 10766 56666 SH SOLE 56666 0 0 UNITED HOMES GROUP INC W EXP 03/30/202 91060H116 14375 12500 SH SOLE 12500 0 0 UNITED STATES STL CORP NEW COM 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