0001213900-19-003668.txt : 20190306 0001213900-19-003668.hdr.sgml : 20190306 20190306165906 ACCESSION NUMBER: 0001213900-19-003668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190304 FILED AS OF DATE: 20190306 DATE AS OF CHANGE: 20190306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brock Darrell Jr. CENTRAL INDEX KEY: 0001614906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38823 FILM NUMBER: 19663201 MAIL ADDRESS: STREET 1: 725 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tortoise Acquisition Corp. CENTRAL INDEX KEY: 0001759631 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: (913) 981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 4 1 ownership.xml X0306 4 2019-03-04 0 0001759631 Tortoise Acquisition Corp. SHLL 0001614906 Brock Darrell Jr. 452 FIFTH AVENUE, 14TH FLOOR NEW YORK NY 10018 0 1 0 0 Vice President Class A Common Stock 2019-03-04 4 P 0 5000 10.00 A 5000 D Warrant 2019-03-04 4 P 0 2500 10.00 A Class A Common Stock 2500 2500 D Includes securities underlying 5,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer. Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering. /s/ Darrell Brock, Jr., by Steven C. Schnitzer as Attorney-in-Fact 2019-03-06