0001144204-19-038659.txt : 20190808 0001144204-19-038659.hdr.sgml : 20190808 20190808193003 ACCESSION NUMBER: 0001144204-19-038659 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190801 FILED AS OF DATE: 20190808 DATE AS OF CHANGE: 20190808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaub Russell CENTRAL INDEX KEY: 0001633179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 191011002 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HWY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 BUSINESS PHONE: 503-295-5800 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 4 1 tv527239_4.xml OWNERSHIP DOCUMENT X0306 4 2019-08-01 0 0001614806 Great Ajax Corp. AJX 0001633179 Schaub Russell 9400 SW BEAVERTON-HILLSDALE HWY SUITE 131 BEAVERTON OR 97005 1 1 0 0 PRESIDENT Common Stock, par value $0.01 per share 2019-08-01 4 A 0 7000 13.94 A 88532.936 D Common Stock, par value $0.01 per share 1018 I Shackleton RBS 3 LLC Common Stock, par value $0.01 per share 90.82 I By wife Common Stock, par value $0.01 per share 1128.62 I By dependent (Rebecca) Common Stock, par value $0.01 per share 1128.62 I By dependent (Benjamin) Common Stock, par value $0.01 per share 1128.62 I By dependent (Samuel) Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in three equal installments annually starting August 1, 2020. Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1,465.695 shares acquired on August 30, 2018; 1,698.382 shares acquired on November 30, 2018; 272.898 shares on January 31, 2019; 1,656.177 shares on March 29, 2019; and 1,812.826 shares on May 31, 2019. Securities received pursuant to a distribution made by Aspen Yo to its limited partners. Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1.799 shares acquired on August 30, 2018; 2.085 shares acquired on November 30, 2018; 0.335 shares on January 31, 2019; 2.033 shares on March 29, 2019; and 2.225 shares on May 31, 2019. /s/ Russell Schaub 2019-08-08