0001104659-20-096956.txt : 20200819 0001104659-20-096956.hdr.sgml : 20200819 20200819172238 ACCESSION NUMBER: 0001104659-20-096956 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200813 FILED AS OF DATE: 20200819 DATE AS OF CHANGE: 20200819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaub Russell CENTRAL INDEX KEY: 0001633179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 201117879 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HWY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 BUSINESS PHONE: 503-295-5800 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 4 1 tm2028997d2_4.xml FORM 4 X0306 4 2020-08-13 0 0001614806 Great Ajax Corp. AJX 0001633179 Schaub Russell 9400 SW BEAVERTON-HILLSDALE HWY SUITE 131 BEAVERTON OR 97005 1 1 0 0 PRESIDENT Common Stock, par value $0.01 per share 2020-08-13 4 A 0 8000 9.55 A 105111.191 D Common Stock, par value $0.01 per share 1501 I Shackleton RBS 3 LLC Common Stock, par value $0.01 per share 100.84 I By wife Common Stock, par value $0.01 per share 1175.68 I By dependent (Rebecca) Common Stock, par value $0.01 per share 1175.68 I By dependent (Benjamin) Common Stock, par value $0.01 per share 1175.68 I By dependent (Samuel) Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in three equal installments annually starting August 13, 2021. Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1,779.3 shares acquired on August 30, 2019; 1,749.332 shares acquired on November 26, 2019; 1,824.623 shares on May 29, 2020; and 3,225 shares from a stock dividend on March 27, 2020. Securities received pursuant to a distribution made by Aspen Yo to its limited partners. Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1.995 shares acquired on August 30, 2019; 1.962 shares acquired on November 26, 2019; 2.06 shares on May 29, 2020; and 4.0 shares from a stock dividend on March 27, 2020. Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1.995 shares acquired on August 30, 2019; 1.962 shares acquired on November 26, 2019; 2.06 shares on May 29, 2020; and 41.04 shares from a stock dividend on March 27, 2020. /s/ Russell Schaub 2020-08-19