0000899243-18-024339.txt : 20180912 0000899243-18-024339.hdr.sgml : 20180912 20180912185722 ACCESSION NUMBER: 0000899243-18-024339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180910 FILED AS OF DATE: 20180912 DATE AS OF CHANGE: 20180912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tortorici Samuel M. CENTRAL INDEX KEY: 0001702208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38058 FILM NUMBER: 181067647 MAIL ADDRESS: STREET 1: 2800 POST OAK BOULEVARD STREET 2: SUITE 3800 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cadence Bancorporation CENTRAL INDEX KEY: 0001614184 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 POST OAK BOULEVARD SUITE 3800 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138714000 MAIL ADDRESS: STREET 1: 2800 POST OAK BOULEVARD SUITE 3800 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-10 0 0001614184 Cadence Bancorporation CADE 0001702208 Tortorici Samuel M. C/O CADENCE BANCORPORATION 2800 POST OAK BOULEVARD, SUITE 3800 HOUSTON TX 77056 0 1 0 0 President Class A Common Stock, par value $0.01 per share 2018-09-10 4 J 0 100943 0.00 A 119602 D Class A Common Stock, par value $0.01 per share 2017-04-19 4 P 0 750 A 750 I See Footnote Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by the Reporting Person in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration. Represents shares of Class A Common Stock purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO. Held by the Reporting Person's sister. Includes 169 shares of Class A Common Stock acquired through the Cadence Bancorporation 2018 Employee Stock Purchase Plan. /s/ Jerry W. Powell, Attorney-in-Fact for Samuel M. Tortorici 2018-09-12