0001445305-14-004199.txt : 20140930
0001445305-14-004199.hdr.sgml : 20140930
20140930154941
ACCESSION NUMBER: 0001445305-14-004199
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140929
FILED AS OF DATE: 20140930
DATE AS OF CHANGE: 20140930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI
CENTRAL INDEX KEY: 0000759944
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 050412693
STATE OF INCORPORATION: RI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 870 WESTMINSTER ST
STREET 2: 1 CITIZENS PLZ THIRD FL
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
BUSINESS PHONE: 4014567000
MAIL ADDRESS:
STREET 1: 1 CITIZENS PLAZA
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hanna Howard W. III
CENTRAL INDEX KEY: 0001614155
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36636
FILM NUMBER: 141129714
MAIL ADDRESS:
STREET 1: CITIZENS FINANCIAL GROUP, INC.
STREET 2: 600 WASHINGTON BLVD., CS119N
CITY: STAMFORD
STATE: CT
ZIP: 06901
4
1
wf-form4_141210657080507.xml
FORM 4
X0306
4
2014-09-29
0
0000759944
CITIZENS FINANCIAL GROUP INC/RI
CFG
0001614155
Hanna Howard W. III
C/O CITIZENS FINANCIAL GROUP, INC.
600 WASHINGTON BLVD.
STAMFORD
CT
06901
1
0
0
0
Common Stock
2014-09-29
4
A
0
2083
0
A
2083
D
Common Stock
2014-09-29
4
P
0
9000
21.50
A
11083
D
These restricted stock units were granted under the Issuer's 2014 Non-Employee Directors Compensation Plan (the "Plan") and are scheduled to vest 100% on the earlier of (i) the first anniversary of the grant date or (ii) the date of the Issuer's 2015 annual general meeting of stockholders, subject to the terms of the Plan and the applicable award agreement issued thereunder.
This number reflects shares of Common Stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.
/s/ Lindsey Cameron, as Attorney-in-Fact
2014-09-30