0001104659-19-040253.txt : 20190715 0001104659-19-040253.hdr.sgml : 20190715 20190715080609 ACCESSION NUMBER: 0001104659-19-040253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190712 FILED AS OF DATE: 20190715 DATE AS OF CHANGE: 20190715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Windham-Bannister Susan Richards CENTRAL INDEX KEY: 0001713760 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38630 FILM NUMBER: 19954123 MAIL ADDRESS: STREET 1: 78 BLANCHARD ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aridis Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001614067 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 320074500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5941 OPTICAL COURT CITY: SAN JOSE STATE: CA ZIP: 95138 BUSINESS PHONE: (408) 385-1742 MAIL ADDRESS: STREET 1: 5941 OPTICAL COURT CITY: SAN JOSE STATE: CA ZIP: 95138 4 1 a4.xml 4 X0306 4 2019-07-12 0 0001614067 Aridis Pharmaceuticals, Inc. ARDS 0001713760 Windham-Bannister Susan Richards C/O ARIDIS PHARMACEUTICALS, INC. 5491 OPTICAL CT. SAN JOSE CA 95138 1 0 0 0 Stock Options 10.01 2019-07-12 4 A 0 35000 0 A 2029-07-12 Common Stock 35000 35000 D 972 of the stock options vested upon date of grant and the remaining stock options vest in equal installments over 35 months beginning on July 12, 2019. /s/ Susan Windham-Bannister 2019-07-15