SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Singleton Jake

(Last)

(First)

(Middle)

16767 N. PERIMETER DRIVE, SUITE 240

(Street)

SCOTTSDALE

85260

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/06/2018

3. Issuer Name and Ticker or Trading Symbol
JOINT Corp [ JYNT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	15,923⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Stock Option (right to buy)	⁽²⁾	03/14/2026	Common stock	10,000	$4.1	D
Stock Option (right to buy)	⁽³⁾	08/09/2026	Common stock	20,000	$2.24	D
Stock Option (right to buy)	⁽⁴⁾	05/09/2027	Common stock	10,473	$3.88	D
Stock Option (right to buy)	⁽⁵⁾	11/10/2027	Common stock	10,000	$5.51	D
Stock Option (right to buy)	⁽⁶⁾	08/07/2028	Common stock	3,242	$8.25	D

Explanation of Responses:

1. 11,455 of these shares are unvested restricted shares, 1000 of which will vest on 7/15/19, 2,613 of which will vest on 8/07/19, and 2,614 of which will vest on each of 8/07/20, 8/07/21 and 8/07/22.

2. 5,000 of these options are fully vested, and 2,500 will vest on each of 3/14/19 and 3/14/20.

3. 10,000 of these options are fully vested, and 5,000 will vest on each of 8/09/19 and 8/09/20.

4. All of these options are fully vested.

5. 2,500 options will vest on each of 11/10/18, 11/10/19, 11/10/20 and 11/10/21.

6. 811 of these options will vest on each of 8/07/19 and 8/07/20, and 810 of these options will vest on each of 8/07/21 and 8/07/22.

	/s/Robin C. Friedman, Attorney-in-fact	11/08/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.