0001171843-18-007801.txt : 20181108 0001171843-18-007801.hdr.sgml : 20181108 20181108170056 ACCESSION NUMBER: 0001171843-18-007801 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181106 FILED AS OF DATE: 20181108 DATE AS OF CHANGE: 20181108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singleton Jake CENTRAL INDEX KEY: 0001758428 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36724 FILM NUMBER: 181170448 MAIL ADDRESS: STREET 1: 16767 NORTH PERIMETER DRIVE, SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOINT Corp CENTRAL INDEX KEY: 0001612630 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 900544160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16767 N PERIMETER DRIVE STREET 2: SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 480 245 5960 MAIL ADDRESS: STREET 1: 16767 N PERIMETER DRIVE STREET 2: SUITE 240 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 3 1 ownership.xml X0206 3 2018-11-06 0 0001612630 JOINT Corp JYNT 0001758428 Singleton Jake 16767 N. PERIMETER DRIVE, SUITE 240 SCOTTSDALE AZ 85260 0 1 0 0 Chief Financial Officer Common Stock 15923 D Stock Option (right to buy) 4.10 2026-03-14 Common stock 10000 D Stock Option (right to buy) 2.24 2026-08-09 Common stock 20000 D Stock Option (right to buy) 3.88 2027-05-09 Common stock 10473 D Stock Option (right to buy) 5.51 2027-11-10 Common stock 10000 D Stock Option (right to buy) 8.25 2028-08-07 Common stock 3242 D 11,455 of these shares are unvested restricted shares, 1000 of which will vest on 7/15/19, 2,613 of which will vest on 8/07/19, and 2,614 of which will vest on each of 8/07/20, 8/07/21 and 8/07/22. 5,000 of these options are fully vested, and 2,500 will vest on each of 3/14/19 and 3/14/20. 10,000 of these options are fully vested, and 5,000 will vest on each of 8/09/19 and 8/09/20. All of these options are fully vested. 2,500 options will vest on each of 11/10/18, 11/10/19, 11/10/20 and 11/10/21. 811 of these options will vest on each of 8/07/19 and 8/07/20, and 810 of these options will vest on each of 8/07/21 and 8/07/22. /s/Robin C. Friedman, Attorney-in-fact 2018-11-08 EX-24 2 exh_24.htm POWER OF ATTORNEY

Exhibit 24

 

POWER OF ATTORNEY

 

The undersigned, Jake Singleton, hereby constitutes and appoints Craig P. Colmar, Robin C. Friedman and Georgann Joseph, signing singly, as the undersigned’s true and lawful attorney-in-fact to:

 

(1) prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and/or any other documents necessary or appropriate to obtain or recover codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC;
   
(2) execute for and on behalf of the undersigned, in the undersigned?s capacity as officer, director and/or more than 10% beneficial owner of The Joint Corp. (the ?Company?), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

 

(3) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and  

 

(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any Form 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in the securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 6th day of November, 2018.

 

  Signature: // Jake Singleton  
  Print Name: Jake Singleton