0001675149-18-000024.txt : 20180126
0001675149-18-000024.hdr.sgml : 20180126
20180126164902
ACCESSION NUMBER: 0001675149-18-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180124
FILED AS OF DATE: 20180126
DATE AS OF CHANGE: 20180126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harvey Roy Christopher
CENTRAL INDEX KEY: 0001612161
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37816
FILM NUMBER: 18552562
MAIL ADDRESS:
STREET 1: C/O ALCOA UPSTREAM CORP
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcoa Corp
CENTRAL INDEX KEY: 0001675149
STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334]
IRS NUMBER: 811789115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
BUSINESS PHONE: 412-315-2900
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
FORMER COMPANY:
FORMER CONFORMED NAME: Alcoa Upstream Corp
DATE OF NAME CHANGE: 20160520
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-01-24
0001675149
Alcoa Corp
AA
0001612161
Harvey Roy Christopher
201 ISABELLA STREET
SUITE 500
PITTSBURGH,
PA
15212
1
1
1
0
President, CEO & Director
Common Stock, par value $0.01 per share
2018-01-24
4
A
0
29320
0
A
108920
D
Common Stock, par value $0.01 per share
2018-01-24
4
F
0
4833
53.30
D
104087
D
Common Stock, par value $0.01 per share
861
I
By Company 401(k) plan
Employee Stock Option (right to buy)
53.30
2018-01-24
4
A
0
73290
0
A
2028-01-24
Common Stock
73290
73290
D
Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant.
Represents payment of tax liability by withholding shares incident to the vesting of a performance restricted stock unit award granted in 2015.
Fluctuations in 401(k) amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
The option vests in three equal annual installments beginning January 24, 2019.
/s/ Marissa Earnest (Assistant Secretary), by power of attorney
2018-01-26