0001675149-18-000024.txt : 20180126 0001675149-18-000024.hdr.sgml : 20180126 20180126164902 ACCESSION NUMBER: 0001675149-18-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180124 FILED AS OF DATE: 20180126 DATE AS OF CHANGE: 20180126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harvey Roy Christopher CENTRAL INDEX KEY: 0001612161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37816 FILM NUMBER: 18552562 MAIL ADDRESS: STREET 1: C/O ALCOA UPSTREAM CORP STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcoa Corp CENTRAL INDEX KEY: 0001675149 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 811789115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 BUSINESS PHONE: 412-315-2900 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 FORMER COMPANY: FORMER CONFORMED NAME: Alcoa Upstream Corp DATE OF NAME CHANGE: 20160520 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-01-24 0001675149 Alcoa Corp AA 0001612161 Harvey Roy Christopher 201 ISABELLA STREET SUITE 500 PITTSBURGH, PA 15212 1 1 1 0 President, CEO & Director Common Stock, par value $0.01 per share 2018-01-24 4 A 0 29320 0 A 108920 D Common Stock, par value $0.01 per share 2018-01-24 4 F 0 4833 53.30 D 104087 D Common Stock, par value $0.01 per share 861 I By Company 401(k) plan Employee Stock Option (right to buy) 53.30 2018-01-24 4 A 0 73290 0 A 2028-01-24 Common Stock 73290 73290 D Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of the grant. Represents payment of tax liability by withholding shares incident to the vesting of a performance restricted stock unit award granted in 2015. Fluctuations in 401(k) amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. The option vests in three equal annual installments beginning January 24, 2019. /s/ Marissa Earnest (Assistant Secretary), by power of attorney 2018-01-26